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A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional Forum 4th IBA Asia-based International Financial Law Conference 26–28 February 2020 The Peninsula Tokyo, Tokyo, Japan Topics include: • Recent topics regarding the regulation and the enforcement actions on the insider trading, market manipulation and etc • Fintech’s impact on Asian financial markets 1: the regulatory and legislative developments in Security Token Offering (STO) / Initial Coin Offering (ICO) and crypto-assets • Fintech’s impact on Asian financial markets 2: the entry of big technology companies into financial services • Changing REITs markets • Real estate investment and financing • Environmental, social and governance investment • Direct lending and lending type crowdfunding • Change of institutional investors’ ownership engagement • Legal opinions • Shareholder activism in Asia Follow us @IBAevents #IBAFin BOOK NOW AT WWW.IBANET.ORG/CONFERENCES/CONF1014.ASPX REGISTER BEFORE 17 JANUARY 2019 TO RECEIVE EARLY REGISTRATION DISCOUNTS

4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

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Page 1: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional Forum

4th IBA Asia-based International Financial Law Conference26–28 February 2020 The Peninsula Tokyo, Tokyo, Japan

Topics include:

• Recent topics regarding the regulation and the enforcement actions on the insider trading, market manipulation and etc

• Fintech’s impact on Asian financial markets 1: the regulatory and legislative developments in Security Token Offering (STO) / Initial Coin Offering (ICO) and crypto-assets

• Fintech’s impact on Asian financial markets 2: the entry of big technology companies into financial services

• Changing REITs markets

• Real estate investment and financing

• Environmental, social and governance investment

• Direct lending and lending type crowdfunding

• Change of institutional investors’ ownership engagement

• Legal opinions

• Shareholder activism in Asia

Follow us

@IBAevents

#IBAFin

BOOK NOW AT WWW.IBANET.ORG/CONFERENCES/CONF1014.ASPX

REGISTER BEFORE

17 JANUARY 2019 TO RECEIVE EARLY

REGISTRATION

DISCOUNTS

Page 2: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

ProgrammeConference Co-ChairsKatsumasa Suzuki Mori Hamada & Matsumoto, Tokyo; Chair, IBA Public Company Practice and Regulation SubcommitteeYuri Suzuki Atsumi & Sakai, Tokyo; Vice Chair, IBA Financial and Banking Law Conferences Subcommittee

0800 – 1700 Registration

0915 – 0925 Opening remarksKatsumasa Suzuki Mori Hamada & Matsumoto, Tokyo; Chair, IBA Public Company Practice and Regulation SubcommitteeYuri Suzuki Atsumi & Sakai, Tokyo; Vice Chair, IBA Financial and Banking Law Conferences Subcommittee

0925 – 0945 Keynote speechKoichiro Miyahara President & CEO, Tokyo Stock Exchange, Tokyo

0945 – 1100

Recent topics regarding the regulation and the enforcement actions on the insider trading, market manipulation and etc• Update of Insider trading rule• Regulation Fair Disclosure• Unfair manipulation• Enforcement

Wednesday 26 February

Thursday 27 February

Headline social event sponsors

Host Committee Kenji Hirooka Anderson Mori & Tomotsune, TokyoKiyomi Kikuchi TMI Associates, TokyoTomohiro Murakami Oh-Ebashi LPC & Partners, TokyoRyuichi Nozaki Atsumi & Sakai, Tokyo Motoki Saito Nagashima Ohno & Tsunematsu, TokyoMasamichi Sakamoto Citi-Yuwa Partners, TokyoAsa Shinkawa Nishimura & Asahi, Tokyo; Vice Chair, IBA Mergers and Aquisitions SubcommitteeKatsumasa Suzuki Mori Hamada & Matsumoto, Tokyo; Chair, IBA Public Company Practice and Regulation Subcommittee

Planning CommitteeNaoyuki Kabata Anderson Mori & Tomotsune, TokyoChee Wai Kok Allen & Gledhill, Singapore; Asia Pacific Regional Forum Liaison Officer, IBA Banking Law CommitteeAsa Shinkawa Nishimura & Asahi, Tokyo; Vice Chair, IBA Mergers and Aquisitions SubcommitteeKatsumasa Suzuki Mori Hamada & Matsumoto, Tokyo; Chair, IBA Public Company Practice and Regulation SubcommitteeYuri Suzuki Atsumi & Sakai, Tokyo; Vice Chair, IBA Financial and Banking Law Conferences Subcommittee

1830 – 2030 Welcome receptionThe Peninsula Tokyo

ModeratorKaku Hirao Nishimura & Asahi, Tokyo

PanellistsPhilip M Berkowitz Littler, New York; Council Member, IBA Global Employment InstituteChristopher D Frey Paul, Weiss, Rifkind, Wharton & Garrison, TokyoHyunjoo Oh Lee & Ko, SeoulKazuhiko Takeda Securities and Exchange Surveillance Commission, Tokyo

1100 – 1115 Coffee/tea break

Page 3: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Thursday continued

1115 – 1230

Fintech’s impact on Asian financial markets 1: the regulatory and legislative developments in Security Token Offering (STO) / Initial Coin Offering (ICO) and crypto-assets• Development of regulations on STO/ICO in each jurisdiction.• Legal and regulatory framework of new types of tokens

including asset tokens, stable coins and Facebook’s Libra • Foreseeable impact on the financial market in Asia

ModeratorAdrian Ang Allen & Gledhill, Singapore

PanellistsMartin Hess Wenger & Vieli AG, ZürichJosh Hogan McCann FitzGerald, Dublin; Vice Chair, IBA Financial and Banking Law Conferences SubcommitteeSeungmin Jasmine Jung LAB Partners, SeoulMark Makdad Moneytree KK, TokyoMasakazu Masujima Mori Hamada & Matsumoto, Tokyo

1230 – 1330 Lunch

1330 – 1445

Fintech’s impact on Asian financial markets 2: the entry of big technology companies into financial services• Are big technology companies such as Alibaba, Amazon,

Google and Tencent are changing the structure of financial intermediation?

• A comparison of big tech firms’ financial services and applicable laws in various jurisdictions

• Issues on sharing and utilisation of data• How has each central bank / regulator reacted to a “wakeup

call” of Facebook-sponsored Libra?

ModeratorYuri Suzuki Atsumi & Sakai, Tokyo; Vice Chair, IBA Financial and Banking Law Conferences Subcommittee

PanellistsScott Farrell King & Wood Mallesons, SydneyEdwin Northover Debevoise & Plimpton, Hong Kong SARCarrie Suen Ant Financial Services Group, Hong Kong SARAnu Tiwari AZB & Partners, MumbaiMasaki Tsujioka TMI Associates, Tokyo

1445 – 1600

Changing REITs markets REIT markets have been rapidly evolving in Asia and the world. The rise in M&A activity has been a notable trend in various REIT markets, as REITs seek to achieve greater scale. M&A activism has also generated ripples in the REIT space. In the infrastructure sector, the “One Belt, One Road” project is expected to stimulate an explosion in demand for infrastructure investment and financing. As Asian REITs and infrastructure funds continue to develop, what can they learn from more mature REIT regimes in the United States and Australia? What challenges and opportunities lie ahead for REIT markets around the world?

ModeratorJerry K C Koh Allen & Gledhill, Singapore; Member, IBA Securities Law Committee Advisory Board

PanellistsJan Bogaert Stibbe, BrusselsTaro Fujikawa SMBC Nikko Securities, TokyoSusumu Tanizawa Nishimura & Asahi, TokyoSammuel (Xiyong) Zhao JunHe Law Offices, Beijing

1600 – 1615 Coffee/tea break

1615 – 1730

Real estate investment and financing• Key legal, tax and other issues affecting property investment in

each jurisdiction• Common investment and financing structures• Sources of funds, including banks, bonds, funds and alternative

structures • Issues in cross-border investments and capital flows, and the

impact of local law and regulations (eg, forex restrictions, taking local security)

ModeratorVivian Lam Paul Hastings, Hong Kong SAR; Newsletter Officer, IBA Securities Law Committee

PanellistsHarry Du King & Wood Mallesons, BeijingHiroto Inoue Nagashima Ohno & Tsunematsu, TokyoHiroyuki Kano Clayton Utz, BrisbaneAngela Lim Rajah & Tann, Singapore

1830 – 2030 Conference dinnerImperial Hotel Tokyo1-1-1, Uchisaiwaicho, Chiyoda-ku, Tokyo

Associate Conference sponsor

Page 4: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Friday 28 February

0900 – 1730 Registration

0915 – 1030

Environmental, social and governance investment• Environmental, social and governance investment (ESG) has

gained momentum around the world and the trend is moving towards Asia including Japan since the Government Pension Investment Fund (GPIF) signed the Principles of Responsible Investments (PRI) in 2015

• The International Capital Market Association has led green, social and sustainability bonds sector in capital markets

• In terms of banking sector, the Loan Market Association, the Asia Pacific Loan Market Association and the Loan Syndications and Trading Association have recently published Green Loan Principles and Sustainability Linked Loan Principles

Co-ModeratorsKo Hanamizu Anderson Mori & Tomotsune, Tokyo; Vice Chair, IBA Legal Opinions SubcommitteeAlfred Page Borden Ladner Gervais, Toronto, Ontario; Member, IBA Securities Law Committee Advisory

PanellistsTim Gordon Gibert + Tobin, Sydney, New South Wales; Website Officer, IBA Securities Law Committe Eiichiro Hata Atsumi & Sakai, TokyoReiko Hayashi Merrill Lynch Japan Securities, TokyoFrédéric Heremans Eubelius, BrusselsDouglas Leys Green Climate Fund, Incheon

1030 – 1045 Coffee/tea break

1045 – 1215

Direct lending and lending type crowdfunding• Different types of direct lending, including bilateral, debt funds,

internet platforms and crowdfunding• Direct lending in Asia versus the US and Europe• Regulatory developments for different types of direct lending• Structural challenges for non-financial institutions as lenders• Consumer protection issues for crowdfunding and other direct

lending from non-professional investors• The roles of intermediaries and other facilitators

ModeratorAndré Andersson Mannheimer Swartling, Stockholm; Member, IBA Banking Law Committee Advisory Board

PanellistsBlanca Arlaban Uría Menéndez Abogados, LondonMa Feng King & Wood Mallesons, BeijingWataru Higuchi Anderson Mori & Tomotsune, TokyoEric Rosof Wachtell Lipton Rosen & Katz, New York; Chair, IBA Alternative Finance SubcommitteeTomoyuki Sugiyama Crowd Credit, Tokyo

1215 – 1330 Lunch

Conference reception and dinner sponsor Exhibitor

Page 5: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Friday continued

1330 – 1445

Change of institutional investors’ ownership engagement• Global trend of increasing number of institutional investors in

public companies• Global trend of stewardship code and corporate governance code• The degree of ownership engagement varies among

institutional investors and there are many institutional investors who do not actively monitor portfolio companies and have active ownership engagements. This type of investor exercises voting rights based on a set of generic, pre-defined criteria and external proxy advisors

• Various investment approaches to consider environmental, social, and corporate governance (ESG) factors in portfolio selection and management (eg, excluding from portfolio based on specific ESG criteria, systematic and explicit inclusion based on ESG factors, direct corporate engagement from the perspective of risks and opportunities) and increase in institutional investors adopting such approaches

• How those changes affect public companies behaviour and business (eg, identifying material ESG factors, disclosure on ESG factors, new opportunity for financing)

ModeratorRowan Russell Monash University, Victoria

PanellistsGeorge Iguchi Nissay Asset Management, TokyoHye Sung Kim Kim & Chang, SeoulMasako Nomoto Mitsubishi UFJ Morgan Stanley Securities, TokyoKeita Yasui Fidelity International, Tokyo

1445 – 1600

Legal opinions• The practice of formal legal opinions in various types of

financing transactions• Salient/recurring issues addressed by legal opinions• Exploring best practices or “market standards” • Sharing practices of different jurisdictions

ModeratorChee Wai Kok Allen & Gledhill, Singapore; Asia Pacific Regional Forum Liaison Officer, IBA Banking Law Committee

PanellistsMichael Chang Shin & Kim, SeoulVicente D Gerochi IV SyCip Salazar Hernandez & Gatmaitan, ManilaAzman bin Othman Luk Rahmat Lim & Partners, Kuala LumpurMotoki Saito Nagashima Ohno & Tsunematsu, TokyoMaria Wang Fangda Partners, Shanghai

1600 – 1615 Coffee/tea break

1615 – 1730

Shareholder activism in Asia• Introduction of cases from various countries• Activist campaigns• Discussion between management of listed companies and

activist shareholders and disclosure to the market• Proxy fights and operation of general shareholders meeting

where activist shareholders exist• Activist involvement in M&A (eg, activist taking a stake in a

target during a Take Over Bit (TOB) launched by a purchaser in the midst of concerns about the fairness of TOB price, resulting in an increase of TOB price)

ModeratorKatsumasa Suzuki Mori Hamada & Matsumoto, Tokyo; Chair, IBA Public Company Practice and Regulation Subcommittee

PanellistsAriel J Deckelbaum Paul, Weiss, Rifkind, Wharton & Garrison, New YorkHarumi Hyotani UBS Securities Japan, TokyoYasuyuki Konuma Tokyo Stock Exchange, TokyoDominic Wai ONC Lawyers, Hong Kong SARTracy Whiriskey Ashurst, Tokyo

The IBA, its officers and staff accept no responsibility for any views expressed, presentations or materials produced by delegates or speakers at the Conference.

Kindly supported by

Page 6: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

InformationDate26-28 February 2020

VenueThe Peninsula Tokyo1-8-1 Yurakucho, Chiyoda-kuTokyo, Japan 100-0006Tel: +81 3 6270 2888Fax: +81 3 6270 2000Email: [email protected]: www.peninsula.com/en/tokyo

LanguageAll working sessions and conference materials will be in English.

How to registerRegister online by 21 February at www.ibanet.org/conferences/conf1014.aspx and make payment by credit card, to avail of the ten per cent online registration discount or complete the attached registration form and return it to Haesung Lee at the IBA together with your bank transfer / cheque payment. You should receive emailed confirmation of your registration within five days; if you do not then please contact Haesung Lee at [email protected].

FeesOnline registrations received:

on or before until 17 January 21 February

IBA member US$995 US$1160

Non-member * US$1170 US$1325

Young lawyers (under 30 years) US$745 US$1325

Academics/judges (full-time) US$745 US$1325

Public lawyers US$745 US$1325

Corporate counsel ** US$895 US$1325

Guest fee US$320 US$320

After 21 February registrations must be received in hard copy at the IBA office.

Hard copy registration forms and fees received:

on or before after 17 January 17 January

IBA member US$1105 US$1285

Non-member * US$1295 US$1475

Young lawyers (under 30 years) US$830 US$1475

Academics/judges (full-time) US$830 US$1475

Public lawyers US$830 US$1475

Corporate counsel ** US$995 US$1475

Guest fee US$320 US$320

* By paying the non-member fee, we welcome you as a delegate member of the IBA for the year in which this conference is held, which entitles you to the following benefits:

1) Password access to certain parts of the IBA website. 2) Receipt of IBA E-news and access to online versions of IBA Global Insight.3) Pay the member rate for any subsequent conference registrations for

this calendar year.** A reduced rate is offered to IBA Corporate Group Members. Please

register online to obtain a 25 per cent discount on the IBA member fee.

If you would like to become a full or general member of the IBA, which includes membership of one committee or more – and inclusion in and access to our membership directory – we encourage you to do so now in order to register for this conference at the member rate. Full details of how to join can be found at www.ibanet.org.

A reduced rate is offered to lawyers who are over the age of 65, have been an IBA member for more than 20 years and are no longer practising law.

Full payment must be received in order to process your registration.

Fees include:• Attendance at all working sessions• Conference materials, including any available speakers’ papers submitted

to the IBA before 21 February• Access to the above conference working materials from the IBA website

(www.ibanet.org) approximately seven days prior to the conference• Access to mobile delegate search application • Tea and coffee during breaks• Lunch on Thursday and Friday• Welcome reception on Wednesday• Conference dinner on Thursday

Please note that registrations are not transferable.

Guest fees include:• Welcome reception on Wednesday• Conference dinner on Thursday

A guest must not be a member of the legal profession or seek to use the conference as a business networking opportunity. Guests are not permitted access to working sessions, conference refreshment breaks or conference lunches. Checks are performed to ensure members of the legal profession, or business associates are not registered as guests. If this is the case, registration will be refused unless the guest registers as a full delegate for the conference.

Should a guest be seen attending working sessions, conference refreshment breaks or lunches, an invoice for the full registration fee will be issued to the delegate for the guest’s participation at the conference.

Only registered guests (ie, those paying the guest fee) are eligible to participate in the social programme.

List of participantsIn order for your name to appear in the list of participants, which will be distributed at the conference, your registration form must be received by 21 February at the latest.

Mobile delegate search applicationAll registered delegates will receive a printed list of participants at the conference, however delegates are now also able to use the mobile delegate search. This application has been developed to aid networking by giving delegates instant access to an up-to-date list of their fellow attendees, and comes with the added benefit of a built-in messaging service. All registered delegates with an internet or Wi-Fi-enabled device will have access, using their IBA username and password. Simply visit:m.ibanet.org/conf1014 Registration confirmation All documentation regarding your attendance at the conference can now be obtained from the IBA website. Upon receipt of your payment for the conference a confirmation email will be sent containing instructions on how to download the documents. Registration confirmation will not be distributed by post.

Page 7: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Photography and filmingCertain sessions and/or social functions may be photographed and/or filmed and some of this content may be used for future IBA marketing materials, member communications, products or services. Should you have any concerns with regard to this, or do not wish to be featured in any of these materials please contact the IBA Marketing Department at [email protected]

Promotional literaturePlease note that no individual or organisation may display or distribute publicity material or other printed matter during the conference, unless by prior arrangement with the IBA. Organisations and companies wishing to discuss promotional opportunities should contact the Sponsorship Department at the IBA ([email protected]).

Payment of registration feesUS dollars: by cheque converted at the current rate of exchange and drawn on a US bank and in favour of the International Bar Association. Please send to: 4th Floor, 10 St Bride Street, London EC4A 4AD, United Kingdom.

OR by bank transfer to the IBA account number: 01286498 (Sort Code 56-00-03) at the National Westminster Bank, St James’s & Piccadilly Branch, 208 Piccadilly, London W1A 2DG, United Kingdom. SWIFT address NWBKGB2L, IBAN GB55NWBK60730101286498. Please ensure that a copy of the bank transfer details is attached to your registration form.

Pounds sterling: by cheque drawn on a UK bank and in favour of the International Bar Association. Please send to: 4th Floor, 10 St Bride Street, London EC4A 4AD, United Kingdom.

OR by bank transfer to the IBA account number: 13270222 (Sort Code 56-00-03) at the National Westminster Bank, St James’s & Piccadilly Branch, 208 Piccadilly, London W1A 2DG, United Kingdom or SWIFT address NWBKGB2L, IBAN GB05NWBK56000313270222. Please ensure that a copy of the bank transfer details is attached to your registration form.

Use the exchange rate prevailing at the time of registration.

Euro: by cheque or bank draft, drawn on a euro zone bank and converted at the current rate of exchange and in favour of the International Bar Association OR by bank transfer to the IBA bank account number 550/00/06570631 (Sort Code 56-00-03) at the National Westminster Bank, St James’s & Piccadilly Branch, 208 Piccadilly, London W1A 2DG, United Kingdom or SWIFT address NWBKGB2L, IBAN GB58NWBK60721106570631. Please ensure that a copy of the bank transfer details is attached to your registration form.

Use the exchange rate prevailing at the time of registration.

Online credit card payments: by Visa, MasterCard or American Express. No other cards are accepted.

PLEASE ENSURE THAT YOUR NAME AND ‘CONF1014TOKYO’ APPEAR ON ANY TRANSFER OR DRAFT.

No deductions or withholdingsAll fees payable to us by you in accordance with the terms contained in this ‘Information’ section shall be paid free and clear of all deductions or withholdings whatsoever.

If any deductions or withholdings are required by law to be made from any fees payable to us by you under the terms contained in this ‘Information’ section you shall pay such sum as will, after the deduction or withholding has been made, leave us with the same amount as we would have been

entitled to receive in the absence of any such requirement to make a deduction or withholding.

If we obtain the benefit of any tax credit or other relief by reference to any such deductions or withholdings, then we shall repay to you such amount as, after such repayment has been made, will leave us in no worse position than we would have been had no such deductions or withholdings been required.

Conference sell-outsThe IBA places its conference in venues of a suitable size for the event; however, there are times when our conferences may sell out. Should this happen, prospective delegates will be informed and a waiting list will operate. The waiting list will function on a ‘first come, first served’ basis, subject to receiving registered delegate cancellations. The IBA will not be liable for any travel or accommodation expenses incurred by an individual who travels to the conference without a confirmed place at the event.

Cancellation of registrationIf cancellation is received in writing at the IBA office by 31 January 2020, fees will be refunded less a 25 per cent administration charge. Refunds will be made minus any monies owed to the IBA.

We regret that no refunds can be made after this date. Registrations received after 31 January 2020 will not be eligible for any refund of registration fees. Please note that NO exception will be made to this policy. Should you have difficulties in obtaining your visa and are not able to attend the conference this cancellation policy will still apply.

Provided you have cancelled your registration to attend an IBA conference in accordance with the terms of the ‘cancellation of registration’ clause included in the ‘Information’ section of the relevant conference programme, you must then confirm to us in writing at the IBA office as soon as possible but in no event later than one year (12 calendar months) from the date of any such conference all necessary details to enable any reimbursement owed to you to be paid. We regret that no refunds will be made after the date that is one year (12 calendar months) after the date of the relevant conference.

Travel arrangements and visasParticipants are responsible for making their own travel arrangements. It is recommended that you check your visa requirements with your local embassy or consulate. We are unable to dispatch visa invitation letters to support your visa application prior to receipt of your registration form and full payment of registration fees.

Please apply for your visa in good time.

Hotel accommodationA limited number of rooms have been reserved at The Peninsula Tokyo for the nights of 25-29 February 2020.

The Peninsula Tokyo1-8-1 Yurakucho, Chiyoda-kuTokyo, Japan 100-0006Tel: +81 3 6270 2888Fax: +81 3 6270 2000Email: [email protected]/en/tokyo

The following rate is per room, per night inclusive of breakfast and wireless internet access but exclusive of 15% service charge, 10% consumption tax and JPY 200 accommodation tax.

Single occupancy Double occupancyDeluxe Room JPY 58,000 JPY 61,000

Please download the accommodation reservation form from the following link: https://tinyurl.com/IBA-1014-Form

To reserve a room, please send the completed reservation form directly to the hotel by email ([email protected]) or by fax (+81-3-6270-2618). The hotel requires a credit card number to secure your reservation.

Please note that any reservation made after 7 February 2020 will be subject to availability and cannot be guaranteed at the special IBA rate.

As a limited number of rooms have been blocked at the hotel, availability cannot be guaranteed once the room block is full.

Page 8: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Continuing Professional Development /Continuing Legal Education

For Conference delegates from jurisdictions where CPD/CLE is mandatory, the IBA will provide a Certificate of Attendance for the Conference. Subject to CPD/CLE requirements, Conference delegates can use this to obtain the relevant number of hours’ accreditation. The number of CPD/CLE hours available may vary depending on the rules applied by the members’ bar association/law society on time recording criteria. A Certificate of Attendance is available to Conference delegates on request. Please ask at the IBA conference registration desk for information on how to obtain the certificate.

The organisers may at any time, with or without giving notice, in their absolute discretion and without giving any reason, cancel or postpone the conference, change its venue or any of the other published particulars, or withdraw any invitation to attend. In any case, neither the organisers nor any of their officers, employees, agents, members or representatives shall be liable for any loss, liability, damage or expense suffered or incurred by any person, nor will they return any money paid to them in connection with the conference unless they are satisfied not only that the money in question remains under their control but also that the person who paid it has been unfairly prejudiced (as to which, decision shall be in their sole and unfettered discretion and, when announced, final and conclusive).

IBA Harassment PolicyIBA conferences provide unrivalled professional development and network-building opportunities for international legal practitioners and their professional associates. The IBA values the participation of every delegate and member of the IBA and wants all attendees to have an enjoyable and fulfilling experience. Accordingly, all conference attendees are expected to show respect and courtesy to other attendees, IBA staff and those involved with hosting the events throughout the conference and at all conference events, receptions, and parties, whether officially organised by the IBA or others. All delegates, guests, attendees, speakers, exhibitors, staff and volunteers at any IBA event are required to conform to the IBA Harassment Policy.

See www.ibanet.org/conferences/harassment-policy.aspx

Cancellation and no-show policyPlease note that in the event of any cancellations or no-shows, rooms will be charged to the individual guest’s credit card given at the time of booking.

72 hours’ advance notice to your arrival date is required to avoid cancellation penalty of one-night accommodation. In the event of a no-show, the cost equivalent to one-night room rate will be charged to your credit card.

Delegates are responsible for making accommodation reservations directly with the hotel and entering into an agreement with the hotel regarding credit card guarantees, cancellation terms and conditions, and room rates (should these differ from the special IBA rate). The IBA cannot accept responsibility for hotel accommodation disputes between a delegate and the hotel.

Disabled accessThe above hotels are wheelchair accessible. Please notify us if you require special assistance.

All IBAHRI activities are funded by grants and individual donations.

To help support our projects, become a member for just £40 a year – less than £4 a month.

Visit www.ibanet.org/IBAHRI.aspx for more information, and click ‘Get involved’ from the drop down menu to support our work. Alternatively, email us at [email protected].

To read more on IBAHRI activities, download the IBAHRI Annual Review at tinyurl.com/IBAHRI-AnnualReview2018.

www.ibanet.org/IBAHRI.aspx @IBAHRI /IBAhumanrights

International Bar Association’s Human Rights Institute

I B A H R I 2 0 1 8 H I G H L I G H T S I N N U M B E R S :

The International Bar Association’s Human Rights Institute (IBAHRI), an autonomous and fi nancially independent entity established in 1995, works to promote and protect human rights and the independence of the legal profession worldwide. The IBAHRI undertakes training for lawyers and judges, capacity-building programmes with bar associations and law societies, and conducts high-level fact-fi nding missions and trial observations. The IBAHRI liaises closely with international and regional human rights organisations, producing news releases and publications to highlight issues of concern to worldwide media.

6,127Facebook followers

4,300Twitter followers

£100,000awarded for IBAHRI Trust intern scholarships

3trial observers

550individuals trained

20legal consultants

25intervention letters

5reports published

32countries

5continents

46grant-funded projects

1mission rapporteur

International Bar Association’s Human Rights InstituteA N N U A L R E V I E W

Page 9: 4th IBA Asia-based International Financial Law …...A conference presented by the IBA Banking Law Committee and IBA Securities Law Committee, supported by the IBA Asia Pacific Regional

Registration form

4th IBA Asia-based International Financial Law Conference

The Peninsula Tokyo, Tokyo, Japan, 26-28 February 2020

Please read the ‘Information’ section before completing this form and return it together with your bank transfer / cheque to Haesung Lee at the address overleaf.

REGISTER ONLINE AT WWW.IBANET.ORG/CONFERENCES/CONF1014.ASPX TO MAKE IMMEDIATE AND SECURE PAYMENT BY CREDIT CARD AND OBTAIN A 10 PER CENT DISCOUNT ON THE FEES BELOW

PERSONAL DETAILS (Please attach your business card or write in block capitals)

Title________________ Given name ____________________________________________ Family name _____________________________________________

Name and country to be shown on badge (if different from above) __________________________________________________________________________

IBA Membership number (if applicable) ________________________________________________________________ Date of birth ______________________

Firm/company/organisation_____________________________________________________________________________________________________________

Address ____________________________________________________________________________________________________________________________

_______________________________________________________________________________ Country ____________________________________________

Tel _____________________________________________________________ Fax ________________________________________________________________

Email ______________________________________________________________________________________________________________________________

Guest ______________________________________________________________________________________________________________________________ Guests are not entitled to attend the working sessions. No member of the legal profession may be registered as a guest.

SPECIAL DIETARY REQUIREMENTS

If you have special dietary requirements, due to allergen intolerances, medical, religious reasons or a life choice, please specify the requirement below. The IBA is unable to cater for dietary requirements other than for the above reasons.

Please tick box if you have allergen intolerances and specify ____________________________________________________________________________

Please tick box if your guest has allergen intolerances and specify _______________________________________________________________________

Please state all other dietary requirements clearly, i.e. I am a vegetarian; I do not eat red meat.

___________________________________________________________________________________________________________________________________

Disclosure of dietary information denotes you have agreed to the IBA sharing this information with relevant third parties who are providing catering on our behalf.

TO OBTAIN A TEN PER CENT DISCOUNT ON THE FEES BELOW, PLEASE REGISTER BY 21 FEBRUARY ONLINE AT WWW.IBANET.ORG/CONFERENCES/CONF1014.ASPX

IBA MEMBERS CAN REGISTER ONLINE BY 17 JANUARY FOR US$995, PLEASE SEE ‘INFORMATION’ FOR FURTHER ONLINE REGISTRATION DETAILS.

HARD COPY REGISTRATION FORMS AND FEES RECEIVED: on or before 17 January after 17 January amount payable

IBA member US$1105 US$1285 US$

Non-member * US$1295 US$1475 US$

Young lawyers (under 30 years) US$830 US$1475 US$

Academics/judges (full-time) US$830 US$1475 US$

Public lawyers US$830 US$1475 US$

Corporate counsel ** US$995 US$1475 US$

Guest fee US$320 US$320 US$ Guests are not entitled to attend the working sessions. No member of the legal profession may be registered as a guest.

All IBAHRI activities are funded by grants and individual donations.

To help support our projects, become a member for just £40 a year – less than £4 a month.

Visit www.ibanet.org/IBAHRI.aspx for more information, and click ‘Get involved’ from the drop down menu to support our work. Alternatively, email us at [email protected].

To read more on IBAHRI activities, download the IBAHRI Annual Review at tinyurl.com/IBAHRI-AnnualReview2018.

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International Bar Association’s Human Rights Institute

I B A H R I 2 0 1 8 H I G H L I G H T S I N N U M B E R S :

The International Bar Association’s Human Rights Institute (IBAHRI), an autonomous and fi nancially independent entity established in 1995, works to promote and protect human rights and the independence of the legal profession worldwide. The IBAHRI undertakes training for lawyers and judges, capacity-building programmes with bar associations and law societies, and conducts high-level fact-fi nding missions and trial observations. The IBAHRI liaises closely with international and regional human rights organisations, producing news releases and publications to highlight issues of concern to worldwide media.

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550individuals trained

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32countries

5continents

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International Bar Association’s Human Rights InstituteA N N U A L R E V I E W

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2020202019–21 FEBRUARY 2020 SAN FRANCISCO, USA

IBA/ABA International Cartel Workshop

23–25 FEBRUARY 2020 LAGOS, NIGERIA

IBA Anti-Corruption in Africa Conference

26–28 FEBRUARY 2020 TOKYO, JAPAN

4th IBA Asia-based International Financial Law Conference

2–3 MARCH 2020 LONDON, ENGLAND

25th International Private Client Conference

4–5 MARCH 2020 MUNICH, GERMANY

1st European Automotive and Mobility Services Conference

8–10 MARCH 2020 LONDON, ENGLAND

21st Annual International Conference on Private Investment Funds

12–13 MARCH 2020 ISTANBUL, TURKEY

23rd Annual IBA Arbitration Day

WEBINAR, 18 MAR 2020, 1500 GMT

The Global Exclusion Survey: a look at suspension and debarment systems from around the world

19–20 MARCH 2020 LONDON, ENGLAND

Insurance Without Borders

25 MAR 2020 CARTAGENA, COLOMBIA

5th Annual Latin American Bar Leaders’ Summit Open Plenary Session

25–27 MARCH 2020 AMSTERDAM, THE NETHERLANDS

12th Annual Real Estate Investments Conference

25–27 MARCH 2020 CARTAGENA, COLOMBIA

Biennial IBA Latin American Regional Forum Conference

26–27 MARCH 2020 BARCELONA, SPAIN

5th Mergers and Acquisitions in the Technology Sector Conference

28 MARCH 2020 THE HAGUE, THE NETHERLANDS

6th Annual Conference of the War Crimes Committee: new challenges in a new landscape for ICL

1–3 APRIL 2020 MADRID, SPAIN

IBA Annual Employment and Diversity Law Conference

1–3 APRIL 2020 MUNICH, GERMANY

IBA/ABA 20th Annual US and Europe Tax Practice Trends Conference

1–3 APRIL 2020 ADDIS ABABA, ETHIOPIA

Biennial IBA African Regional Forum Conference

WEBINAR 7 APRIL 2020 1300 BST / 0800 EDT

20/20 Vision for 2020: law firm strategy for the next decade

16–18 APRIL 2020 MARRAKESH, MOROCCO

Biennial Conference of the Section on Energy, Environment, Natural Resources and Infrastructure Law (SEERIL)

17–18 APRIL 2020 MUMBAI, INDIA

Mergers and Acquisitions in India: key opportunities and challenges in recent times

22–24 APRIL 2020 MADRID, SPAIN

23rd Annual IBA Transnational Crime Conference

27–28 APRIL 2020 PARIS, FRANCE

31st Annual IBA Communications and Competition Conference

5–6 MAY 2020 WASHINGTON DC, USA

36th Annual IBA/IFA Joint Conference on International Franchising

6–8 MAY 2020 BUENOS AIRES, ARGENTINA

IBA Annual Litigation Forum – new challenges in multijurisdictional litigation

11 MAY 2020 LOS ANGELES, USA

Pre-International Competition Network Forum: competition policy in the digital age

13–15 MAY 2020 VENICE, ITALY

37th IBA International Financial Law Conference

17–19 MAY 2020 NEW YORK, USA

31st Annual Conference on the Globalisation of Investment Funds

17–19 MAY 2020 EDINBURGH, SCOTLAND

26th Annual IBA Global Insolvency and Restructuring Conference

18–19 MAY 2020 AMSTERDAM, THE NETHERLANDS

6th IBA Global Entrepreneurship Conference

18–19 MAY 2020 KYIV UKRAINE

IBA/UBA First International Conference on Agricultural Law

20–21 MAY 2020 VILNIUS, LITHUANIA

15th Anniversary Bar Leaders Conference and Gala Dinner

29 MAY 2020 KYIV, UKRAINE

IBA/UBA Conference on IT Law

2–3 JUNE 2020 NEW YORK, USA

19th Annual International Mergers & Acquisitions Conference

Full and further information on upcoming IBA events for 2020 can be found at: bit.ly/IBAConferences @IBAevents

Conferences 20202020International Bar Association

1–6 NOVEMBER 2020 MIAMI, USA

Annual Conference of the International Bar Association

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2020202019–21 FEBRUARY 2020 SAN FRANCISCO, USA

IBA/ABA International Cartel Workshop

23–25 FEBRUARY 2020 LAGOS, NIGERIA

IBA Anti-Corruption in Africa Conference

26–28 FEBRUARY 2020 TOKYO, JAPAN

4th IBA Asia-based International Financial Law Conference

2–3 MARCH 2020 LONDON, ENGLAND

25th International Private Client Conference

4–5 MARCH 2020 MUNICH, GERMANY

1st European Automotive and Mobility Services Conference

8–10 MARCH 2020 LONDON, ENGLAND

21st Annual International Conference on Private Investment Funds

12–13 MARCH 2020 ISTANBUL, TURKEY

23rd Annual IBA Arbitration Day

WEBINAR, 18 MAR 2020, 1500 GMT

The Global Exclusion Survey: a look at suspension and debarment systems from around the world

19–20 MARCH 2020 LONDON, ENGLAND

Insurance Without Borders

25 MAR 2020 CARTAGENA, COLOMBIA

5th Annual Latin American Bar Leaders’ Summit Open Plenary Session

25–27 MARCH 2020 AMSTERDAM, THE NETHERLANDS

12th Annual Real Estate Investments Conference

25–27 MARCH 2020 CARTAGENA, COLOMBIA

Biennial IBA Latin American Regional Forum Conference

26–27 MARCH 2020 BARCELONA, SPAIN

5th Mergers and Acquisitions in the Technology Sector Conference

28 MARCH 2020 THE HAGUE, THE NETHERLANDS

6th Annual Conference of the War Crimes Committee: new challenges in a new landscape for ICL

1–3 APRIL 2020 MADRID, SPAIN

IBA Annual Employment and Diversity Law Conference

1–3 APRIL 2020 MUNICH, GERMANY

IBA/ABA 20th Annual US and Europe Tax Practice Trends Conference

1–3 APRIL 2020 ADDIS ABABA, ETHIOPIA

Biennial IBA African Regional Forum Conference

WEBINAR 7 APRIL 2020 1300 BST / 0800 EDT

20/20 Vision for 2020: law firm strategy for the next decade

16–18 APRIL 2020 MARRAKESH, MOROCCO

Biennial Conference of the Section on Energy, Environment, Natural Resources and Infrastructure Law (SEERIL)

17–18 APRIL 2020 MUMBAI, INDIA

Mergers and Acquisitions in India: key opportunities and challenges in recent times

22–24 APRIL 2020 MADRID, SPAIN

23rd Annual IBA Transnational Crime Conference

27–28 APRIL 2020 PARIS, FRANCE

31st Annual IBA Communications and Competition Conference

5–6 MAY 2020 WASHINGTON DC, USA

36th Annual IBA/IFA Joint Conference on International Franchising

6–8 MAY 2020 BUENOS AIRES, ARGENTINA

IBA Annual Litigation Forum – new challenges in multijurisdictional litigation

11 MAY 2020 LOS ANGELES, USA

Pre-International Competition Network Forum: competition policy in the digital age

13–15 MAY 2020 VENICE, ITALY

37th IBA International Financial Law Conference

17–19 MAY 2020 NEW YORK, USA

31st Annual Conference on the Globalisation of Investment Funds

17–19 MAY 2020 EDINBURGH, SCOTLAND

26th Annual IBA Global Insolvency and Restructuring Conference

18–19 MAY 2020 AMSTERDAM, THE NETHERLANDS

6th IBA Global Entrepreneurship Conference

18–19 MAY 2020 KYIV UKRAINE

IBA/UBA First International Conference on Agricultural Law

20–21 MAY 2020 VILNIUS, LITHUANIA

15th Anniversary Bar Leaders Conference and Gala Dinner

29 MAY 2020 KYIV, UKRAINE

IBA/UBA Conference on IT Law

2–3 JUNE 2020 NEW YORK, USA

19th Annual International Mergers & Acquisitions Conference

Full and further information on upcoming IBA events for 2020 can be found at: bit.ly/IBAConferences @IBAevents

Conferences 20202020International Bar Association

1–6 NOVEMBER 2020 MIAMI, USA

Annual Conference of the International Bar Association

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Legal Professionals: Offices:

SCL Group Integrated

in October 2019

Taipei Opening in Spring 2020

Tokyo

Nagoya

Osaka

Fukuoka

Bangkok

Beijing

Shanghai

Dubai

Hanoi

Ho Chi Minh City

Jakarta

New York

Singapore

Yangon

Hong Kong

Nishimura & Asahi is the biggest international law firm headquartered in Japan. We provide efficient legal services with high added value, particularly for projects that

require an ability to traverse multiple specialized areas, cutting-edge projects that require a high level of expertise, and projects that require immediate action.

We were named the most innovative Japanese law firm at the Financial Times Innovative Lawyer Awards Asia-Pacific 2019.

We proudly support 4th IBA Asia-based International

Financial Law Conference

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TMI Associates constantly endeavors to meet the needsof its clients and society as a whole by utilizing itscomprehensive internal and external networks in newand emerging legal practice areas.

23rd Floor, Roppongi Hills Mori Tower, 6-10-1 Roppongi, Minato-kuTokyo 106-6123, JapanTel: +81(0)3-6438-5511 Fax: +81(0)3-6438-5522E-mail: [email protected]://www.tmi.gr.jp/english/TOKYO / NAGOYA / KOBE / OSAKA / SHANGHAI / BEIJING / HO CHI MINH CITY /HANOI / YANGON / SINGAPORE / PHNOM PENH / BANGKOK / SILICON VALLEY / LONDON

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TMI Associates constantly endeavors to meet the needsof its clients and society as a whole by utilizing itscomprehensive internal and external networks in newand emerging legal practice areas.

23rd Floor, Roppongi Hills Mori Tower, 6-10-1 Roppongi, Minato-kuTokyo 106-6123, JapanTel: +81(0)3-6438-5511 Fax: +81(0)3-6438-5522E-mail: [email protected]://www.tmi.gr.jp/english/TOKYO / NAGOYA / KOBE / OSAKA / SHANGHAI / BEIJING / HO CHI MINH CITY /HANOI / YANGON / SINGAPORE / PHNOM PENH / BANGKOK / SILICON VALLEY / LONDON

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A History of Innovation & Quality

Multi-award-winning full service Tokyo law firm

Atsumi & Sakai

“Overseas Practice Law Firm of the Year”

Asian Legal BusinessJapan Law Awards 2018 & 2019

Committed to promoting diversity

In addition to having both partners and associates who are registered foreign lawyers, our firm is notable for employing women in numerous roles throughout the firm

- Asian Legal Business Japan Law Awards 2017

“Woman Lawyer of the Year”

Only independent Japanese law firm with a London office

Foreign Partners and lawyers with real experience in leading US and international law firms

Over half of the firm’s work now includes an international element

In addition to lawyers admitted in Japan (including a Japanese lawyer also admitted in England and Wales), our firm includes foreign lawyers registered in Japan to advise on the laws of the US States of New York and California, the laws of the Federal Republic of Germany, (in collaboration with Janssen Foreign Law Office), the People’ s Republic of China, India, and the State of Queensland, Australia

Leading capabilities in Finance, Structured Finance, Capital Markets, Corporate, Antitrust/Competition, Dispute Resolution and Real Estate

Established and expanding cross-border M&A, Investments and IT/IP practices

Fukoku Seimei Bldg. (Reception: 16F), 2-2-2 Uchisaiwaicho, Chiyoda-ku, Tokyo 100-0011 JapanT: +81 3 5501 2111 | F: +81 3 5501 2211 | E: [email protected]

ATSUMI & SAKAITOKYO | LONDON | FRANKFURT

www.aplaw.jp/en

Atsumi & Sakai

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International Bar Associationthe global voice of the legal profession

The International Bar Association (IBA), established in 1947, is the world’s leading organisation of international legal practitioners, bar associations and law societies.

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Contact information:International Bar Association4th Floor, 10 St Bride StreetLondon EC4A 4ADUnited KingdomTel: +44 (0)20 7691 6868 Fax: +44 (0)20 7691 6544 www.ibanet.org

International Bar Association Asia OfficeTrade Tower, Suite 1703511 Yeongdong-daero (Samseong-dong)Gangnam-gu, Seoul, South Korea 06164Tel: +82 (2) 6279 8100Fax: +82 (2)6279 8101Email: [email protected]