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Beyond 3G : 3GPP Long Term Evolution and 3GPP2 Ultra Mobile Broadband WOCC ’07, 2007.04.28 Hyung G. Myung, Qualcomm/Flarion [email protected]

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Page 1: 3GPP LTE & 3GPP2 UMB - · PDF file• 3GPP and 3GPP2 are currently developing evolutionary/ revolutionary systems beyond 3G. ... UMTS 3G: UTRAN eNB aGW (MME/UPE) aGW (MME/UPE) S1 X2

Beyond 3G: 3GPP Long Term Evolution and 3GPP2 Ultra Mobile Broadband

WOCC ’07, 2007.04.28

Hyung G. Myung, Qualcomm/Flarion

[email protected]

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 1

DisclaimerDisclaimerDisclaimerDisclaimer

Any views expressed by the presenter do not necessarily reflect

the views of the company.

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 2

OutlineOutlineOutlineOutline

Introduction and Background

FLASH-OFDM (pre-UMB)

3GPP2 Ultra Mobile Broadband (UMB)

Summary and References

3GPP Long Term Evolution (LTE)

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Introduction and Background

3GPP LTE

FLASH-OFDM

3GPP2 UMB

Summary and References

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 4

Beyond 3GBeyond 3GBeyond 3GBeyond 3G

• International Mobile Telecommunications (IMT)-2000

introduced global standard for 3G.

• Systems beyond IMT-2000 (IMT-Advanced) is set to introduce

evolutionary path beyond 3G.

– Mobile class targets 100 Mbps with high mobility and nomadic/

local area class targets 1 Gbps with low mobility.

• 3GPP and 3GPP2 are currently developing evolutionary/

revolutionary systems beyond 3G.

– 3GPP Long Term Evolution (LTE)

– 3GPP2 Ultra Mobile Broadband (UMB)

Introduction and Background

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 5

3GPP Evolution3GPP Evolution3GPP Evolution3GPP Evolution

• Release 99 (Mar. 2000): UMTS/WCDMA

• Rel-5 (Mar. 2002): HSDPA

• Rel-6 (Mar. 2005): HSUPA

• Rel-7 (2007): DL MIMO, IMS (IP Multimedia Subsystem),

optimized real-time services (VoIP, gaming, push-to-talk).

• Long Term Evolution (LTE)

– 3GPP work on the Evolution of the 3G Mobile System started in

November 2004.

– Currently, standardization in progress in the form of Rel-8.

– Spec scheduled to be finalized by the end of 2007/early 2008.

– Target deployment in 2010.

Introduction and Background

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 6

3GPP2 Evolution3GPP2 Evolution3GPP2 Evolution3GPP2 Evolution

• CDMA2000 1X (1999)

• CDMA2000 1xEV-DO (2000)

• EV-DO Rev. A (2004): VoIP

• EV-DO Rev. B (2006): Multi-carrier

• Ultra Mobile Broadband (UMB), f.k.a. EV-DO Rev. C

– Based on EV-DO, IEEE 802.20, and FLASH-OFDM

– Spec by Apr. 2007.

– Commercially available in early 2009.

Introduction and Background

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Introduction and Background

3GPP LTE

FLASH-OFDM

3GPP2 UMB

Summary and References

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 8

Requirements of LTERequirements of LTERequirements of LTERequirements of LTE

• Peak data rate

– 100 Mbps DL/ 50 Mbps UL within 20 MHz bandwidth.

• Up to 200 active users in a cell (5 MHz)

• Less than 5 ms user-plane latency

• Mobility

– Optimized for 0 ~ 15 km/h.

– 15 ~ 120 km/h supported with high performance.

– Supported up to 350 km/h or even up to 500 km/h.

• Enhanced multimedia broadcast multicast service (E-MBMS)

• Spectrum flexibility: 1.25 ~ 20 MHz

• Enhanced support for end-to-end QoS

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 9

Key Features of LTEKey Features of LTEKey Features of LTEKey Features of LTE

• Multiple access scheme

– DL: OFDMA with CP.

– UL: Single Carrier FDMA (SC-FDMA) with CP.

• Adaptive modulation and coding

– DL/UL modulations: QPSK, 16QAM, and 64QAM

– Convolutional code and Rel-6 turbo code

• Advanced MIMO spatial multiplexing techniques

– (2 or 4)x(2 or 4) downlink and uplink supported.

– Multi-user MIMO also supported.

• Support for both FDD and TDD

• H-ARQ, mobility support, rate control, security, and etc.

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 10

LTE Network ArchitectureLTE Network ArchitectureLTE Network ArchitectureLTE Network Architecture

• E-UTRAN (Evolved Universal Terrestrial Radio Access Network)

NB: NodeB (base station)RNC: Radio Network ControllerSGSN: Serving GPRS Support NodeGGSN: Gateway GPRS Support Node

RNC RNC

SGSN

GGSN

NB NB NB NB

UMTS 3G: UTRAN

eNB

aGW(MME/UPE)

aGW(MME/UPE)

S1

X2

E-UTRAN

EPC (Evolved Packet Core)

eNB eNB

eNB

eNB: E-UTRAN NodeBaGW: Access GatewayMME: Mobility Management EntityUPE: User Plane Entity

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 11

LTE Frame StructureLTE Frame StructureLTE Frame StructureLTE Frame Structure

• Two radio frame structures defined.

– Generic frame structure: FDD and TDD.

– Alternative frame structure: TDD only.

• Generic radio frame has duration of 10 ms. It consists of 20 slots.

A slot has a duration of 0.5 ms. 2 slots comprise a subframe.

• A resource block (RB) spans 12 subcarriers over a slot duration

of 0.5 ms. One subcarrier has bandwidth of 15 kHz.

#0#0 #1#1 #2#2 #3#3 #19#19

One slot, Tslot = 15360×Ts = 0.5 ms

One radio frame, Tf = 307200×Ts=10 ms

#18#18

One subframe

* Ts = 1/(15000×2048) sec

* Generic radio frame structurea.k.a. TTI (Transmission Time Interval)

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 12

LTE DL Slot StructureLTE DL Slot StructureLTE DL Slot StructureLTE DL Slot Structure

One downlink slot, Tslot

subc

arri

ers

NB

WD

Lsu

bcar

rier

sN

BW

DL

NB

WD

L

Resource element

OFDM symbolsDLsymbN OFDM symbolsDLsymbN

One

res

ourc

e bl

ock,

NB

Wsu

bcar

rier

sR

BO

ne r

esou

rce

bloc

k, N

BW

subc

arri

ers

RB

(16.67/512)(16.67/384)(16.67/256)(16.67/128)(16.67/64)(16.67/32)Long

(4.69/144)

× 6,(5.21/160)

×1

(4.69/108)

× 6,(5.21/120)

× 1

(4.69/72) ×6,

(5.21/80) ×1

(4.69/36) ×6,

(5.21/40) ×1

(4.69/18) ×6,

(5.21/20) ×1

(4.69/9) × 6,(5.21/10) ×

1*

ShortCP

length (μμμμs/samp

les)

7/6

Number of

OFDM symbols

per sub frame

(Short/Long CP)

120190160130115176

Number of

occupied

sub-carriers

204815361024512256128FFT size

30.72 MHz(8 × 3.84 MHz)

23.04 MHz(6 × 3.84 MHz)

15.36 MHz(4 × 3.84 MHz)

7.68 MHz(2 × 3.84 MHz)

3.84 MHz1.92 MHz(1/2 × 3.84 MHz)

Sampling

frequency

15 kHzSub-carrier

spacing

0.5 msSlot duration

20 MHz15 MHz 10 MHz5 MHz2.5 MHz1.25 MHzTransmission BW

#0#0 #1#1 #2#2 #3#3 #19#19

One slot, Tslot = 15360×Ts = 0.5 ms

One radio frame, Tf = 307200×Ts=10 ms

#18#18

One subframe

* 3GPP TR 25.814

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 13

LTE DL MIMOLTE DL MIMOLTE DL MIMOLTE DL MIMO

• Support up to 4x4 configuration.

• Support for both spatial multiplexing (SM) and Tx diversity (TxD).

– SM

• Unitary precoding based scheme with codebook based feedback

from user.

• Multiple codewords

– TxD: SFBC/STBC, switched TxD, CDD (Cyclic Delay Diversity)

considered.

• MU-MIMO supported.

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 14

LTE UL: Single Carrier FDMALTE UL: Single Carrier FDMALTE UL: Single Carrier FDMALTE UL: Single Carrier FDMA

• What is Single Carrier FDMA (SC-FDMA)?

– Single carrier modulation and frequency domain equalization.

– Similar performance and essentially the same overall structure as

those of OFDMA system. ⇒ DFT-spread OFDMA.

– Low PAPR.

SubcarrierMapping

Channel

N-point DFT

M-point IDFT

Add CP / PS

DAC/ RFP

-to-S

S-to-P

N-point IDFT

SubcarrierDe-

mapping/ Equalization

M-pointDFT

DetectRemove CP

RF/ ADCS

-to-P

P-to-S

SC-FDMA:

OFDMA:

+*N < M

* S-to-P: Serial-to-Parellel* P-to-S: Parallel-to-Serial

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 15

LTE UL Slot Structure LTE UL Slot Structure LTE UL Slot Structure LTE UL Slot Structure

LB #0CP LB #1CP LB #2CP LB #3CP LB #4CP LB #6CP

1 slot = 0.5 ms

LB #5CP

Used for RS

#0#0 #1#1 #2#2 #3#3 #19#19

One slot, Tslot = 15360×Ts = 0.5 ms

One radio frame, Tf = 307200×Ts=10 ms

#18#18

One subframe

Serial-to-Parallel

M-point IDFT

N-pointDFT

Zeros

{ }0 1 1, , Nx x x −K Parallel-to-Serial

{ }0 1 1, , Mx x x −% % %K

SubcarrierMapping

subcarrier

0M-1

Zeros

One Block

Localized mapping with an option of adaptive scheduling or random hopping.

* LB: Long Block

* RS: Reference Signal

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 16

Resource Scheduling of Shared ChannelsResource Scheduling of Shared ChannelsResource Scheduling of Shared ChannelsResource Scheduling of Shared Channels

• Dynamic resource scheduler

resides in eNB on MAC layer.

• Radio resource assignment based

on radio condition, traffic volume,

and QoS requirements.

• Radio resource assignment

consists of:

– Physical Resource Block (PRB)

– Modulation and Coding Scheme

(MCS)

3GPP LTE

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 17

Radio Resource ManagementRadio Resource ManagementRadio Resource ManagementRadio Resource Management

• Radio bearer control (RBC)

• Radio admission control (RAC)

• Connection mobility control (CMC)

• Dynamic resource allocation (DRA) or packet scheduling (PS)

• Inter-cell interference coordination (ICIC)

• Load balancing (LB)

3GPP LTE

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Introduction and Background

3GPP LTE

FLASH-OFDM

3GPP2 UMB

Summary and References

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 19

• Fast Low-latency Access with Seamless Handoff-OFDM

• OFDM-based flat all-IP system developed by Flarion

Technologies.

– System concept in 1998.

– Market trials in 2004.

– Commercial launch in 2005.

• Positioned as a pre-UMB system

FLASHFLASHFLASHFLASH----OFDMOFDMOFDMOFDM

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 20

• Packet-based flat all-IP system

• 1.25 MHz FDD with peak rates of 4.7 Mbps DL and 1.6 Mbps UL

• Fast tone hopping OFDM

• Full mobility support

• Efficient and fair scheduling through multiuser diversity, link

adaptation, and joint user/power/rate/bandwidth allocation

• LDPC coding

• Low latency: < 30 ms ping RTT

• Tightly integrated PHY and MAC

Key FeaturesKey FeaturesKey FeaturesKey Features

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 21

Basic System ParametersBasic System ParametersBasic System ParametersBasic System Parameters

11.25 kHzTone spacing

16 samples (~11.1 µs)Cyclic prefix

113 samplesTones used

128 samples (~88.8 µs)FFT size

1.25 MHz (FDD)Channel bandwidth

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 22

PHY FeaturesPHY FeaturesPHY FeaturesPHY Features

• Fast tone-hopping OFDM-based multiple access

– Intra-cell orthogonality and inter-cell interference averaging.

• Adaptive coding and modulation using LDPC coding

– Codewords are long enough to obtain high coding gain but short

enough to keep latency low.

– Rates adaptively adjusted based on DL channel condition and

power allocation.

• Fine granularity for allocating system resources

– Rapid transmission of short (control) messages.

– Efficient sharing of channel resources among mobiles.

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 23

MAC FeaturesMAC FeaturesMAC FeaturesMAC Features

• Fine granular channel structure based on OFDM PHY

• Optimized to support large number of users

– Multiple states: ON, HOLD, Sleep

– Fast transitions between states with QoS constraint.

• Low latency and fast ARQ

• Facilitates multiple scheduling options based on fairness constr

aints and QoS

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 24

Other FeaturesOther FeaturesOther FeaturesOther Features

• Flexband technology

– Fractional frequency reuse scheme.

– Carrier powers are scaled to create inner, middle, and outer

coverage cells. Adjacent sectors are power scaled to fill in the

coverage.

– More technical details in X. Wu et al., “Fractional Power Reuse in

Cellular Networks,” 44th Annual Allerton Conference, Sep. 2006.

• BeaconTone technology

– Every carrier transmits a beacon signal at full power. The mobile

constantly measures all available beacon signals and evaluate

which is the most optimal carrier in order to ensure the highest

data throughput.

– Enables fast acquisition and handoff.

FLASH-OFDM

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 25

FLASHFLASHFLASHFLASH----OFDM and UMB: CommonalityOFDM and UMB: CommonalityOFDM and UMB: CommonalityOFDM and UMB: Commonality

• Packet-based all-IP architecture

• Tone-hopping OFDMA

• OFDMA control signalling

• Low latency

• BeaconTone technology

• Fractional frequency reuse (Flexband) technique

• LDPC coding

• Efficient resource management

FLASH-OFDM

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Introduction and Background

3GPP LTE

FLASH-OFDM

3GPP2 UMB

Summary and References

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 27

Key AspectsKey AspectsKey AspectsKey Aspects

• Multiples access schemes

– Forward link (FL): OFDMA

– Reverse link (RL): OFDMA & CDMA

• Peak data rate

– Up to 280 Mbps in FL and up to 68Mbps in RL.

• Advanced MIMO and SDMA

• Low latency

• Improved interference management techniques

• Scalable IP-based flat or hierarchical architecture and flexible spectrum allocations

– Bandwidth allocations of 1.25 MHz, 5 MHz, 10 MHz and 20 MHz

– Support for both FDD and TDD

3GPP2 UMB

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 28

UMB Network ArchitectureUMB Network ArchitectureUMB Network ArchitectureUMB Network Architecture

AN: Access NetworkRNC: Radio Network ControllerPDSN: Packet Data Serving Node

RNC

PDSN

Internet

AN AN

1xEV-DO

Internet

UMB

Gateway

IP Network

AN AN AN AN AN AN

3GPP2 UMB

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 29

• Transmission is divided into units of superframe.

UMB Frame StructureUMB Frame StructureUMB Frame StructureUMB Frame Structure

SuperframePreamble

FL PHYFrame #0

FL PHYFrame #1

FL PHYFrame #24

8 OFDM Symbols

8 OFDM Symbols

RL PHYFrame #0

RL PHYFrame #1

RL PHYFrame #24

8 OFDM Symbols

16 OFDM Symbols

Superframe Structure

FL

RL

3GPP2 UMB

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 30

FeaturesFeaturesFeaturesFeatures

• Channel coding

– Convolutional code for block lengths ≤ 128 and turbo code for

block lengths > 128

– LDPC coding optional

• Advanced MIMO, SDMA, and beamforming techniques for

higher rates/capacity and improved cell-edge performance

– SCW & MCW Precoding MIMO with rate and rank adaptation.

• Adaptive interference management

– Dynamic fractional frequency reuse (FFR) scheme.

– Dynamic RL power control.

• Synchronous H-ARQ on both FL and RL

3GPP2 UMB

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 31

Features Features Features Features ---- cont.cont.cont.cont.

• Beacon technique for fast acquisition and handoff

• Centralized resource allocation for both FL and RL

– “Sticky” assignment for delay sensitive applications (VoIP).

– “Non-sticky” assignment for best effort applications.

• Power savings optimization

– Quick paging.

– Semi-connected state.

3GPP2 UMB

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Introduction and Background

3GPP LTE

FLASH-OFDM

3GPP2 UMB

Summary and References

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 33

SummarySummarySummarySummary

Summary and References

Distributed & blockLocalized (block)Subcarrier (tone) mapping

Convolutional coding, turbo coding, & LDPC coding

Convolutional coding & turbo codingChannel coding

SCW & MCW Precoding, STTD, SDMA,

& Beamforming

SCW & MCW Precoding, SFBC/STBC,

Switched TxD, & CDDMIMO

512 / 256~480‡ samples512 / 301 samplesFFT size / usable subcarriers†

9.6 kHz15 kHzSubcarrier spacing

QPSK, 8-PSK, 16-QAM, and 64-QAMQPSK, 16-QAM, and 64-QAMData modulation

YesYesSubcarrier hopping

OFDMA & CDMASC-FDMAUL (RL) multiple access

OFDMAOFDMADL (FL) multiple access

1.25, 2.5, 5, 10, and 20 MHz1.25, 2.5, 5, 10, 15, and 20 MHzChannel bandwidth

3GPP2 UMB3GPP LTE

† For 5 MHz bandwidth in OFDMA.

‡ Number of usable subcarriers is variable.

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Beyond 3G: 3GPP LTE and 3GPP2 UMB | Apr. 28, 07 | Hyung G. Myung 34

References and ResourcesReferences and ResourcesReferences and ResourcesReferences and Resources

• 3GPP LTE and SC-FDMA– http://singlecarrierfdma.com

– H. Ekström et al., “Technical Solutions for the 3G Long-Term Evolution,” IEEE Commun. Mag., vol. 44, no. 3, March 2006, pp. 38-45

– 3G Americas, “Mobile Broadband: The Global Evolution of UMTS/HSPA - 3GPP Release 7 and Beyond" available athttp://www.3gamericas.org/pdfs/UMTS_Rel7_Beyond_Dec2006.pdf

– H. G. Myung et al., “Single Carrier FDMA for Uplink Wireless Transmission,” IEEE Vehicular Technology Magazine, vol. 1, no. 3, Sep. 2006, pp. 30-38

• 3GPP LTE Spec (Draft)– http://www.3gpp.org/ftp/Specs/html-info/36-series.htm

– http://www.3gpp.org/ftp/Specs/html-info/25814.htm (old)

Summary and References

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References and Resources References and Resources References and Resources References and Resources ---- cont.cont.cont.cont.

• 3GPP2 UMB– CTIA Wireless 2007 Special Interest Seminar on UMB available at

http://www.cdg.org/news/events/CDMASeminar/070327_UMB/index.asp

– CDG Evolution Path available athttp://www.cdg.org/news/events/webcast/061213_webcast/CDG%20Charts%20for%20Roadmap%20Webcast_13DEC2006F.pdf

• 3GPP2 UMB Spec (Draft)– http://www.3gpp2.org/Public_html/SC/C.S0084-0_v1.0_070406.zip

• FLASH-OFDM– R. Laroia et al., “Designing a Mobile Broadband Wireless Access

Network,” IEEE Signal Proc. Mag., vol. 21, no. 5, Sep. 2004, pp. 20-28

– IEEE 802.20 Working Group on MBWA C802.20-03/16, “Initial Contribution on a System Meeting MBWA Characteristics,” Mar. 6 2003, available at http://www.ieee802.org/20/Contribs/C802.20-03-16.pdf

Summary and References

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Questions? Thank you!

WOCC ’07, 2007.04.28

Hyung G. Myung, Qualcomm/Flarion

[email protected]