22
Rail Resource Management Rail Resource Management (RRM) (RRM) Post Postimplementation review implementation review & future directions & future directions Post Postimplementation review implementation review & future directions & future directions 3 rd rd International International 3 rd rd International International Rail Human Rail Human Factors Conference Factors Conference RRM RRM London London March 2013 March 2013 Post Post Implementation Implementation Re ie and Re ie and Jennifer Alcock Review and Review and Future Future Directions Directions Elizabeth Grey Dr Barbara Klampfer Louise Raggett Adrian Rowland

3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

  • Upload
    others

  • View
    3

  • Download
    0

Embed Size (px)

Citation preview

Page 1: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Rail Resource  Management Rail Resource  Management (RRM)(RRM)PostPost‐‐implementation reviewimplementation review & future directions& future directionsPostPost‐‐implementation review implementation review &  future directions&  future directions

33rdrd InternationalInternational33rdrd International International Rail Human Rail Human 

Factors Conference Factors Conference 

RRMRRM

ff

London London March 2013March 2013

Post Post Implementation Implementation Re ie andRe ie and

Jennifer AlcockReview and Review and Future Future DirectionsDirections

Elizabeth Grey Dr Barbara Klampfer

Louise RaggettAdrian Rowland

Page 2: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

OverviewOverviewOverviewOverview

• RRM in Australia: the story so fary

• Post implementation review

RRMRRM

• Post implementation review

• The need for a new approachPost Post Implementation Implementation Re ie andRe ie and

• The need for a new approach

• Project overviewReview and Review and Future Future DirectionsDirections

• Project overview

• Next steps • Next steps

Page 3: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

The The story so far…story so far…The The story so far…story so far…Project launchSponsorship by TSV & ITSR

Dédale appointed

2005

Best practice review2006

Dédale appointedNational endorsement

Industry steering committee

Launch of RRM Guidelines & Materials2007

RRM industry working group 2008-9

RRMRRM

RRM industry working group

V/Line business case

2008 9

Post Post Implementation Implementation Re ie andRe ie and

Industry briefing 2010

V/Line pilot

Review and Review and Future Future DirectionsDirections

RRM facilitator training

QR Coal implementation

2011

Post implementation Review2012

QR Coal implementation

Future directions? 2013

Page 4: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Setting a high Setting a high standardstandard

Setting a high Setting a high standardstandardstandardstandardstandardstandard

• Unique product for railUnique product for rail• Expert developers

• Extensive consultation

RRMRRM

• Extensive consultation

• Holistic approach

G id h t Post Post Implementation Implementation Re ie andRe ie and

• Guidance on how to – develop– ImplementReview and Review and

Future Future DirectionsDirections

– Implement– evaluate & maintain

• Comprehensive & • Comprehensive & generic

• Customisable• Customisable

Page 5: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Uptake of RRMUptake of RRMUptake of RRMUptake of RRM

Positive indications• Positive evaluation of pilot• Implementation by division

of leading freight operator

RRMRRM

of leading freight operator• Anecdotal evidence of early

scoping work

Post Post Implementation Implementation Re ie andRe ie and

– Passenger operators

Post implementation Review and Review and Future Future DirectionsDirections

Post implementation review to ascertain:

• Awareness of RRM• Awareness of RRM• Use of materials • Beliefs about human error as

source of risk in rail

Page 6: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

The The status status of of RRM 2012RRM 2012The The status status of of RRM 2012RRM 2012

On-line survey August 2012

58 Respondents

• Freight (8)

RRMRRM• Passenger(10)

• Infrastructure managers (20) Post Post Implementation Implementation Re ie andRe ie and

• Infrastructure managers (20),

• Infrastructure maintainers (21)Review and Review and Future Future DirectionsDirections

• Tourist & heritage (16)

Page 7: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Survey resultsSurvey resultsSurvey resultsSurvey results

• 57% heard about RRM

10 h d i l• 10 have used materials

• 4 running RRM in some form

RRMRRM• 1 preparing

• 3 individuals keen but no Post Post Implementation Implementation Re ie andRe ie and

3 individuals keen but no organisational support

• 25% attributed human error as Review and Review and Future Future DirectionsDirections

• 25% attributed human error as factor in less than 20% incidents

Page 8: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Rated effectiveness of strategies Rated effectiveness of strategies t d h t d h

Rated effectiveness of strategies Rated effectiveness of strategies t d h t d h

Least effectiveMost effective

to reduce human errorto reduce human errorto reduce human errorto reduce human error

Least effective

• Human error t

• Supervision & t

Most effective

RRMRRM

management RRM / NTS training

• Human Factors

support

• Toolbox-talks/pre-work

Post Post Implementation Implementation Re ie andRe ie and

• Human Factors awareness training

• Advanced

talks/pre-work briefings

• Procedures Review and Review and Future Future DirectionsDirections

technology

• Counseling &

appropriate & relevant

disciplinary action

• Equipment/system design

• Training

• Incident analysis designanalysis

Page 9: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Possible barriers?Possible barriers?Possible barriers?Possible barriers?

• Industry HF readiness/capability

• Accessibility of RRM product

RRMRRM

y p

• Expertise & resources to customise tools

Post Post Implementation Implementation Re ie andRe ie and

• Ability to take workers off-line

• Perceived cost/benefit Review and Review and Future Future DirectionsDirections

• Perceived cost/benefit

• Acceptance by management

Page 10: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Future Future directionsdirectionsFuture Future directionsdirections

Options considered:

• Bridging program? – Increase understanding of

human performance /error

RRMRRM

human performance /error management

• RRM promotion/support? Post Post Implementation Implementation Re ie andRe ie and

• RRM promotion/support?

• Change management approach? Review and Review and

Future Future DirectionsDirections

approach?

• Target specific human performance issue using RRM performance issue using RRM tools?

Page 11: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Human performance issue:Human performance issue:Safety critical communications Safety critical communications

Human performance issue:Human performance issue:Safety critical communications Safety critical communications Safety critical communications Safety critical communications Safety critical communications Safety critical communications

•• Identified regulator priorityIdentified regulator priority

•• Known issue for operatorsKnown issue for operators

• 1 April 2010- Strathfield- near

RRMRRM

1 April 2010 Strathfield near strike track workers

• 5th May- 2010- Newbridge-

Post Post Implementation Implementation Re ie andRe ie and

collision between XPT & track-mounted excavator

• 13th April 2010 Kogarah track Review and Review and Future Future DirectionsDirections

• 13th April 2010- Kogarah- track worker fatality

• 3 March 2011- Narrandera – run 3 March 2011 Narrandera run away wagon set derailing onto public road

Page 12: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Communication failures Communication failures Communication failures Communication failures • UK data: communication a factor in 33% of irregular working events (Network Rail, RSSB June 2012 T869 Bondsall-Clark K.)

• Local data: V/line analysis

RRMRRM

Post Post Implementation Implementation Re ie andRe ie andReview and Review and Future Future DirectionsDirections

Courtesy of Dr Todd Bentley V Line 2010

Source – Business Case for RRM Courtesy of Dr Todd Bentley V Line 2010

Page 13: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Potential benefits Potential benefits

• Market to known need

R d d ti b i• Reduce adoption barriers

• Provide measurable proof of

RRMRRM

concept

• Improved SCC behaviours

Post Post Implementation Implementation Re ie andRe ie and

• Reduced SCC incidents

• Improved awareness of HF and Review and Review and Future Future DirectionsDirections

• Improved awareness of HF and potential of RRM to address HF issues

Page 14: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Project overview Project overview Project overview Project overview

Phase 1 – Rail operator trial• Identify SCC errors • Measure current performance • Customise RRM Materials for SCC

D i d I l t t i l

RRMRRM

• Design and Implement trial• Evaluate

Post Post Implementation Implementation Re ie andRe ie and

Phase 2 – Industry roll out • Develop promotional materials

R ll t d t t id i d tReview and Review and Future Future DirectionsDirections

• Roll out product to wider industry• Extend behavioural monitoring• EvaluateEvaluate

Phase 3 • Future applications for human• Future applications for human

performance improvement

Page 15: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Phase 1• Conduct

Project overview Project overview Project overview Project overview • Conduct

surveillance• Establish a baseline Voice• Establish a baseline

measurement for current SCC Accident reports

Voice recordings

RRMRRM

performance• Identify scenarios for

Post Post Implementation Implementation Re ie andRe ie and

RRM training

Review and Review and Future Future DirectionsDirections

Behaviour Behaviour marker Yes/no

15

Page 16: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Project overview Project overview Project overview Project overview

Design intervention• Customise RRM and

deliver training

RRMRRM

• Use surveillance scenarios to customise

t diPost Post Implementation Implementation Re ie andRe ie and

case studies• Create distributed team

exercises to practice newReview and Review and Future Future DirectionsDirections

exercises to practice new skills in a safe environmentenvironment

16

Page 17: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Project overview Project overview Project overview Project overview Following a successful evaluation of phase1…

Phase 2 industry roll out:

RRMRRM

• voluntary participation• Industry working group

Post Post Implementation Implementation Re ie andRe ie and

• train the trainer course• voluntary behavioural monitoring program

Review and Review and Future Future DirectionsDirections

– training program for observers– Implementing peer to peer observation program

Collect data centrally• Collect data centrally

Page 18: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Project overview Project overview Project overview Project overview Phase 2 – Evaluation

• Survey industry engagement

• Gauge awareness of

RRMRRM

HF issues• Measure RRM uptake

Post Post Implementation Implementation Re ie andRe ie and

Desirable behaviours

Goal State

• Monitoring SCC behavioursD i i id tReview and Review and

Future Future DirectionsDirections

• Decrease in incidents due to poor SCC?

undesirable behaviours

Baseline

time

Baseline

Page 19: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Project Project overview overview Project Project overview overview

Phase 3Phase 3 FutureFuturePhase 3Phase 3 FutureFuture• Guidance on customising

further RRM training

Phase 3 Phase 3 –– Future Future Phase 3 Phase 3 –– Future Future

RRMRRM

further RRM training• Apply tools to another

human performancePost Post Implementation Implementation Re ie andRe ie and

human performance Issue?

• Support for uptake of fullReview and Review and Future Future DirectionsDirections

Support for uptake of full RRM programs?

19

Page 20: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Next Steps Next Steps Next Steps Next Steps

• Detailed project planning• National approval• Engaging industry partners

RRMRRM

including RISSB• Establish working/steering

Post Post Implementation Implementation Re ie andRe ie and

groups• Identify potential ‘champions’

for Phase 1 trialReview and Review and Future Future DirectionsDirections

for Phase 1 trial

Page 21: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

ChallengesChallengesChallengesChallenges

• Change in Australian rail industry

E i f i d• Engaging support from industry partners and unions

RRMRRM

• Technical constraints

• System constraintsPost Post Implementation Implementation Re ie andRe ie and

• Economic pressures on industry and government

Review and Review and Future Future DirectionsDirections

21

Page 22: 3 International Rail Human Factors Conference · Rail Resource Management (RRM) PostPost‐implementationimplementation reviewreview && futurefuture directionsdirections. 3rdInternational

Independent Transport Safety Regulator (NSW)Independent Transport Safety Regulator (NSW)www.transportregulator.nsw.gov.au/human_factors.html

contact@transportregulator nsw gov [email protected]

Transport Safety Victoria

RRMRRMwww.transportsafety.vic.gov.au

[email protected] Post Implementation Implementation Re ie andRe ie and

g y@ p y g

Review and Review and Future Future DirectionsDirections

THANK YOU &QUESTIONS?QUESTIONS?