27 Orilia Revue Feb 3 2011 Preprint

Embed Size (px)

Citation preview

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    1/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    1

    A theory of fictional entities based on denoting concepts

    Francesco Orilia

    University of Macerata

    Macerata, [email protected]

    Abstract. There are many data suggesting that we should acknowledge fictional entities in our ontological inventory, in

    spite of the paraphrasing strategies that Russells theory of descriptions can offer. Thus the realist attitude toward

    fictional entities of Meinongian and artifactualist accounts may seem well-motivated. Yet, these approaches infringe the

    Russellian robust sense of reality. A different realist account is proposed here, one that is compatible with the

    Russellian robust sense of reality in that it identifies fictional entities with denoting concepts, understood as properties

    of properties.

    1. Introduction

    Fictional works are human productions (texts, theatrical performances, movies and the like)

    that convey (fictional) stories. Such stories may be referred to by the same terms we use for the

    fictional works that convey them. Thus, e.g., Collodis The Adventures of Pinocchio or the Walt

    Disney movie Pinocchio are stories. The existence of stories and our discourses about them suggest

    that there arefictional entities (characters) to which we refer by means of singular terms, typically

    proper names or definite descriptions (implicitly) present in fictional works, e.g., Pinocchio and

    the best friend of Sherlock Holmes, or by means of definite descriptions that involve an explicit

    reference to a story, e.g., the Ulysses ofTheOdyssey and the Ulysses ofThe Divine Comedy.

    I would like to present a theory about the nature of fictional entities that identifies them with

    properties, more specifically, following Cocchiarella,1

    properties characterizable as denoting (or

    referential) concepts. I shall first motivate this line from a very general perspective and then move

    to the details of my approach, pointing out some crucial respects in which it differs from

    Cocchiarellas.

    2. The Meinong-Russell Debate

    At the turn of the last century there took place the famous Meinong-Russell debate on

    nonexistent objects (cf. Griffin and Jaquette 2009). According to Meinong, we must admit that there

    are nonexistent objects, e.g. the round square or the winged horse. As the round square testifies,

    Meinong urges, nonexistent objects may even be impossible. And yet, they must be acknowledged,

    in order to account for the truth of many sentences about them, e.g., the round square does not

    exist.

    1See Cocchiarella 1982, where denoting concepts are traced back to the early Russell (1903), and the proposal to use

    them to account for fictional entities is fleshed out in reacting to Parsonss (1980) neo-Meinongian theory. See alsoLandini 1990 for an analogous reaction to Zaltas (1982) neo-Meinongian theory and Cocchiarella 2007, 7.10 for a

    further development of the proposal.

    mailto:[email protected]:[email protected]:[email protected]
  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    2/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    2

    Such nonexistent objects have objective being independently of whether we think of them or

    not. They are in a sense concrete, because they have concretizing properties, such as winged, that,

    at least prima facie, only existing concrete individuals (e.g., birds) can have. Yet, theseMeinongian

    objects, as they are called, are not to be found in the spatiotemporal realm.

    Russell pointed out some internal inconsistencies in Meinongs approach, but he alsoemphasized that Meinongian objects are incompatible with a robust sense of reality (Russell

    1919, Ch. 16). As an alternative to Meinong, he proposed, in the light of his famous theory of

    descriptions of his so-called actualist period (Russell, 1905), that all sentences that apparently talk

    about nonexistent objects can be paraphrased in a way that makes it clear that we never really refer

    to Meinongian objects, or, for that matter, to the non-actual possibilia of Russells so-called

    possibilist period (Russell 1903).2

    3. A dilemma

    Russell was regarded for many years in the analytic community as the clear winner of the

    debate. Yet, from the late Sixties of the last century onward, Meinongs ideas have been resurrected

    by a group ofMeinongians that is still growing, mainly on the ground that Russells approach is

    unable to accommodate a good deal of sentences apparently about nonexistent objects (see, e.g.,

    Castaeda 1989, Parsons 1980, Priest 2005, Routley 1979, Zalta 1982). Many such sentences have

    to do with fictional entities. Since they appear to be true and resist Russellian paraphrases they seem

    to commit us to the existence of such entities. Here are some problematic cases:

    (1) The Ulysses ofThe Divine Comedy is the Ulysses ofThe Odyssey;

    (2) Sherlock Holmes is a fictional entity and does not really exist.

    Meinongians thus hold that fictional entities are istances of Meinongian nonexistent objects.

    And there are also artifactualist(orcreationist) philosophers who are willing to recognize that there

    really are fictional entities, but do not follow Meinong in thinking that they objectively exist

    independently of us. The creationists rather think that they are abstract artifacts that we somehow

    create in the process of creating a story (Van Inwagen 1977, Thomasson 1999, Voltolini 2006).3

    Although arguably in different degrees, both approaches seem to offend the Russellianrobust sense of reality. Now, undoubtedly, there is some special appeal in Russells robust sense of

    reality. But after all, letting aside ideological commitments to desert landscapes, it is mainly

    pumped by Ockhams razor and the razor tells us that we cannot postulate entities without a reason.

    However, the problematic sentences seem to give us reasons to postulate the offending entities in

    question. We thus face a dilemma. On the one hand, we would like to follow Russell with his robust

    sense of reality. But, on the other hand, we dont want to neglect the problematic sentences.

    2

    For a good discussion of the various phases of Russells philosophy, see Landini 2011.3 For a useful survey of these approaches, see Sainsbury 2010, where one can also find a discussion of David Lewiss

    possibilist approach, which I neglect for reasons of space.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    3/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    3

    4. Denoting concepts

    We can appeal to denoting concepts to seek a way out of the dilemma. The crucial idea is

    this: denoting concepts can be viewed as properties, i.e. abstract entities that we want to admit inour ontological inventory anyway, quite independently of the issues posed by fictional objects.

    Thus, if we identify fictional objects with denoting concepts (of a certain kind), we do not infringe

    the Russellian robust sense of reality. Before explaining how fictional objects can be identified with

    denoting concepts, let me clarify the nature of the latter and explain why they can be taken to be

    properties, more specifically properties of properties.

    Denoting concepts can be seen as meanings of noun phrases such as every human, some

    cat, the tallest spy and the like (Cocchiarella 2007, Orilia 2010). We can represent such

    meanings as follows: [every H], [some A], [the TS], and similarly for other examples. Here H, W,

    TS, are the properties expressed by human, American, tallest spy. To see why they can be

    considered properties of properties, let us focus on those of specific interest to us here, namely those

    of the form [the P], where P may be called theproperty component. I call them definite.4 Consider,

    for illustration, the definite denoting concept [the TS]: it is, we may say, the property such that,

    when predicated of a property F, gives rise to a proposition, [the TS](F), that tells us this: (i) there

    exists exactly one individual with the property of being a spy taller than any other spy and (ii) this

    individual has the property F, i.e. , in the language of first-order logic, x(TS(x) & y(TS(y) x =

    y) & F(x)).5

    It is important to record here that definite denoting concepts may, or may not, correspond to

    a certain entity, depending on whether or not their property component is exemplified by precisely

    one entity. If there is such an entity, we shall say that the denoting concept denotes (orrefers to)it.Thus, for example, if there just one individual with the property TS, the denoting concept [the TS]

    denotes this individual, otherwise it does not denote anything.

    When a denoting concept denotes something, we shall say that it is a referring denoting

    concept; otherwise, that it is non-referring. In the former case, the denoting concept has a property

    that we shall indicate with E*, the property that a denoting concept has when it is referring. Thus,

    e.g., it is the case that E*([the PF]), 6

    4

    Since we shall deal in the following mainly with definite denoting concepts, I shall often skip the qualifier definite

    in talking about them, assuming that the context can supply it.

    where PF is the property of being current president of France,

    since there is exactly one individual with this property, namely Nicolas Sarkozy. On the other hand,

    it is not the case that E*([the WH]), where WH is the property of being a winged horse, since there

    5There is thus a logical equivalence between [the TS](F) andx(TS(x) & y(TS(y) x =y) & G(x )), which can be

    seen as a specific instance of a general logical principle known as lambda conversion (see, e.g., Cocchiarella 2007,

    Orilia 2006, p. 194, note 3, and Orilia 2010, p. 24, note 25).6

    As this example and (1a) below suggest, I accept a type-free approach to properties that takes them to be entities that

    can occur in both predicate and subject position. There are many good reasons to do this and I follow Cocchiarella in

    this respect. Unfortunately, as is well-known, the type-free approach to properties must circumvent Russells and

    related paradoxes. Cocchiarellas way out however must face a contingent Russells paradox that I have pointed out

    and by a paradox of hyperintensionality pointed out by Bozon (see Landinis paper Fictions Are All in the Mind inthis issue ofRevue de Philosophie for a discussion of them). I thus think that one should try a different road. For

    proposals of mine to deal with the paradoxes, see Orilia 2006a and references therein.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    4/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    4

    is no entity with the property WH, or so we shall assume. It should be noted that a denoting

    concept, [the P], may denote an abstract entity, even another denoting concept: it suffices that this

    abstract entity is the only entity that exemplifies the property component P.

    It should also be noted that two referring denoting concepts may denote the very same

    entity. For example, [the PF] denotes, as we have seen, Sarkozy, who is also denoted, e.g., by thedenoting concept [the HCB], where HCB is the property of being husband of Carla Bruni. The is

    of identity can be quite naturally taken to express the relation, to be represented here asIS, that links

    two denoting concepts when they denote the same entity. Thus, for example, the sentence,

    (1) the husband of Carla Bruni is the President of France

    can be taken to expresses the (true) proposition

    (1a) IS([the HCB], [the PF]).

    Such propositions will be calledidentitypropositions.

    5. Proper names

    It is important for our purposes to be clear about how proper names are to be understood. It

    is fashionable nowadays to hold the referentialist view according to which they are purely

    referential devices, i.e. expressions having as meanings the very entities they refer to (if any). Thus,

    according to this view, the meaning of, e.g.,Carla Bruni is simply Carla Bruni in flesh and blood.I have argued extensively elsewhere (2010), however, that one should prefer the more old-fashioned

    descriptivist view that sees proper names pretty much as definite descriptions. Given this line, a

    proper name (used as singular term) should be taken to express, just like a definite description, a

    denoting concept, [the P], and thus be associated, so to speak, to a certain property P. Which

    property should be associated to a proper name is a complicated issue. For present purposes, we can

    simply assume this: in a given context a proper name N (used as a singular term) expresses a

    denoting concept [the P], where P is a certain nominalproperty that entails the property of being

    called N and that, in typical cases, identifies a certain individual. For concreteness, think of the

    nominal property associated to a proper name (as used in a certain context) as the property ofhaving been baptized with that name at a certain specific time t in a certain specific place p.7

    7Any speech act that purports to associate a certain name to an individual that is ostensibly present or to a definite

    description that purports to fix the reference of the name can count as a baptism (see Orilia 2010, 5.8).

    For

    example, Carla Bruni, in a context in which we are talking about Sarkozy and his wife, may be

    taken to stand for the denoting concept [the CB], where CB is the property of having been baptized

    with the name Carla Bruni at time t in place p (t and p stand for the time and place of the

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    5/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    5

    baptism in question).8

    (Obviously, since we can use the same proper name for different individuals,

    one proper name could correspond to different properties of this kind.).

    6. What is a story?

    Sentences express propositions as meanings. In typical cases, propositions are very simple,

    but they can also be very complicated. We can take a story to be a very complicated proposition that

    is somehow expressed by a certain fictional work (possibly after an ideal reconstruction) (see, e.g.,

    Parsons 1980, p. 180). This leads us to assume that an appropriate entailment relation is what we

    mean (at least in typical cases) by locutions such as in when we say in a certain story, ... (or the

    like). For example, when we say that

    (1) In The Divine Comedy, Ulysses dies in a shipwreck,

    what we are saying is that there is a (very complicated) proposition expressed by Dantes

    text that entails the (much simpler) proposition asserting that Ulysses dies in a shipwreck.

    Presumably, the entailment relation in question is not classical, but paraconsistent, since there are

    stories that contain contradictions and we do not want to claim that every proposition whatsoever is

    true in them (Deutsch 1985). Classical logic in fact contains the rule Ex Falso Quodlibet, which

    allows one to infer any proposition whatsoever from a contradiction. In contrast, a paraconsistent

    logic rejects this rule. There are many systems of paraconsistent logic, but for present purposes we

    need not commit ourselves to one in particular.

    7. Stories and character sets

    Propositions are typically viewed as complex entities, involving objects, properties and

    relations as constituents. In particular, it is quite common to think that propositions expressed by

    sentences with singular terms such as proper names involve as constituents the objects referred to

    by the names in question (this is the line embraced by the referentialist doctrine mentioned in 5).

    Granted that stories are propositions, the following question then arises. Since the works that

    express stories typically contain singular terms, in particular proper names, should we admit thatthese stories are propositions that contain Meinongian objects or the mind-dependent abstract

    objects of the artifactualist approach? An affirmative answer to this question is in tension with the

    Russellian robust sense of reality. The alternative line that I shall pursue here is, roughly, to claim

    that, when the Meinongian or the artifactualist might think there is a non-existent object or an

    abstract artifact (perhaps because a proper name directly referring to it was used), there is rather a

    definite denoting concept of which the story in question implicitly says that it is referring. Thus, for

    example, DantesDivine Comedy involves as constituent the denoting concept [the U], where U is a

    8

    Following this line, even a competent speaker may not know precisely which proposition is expressed by a sentenceinvolving a proper name and it could also happen that the competent speaker does not know whether two tokens of

    sentences with the same proper name express the same proposition or not (see Orilia 2010, 7.9 for a discussion).

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    6/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    6

    nominal property associated to the name Ulysses and entails the proposition E*([the U]).

    Similarly, Conan Doyles The Valley of Fearinvolves as constituent the denoting concepts [the SH]

    and [the BFSH] and entails the propositions E*([the SH]) and E*([the BFSH]) (where SH is the

    nominal property associated to the proper name Sherlock Holmes and BFSH is the property of

    being Sherlock Holmess best friend).We shall say that a denoting concept [the F] involved as constituent in a story and such that

    the story entails E*([the F]) has a primary occurrence in the story in question. As these examples

    illustrate, the denoting concepts that have primary occurrence in a story may correspond to either

    proper names (Ulysses, Sherlock Holmes) or to definite descriptions (the best friend of

    Sherlock Holmes) implicitly or explicitly present in the text of the story. 9

    For any denoting concept primarily occurring in a story, say the concept [the F], there will

    be in the story many propositions of the form [the F](G), i.e., propositions, entailed by the story,

    that assert that the unique object with property Fhas also property G. We shall say in this case that

    the property G is predicatively linked to the denoting concept [the F] in the story in question. For

    example, since, according to The Valley of Fear, Holmes is a detective and Watson is a physician,

    the story in question entails the two propositions [the SH](D) and [the W](P) and thus we shall say

    that in this story [the SH] is predicatively linked to D and [the W] to P (where W, D and P are the

    nominal property associated to the proper name Watson, the property of being a detective and the

    property of being a physician, respectively).

    At least in typical cases, stories entail identity propositions. 10 For instance, The Valley of

    Fearentails the proposition asserting that Watson is Holmess best friend: IS([the W], [the BFSH]).

    Clearly, the identity propositions entailed by a given story subdivide into various sets all the

    definite denoting concepts occurring in the story.11

    If a certain property P is predicatively linked to a member of a character set, then this set

    will also have as member a denoting concept [the F] whose property component F somehow

    encapsulates the property P in the following sense: exemplifying Fentails exemplifying P. For

    example, since The Valley of Fear entails [the BFW](D) (i.e., the best friend of Watson is adetective), it also entails E*([the (BFW & D)]) (the denoting concept whose property component is

    the conjunction of BFW and D is a referring denoting concept, according to the story). Thus, the

    Any such set will be called a character setof the

    story in question. For example, a character set of the story The Valley of Fear will include asmembers both [the W] and [the BFSH] as well as any other denoting concept Csuch that the story

    entails IS([the W], C). Another, distinct, set, will include [the SH] and [the BFW], where BFW is

    the property of being the best friend of Watson, as well as any other denoting concept Csuch that

    the story entails IS([the SH], C) (the former character set is, we may say, the Holmes character set

    and the latter the Watson character set).

    9The distinction between primarily occurring denoting concepts and other denoting concepts that are somehow

    involved in stories can be used to deal with the phenomenon of fiction within fiction (see, e.g., Sainsbury 2010, p. 64).

    Moreover, the primary occurrence of denoting concepts in a story can be appealed to in order to explain in which sense

    a concretely existing individual can be a character in story. Roughly, this happens when such an individual is referred to

    by a denoting concept that has a primary occurrence in the story. Unfortunately, there is no room here to further discuss

    these issues.10

    This underlies the fact that, intuitively, the same character acts, so to speak, in different parts of the story.11In an inconsistent story these sets may overlap (as in Alphonses Un Drame Bien Parisien), but I shall not dwell on

    this, for simplicitys sake.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    7/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    7

    denoting concept [the (BFW & D)] also has a primary occurrence in the story and the property

    component of this denoting concept is such that exemplifying it entails exemplifying the property

    component of [the BFW] (for clearly exemplifying the conjunctive property of being both a

    detective and the best friend of Watson entails the property of being the best friend of Watson).

    In a character set we can individuate two denoting concepts that are of special interest to ushere. One could be called the maximal element and the other the salientelement. The maximal

    element is the denoting concept whose property components entails all the other property

    components of the denoting concepts in the character set. 12

    Of course, there is a conventional element in determining what the salient element of a

    character set is and we can imagine that there are different salient elements, depending on the

    selection criterion that we choose. Arguably, some criterion is better than another and perhaps

    literary criticism could always help us find the best one. But nothing like this seems forthcoming

    and we should, I think, live with the idea that different selection criteria are on a par. Thus, weshould admit, for example, that SHS is a property that also entails, say, the property of living in

    Victorian England and more precisely in London and yet also admit that on the basis of a different

    selection criterion, the salient element of the Holmes character set for the Valley of Fear is a

    different denoting concept, [the SHS'], where SHS' is a property that does not entail the property of

    living in Victorian England, in London.

    Intuitively, the maximal element tells us

    everything that is said of a given character in a certain story, in every detail. For example, the

    maximal element in the Holmes character set for the Valley of Fear will be something like [the

    SHVF], where SHVF is a very complicated property that entails, e.g., the property of being a

    detective called Sherlock Holmes who at some point of his career utters precisely these words:

    The temptation to form premature theories upon insufficient data is the bane of our profession (cf.

    C. Doyle, The Valley of Fear, Penguin Books, 2007, Part I, Ch. 2, p. 24). The salientelement, on

    the other hand, has a property component that entails only certain properties that can somehow be

    identified as essential. Intuitively, they are the properties that truly characterize a given character.

    For example, the salient element of the Holmes character set for the Valley of Fear could be

    something like [the SHS], where SHS entails properties such as being extremely clever and being a

    detective, but certainly does not entail the property of uttering precisely the words quoted above.

    8. Fictional entities as denoting concepts

    I have promised an approach in which fictional entities are denoting concepts. But which

    denoting concepts should be identified with fictional entities? Clearly, if characters are denoting

    concepts, they had better be definite denoting concepts: when asked questions such as who is

    Pinocchio? or who is Sherlock Holmes? we typically answer with definite descriptions such as

    the wooden puppet with a long nose that grows when he tells a lie, etc. or the clever detective

    leaving in Baker Street, etc. and we may well take these answers at face value by viewing the

    12From a purely logical point of view there may be many equivalent maximal elements; assume that we pick up one of

    them, given some appropriate criterion.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    8/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    8

    definite articles as indications that definite denoting concepts are denoted by these singular terms. 13

    In the first place, let us consider the intuition that a certain character can be invented by a

    certain author as she concocts a certain story. One option is that such a character is (given theappropriate selection criterion) a salient element in a character set of the story in question. We may

    call this a thin ur-character. Alternatively, one could argue that it is the maximal element in a

    character set in the story in question. We could call it a thick ur-character. More generally, we can

    speak of thin and thick characters in relation to any given story S. For example, since A Study in

    Scarlet is the first story of Doyles Sherlock Holmes cycle, we can identify the thin Holmes ur-

    character with a certain salient element in the Holmes character set forA Study in Scarletand the

    thick Holmes ur-character with the maximal element in the same set. Similarly, the thick and thin

    Holmes characters forThe Valley of Fearare the above mentioned denoting concepts [the SHVF]

    and (given a certain selection criterion) [the SHS]. As we shall now see, acknowledging both thin

    and thick characters allows us to do justice to two contrasting intuitions.

    But which definite denoting concepts? It depends. We must distinguish different kinds of characters

    in order to properly account for all the intuitions that we have on these matters, as we shall see.

    On the one hand, we can think of a character as essentially bound to a given story; we follow

    this intuition when we see fictional objects as thick characters. For clearly, we can hardly find the

    same maximal element in relation to two different stories. The Holmes maximal element inA Study

    in Scarletor the one in The Hound of the Baskervilles cannot be the same as the one in The Valley

    of Fear, for it is only in the latter story that Holmes pronounces the words: The temptation to form

    premature theories upon insufficient data is the bane of our profession. This vision of fictional

    objects seems to be what Cocchiarella has in mind when he identifies fictional objects with

    denoting concepts that are pretty much like my maximal elements of a character set of a certain

    story.14

    On the other hand, there is also the intuition of those who claim that a character can

    somehow migrate, as is often said, from a story to another or, more generally, that a character can

    be present, so to speak, in two different stories (Castaeda 1989, Orilia 1989, 2006, Thomasson

    1999, Voltolini 2006, etc.). There are two main reasons for this and accordingly we can distinguish

    two senses in which a character is present in a story. Thus, we shall speak of presence1 and

    presence2.

    In fact, according to Cocchiarella, the Holmes ofA Study in Scarletand the Holmes ofTheValley of Fearare not identical, although they are counterparts of one another in much the sense of

    David Lewiss counterpart theory (Cocchiarella 2007, p. 164).

    The first sense, presence1, is given by the fact that a thin character occurs primarily in astory. Now, if a thin character occurs primarily in a story it may well be that it occurs primarily in

    another story as well. In this case, it is present1 in both story. This typically happens in a cycle of

    stories by the same author, but it can in principle happen with two stories by different authors, even

    authors who work independently of each other. Imagine that we discover a manuscript of an

    unknown English writer, call itDoyle II, which is pretty much like the text ofA Study in Scarletby

    Doyle, except for some minor differences, and that was written at precisely the same time. Let us

    13Thus the approach defended here seems to me better now than the one in Orilia 2006 where fictional objects are not

    definite denoting concepts, but properties classified as conventional essences. Roughly speaking, the conventionalessences of Orilia 2006 are the property components of the thin characters of the present approach.14

    Apart from details that we can neglect for present purposes (see Cocchiarella 2007, p. 164).

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    9/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    9

    assume that Doyle and Doyle II did not know each other, that there is no plagiarism involved: it is

    just a pure coincidence that the two texts are so similar. We have in this case, I suggest, two

    (slightly different) stories with the same thin characters. 15

    Presence2, on the other hand, has to do with the fact that a certain story S is a source

    (perhaps indirectly) of another story, S', possibly of another author, in a way that establishes a

    connection between a character set ofSand a character set ofS'.

    Such characters are present1 in both

    stories. For example, a certain thin Holmes character is present1 in both of them in that it has a

    primary occurrence in both of them.

    16

    A character can be both present1 and present2 in a given story. For instance, A thin Holmes

    character is, I would say, both present1 and present2 in Doyles Holmes stories that followA Study

    in Scarlet, the story where this character is present1 for the first time. Arguably, this thin character is

    also both present1 and present2 in stories not narrated by Doyle, e.g., the one conveyed by Herbert

    Rosss movie The Seven Percent Solution. But it is quite possible, perhaps typical, that a thin

    character which is present2 in a story is not also present1 in that story. Think of the story narrated by

    Thom Eberhardts movie Without a Clue, a comedy wherein Holmes is depicted as a stupid

    detective who seems clever because is secretly given by Watson the solutions to all the crime cases

    that he has to solve. Clearly, no element of the Holmes character set of this story is a denoting

    concept [the F] such that Fentails the property of being clever. In contrast, as we have seen, the

    Holmes thin ur-character has a property component that entails being clever, which explains the

    intuition we may have that Holmes is essentially clever. Hence, this thin ur-character cannot be a

    member of the Holmes character set in question. In other words, this ur-character is not present1 in

    this story. Arguably, however, it is present2 in the story. In sum, the relation of presence2 allows us

    to explain how a character can have essentially a certain property P and yet fail to have this

    property in a certain story: it fails to have it, because it is merely present2 in the story.

    17

    9. Some data to be accounted for

    The approach that we are exploring here is a form of identificationism; just like an

    identificationist approach in the philosophy of mathematics that does not deny that there are

    15The artifactualist line suggests that in a case like this we should not say that the same characters are present in both

    stories (cf. Thomasson 1999, p. 67). For arguments against this way of seeing the matter, see Orilia 2006, 11.16

    In other words, presence2 has to do with the conditions proposed by Thomason 1999 (pp. 67-68) for the identification

    of a character across different stories.17

    Castaneda 1989 identifies fictional characters with guises and also claims that a story subdivides the guises occurring

    in the story into different sets of guises consociated with each other, which may be called consociational clusters.

    Such clusters roughly correspond to the thick characters as they have been characterized here. I have argued in Orilia

    1989 that one should think of some of the guises that count as fictional objects in a given story as especially relevant in

    the light of what I called a reidentification criterion. Such guises, roughly correspond to what I have called thin

    characters. Castaeda also speaks of transonsociational clusters. Roughly, they are clusters of consociational clusters

    that exist by virtue of the truth of transfictional identity propositions such as (1) of 3 above. Such

    transconsociational clusters are rather analogous to the general characters of Voltolini 2006 (Ch. 4) and of his

    Crossworks identity and intrawork identity of a fictional character (in this issue ofRevue de philosophie). Onecould in principle characterize denoting concepts corresponding to Castaedas transconsociational clusters or to

    Voltolinis general characters, but for reasons of space this will not be pursued here.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    10/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    10

    numbers, but identifies them with abstract entities such as sets of sets or properties of properties, my

    approach does not deny that there are fictional objects. However, it identifies them with abstract

    entities arguably already available in the ontological inventory. Quaidentificationatist, it is thus not

    a form of what Sainsbury 2009 calls irrealism, the view that there are no fictional objects at all.

    Mine is in a sense a realist approach about fictional objects pretty much like Meinongianism andartifactualism. Accordingly, it can take at face value sentences that seem to talk about fictional

    objects just like these approach do. They are taken at face value in the sense that they are taken to

    be about fictional objects. But they are also interpreted from a specific (hopefully illuminating)

    angle in the light of what fictional objects are taken to be here.

    To illustrate this claim, let us briefly consider sentences (1)-(2) of 3. Sentence (1) says

    from this perspective that the same thin character is denoted first by the Ulysses of The Divine

    Comedy and then by the Ulysses of The Odyssey. The use of of in these singular terms

    indicates that this character is present1 (or perhaps present2) in the stories in question. And sentence

    (2) is a sentence about the ur-character Pinocchio that tells us that Pinocchio is not a concrete

    spatiotemporal entity: it is rather a denoting concept that has been somehow captured from a

    Platonic realm comprehending infinitely many other denoting concepts, 18

    Some data that show well the peculiar perspective from which we look at fictional objects inthe present approach are those that seem to show that fictional characters can undergo fission and

    fusion. In the process of supporting his own specific form of creationism, Voltolini considers two

    interesting cases, one of fusion and one of fission (see Voltolini 2006, p. 114 and his above

    mentioned contribution to this issue of the Revue de Philosophie). For present purposes, we may

    consider just the former, since the latter can be dealt with in a similar fashion. Here is the example.

    In the 1912 version of Prousts Recherche (call it Recherche1) there are a Berget character and a

    Vinteuil character. However, in the final version of the Recherche (call it Recherche2), instead of

    these two characters there is a Vington character that somehow encompasses the salient traits of

    both. In a sense, Berget and Vinteuil undergo a fusion and become Vington.

    by virtues of the mental

    and linguistic activities of a storyteller who has concocted a story and has thereby in a sense

    created it and many other characters. It is important to note that the selection of a fictional entity,

    as so conceived, does not give rise to the selection problem that, according to Sainsbury 2009,

    afflicts both Meinongianism and possibilism (see p. 58 and p. 93, respectively). For we can say

    about the present approach pretty much what Sainsbury says it is the case for irrealism: An irrealist

    can treat getting a character in mind as no more than thinking some intelligible thoughts which

    exploit an appropriate individual concept with no referent (2009, p. 63).

    This example is perplexing, because it gives rise to an apparently inconsistent triad of

    sentences:

    (1) the Berget ofRecherche1 is not the Vington ofRecherche1;

    (2) the Berget ofRecherche1 is the Vinteuil ofRecherche2;

    (3) the Vington ofRecherche1 is the Vinteuil ofRecherche2.

    18Presumably, from his conceptualist standpoint Cocchiarella would not really agree with this Platonistic way of

    putting the matter. I have no room to dwell on this here.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    11/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    11

    These three sentences are prima facie true and the copula in them is naturally interpreted as

    expressing identity. Yet, if so, given the transitivity of identity, they cannot be simultaneously true.

    My approach can deal with this puzzle as follows. Sentence (1) should be taken to assert that

    two distinct denoting concepts, [the BR1] (expressed by the Berget ofRecherche1) and [the VR1](expressed by the Vington ofRecherche1) refer to different thin characters:

    (1a) it is not the case that: IS([the BR1], [the VR1]).

    Sentences (2) and (3), on the other hand, are best seen as implicitly relativized to the story

    Recherche2:

    (2a) InRecherche 2, the Berget ofRecherche1 is the Vinteuil ofRecherche2;

    (3a) InRecherche 2, the Vington ofRecherche1 is the Vinteuil ofRecherche2.

    As so understood, they tell us something about the Berget ofRecherche1 and the Vington of

    Recherche1, by correlating them to a further thin character, the one referred to by the denoting

    concept, [the VR2], expressed by the Vinteuil ofRecherche2. As we have seen, the in of

    sentences such as these expresses an entailment relation. Moreover, the singular terms the Berget

    ofRecherche1, the Vinteuil ofRecherche2, and the Vington ofRecherche1 are best interpreted

    as having wide scope with respect to the locutionIn Recherche2, pretty much as Castros island

    has wide scope in a de re reading of Columbus believed that Castros island was China.19

    Now, an

    appropriate wide scope interpretation of (2a) and (3a) can be given by appealing to the notions of

    presence1 and primary occurrence that were introduced above:

    (2b) there is a thin characterb present1 inRecherche1 and referred to by [the BR1], there is a thin

    characterv present1 inRecherche2 and referred to by [the VR2] andRecherche2 entails IS(b, v).

    (3b) there is a thin characterv'primarily occurring in Recherche1 and referred to by [the VR1],

    there is a thin character v primarily occurring in Recherche2 and referred to by [the VR2] and

    Recherche2 entails IS(v', v).

    Once (1)-(3) are so understood they can be simultaneously true, without any real violation ofthe intuition that their copula expresses identity. For in appealing to the notion IS in interpreting the

    copula we are ultimately appealing to identity: to say that IS([the X], [the Y]) is the case amounts to

    saying thatx andy are identical, wherex is the object uniquely exemplified by propertyXandy the

    object uniquely exemplified by property Y.

    10. Conclusion

    19See Castaeda 1989, Ch. 5, for an interesting discussion of this example and the de re/de dicto distinction.

  • 7/27/2019 27 Orilia Revue Feb 3 2011 Preprint

    12/12

    Preliminary version (February 2011) of paper forthcoming in Revue Internationale de Philosophie

    12

    Undoubtedly, there are many other data that we should carefully consider and many possible

    criticisms that should be taken into account. For example, we should have to consider appropriate

    versions of the criticisms that Sainsbury 2009, from his irrealist perspective, has formulated against

    Meinongianism and creationsim. But there is no room for this here and I have to postpone this task.

    I hope however to have at least shown that the present approach can give us all that the realistsabout fictional objects want without losing the Russellian robust sense of reality. 20

    References

    Castaeda, H.-N., 1989, Thinking, Language and Experience, University of Minnesota Press,

    Minneapolis.

    Cocchiarella, N. B., 1982, Meinong Reconstructed versus Early Russell Reconstructed, Journal

    of Philosophical Logic, 11, pp. 183-214.

    Cocchiarella, N. B., 2007, Formal Ontology and Conceptual Realism, Springer, Dordrecht.

    Deutsch, H., 1985, Fiction and Fabrication, Philosophical Studies, 47, pp. 201-211.

    Griffin, N. and Jaquette, D., eds, 2009, Russell vs Meinong: The Legacy of On Denoting,

    Routledge, New York.

    Landini, G., 1990, How to Russell Another Meinongian: A Russellian Theory of Fictional Objects

    Versus Zaltas Theory of Abstract Objects, Grazer Philosophische Studien, 37, pp. 93-122.

    Landini, G., 2011,Russell, Routledge, New York.

    Orilia, F., 1989, Identity across Frames, Topoi, Supplement 4, pp. 85-97.

    Orilia, F., 2006, Identity Across Time and Stories, in A. Bottani and R. Davies, eds., Modes of

    Existence, Ontos Verlag, Frankfurt, pp. 193-222.Orilia, F., 2006a, La Rfrence singulire et lautorfrence, eum, Macerata (freely available at

    http://archiviodigitale.unimc.it/bitstream/10123/513/3/orilia_def.pd).

    Orilia, F., 2010, Singular Reference. A Descriptivist Perspective, Springer, Dordrecht.

    Parsons, T., 1980,Nonexistent Objects, Yale University Press, New Haven.

    Priest, G., 2005, Towards Non-Being. The Logic and Metaphysics of Intentionality, Oxford

    University Press, Oxford.

    Routley, R., 1979, Exploring Meinongs Jungle and Beyond, Australian National University,

    Research School of Social Sciences, Camberra.

    Russell, B., 1903, The Principles of Mathematics, Cambridge University Press, Cambridge.Russell, B., 1905, On Denoting, Mind,14, pp. 479-93.

    Russell, B., 1919,Introduction to Mathematical Philosophy, Allen & Unwin, London.

    Sainsbury, R. M., 2005,Reference Without Referents, Clarendon Press, Oxford.

    Sainsbury, R. M., 2009, Fiction and Fictionalism, Routledge, London.

    Thomasson, A. L., 1999, Fiction and Metaphysics, Cambridge University Press, Cambridge.

    Van Inwagen, P., 1977, Creatures of Fiction,American Philosophical Quarterly, 14, pp. 299-308.

    Voltolini, A., 2006,How Ficta Follow Fiction, Springer, Dordrecht.

    Zalta, E. N., 1983,Abstract Objects, Reidel, Dordrecht.

    20 I wish to thank G. Landini and A. Voltolini for their comments on a previous draft.

    http://archiviodigitale.unimc.it/bitstream/10123/513/3/orilia_def.pdhttp://archiviodigitale.unimc.it/bitstream/10123/513/3/orilia_def.pdhttp://archiviodigitale.unimc.it/bitstream/10123/513/3/orilia_def.pd