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INTRODUCTION TO

Literary Theory

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Introduction to 

Literary Theory

Table of Contents

3 ..................................................

22  ...........................................

64  .............................................

105 ................

153 ................

248 ..........................................

295 ..................................................2

Introduction

Feminist Theory

Marxist Theory

Psychoanalytic or Freudian Theory

Mythological or Archetypal Theory

New Historicism

Formalism

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IntroductionIntroduction

3

Introduction

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Introduction

What is literary or critical theory?

What do you mean by “critical perspective”?

4

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Introduction

 Just as a PERSPECTIVE is a way of

looking at something, a CRITICAL

PERSPECTIVE is a way of criticizing oranalyzing literature. Your CRITICAL

PERSPECTIVE is the view you bring to

the literature you read.

6

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Introduction

How and why did literary theories develop?

7

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Introduction

We all know that different people will

experience the same event differently. It

follows, then, that different people will

approach the same literary text differently.

8

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Introduction

One person may be offended by a

character’s actions, while another finds

them comic.

One reader is energized by a story’s

political implications, while another is

awed by the same story’s philosophical

bent.

9

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Introduction

Literary theories emerged as ways to

explain different people’s views and

responses to literature. Rather than

insisting that one view is the best or

correct view, literary theory attempts to

find value in all views that are based on a

careful study of the literature.

10

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Introduction

What are the benefits of studying a work

from more than one critical perspective?

11

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Introduction

There are several benefits:

• One of the views is likely to affirm your

perspective and speak to what you see in theliterature you are studying.

12

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Introduction

There are several benefits:

• One of the views is likely to affirm your

perspective and speak to what you see in theliterature you are studying.

• Studying a view different from yours—not to

disagree with it, but to understand it—helps you

understand those who hold that view.

13

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Introduction

There are several benefits:

• One of the views is likely to affirm your

perspective and speak to what you see in theliterature you are studying.

• Studying a view different from yours—not to

disagree with it, but to understand it—helps you

understand those who hold that view.

• Studying a work from more than one view gives

you a deeper understanding of the author’s work

and a better appreciation for the richness of it.14

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Introduction

15

What does studying a work from multiple

critical perspectives involve?

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Introduction

16

Essentially, all you have to do to study a work from

more than one critical perspective is to put your own 

 view on hold and entertain the other view. Although

you may be a staunch green-thinker , you now ask

yourself, “What would a yellow-thinker  see in this

work?”

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Introduction

17

What does studying a work from multiple critical

perspectives not 

 involve?

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Introduction

18

First and foremost, studying a work from multiple

critical perspectives does not require that you agree

with any of the perspectives you study. You are not

being asked to become a yellow-thinker, only to

consider—without criticism and judgment—what a

yellow-thinker would see in the text.

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Introduction

19

Second, studying a work from multiple critical

perspectives does not require that you blend or merge

two or more perspectives into a single interpretation.

Some of the points of some of the theories are actually

mutually exclusive and cannot be reconciled. While

examining a work from the feminist perspective, you

do not need to take into account what a Marxist would

find. You would examine each perspective

independently.

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Introduction

20

What are the most common or popular critical

theories?

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Introduction

21

This presentation will introduce you to the following

critical theories:

• Feminist

• Marxist 

• Psychoanalytic or Freudian 

• Archetypal or Mythological 

• New Historicism

• Formalism

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Feminist Theory

22

Feminist Theory

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Feminist Theory

23

The basis of the feminist movements,

both in literature and politics, is that

Western culture is fundamentallypatriarchal (i.e., created by men,

controlled by men, viewed through the

eyes of men, and evaluated by men).

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Feminist Theory

24

The 1960s saw the rise of a new,

feminist approach to literary criticism.

Before the emergence of Feminist

Theory, the works of female writers (or

works about females) were examined

by the same standards as those by male

writers (and about men).

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Feminist Theory

25

With the development of Feminist

Theory, old texts are reexamined, and

the portrayal of women in literature is

reevaluated. New writers create works

that more accurately reflect the

developing concept of the “modern

woman.”

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Feminist Theory

26

The feminist approach is only partly

based on finding and exposing

suggestions of misogyny (negative

attitudes toward women) in literature.Feminists are interested in exposing the

ways women in literature—both

authors and characters—are

undervalued.

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Feminist Theory

27

Some feminist scholars have even

dissected individual words in Western

languages, suggesting that the

languages themselves reflect a

patriarchal worldview.

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Feminist Theory

28

Arguing that the past millennia in the

West have been dominated by men—

whether politicians in power or thehistorians recording it—feminist critics

believe that Western literature reflects a

masculine bias.

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Feminist Theory

29

As a result, Western literature presents

an inaccurate and potentially harmful

portrayal of women. In order to repair

the potential harm done and achievebalance, feminist critics insist that

works by and about women be added to

the literary canon and read from a

feminist perspective.

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Feminist Theory

30

Three main areas of study and points of criticism

exist in the Feminist Theory:1. differences between men and women

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Feminist Theory

31

Three main areas of study and points of criticism

exist in the Feminist Theory:1. differences between men and women

2. women in positions of power and power dynamics

between men and women

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Feminist Theory

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Three main areas of study and points of criticism

exist in the Feminist Theory:1. differences between men and women

2. women in positions of power and power dynamics

between men and women3. the female experience

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Feminist Theory

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Differences between men and women

• One basic assumption of the feminist perspectiveis that gender determines everything , including

 values and the ways language is used.

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Feminist Theory

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• One basic assumption of the feminist perspectiveis that gender determines everything , including

 values and the ways language is used.

• The canon of literature printed, marketed, andtaught in schools must be expanded to include

the study of genres in which women

“traditionally” write: journals, diaries, and

personal letters.

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Feminist Theory

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• The differences in the topics or issues aboutwhich men and women write and the differing

 viewpoints from which men and women write

must be noted. All views must be respected as

equally valid.

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Feminist Theory

36

Women in positions of power and power

dynamics between men and women• Any evidence of the social, economic, and

political exploitation of women must be noted

and confronted. The feminist critic checks the

work to see whether female characters havepower and of what type of power it might be.

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Feminist Theory

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• Any evidence of the social, economic, and

political exploitation of women must be noted

and confronted. The feminist critic checks the

work to see whether female characters havepower and of what type of power it might be.

• A feminist critic views literature as a means by

which inequities can be identified, protested, and

possibly rectified.

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Feminist Theory

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• A feminist critic will note the division of labor

and economics between men and women in the

work being studied.

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Feminist Theory

39

• A feminist critic will note the division of labor

and economics between men and women in the

work being studied.

• A feminist critic will note how male and female

characters in the work interact with one another

in a variety of contexts. Does the woman act

subservient? Does the man treat the woman like

an adult? Are males and females politically and

economically equal?

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Feminist Theory

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The Female Experience

• On the most basic levels, a woman’s experience oflife is different from a man’s. Reading or viewing

from a feminist perspective includes examining what

aspects of feminine life are included in the work. Is

the narrative point of view male or female? Howdoes the narrator—male or female—treat plot events

and other characters?

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Feminist Theory

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• On the most basic levels, a woman’s experience oflife is different from a man’s. Reading or viewing

from a feminist perspective includes examining what

aspects of feminine life are included in the work. Is

the narrative point of view male or female? Howdoes the narrator—male or female—treat plot events

and other characters?

• The feminist critic rejects any application of malestandards to the female personality. The female

personality must be judged independently from the

male personality and vice versa.

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Feminist Theory

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• Feminist critics examine and celebrate all portrayalsof the creative, life-giving role of femininity. Women

have traditionally been portrayed as dependent on

men, but feminists point out that men are dependent

on women for humanity’s most basic need—birthingchildren. All evidence of feminine nurture, healing,

life giving and restoring are examined.

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Feminist Theory

43

• Feminist theory is not fundamentally chauvinistic.Feminist critics explore literature for portrayals of

the concept that men and women are each

incomplete without the other. They do, however,

reject suggestions of studying only feminine“incompleteness.”

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Feminist Theory

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!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?

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Feminist Theory

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!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?

!

Do the female characters play major or minor roles inthe action of the work?

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Feminist Theory

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!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?

!

Do the female characters play major or minor roles inthe action of the work?

!Are they supportive or independent? Powerless or

strong? Subservient or in control?

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Feminist Theory

48

!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?

!

Do the female characters play major or minor roles inthe action of the work?

!Are they supportive or independent? Powerless or

strong? Subservient or in control?

!If the female characters have any power, what kind is

it? Political? Economic? Social? Psychological?

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Feminist Theory

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!Are the female characters and situations in whichthey are placed oversimplified or presented fully and

in detail?

i i

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Feminist Theory

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!Are the female characters and situations in whichthey are placed oversimplified or presented fully and

in detail?

!How do the male characters talk about the female

characters?

i i t h

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Feminist Theory

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!Are the female characters and situations in whichthey are placed oversimplified or presented fully and

in detail?

!How do the male characters talk about the female

characters?

!How do the male characters treat the female

characters?

F i i t Th

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Feminist Theory

52

!Are the female characters and situations in whichthey are placed oversimplified or presented fully and

in detail?

!How do the male characters talk about the female

characters?

!How do the male characters treat the female

characters?

!How do the female characters act toward the male

characters?

F i i t Th

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Feminist Theory

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!Are the female characters and situations in whichthey are placed oversimplified or presented fully and

in detail?

!How do the male characters talk about the female

characters?

!How do the male characters treat the female

characters?

!How do the female characters act toward the male

characters?

!How do the female characters act toward each other?

F i i t Th

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Feminist Theory

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!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?

Feminist Theor

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Feminist Theory

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!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?

!Do any of the work’s themes touch upon any idea

that could be seen as a feminist issue? Is the theme

supportive or disparaging of women?

Feminist Theory

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Feminist Theory

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!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?

!Do any of the work’s themes touch upon any idea

that could be seen as a feminist issue? Is the theme

supportive or disparaging of women?

!Overall, do you think that the female characters are

believable? For that matter, do you think that the

male characters are believable?

Feminist Theory

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Feminist Theory

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Examining “Cinderella” from a Feminist

Perspective

• Consider the potentially misogynist theme of

abused-girl-waiting-to-be-rescued-by-prince.

Feminist Theory

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Feminist Theory

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• Consider the potentially misogynist theme of

abused-girl-waiting-to-be-rescued-by-prince.

• Consider the values conveyed in the portrayal of

the “good girl” as physically beautiful and the

“wicked girls” as physically ugly.

Feminist Theory

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Feminist Theory

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Examine the potentially misogynist theme of the

courtship ritual of the prince’s ball:

• By what standard (other than physical beauty)

will he choose whom to marry?

Feminist Theory

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Feminist Theory

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• By what standard (other than physical beauty)

will he choose whom to marry?

• Will the chosen woman have a choice in whether

or not to marry the prince?

Feminist Theory

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Feminist Theory

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• By what standard (other than physical beauty)

will he choose whom to marry?

• Will the chosen woman have a choice in whether

or not to marry the prince?

• What is the basis of the prince’s “love at first

sight” with Cinderella?

Feminist Theory

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Feminist Theory

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Consider the feminist implication of

• the fact that the “good girl” is passive, weak, andsubmissive and can do nothing (and does do

nothing) to improve her own condition;

Feminist Theory

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Feminist Theory

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• the fact that the “good girl” is passive, weak, andsubmissive and can do nothing (and does do

nothing) to improve her own condition;

• the fact that the powerful woman is portrayed as

wicked (and probably ugly).

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Marxist Theory

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Marxist Theory

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The Marxist approach to literature is

based on the philosophy of Karl Marx, a

German philosopher and economist.

His major argument was that whoevercontrolled the means of production (the

factories) in a society controlled the

society.

Marxist Theory

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Marxist Theory

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Marx noted a disparity in the economic

and political power enjoyed by thefactory owners and that allowed to the

factory laborers.

Marxist Theory

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Marxist Theory

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He believed that the means of

production (i.e., the basis of power in

society) should be placed in the hands

those who actually operated them. Hewrote that economic and political

revolutions around the world would

eventually place power in the hands of

the masses, the laborers.

Marxist Theory

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Marxist Theory

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To read a work from a Marxist

perspective, one must understand that

Marxism asserts that literature is a

reflection of culture, and that culturecan be influenced by literature.

Marxists believe literature can instigate

revolution.

Marxist Theory

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Four main areas of study:

• economic power

Marxist Theory

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• economic power

• materialism versus spirituality

Marxist Theory

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• economic power

• materialism versus spirituality

• class conflict

Marxist Theory

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• economic power

• materialism versus spirituality

• class conflict

• art, literature, and ideologies

Marxist Theory

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Marxist Theory

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Economic Power

• A society is shaped by its forces of production.Those who own the means of production dictate

what type of society it is.

Marxist Theory

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Marxist Theory

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• A society is shaped by its forces of production.Those who own the means of production dictate

what type of society it is.

• The two main classes of society are the

bourgeoisie (who control the means of

production and wealth) and the proletariat (who

operate the means of production and are

controlled by the bourgeoisie).

Marxist Theory

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• Since the bourgeoisie own the means ofproduction—and, therefore, control the money—

they can manipulate politics, government,

education, art, and media.

Marxist Theory

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• Since the bourgeoisie own the means ofproduction—and, therefore, control the money—

they can manipulate politics, government,

education, art, and media.

• Capitalism is flawed in that it creates

commodification (a desire for possessions, not

for their innate usefulness, but for their social

 value). Display of material objects is the mostcommon way of showing off one’s wealth.

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Marxist Theory

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y

78

Materialism versus Spirituality

• Regardless of what some might claim, social values reflect material goals, not abstract ideals.

Marxist Theory

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• Regardless of what some might claim, social values reflect material goals, not abstract ideals.

• The material world is the only non-subjective

element in a society. Money and material

possessions are the same by every measure

within a society, whereas spirituality is

completely subjective.

Marxist Theory

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• Regardless of what some might claim, social values reflect material goals, not abstract ideals.

• The material world is the only non-subjective

element in a society. Money and material

possessions are the same by every measure

within a society, whereas spirituality is

completely subjective.

• The quality of a person’s life is not destroyed byspiritual failure but by material failure.

Marxist Theory

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Class Conflict

• A Capitalist society will inevitability experienceconflict between its social classes.

Marxist Theory

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• A Capitalist society will inevitability experienceconflict between its social classes.

• The owners and the workers will have different

ideas about the division of the wealth generated,

and the owners will ultimately make thedecision.

Marxist Theory

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• A Capitalist society will inevitability experienceconflict between its social classes.

• The owners and the workers will have different

ideas about the division of the wealth generated,

and the owners will ultimately make thedecision.

• This constant conflict, or dialectical

materialism, is what instigates change.

Marxist Theory

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• The bourgeoisie present their political, economic,and social structures as the only reasonable ones.

The proletariat, indoctrinated from birth to have

pride in their station, are prevented from

wanting to overthrow their oppressors(ironically, the smaller and actually less-powerful

group).

Marxist Theory

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• The bourgeoisie present their political, economic,and social structures as the only reasonable ones.

The proletariat, indoctrinated from birth to have

pride in their station, are prevented from

wanting to overthrow their oppressors(ironically, the smaller and actually less-powerful

group).

• The only real social division is class. Divisions of

race, ethnicity, gender, and religion are artificial,devised by the bourgeoisie to distract the

proletariat from realizing their unity and

rebelling against their oppressors.

Marxist Theory

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• Marx called on the proletariat to reject the socialstructure of the bourgeoisie, the rules that would

keep them subservient forever, and form their

own values. Such a course would be the only way

to escape the oppression, for the proletariatcould never defeat the bourgeoisie on its own

terms. For the workers to win, they must

establish new terms.

Marxist Theory

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Art, Literature, and Ideologies

• Art and literature are among the vehicles bywhich the bourgeoisie impose their value system

on the proletariat. The arts can make the current

system seem attractive and logical, thus lulling

the workers into an acceptance of it.

Marxist Theory

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• Art and literature are among the vehicles bywhich the bourgeoisie impose their value system

on the proletariat. The arts can make the current

system seem attractive and logical, thus lulling

the workers into an acceptance of it.• Works of art and literature are enjoyable, so the

audience is unaware of being manipulated.

Marxist Theory

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• The bourgeoisie control most artistic outputbecause, whether through patronage or

sponsorship, they are the entity that funds the

arts and entertainment. Since the bourgeoisie

materially support the writers and the painters—owning the means of production as well as

serving as primary consumers—the artist must

be careful not to offend bourgeois values.

Anything offensive or challenging to thebourgeoisie will simply not be published or sold.

Marxist Theory

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• The bourgeoisie control most artistic output

because, whether through patronage or

sponsorship, they are the entity that funds the

arts and entertainment. Since the bourgeoisie

materially support the writers and the painters—owning the means of production as well as

serving as primary consumers—the artist must

be careful not to offend bourgeois values.

Anything offensive or challenging to thebourgeoisie will simply not be published or sold.

• Any artist who wishes to criticize the bourgeoisie

must do so in a subtle way (satire, irony, etc.).

Marxist Theory

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Essential questions for a Marxist reading:

!

Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?

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Marxist Theory

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!

Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?

!Why do the powerful have the power? Why are the

powerless without power?

!Is there class conflict and struggle?

Marxist Theory

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!

Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?

!Why do the powerful have the power? Why are the

powerless without power?

!Is there class conflict and struggle?

!Is there alienation and/or fragmentation evident in

any of the characters? If so, in whom? The powerful?

The powerless?

Marxist Theory

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!

Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?

!Why do the powerful have the power? Why are the

powerless without power?

!Is there class conflict and struggle?

!Is there alienation and/or fragmentation evident in

any of the characters? If so, in whom? The powerful?

The powerless?

!Do the powerful in the text suppress the powerless?

How? News? Media? Religion? Literature?

Marxist Theory

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!

What can you infer from the setting about thedistribution of wealth?

Marxist Theory

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!

What can you infer from the setting about thedistribution of wealth?

!What does the society value? Are possessions

acquired for their usefulness or their social value?

Marxist Theory

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!

What can you infer from the setting about thedistribution of wealth?

!What does the society value? Are possessions

acquired for their usefulness or their social value?

!Is the text itself a product of the society in which it

was created? How do you know?

Marxist Theory

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!

What can you infer from the setting about thedistribution of wealth?

!What does the society value? Are possessions

acquired for their usefulness or their social value?

!Is the text itself a product of the society in which it

was created? How do you know?

!Is the work consistent in its ideologies, or is there an

inner conflict?

Marxist Theory

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!

What can you infer from the setting about thedistribution of wealth?

!What does the society value? Are possessions

acquired for their usefulness or their social value?

!Is the text itself a product of the society in which it

was created? How do you know?

!Is the work consistent in its ideologies, or is there an

inner conflict?

!After reading this text, do you notice any system of

oppression that you have accepted? If so, what

system, and how do you think you came to accept it?

Marxist Theory

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101

Examining “Cinderella” from a Marxist

Perspective

Consider Cinderella as a representative of the

proletariat:

Marxist Theory

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Consider Cinderella as a representative of the

proletariat:

• oppressed by her bourgeoisie stepmother and

stepsisters, who have stolen her rightfulinheritance and turned her into a servant in her

own home;

Marxist Theory

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Consider Cinderella as a representative of the

proletariat:

• oppressed by her bourgeoisie stepmother and

stepsisters, who have stolen her rightfulinheritance and turned her into a servant in her

own home;

• desiring to join the ranks of the bourgeoisie by

marrying the prince.

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Psychoanalytic or Freudian Theory

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Psychoanalyticor Freudian Theory

Psychoanalytic or Freudian Theory

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The Psychoanalytic or Freudian Theory

encompasses two almost contradictory

critical theories. The first focuses on

the text itself, with no regard to outside

influences; the second focuses on the

author of the text.

Psychoanalytic or Freudian Theory

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According to the first view, reading and

interpretation are limited to the work

itself. One will understand the work byexamining conflicts, characters, dream

sequences, and symbols.

Psychoanalytic or Freudian Theory

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One will further understand that a

character’s outward behavior might

conflict with inner desires or might

reflect as-yet-undiscovered inner desires.

Psychoanalytic or Freudian Theory

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There are strong Oedipal connotations in Freudian

theory:

Main areas of study/points of criticism of the

first view are:

• the son’s desire for his mother

Psychoanalytic or Freudian Theory

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There are strong Oedipal connotations in Freudian

theory:

• the son’s desire for his mother

• the father’s envy of the son and rivalry for

the mother’s attention

Psychoanalytic or Freudian Theory

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There are strong Oedipal connotations in Freudian

theory:

• the son’s desire for his mother

• the father’s envy of the son and rivalry for

the mother’s attention

• the daughter’s desire for her father

Psychoanalytic or Freudian Theory

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There are strong Oedipal connotations in Freudian

theory:

• the son’s desire for his mother

• the father’s envy of the son and rivalry for

the mother’s attention

• the daughter’s desire for her father

• the mother’s envy of the daughter and rivalryfor the father’s attention.

Psychoanalytic or Freudian Theory

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There are strong Oedipal connotations in Freudian

theory:

• the son’s desire for his mother

• the father’s envy of the son and rivalry for

the mother’s attention

• the daughter’s desire for her father

• the mother’s envy of the daughter and rivalryfor the father’s attention.

Of course, these all operate on a subconscious level

to avoid violating serious social mores.

Psychoanalytic or Freudian Theory

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There is an emphasis on the meaning of dreams.

• It is in dreams that a person’s subconscious

desires are revealed.

Psychoanalytic or Freudian Theory

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There is an emphasis on the meaning of dreams.

• It is in dreams that a person’s subconscious

desires are revealed.

• What a person cannot express or do because

of social rules will be expressed and

accomplished in dreams, where there are no

social rules.

Psychoanalytic or Freudian Theory

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There is an emphasis on the meaning of dreams.

• It is in dreams that a person’s subconscious

desires are revealed.

• What a person cannot express or do because

of social rules will be expressed and

accomplished in dreams, where there are no

social rules.

• Most of the time, people are not even aware

what they secretly desire until their

subconscious goes unchecked in sleep.

Psychoanalytic or Freudian Theory

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According to psychoanalytic theory, there are

three parts to the subconscious, which is the

largest part of the human personality:

The id—the basic desire.

• The id has no sense of conscience, thus

making it everyone’s “inner child.” Children,before they are taught social skills, operate

entirely through the id. They cry in public,

perform bodily functions with no sense of

shame, and demand immediate gratification

of their needs and desires.

Psychoanalytic or Freudian Theory

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The superego—the opposite of the id.

• The superego is the repository of all socially

imposed behavior and sense of guilt. Whilethe id is innate, the superego is learned.

Humans develop a superego by having

parents scold them and other members of

society teach them.

Psychoanalytic or Freudian Theory

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The superego—the opposite of the id.

• How one is socialized—by punishment and

shame—will have a lifelong impact on thefunctioning of his or her subconscious.

Psychoanalytic or Freudian Theory

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The ego—reality.

• The ego struggles to achieve a balance

between the id and the superego. The egotakes the desires of the id, filters them

through the superego, and devises an action

that satisfies both. The ego realizes that the

id must be satisfied but that there are

certain socially acceptable ways to achieve

satisfaction.

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Psychoanalytic or Freudian Theory

M i f t d / i t f iti i f th

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Main areas of study/points of criticism of the

second view:

• An essential relationship exists between the author

of the work and the work itself. In order to

understand a work, one must fully understand the

author’s life and values.

Psychoanalytic or Freudian Theory

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• An essential relationship exists between the author

of the work and the work itself. In order to

understand a work, one must fully understand the

author’s life and values.

• Although a work might not be blatantly

autobiographical, psychoanalysts argue that there

is always something of the author in the work,

whether it be a character, character trait, theme, or

motif.

Psychoanalytic or Freudian Theory

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• Often, authors will satirize characters they dislike

or will be overtly sympathetic to those they do like.

Psychoanalytic or Freudian Theory

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• Often, authors will satirize characters they dislike

or will be overtly sympathetic to those they do like.

• This author’s bias often has an effect on the reader,

which is exactly what the author wants. When

reading, people are extremely vulnerable to the

author’s chosen point of view (the only way they

hear the story is through the author’s narrator).

Psychoanalytic or Freudian Theory

This type of psychoanalytic reading includes the

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• Reference to what is known or surmised about

the author’s personality is used to explain and

interpret a literary work. For example, Charles

Dickens grew up poor and later wrote bookssympathetic to boys growing up poor.

This type of psychoanalytic reading includes the

following:

Psychoanalytic or Freudian Theory

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• Reference to what is known or surmised about

the author’s personality is used to explain and

interpret a literary work. For example, Charles

Dickens grew up poor and later wrote bookssympathetic to boys growing up poor.

• Reference to a literary work is made in order to

establish an understanding of the mind of the

author. For example, judging by Harper Lee’s ToKill a Mockingbird, one might reasonably

conclude that Harper Lee herself was sympathetic

to the plight of black Americans.

Psychoanalytic or Freudian Theory

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• Studying the literary work of an author is a

means of knowing the author as a person. The

more novels by Charles Dickens one reads, the

more one can infer about the author’s beliefs, values, hopes, fears, etc.

Psychoanalytic or Freudian Theory

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• An artist may put his or her repressed desires on

the page in the form of actions performed by

characters. For example, an author who

consistently writes stories in which his femalecharacters are weak, dependent, or unintelligent

might be expressing latent misogynist

tendencies. Likewise, a female author might

express her latent misandry through weak,blatantly evil, or thoroughly inconsequential

male characters.

Psychoanalytic or Freudian Theory

Essential questions for a psychoanalytic reading

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Essential questions for a psychoanalytic reading

are:

!What are the traits of the main character?

Psychoanalytic or Freudian Theory

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!What are the traits of the main character?

!How does the author reveal those traits?

Psychoanalytic or Freudian Theory

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!What are the traits of the main character?

!How does the author reveal those traits?

!What do you learn about the character through the

narrator?

Psychoanalytic or Freudian Theory

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!What are the traits of the main character?

!How does the author reveal those traits?

!What do you learn about the character through the

narrator?

!What do you learn about the character from the way

other characters relate to him or her?

Psychoanalytic or Freudian Theory

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!What are the traits of the main character?

!How does the author reveal those traits?

!What do you learn about the character through the

narrator?

!What do you learn about the character from the way

other characters relate to him or her?

!What do you infer about the character from his or

her thoughts, actions, and speech?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between the author’s

portrayal of the character and how other characters

react to him or her?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between the author’s

portrayal of the character and how other characters

react to him or her?

!What discrepancies exist between the author’sportrayal of the character and the reader’s

inferences?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between the author’s

portrayal of the character and how other characters

react to him or her?

!What discrepancies exist between the author’sportrayal of the character and the reader’s

inferences?

!

Is the main character a dynamic character (does heor she change throughout the course of the story)? If

so, how and why?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between the author’s

portrayal of the character and how other characters

react to him or her?

!What discrepancies exist between the author’sportrayal of the character and the reader’s

inferences?

!

Is the main character a dynamic character (does heor she change throughout the course of the story)? If

so, how and why?

!How does the character view him or herself?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between a character’s view

of him or herself and other characters’ reactions, the

author’s portrayal, and/or reader inference?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between a character’s view

of him or herself and other characters’ reactions, the

author’s portrayal, and/or reader inference?

!How do the characters view one another?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between a character’s view

of him or herself and other characters’ reactions, the

author’s portrayal, and/or reader inference?

!How do the characters view one another?

!Is there any discrepancy between a character’s

personal opinion of him or herself and how others

think about him or her?

Psychoanalytic or Freudian Theory

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!What discrepancies exist between a character’s view

of him or herself and other characters’ reactions, the

author’s portrayal, and/or reader inference?

!How do the characters view one another?

!Is there any discrepancy between a character’s

personal opinion of him or herself and how others

think about him or her?!What types of relationships exist in the work?

Psychoanalytic or Freudian Theory

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!What types of images are used in conjunction with

the character? What do they symbolize?

Psychoanalytic or Freudian Theory

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!What types of images are used in conjunction with

the character? What do they symbolize?

!What symbols are used in the course of the story?

What do they symbolize?

Psychoanalytic or Freudian Theory

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!What types of images are used in conjunction with

the character? What do they symbolize?

!What symbols are used in the course of the story?

What do they symbolize?

!Do any characters have dreams or inner

monologues? What is revealed about a character

through dreams that would not otherwise berevealed?

Psychoanalytic or Freudian Theory

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!Are there any inner conflicts within the character?

How are these conflicts revealed? How are they dealt

with? Are they ever resolved? How?

Psychoanalytic or Freudian Theory

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!Are there any inner conflicts within the character?

How are these conflicts revealed? How are they dealt

with? Are they ever resolved? How?

!Do any characters perform uncharacteristic actions?If so, what? What could these actions mean?

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Psychoanalytic or Freudian Theory

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• Consider Cinderella as a representative of the id—

expressing desire.

• Consider the stepmother and stepsisters as

representatives of the superego—preventing the idfrom fulfilling its desire.

Psychoanalytic or Freudian Theory

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• Consider Cinderella as a representative of the id

—expressing desire.

• Consider the stepmother and stepsisters as

representatives of the superego—preventing theid from fulfilling its desire.

• Consider the fairy godmother and the prince as

representatives of the ego—negotiating between

the id and the superego and allowing the desiresof the id to be fulfilled in a socially acceptable

manner.

Psychoanalytic or Freudian Theory

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• Examine the discrepancy between the narrator’s

depiction of the stepmother and stepsisters and

their views of themselves.

Psychoanalytic or Freudian Theory

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• Examine the discrepancy between the narrator’s

depiction of the stepmother and stepsisters and

their views of themselves.

• Examine the text for evidence of latent misogynyor misandry on the part of Charles Perrault (or

the Grimm brothers).

Mythological or Archetypal Theory

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Archetypal or

Mythological Theory

Mythological or Archetypal Theory

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Mythological, archetypal, andpsychological criticism are all closely

related. This is because Freud based

many of his theories on the idea of the

social archetype. His pupil, Carl Jung,refined Freud’s theories and expanded

them into a more cross-cultural

philosophy.

Mythological or Archetypal Theory

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Critics who examine texts from a

mythological/archetypal standpoint are

looking for symbols. Jung defined an

archetype as “a figure...that repeatsitself in the course of history wherever

creative fantasy is fully manifested.”

Mythological or Archetypal Theory

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 Jung theorized that human beings wereborn with an innate knowledge of

certain archetypes. The evidence of

this, Jung claimed, lay in the fact that

some myths are repeated throughouthistory in cultures and eras that could

not possibly have had any contact with

one another.

Mythological or Archetypal Theory

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Every culture has a creation story, a-life-

after-death belief, and a reason for

human failings, and these stories—when studied comparatively—are far

more similar than different.

Mythological or Archetypal Theory

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When looking for archetypes, critics

take note of general themes, characters,

and situations that recur in literatureacross writers, genres, periods, and

societies.

Mythological or Archetypal Theory

Traditional literary and mythological

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Traditional literary and mythological

archetypes can be successfully

translated to other genres and time

periods. Because they draw on feelings,

situations, concerns, and issues that

have been a part of the humancondition in every generation, the plays

of William Shakespeare, the novels of

 Jane Austen, the episodes of Homer can

be, and have been, updated andreformatted time and time again.

Mythological or Archetypal Theory

Three main points of study:

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1. archetypal characters

Mythological or Archetypal Theory

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1. archetypal characters

2. archetypal images

Mythological or Archetypal Theory

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1. archetypal characters

2. archetypal images

3. archetypal situations

Mythological or Archetypal Theory

Archetypal Characters

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• a figure, often larger than life, whose search

for identity and/or fulfillment results in his

or her destruction (often accompanied by

the destruction of society in general).

the HERO:

Mythological or Archetypal Theory

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• a figure, often larger than life, whose search

for identity and/or fulfillment results in his

or her destruction (often accompanied by

the destruction of society in general).• The aftermath of the death of the hero,

however, results in progress toward some

ideal.

the HERO:

Mythological or Archetypal Theory

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• While this applies to modern superheroes

such as Superman (Clark Kent, searching for

the balance between his super self and his

mortal identity), it also applies to the centralfigures in many religions.

the HERO:

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Mythological or Archetypal Theory

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• Christianity’s Jesus, who must come to terms

with his destiny as the Messiah, Judaism’s

Moses, reluctant to fulfill his assigned

destiny as the leader of the Israelites, andthousands of other literary and religious

figures throughout history are examples of

the archetype.

• Variations of the HERO figure include the

“orphaned” prince or the lost chieftain’s son

raised ignorant of his heritage until he is

rediscovered (King Arthur, Theseus).

the HERO:

Mythological or Archetypal Theory

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• an innocent character on whom a situation is

blamed—or who assumes the blame for a

situation—and is punished in place of the

truly guilty party, thus removing the guiltfrom the culprit and from society.

the SCAPEGOAT:

Mythological or Archetypal Theory

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• a character who is separated from (or

separates him or herself from) society due to

either an impairment or an advantage that

sets this character apart from others. Often,the Hero is an outcast at some point in his or

her story.

the LONER or OUTCAST:

Mythological or Archetypal Theory

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• a character who is separated from (or

separates him or herself from) society due to

either an impairment or an advantage that

sets this character apart from others. Often,the Hero is an outcast at some point in his or

her story.

• Jesus goes into the desert to discern his

destiny.

the LONER or OUTCAST:

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Mythological or Archetypal Theory

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• Victor Frankenstein travels to remote locales

to avoid people when he realizes that he has

created a monster.

the LONER or OUTCAST:

Mythological or Archetypal Theory

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• the UNDERDOG, the smaller, weaker, less-

worldly-wise character, who usually emerges

 victorious at the end of the story;

Two common variations of the LONER are

Mythological or Archetypal Theory

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• the UNDERDOG, the smaller, weaker, less-

worldly wise character, who usually emerges

 victorious at the end of the story;

• the guilt-ridden figure in search ofredemption.

Two common variations of the LONER are

Mythological or Archetypal Theory

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• the male or female personification of evil.

the VILLAIN:

Mythological or Archetypal Theory

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• the male or female personification of evil.

• While nearly all works of literature include

an antagonist to provide conflict with the

protagonist, not all antagonists are villains.

the VILLAIN:

Mythological or Archetypal Theory

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• Villains personify evil. Their malice is often

apparently unmotivated, or is motivated by a

single grievance from the past. The villain’s

malice is often limitless, and rarely is the villain reformed within the context of the

story. Examples of archetypal villains are

Satan and Loki, from Norse mythology.

the VILLAIN:

Mythological or Archetypal Theory

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• the “mad scientist”

Some variations of the VILLAIN figure include:

Mythological or Archetypal Theory

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• the “mad scientist”

• the bully

Some variations of the VILLAIN figure include:

Mythological or Archetypal Theory

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• the female who possesses what the male

desires and uses his desire (either

intentionally or unintentionally) as a means

to his ultimate destruction. Examples areEve, Juliet, Lady Macbeth.

the TEMPTRESS:

Mythological or Archetypal Theory

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• Mother Nature, Mother Earth—the

nurturing, life-giving aspect of femininity.

the EARTH MOTHER/GODDESS:

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Mythological or Archetypal Theory

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• largely of Eastern origin, the sage is the

elderly wise man, the teacher or mentor.

Examples from Western literature would be

Merlin and Tiresias.• Yoda from Star Wars and Gandalf from The

Hobbit and The Lord of the Rings are

contemporary derivations.

the SAGE:

Mythological or Archetypal Theory

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• the wise woman, the crone, or witch.

Some variations of the SAGE include:

Mythological or Archetypal Theory

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• the wise woman, the crone, or witch.

Note that, while the male SAGE’s wisdom is

usually spiritual or philosophical (often with

political or military applications), the wisewoman’s wisdom tends to concern the

workings of nature—hence, the connection

of the wise woman with witchcraft and the

associated superstitions.

Some variations of the SAGE include:

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Mythological or Archetypal Theory

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• the stern, but loving authority figure.

• the oracle: male or female prophet, fortune-

teller, soothsayer.

Some variations of the SAGE include:

Mythological or Archetypal Theory

Archetypal Images

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• red as blood, anger, passion, violence;

COLORS:

Mythological or Archetypal Theory

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• red as blood, anger, passion, violence;

• gold as greatness, value, wealth;

COLORS:

Mythological or Archetypal Theory

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• red as blood, anger, passion, violence;

• gold as greatness, value, wealth;

• green as fertility, luxury, growth;

COLORS:

Mythological or Archetypal Theory

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• red as blood, anger, passion, violence;

• gold as greatness, value, wealth;

• green as fertility, luxury, growth;

• blue (the color of the sky) as peace, serenity;

COLORS:

Mythological or Archetypal Theory

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• red as blood, anger, passion, violence;

• gold as greatness, value, wealth;

• green as fertility, luxury, growth;

• blue (the color of the sky) as peace, serenity;

• white as purity, goodness, God-like holiness,

etc.

COLORS:

Mythological or Archetypal Theory

S

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• three for the Christian Trinity, stability (a

stand with three legs can stand steadily on

most surfaces);

NUMBERS:

Mythological or Archetypal Theory

NUMBERS

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• three for the Christian Trinity, stability (a

stand with three legs can stand steadily on

most surfaces);

• four for the four seasons, the four ancientelements (earth, water, fire, air);

NUMBERS:

Mythological or Archetypal Theory

NUMBERS

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• three for the Christian Trinity, stability (a

stand with three legs can stand steadily on

most surfaces);

• four for the four seasons, the four ancientelements (earth, water, fire, air);

• twelve for the months of the year, the tribes

of ancient Israel, the apostles of Jesus.

NUMBERS:

Mythological or Archetypal Theory

WATER

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• the source of life and sustenance; cleansing

or purification; baptism.

WATER:

Mythological or Archetypal Theory

FIRE

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• ambiguously both protective and destructive;

FIRE:

Mythological or Archetypal Theory

FIRE

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• ambiguously both protective and destructive;

• on an archetypal level, fire often symbolizes

human knowledge and industry (Prometheus

stole fire from the gods and gave it tohumankind when there were no other gifts

left to give.)

FIRE:

Mythological or Archetypal Theory

Th FOUR ANCIENT ELEMENTS

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• fire

The FOUR ANCIENT ELEMENTS:

Mythological or Archetypal Theory

Th FOUR ANCIENT ELEMENTS

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• fire

• water

The FOUR ANCIENT ELEMENTS:

Mythological or Archetypal Theory

The FOUR ANCIENT ELEMENTS:

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• fire

• water

• air

The FOUR ANCIENT ELEMENTS:

Mythological or Archetypal Theory

The FOUR ANCIENT ELEMENTS:

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• fire

• water

• air

• earth.

The FOUR ANCIENT ELEMENTS:

Mythological or Archetypal Theory

GARDENS:

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• natural abundance;

GARDENS:

Mythological or Archetypal Theory

GARDENS:

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• natural abundance;

• easy, beautiful life;

GARDENS:

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Mythological or Archetypal Theory

GARDENS:

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• natural abundance;

• easy, beautiful life;

• new birth, hope;

• Eden, the original Paradise from which

humankind was expelled.

GARDENS:

Mythological or Archetypal Theory

GEOMETRIC SHAPES:

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• a triangle for the Trinity

GEOMETRIC SHAPES:

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Mythological or Archetypal Theory

CELESTIAL BODIES:

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• the sun (masculine) is both the giver and

destroyer of life.

CELESTIAL BODIES:

Mythological or Archetypal Theory

CELESTIAL BODIES:

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• the sun (masculine) is both the giver and

destroyer of life

• the moon (feminine) marks the passage of

time and controls the course of humanevents. Planting, harvesting, etc., are all

determined more by the phases of the moon

than the progress of the sun.

CELESTIAL BODIES:

Mythological or Archetypal Theory

MASCULINE IMAGES/SYMBOLS:

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• columns

MASCULINE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

MASCULINE IMAGES/SYMBOLS:

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• columns

• towers

MASCULINE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

MASCULINE IMAGES/SYMBOLS:

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• columns

• towers

• boats

MASCULINE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

MASCULINE IMAGES/SYMBOLS:

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• columns

• towers

• boats

• trees

MASCULINE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

MASCULINE IMAGES/SYMBOLS:

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• columns

• towers

• boats

• trees

• etc.

MASCULINE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

FEMININE IMAGES/SYMBOLS:

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• bodies of water

FEMININE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

FEMININE IMAGES/SYMBOLS:

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• bodies of water

• caves

FEMININE IMAGES/SYMBOLS:

Mythological or Archetypal Theory

FEMININE IMAGES/SYMBOLS:

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• bodies of water

• caves

• doorways

Mythological or Archetypal Theory

FEMININE IMAGES/SYMBOLS:

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• bodies of water

• caves

• doorways

• windows.

Mythological or Archetypal Theory

CAVES:

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• ambiguously can represent the womb (the

source of life) and the grave.

Mythological or Archetypal Theory

CAVES:

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• ambiguously can represent the womb (the

source of life) and the grave

• often represent the entrance to the

underworld (related to the grave), as well asto the unexplored regions of the human

mind and soul.

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Mythological or Archetypal Theory

Archetypal Situations

the QUEST:

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• the hero’s endeavor to establish his or her

identity or fulfill his or her destiny.

Q

Mythological or Archetypal Theory

Variations on the QUEST can include:

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• the Faustian bargain: the selling of one’s soul

to the devil (metaphorically representing the

notion that one would “give anything” in

order to…) in exchange for unlimited power,knowledge, wealth, etc. Examples include

King Midas.

Q

Mythological or Archetypal Theory

Variations on the QUEST can include:

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• the Faustian bargain: the selling of one’s soul

to the devil (metaphorically representing the

notion that one would “give anything” in

order to…) in exchange for unlimited power,knowledge, wealth, etc. Examples include

King Midas.

• the pursuit of revenge for a real or perceived

wrong, as exemplified by Captain Ahab’squest in Moby Dick.

Mythological or Archetypal Theory

Variations on the QUEST can include:

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• the descent into the underworld. (Note that

this is usually one part of the quest rather

than the entire quest itself.)

Mythological or Archetypal Theory

the RENEWAL OF LIFE:

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• death and rebirth, resurrection as seen in the

cycle of the seasons, the phases of the day,

sleeping and waking. Examples are

“Sleeping Beauty,” “The Secret Garden,” etc.

Mythological or Archetypal Theory

INITIATION:

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• coming of age, rites of passage. Some

examples include the first hunt, weddings,

teenage angst films.

Mythological or Archetypal Theory

THE FALL:

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• any event that marks a loss of innocence; a

devolution from a paradisiacal life or

 viewpoint to a tainted one.

Mythological or Archetypal Theory

REDEMPTIVE SACRIFICE:

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• any voluntary loss, especially a loss of life,

that results in another’s gaining or regaining

a desired state.

Mythological or Archetypal Theory

the CATALOG OF DIFFICULT TASKS:

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• (labors of Hercules, Cinderella’s treatment

by her stepmother and stepsisters, etc.).

Mythological or Archetypal Theory

the END OF THE WORLD:

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• usually apocalyptic, involving warfare, a

huge battle, a metaphoric final battle

between good and evil.

Mythological or Archetypal Theory

Variations on the end of the world include

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• Armageddon: the final battle between good

and evil according to the Christian New

Testament (book of Revelation), in which

evil is finally vanquished, evildoers receivetheir eternal punishment, and God reigns

over a newly created Heaven and Earth;

Mythological or Archetypal Theory

Variations on the end of the world include

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• Ragnarok: the final battle between two

feuding segments of the Norse pantheon.

Both sides are largely decimated, as is the

human race. Two humans survive torepopulate the human world and worship a

new pantheon formed of the gods who

survive the battle.

Mythological or Archetypal Theory

Variations on the end of the world include

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• the Great Flood: found in the Judeo-

Christian worldview and other belief

systems from around the world, the story of

a great deluge that covered the earth with

water, killing an entire generation of life

forms on earth. A handful survived,

repopulating the earth. According to these

several accounts, the flood was apunishment for human wrongdoing.

Mythological or Archetypal Theory

the TABOO:

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• the commission of a culturally forbidden act,

such as incest or patricide, often

unknowingly or inevitably. Any act or

attitude that can be seen as “unnatural,” a

crime against the ways Nature is supposed

to operate.

Mythological or Archetypal Theory

the BANQUET:

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• fellowship; nourishment of the body and

soul; display of wealth; often used as a

symbol for salvation, Heaven.

Mythological or Archetypal Theory

Essential questions for a mythological/

archetypal reading:

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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be

present?

Mythological or Archetypal Theory

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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be

present?

!

How do any of the characters change over time?What events or people make them change?

Mythological or Archetypal Theory

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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be

present?

!

How do any of the characters change over time?What events or people make them change?

!What is suggested in the setting (time of day, season

of year, location—garden, body of water, etc.) that

might suggest an archetypal reading?

Mythological or Archetypal Theory

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!What types of symbols are used? What do theyrepresent?

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Mythological or Archetypal Theory

d d ll d h b ll

Examining “Cinderella” from an Archetypal

Perspective

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• Consider Cinderella’s attendance at the ball assymbolic of her attaining salvation. (The tasks

assigned to her by her stepmother and

stepsisters—the tempters—distract her from

focusing on her own salvation. Through theagency of a supernatural entity—the fairy

godmother—she receives the unearned love of

the prince.)

Mythological or Archetypal Theory

h h d

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• Examine the stepmother and stepsisters asarchetypal villains.

Mythological or Archetypal Theory

h h d

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• Examine the stepmother and stepsisters asarchetypal villains.

• Examine the chores Cinderella must complete

(especially involving the beans in the fireplace in

Grimm version) as the archetypal catalogue of

difficult tasks.

New Historicism

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New Historicism

New Historicism

A common tendency in the study of literature

d/ f

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written in, and/or set in, a past or foreign

culture is to assume a direct comparison

between the culture as presented in the text

and as it really was.

New Historicism asserts that such a

comparison is impossible for two essential

reasons.

New Historicism

First, the “truth” of a foreign or past culture can never

be known as established and unchangeable.

A d di f h “ h” i b

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• Any understanding of the “truth” is, at best,a matter of interpretation on the parts of

both the writer and the reader.

• This is most blatantly evident in the factthat the “losers” of history are hardly ever

heard. The culture that is dominated by

another is often lost to history because it is

the powerful who have the resources torecord history.

New Historicism

E i h ll

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• Even in recent past events, who reallyknows both sides of the story? Who really

knows the whole of theArab-Israeli story? Or

the Iraqi story?

• New Historicists argue that these unknown

histories are just as significant as the

histories of the culture of power and should

be included in any world-view.

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New Historicism

Second, while the text under consideration does

indeed reflect the culture in which it was written (and

t d i hi h it i t) it l ti i t i

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to some degree in which it is set), it also participates inthe culture in which it is written.

• The very existence of that text in its culture

changes the culture it “reflects.”

• While works like To Kill a Mockingbird and

 A Raisin in the Sun certainly reflected the

culture of the mid-20th century United

States, both also raised awareness ofprejudice and injustice and helped to bring

about change.

New Historicism

Main areas of study/points of criticism:

Traditional history is, by its nature, a subjective

ti ll t ld f th i t f i f th

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narrative, usually told from the point of view of thepowerful.

New Historicism

Traditional history is, by its nature, a subjective

ti ll t ld f th i t f i f th

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narrative, usually told from the point of view of thepowerful.

• The losers of history do not have the means to

write their stories, nor is there usually anaudience interested in hearing them. Most

cultures, once dominated by another, are forced

to forget their past.

New Historicism

Traditional history is, by its nature, a subjective

ti ll t ld f th i t f i f th

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narrative, usually told from the point of view of thepowerful.

• The losers of history do not have the means to

write their stories, nor is there usually anaudience interested in hearing them. Most

cultures, once dominated by another, are forced

to forget their past.

• To maintain its sovereignty, the culture of power

simply does not allow the defeated culture to be

remembered.

New Historicism

Traditional history is not only subjectively written, it

i l d d di d bj ti l

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is also read and discussed subjectively.

New Historicism

Traditional history is not only subjectively written, it

is also read and discussed subjectively

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is also read and discussed subjectively.

• Although modern readers say they take history

at face value, no one can help but compare the

past to the present as a means of understandingit, which makes it subjective.

New Historicism

The powerless also have “historical stories” to relate

that are not to be found in official documents mostly

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that are not to be found in official documents, mostlybecause they played no hand in creating those

documents.

New Historicism

The powerless also have “historical stories” to relate

that are not to be found in official documents mostly

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that are not to be found in official documents, mostlybecause they played no hand in creating those

documents.

No reader can claim to have the “truth” of a text orevent; or even that an understanding of the “truth” is

possible. At best, one can acknowledge the validity of

a particular point of view.

New Historicism

When examining a text, the questions to ask are not:

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• Are the characters based on real people?

New Historicism

When examining a text, the questions to ask are not:

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• Are the characters based on real people?

• Are any characters or events in the text drawn

from the author’s life and experiences?

New Historicism

When examining a text, the questions to ask are not:

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• Are the characters based on real people?

• Are any characters or events in the text drawn

from the author’s life and experiences?

• Is the text an accurate portrayal of the time

period in which it is set?

New Historicism

Instead, ask:

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• What view or understanding of the relevant

culture does this text offer?

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New Historicism

The text, rather than being a static artifact of a

definable culture is a participant in a dynamic

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definable culture, is a participant in a dynamic,changeable culture.

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New Historicism

Essential questions for a New Historicist reading:

!What events occurred in the writer’s life that made

the author who he or she is? What has affected his or

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the author who he or she is? What has affected his orher view of life?

New Historicism

!What events occurred in the writer’s life that made

the author who he or she is? What has affected his or

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the author who he or she is? What has affected his orher view of life?

!Who influenced the writer? What people in his or

her life may have helped form this world-view?

New Historicism

!What events occurred in the writer’s life that made

the author who he or she is? What has affected his or

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the author who he or she is? What has affected his orher view of life?

!Who influenced the writer? What people in his or

her life may have helped form this world-view?!What did the writer read that affected his or her

philosophy?

New Historicism

!What events occurred in the writer’s life that made

the author who he or she is? What has affected his or

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the author who he or she is? What has affected his orher view of life?

!Who influenced the writer? What people in his or

her life may have helped form this world-view?!What did the writer read that affected his or her

philosophy?

!

What were the writer’s political views? Was he or sheliberal? Conservative? Moderate?

New Historicism

!In what level in the social order was the writer

raised? How did his economic and social situation

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raised? How did his economic and social situationaffect him or her?

New Historicism

!In what level in the social order was the writer

raised? How did his economic and social situation

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raised? How did his economic and social situationaffect him or her?

!To what level in the social order did the writer

aspire?

New Historicism

!In what level in the social order was the writer

raised? How did his economic and social situation

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raised? How did his economic and social situationaffect him or her?

!To what level in the social order did the writer

aspire?!From what level in the social order did the writer’s

friends come? How were they employed?

New Historicism

!In what level in the social order was the writer

raised? How did his economic and social situation

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raised? How did his economic and social situationaffect him or her?

!To what level in the social order did the writer

aspire?!From what level in the social order did the writer’s

friends come? How were they employed?

!

How powerful or influential was the writer socially?

New Historicism

!In what level in the social order was the writer

raised? How did his economic and social situation

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raised? How did his economic and social situationaffect him or her?

!To what level in the social order did the writer

aspire?!From what level in the social order did the writer’s

friends come? How were they employed?

!

How powerful or influential was the writer socially?!What were the writer’s social concerns? What did he

or she do about them?

New Historicism

!What type of person was the writer in his or her

society?

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society?

New Historicism

!What type of person was the writer in his or her

society?

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society?

!What was happening in the world at the time the

book was written? What was occurring during the

time in which it is set?

New Historicism

!What type of person was the writer in his or her

society?

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soc ety?

!What was happening in the world at the time the

book was written? What was occurring during the

time in which it is set?!What were some major controversies at the time the

book was written? The time in which it is set?

New Historicism

!What type of person was the writer in his or her

society?

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y

!What was happening in the world at the time the

book was written? What was occurring during the

time in which it is set?!What were some major controversies at the time the

book was written? The time in which it is set?

!

Who was on either side of the controversy? Whowere the powerful? Who were the powerless?

New Historicism

!Why were the powerful in their positions of power?

What qualities did they have? What events

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q ytranspired to get them to their positions?

New Historicism

!Why were the powerful in their positions of power?

What qualities did they have? What events

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q ytranspired to get them to their positions?

!What is similar about the perspective of this book

and other books written in or about the same era?What is different?

New Historicism

!Why were the powerful in their positions of power?

What qualities did they have? What events

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q ytranspired to get them to their positions?

!What is similar about the perspective of this book

and other books written in or about the same era?What is different?

!How did the public receive the work when it was

first published? What factors helped shape this

reception?

New Historicism

!How did the critics receive the work when it was first

published? What factors helped shape this reception?

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p p p p

New Historicism

!How did the critics receive the work when it was first

published? What factors helped shape this reception?

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p p p p

!Did this work have any impact on its society or

culture? What was the nature of this impact?

New Historicism

!How did the critics receive the work when it was first

published? What factors helped shape this reception?

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p p p p

!Did this work have any impact on its society or

culture? What was the nature of this impact?

!What different or untraditional perspectives ofhistory does this text represent?

New Historicism

!How did the critics receive the work when it was first

published? What factors helped shape this reception?

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p p p p

!Did this work have any impact on its society or

culture? What was the nature of this impact?

!What different or untraditional perspectives ofhistory does this text represent?

!How does this text adhere to the conventions of

literature in the era in which it was written?

New Historicism

!How did the critics receive the work when it was first

published? What factors helped shape this reception?

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p p p p

!Did this work have any impact on its society or

culture? What was the nature of this impact?

!What different or untraditional perspectives ofhistory does this text represent?

!How does this text adhere to the conventions of

literature in the era in which it was written?!How does this text violate or depart from those

conventions?

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New Historicism

• What can we infer about the society in which thisstory—considering especially the violence and

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ystory—considering, especially, the violence and

 vengeance in the Grimm version—would evolve

and be told to young children?

• What can we infer about property andinheritance laws in the society in which

“Cinderella” evolved? What can we infer about

the society’s view of royalty and monarchic

power?

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New Historicism

What societal and cultural values can we infer about

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• family relationships?

• the nature of “goodness”?

New Historicism

What societal and cultural values can we infer about

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• family relationships?

• the nature of “goodness”?

• rewards for “goodness”?

New Historicism

What societal and cultural values can we infer about

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• family relationships?

• the nature of “goodness”?

• rewards for “goodness”?• the status of women?

Formalism

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Formalism

Formalism

The formalist approach to literature

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was developed at the beginning of the

20th century and remained the primary

approach to literary study until the

1970s, when other literary theories

began to gain popularity.

Formalism

As the name suggests formalism is

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As the name suggests, formalism is

concerned primarily with form. Rather

than INTERPRETING what a text

means, the formalist ANALYZES how that that meaning is communicated.

Formalism

Beyond identifying tone, mood, and soh f li i h h

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on, the formalist examines how the

author has created that tone and mood.

If the text is suspenseful, how does theauthor create that suspense? If funny,

what are the sources of that humor?

Formalism

Formalists assert that each work is a

separate entity—not dependent uponh h ’ lif h l i hi h i

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the author’s life, the culture in which it

was created, or any other category to

which it belongs.

No paraphrase is used in a formalist

examination, and no reader reaction is

discussed.

Formalism

Formalists study recurrences,

repetitions, and motifs in a work in

order to understand it. They view evenh i i d il f k f

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the tiniest details of a work as parts of

the whole.

In the formalist approach, even a lackof form indicates something. Absurdity

is in itself a form—one used to convey

a specific meaning (even if that

meaning is a lack of meaning).

Formalism

Three main areas of study:

1. form and unity

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Formalism

Three main areas of study:

1. form and unity

2. diction

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Formalism

Three main areas of study:

1. form and unity

2. diction

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3. incongruities or inconsistencies

Formalism

Form and Unity

Cadence—how the words, phrases, and sentences

sound. When a character or a narrator is speaking,the sound of what is being said or how it is being

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the sound of what is being said, or how it is being

said, can give clues as to who the character is and

why he or she is in the work.

Formalism

h h

Cadence also includes an examination of the formal

and informal language patterns used by the author:

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• rhythm or meter,

Formalism

h h

Cadence also includes an examination of the formal

and informal language patterns used by the author:

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• rhythm or meter,

• rhyme,

Formalism

h h

Cadence also includes an examination of the formal

and informal language patterns used by the author:

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• rhythm or meter,

• rhyme,

• sound devices like alliteration,onomatopoeia, etc.

Formalism

Repetition and recurrences—The author’s using the

same word, phrase, or concept repeatedly is alwaysa clue to its importance as are instances of the same

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a clue to its importance, as are instances of the same

event happening more than once in a story.

Formalists also note how the context of the motif or

recurring event changes with each repetition, or howthe motif or event itself  changes.

Formalism

h d h i th fli t i t d d?

Structures—the story arc and character arcs are of

great interest to formalists:

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• how and when is the conflict introduced?

Formalism

h d h i th fli t i t d d?

Structures—the story arc and character arcs are of

great interest to formalists:

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• how and when is the conflict introduced?

• what events constitute the “rising action”?

Formalism

• h d h i th fli t i t d d?

Structures—the story arc and character arcs are of

great interest to formalists:

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• how and when is the conflict introduced?

• what events constitute the “rising action”?

• how does one plot event lead to the next?

Formalism

• ho and hen is the conflict introduced?

Structures—the story arc and character arcs are of

great interest to formalists:

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• how and when is the conflict introduced?

• what events constitute the “rising action”?

• how does one plot event lead to the next?• how do various character arcs interact with

one another and with the main plot?

Formalism

Relationships—By looking carefully at the

connections among the people in the story, andamong the various plotlines, one can understand the

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among the various plotlines, one can understand the

meaning of a work. The author puts each character

into the story for a reason. The reader’s job is to find

that reason. Likewise, every plotline has a purpose.

Formalism

Denotation—Establishing the literal, dictionary

definitions of the words used by the author is vitalto understanding a text. If a reader does not know

Diction

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to understanding a text. If a reader does not know

what the words mean, he or she can have no idea

what the text is saying.

Formalism

Formalists will often consult a dictionary for the

definitions even of words they think they know.They are especially careful to consult the dictionary

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ey a e espec a y ca e u to co su t t e d ct o a y

—including the Oxford English Dictionary—to learn

what a word meant at the time and in the place the

author used it.

Formalism

Etymology—the study of a word’s origin and the

evolution of its meaning and use are especiallyhelpful when one is studying an old text in which

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e p u w e o e s study g a o d te t w c

the words might mean something quite different

from what they mean today.

A close study of words also helps a reader

understand why the author uses a particular word

rather than a synonym.

Formalism

Connotation—The formalist will also pay close

attention to how the context of the piece may alterthe meaning of a particular word or phrase.

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g p p

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Formalism

Symbols—Again, the formalist will not be as

concerned with the fact that the author is usingsymbolism, or even what the symbols mean. The

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y , y

formalist will be most concerned with how the

symbol works and what it contributes to the overall

effect and meaning of the work.

Formalism

 Allusions—Although, strictly speaking, the

formalist restricts his or her study to anexamination of the text alone, the author’s

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,

intentional reference to works, persons, or

events beyond the text is an important technique

the formalist must take into account.

Formalism

 Allusions—Although, strictly speaking, the

formalist restricts his or her study to anexamination of the text alone, the author’s

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• There is a reason the author is leading his or

her reader outside of the text. Studying the

allusion is the only way to reveal that

reason.

,

intentional reference to works, persons, or

events beyond the text is an important technique

the formalist must take into account.

Formalism

Irony and paradox—Formalist critics do not

look for perfect unity. Instead, they look fortension and conflict. Irony and paradox are very

Incongruities or Inconsistencies

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y p y

important—irony being the use of a word or a

statement that is the opposite of what is

intended or expected, and paradox being theexistence of two contradictory truths. This

tension is what drives the work.

Formalism

 Violation of convention—While the formalist

will not be overly concerned with theclassification of a work, he or she will pay

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p y

attention when an author intentionally violates a

work’s classification:

• obviously satiric elements in a self-professed

tragedy

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Formalism

 Violation of convention—While the formalist

will not be overly concerned with theclassification of a work, he or she will pay

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attention when an author intentionally violates a

work’s classification:

• obviously satiric elements in a self-professed

tragedy

• ironic or cynical observations in a Romance

• etc.

Formalism

As modern and post-modern writers experiment

with form and rebel against “traditional”conventions, forms, and even media, formalist

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examinations of how these conventions are

“violated” will increase.

Formalism

Internal violations and variations—The

formalist will pay close attention to instances ofan author’s departing from his or her own

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established structures or forms:

• anachronisms

Formalism

Internal violations and variations—The

formalist will pay close attention to instances ofan author’s departing from his or her own

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established structures or forms:

• anachronisms

• disruptions to the internal chronology of the

work 

Formalism

Internal violations and variations—The

formalist will pay close attention to instances ofan author’s departing from his or her own

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established structures or forms:

• anachronisms

• disruptions to the internal chronology of the

work 

• shifts in narrative voice, point of view, etc.

Formalism

Internal violations and variations—The

formalist will pay close attention to instances ofan author’s departing from his or her own

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established structures or forms:

• anachronisms

• disruptions to the internal chronology of the

work 

• shifts in narrative voice, point of view, etc.

• atypical actions by one or more characters

Formalism

Internal violations and variations—The

formalist will pay close attention to instances ofan author’s departing from his or her own

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established structures or forms:

• anachronisms

• disruptions to the internal chronology of the

work 

• shifts in narrative voice, point of view, etc.

• atypical actions by one or more characters

• etc.

Formalism

Essential questions for a formalist reading:

!Does the work exhibit the characteristics of a

particular form, or does it have a unique form?

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Formalism

!Does the work exhibit the characteristics of a

particular form, or does it have a unique form?!In what manner is this story told? Chronologically?

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In what manner is this story told? Chronologically?

Via flashbacks?

Formalism

!Does the work exhibit the characteristics of a

particular form, or does it have a unique form?!In what manner is this story told? Chronologically?

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In what manner is this story told? Chronologically?

Via flashbacks?

!

Is there closure in the narrative? Is the reader leftguessing?

Formalism

!Does the work exhibit the characteristics of a

particular form, or does it have a unique form?!In what manner is this story told? Chronologically?

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In what manner is this story told? Chronologically?

Via flashbacks?

!

Is there closure in the narrative? Is the reader leftguessing?

!What is the point of view of the narrator? How does

this point of view affect the story being told?

Formalism

!Does the work exhibit the characteristics of a

particular form, or does it have a unique form?!In what manner is this story told? Chronologically?

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y g y

Via flashbacks?

!

Is there closure in the narrative? Is the reader leftguessing?

!What is the point of view of the narrator? How does

this point of view affect the story being told?

!Is the author using any specific meter? What effect is

achieved?

Formalism

!Is there any sound that keeps recurring throughout

the work? What is it? What does it mean? How doesit affect the work?

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Formalism

!Is there any sound that keeps recurring throughout

the work? What is it? What does it mean? How doesit affect the work?

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!How does any rhythm in the words affect the work?

Formalism

!Is there any sound that keeps recurring throughout

the work? What is it? What does it mean? How doesit affect the work?

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!How does any rhythm in the words affect the work?

!

Where are examples of foreshadowing?

Formalism

!Is there any sound that keeps recurring throughout

the work? What is it? What does it mean? How doesit affect the work?

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!How does any rhythm in the words affect the work?

!

Where are examples of foreshadowing?!Are there any visual patterns in the work? What do

they do for it?

Formalism

!Is there any sound that keeps recurring throughout

the work? What is it? What does it mean? How doesit affect the work?

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!How does any rhythm in the words affect the work?

!

Where are examples of foreshadowing?!Are there any visual patterns in the work? What do

they do for it?

!

What details of the setting seem to indicatemeaning? (Time of day, season, physical location,

weather?)

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Formalism

!What would a diagram of the plot look like?

!Are there any unfamiliar words? Look them up.

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Formalism

!What would a diagram of the plot look like?

!Are there any unfamiliar words? Look them up.

!Are there any paradoxes in the work? Any ironies?

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!Are there any paradoxes in the work? Any ironies?

What are they? What effect do they have on the tone

or plot of the work?

Formalism

• Look for symbolic, or some other, significance for

the specific items and animals chosen (for the

coach and staff) and/or the numbers of each

Examining “Cinderella” from a Formalist

Perspective

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coac a d sta ) a d/o t e u be s o eac

chosen.

Formalism

• Look for symbolic, or some other, significance for

the specific items and animals chosen (for the

coach and staff) and/or the numbers of each

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)

chosen.

• Compare the speech patterns of Cinderella andthe stepmother and stepsisters. Are there

noticeable differences in cadence? Do any use

more (or less) figurative or poetic language than

the others? Do any speak noticeably more (orless) than the others?

WRITTEN AND

Introduction to

Literary Theory

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EDITED BY

Douglas Grudzina 

L AYOUT & DESIGN BY

Maria J. Mendoza  Jeremy Clark