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7/21/2019 213941867 Literary Theory Power Point
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INTRODUCTION TO
Literary Theory
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Introduction to
Literary Theory
Table of Contents
3 ..................................................
22 ...........................................
64 .............................................
105 ................
153 ................
248 ..........................................
295 ..................................................2
Introduction
Feminist Theory
Marxist Theory
Psychoanalytic or Freudian Theory
Mythological or Archetypal Theory
New Historicism
Formalism
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IntroductionIntroduction
3
Introduction
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Introduction
What is literary or critical theory?
What do you mean by “critical perspective”?
4
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Introduction
Just as a PERSPECTIVE is a way of
looking at something, a CRITICAL
PERSPECTIVE is a way of criticizing oranalyzing literature. Your CRITICAL
PERSPECTIVE is the view you bring to
the literature you read.
6
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Introduction
How and why did literary theories develop?
7
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Introduction
We all know that different people will
experience the same event differently. It
follows, then, that different people will
approach the same literary text differently.
8
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Introduction
One person may be offended by a
character’s actions, while another finds
them comic.
One reader is energized by a story’s
political implications, while another is
awed by the same story’s philosophical
bent.
9
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Introduction
Literary theories emerged as ways to
explain different people’s views and
responses to literature. Rather than
insisting that one view is the best or
correct view, literary theory attempts to
find value in all views that are based on a
careful study of the literature.
10
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Introduction
What are the benefits of studying a work
from more than one critical perspective?
11
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Introduction
There are several benefits:
• One of the views is likely to affirm your
perspective and speak to what you see in theliterature you are studying.
12
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Introduction
There are several benefits:
• One of the views is likely to affirm your
perspective and speak to what you see in theliterature you are studying.
• Studying a view different from yours—not to
disagree with it, but to understand it—helps you
understand those who hold that view.
13
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Introduction
There are several benefits:
• One of the views is likely to affirm your
perspective and speak to what you see in theliterature you are studying.
• Studying a view different from yours—not to
disagree with it, but to understand it—helps you
understand those who hold that view.
• Studying a work from more than one view gives
you a deeper understanding of the author’s work
and a better appreciation for the richness of it.14
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Introduction
15
What does studying a work from multiple
critical perspectives involve?
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Introduction
16
Essentially, all you have to do to study a work from
more than one critical perspective is to put your own
view on hold and entertain the other view. Although
you may be a staunch green-thinker , you now ask
yourself, “What would a yellow-thinker see in this
work?”
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Introduction
17
What does studying a work from multiple critical
perspectives not
involve?
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Introduction
18
First and foremost, studying a work from multiple
critical perspectives does not require that you agree
with any of the perspectives you study. You are not
being asked to become a yellow-thinker, only to
consider—without criticism and judgment—what a
yellow-thinker would see in the text.
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Introduction
19
Second, studying a work from multiple critical
perspectives does not require that you blend or merge
two or more perspectives into a single interpretation.
Some of the points of some of the theories are actually
mutually exclusive and cannot be reconciled. While
examining a work from the feminist perspective, you
do not need to take into account what a Marxist would
find. You would examine each perspective
independently.
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Introduction
20
What are the most common or popular critical
theories?
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Introduction
21
This presentation will introduce you to the following
critical theories:
• Feminist
• Marxist
• Psychoanalytic or Freudian
• Archetypal or Mythological
• New Historicism
• Formalism
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Feminist Theory
22
Feminist Theory
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Feminist Theory
23
The basis of the feminist movements,
both in literature and politics, is that
Western culture is fundamentallypatriarchal (i.e., created by men,
controlled by men, viewed through the
eyes of men, and evaluated by men).
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Feminist Theory
24
The 1960s saw the rise of a new,
feminist approach to literary criticism.
Before the emergence of Feminist
Theory, the works of female writers (or
works about females) were examined
by the same standards as those by male
writers (and about men).
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Feminist Theory
25
With the development of Feminist
Theory, old texts are reexamined, and
the portrayal of women in literature is
reevaluated. New writers create works
that more accurately reflect the
developing concept of the “modern
woman.”
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Feminist Theory
26
The feminist approach is only partly
based on finding and exposing
suggestions of misogyny (negative
attitudes toward women) in literature.Feminists are interested in exposing the
ways women in literature—both
authors and characters—are
undervalued.
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Feminist Theory
27
Some feminist scholars have even
dissected individual words in Western
languages, suggesting that the
languages themselves reflect a
patriarchal worldview.
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Feminist Theory
28
Arguing that the past millennia in the
West have been dominated by men—
whether politicians in power or thehistorians recording it—feminist critics
believe that Western literature reflects a
masculine bias.
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Feminist Theory
29
As a result, Western literature presents
an inaccurate and potentially harmful
portrayal of women. In order to repair
the potential harm done and achievebalance, feminist critics insist that
works by and about women be added to
the literary canon and read from a
feminist perspective.
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Feminist Theory
30
Three main areas of study and points of criticism
exist in the Feminist Theory:1. differences between men and women
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Feminist Theory
31
Three main areas of study and points of criticism
exist in the Feminist Theory:1. differences between men and women
2. women in positions of power and power dynamics
between men and women
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Feminist Theory
32
Three main areas of study and points of criticism
exist in the Feminist Theory:1. differences between men and women
2. women in positions of power and power dynamics
between men and women3. the female experience
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Feminist Theory
33
Differences between men and women
• One basic assumption of the feminist perspectiveis that gender determines everything , including
values and the ways language is used.
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Feminist Theory
34
• One basic assumption of the feminist perspectiveis that gender determines everything , including
values and the ways language is used.
• The canon of literature printed, marketed, andtaught in schools must be expanded to include
the study of genres in which women
“traditionally” write: journals, diaries, and
personal letters.
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Feminist Theory
35
• The differences in the topics or issues aboutwhich men and women write and the differing
viewpoints from which men and women write
must be noted. All views must be respected as
equally valid.
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Feminist Theory
36
Women in positions of power and power
dynamics between men and women• Any evidence of the social, economic, and
political exploitation of women must be noted
and confronted. The feminist critic checks the
work to see whether female characters havepower and of what type of power it might be.
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Feminist Theory
37
• Any evidence of the social, economic, and
political exploitation of women must be noted
and confronted. The feminist critic checks the
work to see whether female characters havepower and of what type of power it might be.
• A feminist critic views literature as a means by
which inequities can be identified, protested, and
possibly rectified.
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Feminist Theory
38
• A feminist critic will note the division of labor
and economics between men and women in the
work being studied.
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Feminist Theory
39
• A feminist critic will note the division of labor
and economics between men and women in the
work being studied.
• A feminist critic will note how male and female
characters in the work interact with one another
in a variety of contexts. Does the woman act
subservient? Does the man treat the woman like
an adult? Are males and females politically and
economically equal?
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Feminist Theory
40
The Female Experience
• On the most basic levels, a woman’s experience oflife is different from a man’s. Reading or viewing
from a feminist perspective includes examining what
aspects of feminine life are included in the work. Is
the narrative point of view male or female? Howdoes the narrator—male or female—treat plot events
and other characters?
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Feminist Theory
41
• On the most basic levels, a woman’s experience oflife is different from a man’s. Reading or viewing
from a feminist perspective includes examining what
aspects of feminine life are included in the work. Is
the narrative point of view male or female? Howdoes the narrator—male or female—treat plot events
and other characters?
• The feminist critic rejects any application of malestandards to the female personality. The female
personality must be judged independently from the
male personality and vice versa.
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Feminist Theory
42
• Feminist critics examine and celebrate all portrayalsof the creative, life-giving role of femininity. Women
have traditionally been portrayed as dependent on
men, but feminists point out that men are dependent
on women for humanity’s most basic need—birthingchildren. All evidence of feminine nurture, healing,
life giving and restoring are examined.
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Feminist Theory
43
• Feminist theory is not fundamentally chauvinistic.Feminist critics explore literature for portrayals of
the concept that men and women are each
incomplete without the other. They do, however,
reject suggestions of studying only feminine“incompleteness.”
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Feminist Theory
45
!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?
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Feminist Theory
46
!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?
!
Do the female characters play major or minor roles inthe action of the work?
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Feminist Theory
47
!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?
!
Do the female characters play major or minor roles inthe action of the work?
!Are they supportive or independent? Powerless or
strong? Subservient or in control?
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Feminist Theory
48
!What stereotypes of women are depicted in the text?!Are female characters oversimplified? Weak? Foolish?Excessively naive?
!
Do the female characters play major or minor roles inthe action of the work?
!Are they supportive or independent? Powerless or
strong? Subservient or in control?
!If the female characters have any power, what kind is
it? Political? Economic? Social? Psychological?
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Feminist Theory
49
!Are the female characters and situations in whichthey are placed oversimplified or presented fully and
in detail?
i i
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Feminist Theory
50
!Are the female characters and situations in whichthey are placed oversimplified or presented fully and
in detail?
!How do the male characters talk about the female
characters?
i i t h
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Feminist Theory
51
!Are the female characters and situations in whichthey are placed oversimplified or presented fully and
in detail?
!How do the male characters talk about the female
characters?
!How do the male characters treat the female
characters?
F i i t Th
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Feminist Theory
52
!Are the female characters and situations in whichthey are placed oversimplified or presented fully and
in detail?
!How do the male characters talk about the female
characters?
!How do the male characters treat the female
characters?
!How do the female characters act toward the male
characters?
F i i t Th
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Feminist Theory
53
!Are the female characters and situations in whichthey are placed oversimplified or presented fully and
in detail?
!How do the male characters talk about the female
characters?
!How do the male characters treat the female
characters?
!How do the female characters act toward the male
characters?
!How do the female characters act toward each other?
F i i t Th
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Feminist Theory
54
!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?
Feminist Theor
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Feminist Theory
55
!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?
!Do any of the work’s themes touch upon any idea
that could be seen as a feminist issue? Is the theme
supportive or disparaging of women?
Feminist Theory
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Feminist Theory
56
!Is the work, in general, sympathetic to femalecharacters? Too sympathetic?
!Do any of the work’s themes touch upon any idea
that could be seen as a feminist issue? Is the theme
supportive or disparaging of women?
!Overall, do you think that the female characters are
believable? For that matter, do you think that the
male characters are believable?
Feminist Theory
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Feminist Theory
57
Examining “Cinderella” from a Feminist
Perspective
• Consider the potentially misogynist theme of
abused-girl-waiting-to-be-rescued-by-prince.
Feminist Theory
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Feminist Theory
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• Consider the potentially misogynist theme of
abused-girl-waiting-to-be-rescued-by-prince.
• Consider the values conveyed in the portrayal of
the “good girl” as physically beautiful and the
“wicked girls” as physically ugly.
Feminist Theory
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Feminist Theory
59
Examine the potentially misogynist theme of the
courtship ritual of the prince’s ball:
• By what standard (other than physical beauty)
will he choose whom to marry?
Feminist Theory
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Feminist Theory
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• By what standard (other than physical beauty)
will he choose whom to marry?
• Will the chosen woman have a choice in whether
or not to marry the prince?
Feminist Theory
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Feminist Theory
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• By what standard (other than physical beauty)
will he choose whom to marry?
• Will the chosen woman have a choice in whether
or not to marry the prince?
• What is the basis of the prince’s “love at first
sight” with Cinderella?
Feminist Theory
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Feminist Theory
62
Consider the feminist implication of
• the fact that the “good girl” is passive, weak, andsubmissive and can do nothing (and does do
nothing) to improve her own condition;
Feminist Theory
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Feminist Theory
63
• the fact that the “good girl” is passive, weak, andsubmissive and can do nothing (and does do
nothing) to improve her own condition;
• the fact that the powerful woman is portrayed as
wicked (and probably ugly).
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Marxist Theory
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Marxist Theory
65
The Marxist approach to literature is
based on the philosophy of Karl Marx, a
German philosopher and economist.
His major argument was that whoevercontrolled the means of production (the
factories) in a society controlled the
society.
Marxist Theory
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Marxist Theory
66
Marx noted a disparity in the economic
and political power enjoyed by thefactory owners and that allowed to the
factory laborers.
Marxist Theory
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Marxist Theory
67
He believed that the means of
production (i.e., the basis of power in
society) should be placed in the hands
those who actually operated them. Hewrote that economic and political
revolutions around the world would
eventually place power in the hands of
the masses, the laborers.
Marxist Theory
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Marxist Theory
68
To read a work from a Marxist
perspective, one must understand that
Marxism asserts that literature is a
reflection of culture, and that culturecan be influenced by literature.
Marxists believe literature can instigate
revolution.
Marxist Theory
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Marxist Theory
69
Four main areas of study:
• economic power
Marxist Theory
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Marxist Theory
70
• economic power
• materialism versus spirituality
Marxist Theory
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Marxist Theory
71
• economic power
• materialism versus spirituality
• class conflict
Marxist Theory
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Marxist Theory
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• economic power
• materialism versus spirituality
• class conflict
• art, literature, and ideologies
Marxist Theory
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Marxist Theory
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Economic Power
• A society is shaped by its forces of production.Those who own the means of production dictate
what type of society it is.
Marxist Theory
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Marxist Theory
74
• A society is shaped by its forces of production.Those who own the means of production dictate
what type of society it is.
• The two main classes of society are the
bourgeoisie (who control the means of
production and wealth) and the proletariat (who
operate the means of production and are
controlled by the bourgeoisie).
Marxist Theory
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y
75
• Since the bourgeoisie own the means ofproduction—and, therefore, control the money—
they can manipulate politics, government,
education, art, and media.
Marxist Theory
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y
76
• Since the bourgeoisie own the means ofproduction—and, therefore, control the money—
they can manipulate politics, government,
education, art, and media.
• Capitalism is flawed in that it creates
commodification (a desire for possessions, not
for their innate usefulness, but for their social
value). Display of material objects is the mostcommon way of showing off one’s wealth.
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Marxist Theory
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Materialism versus Spirituality
• Regardless of what some might claim, social values reflect material goals, not abstract ideals.
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• Regardless of what some might claim, social values reflect material goals, not abstract ideals.
• The material world is the only non-subjective
element in a society. Money and material
possessions are the same by every measure
within a society, whereas spirituality is
completely subjective.
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• Regardless of what some might claim, social values reflect material goals, not abstract ideals.
• The material world is the only non-subjective
element in a society. Money and material
possessions are the same by every measure
within a society, whereas spirituality is
completely subjective.
• The quality of a person’s life is not destroyed byspiritual failure but by material failure.
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Class Conflict
• A Capitalist society will inevitability experienceconflict between its social classes.
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• A Capitalist society will inevitability experienceconflict between its social classes.
• The owners and the workers will have different
ideas about the division of the wealth generated,
and the owners will ultimately make thedecision.
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• A Capitalist society will inevitability experienceconflict between its social classes.
• The owners and the workers will have different
ideas about the division of the wealth generated,
and the owners will ultimately make thedecision.
• This constant conflict, or dialectical
materialism, is what instigates change.
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• The bourgeoisie present their political, economic,and social structures as the only reasonable ones.
The proletariat, indoctrinated from birth to have
pride in their station, are prevented from
wanting to overthrow their oppressors(ironically, the smaller and actually less-powerful
group).
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• The bourgeoisie present their political, economic,and social structures as the only reasonable ones.
The proletariat, indoctrinated from birth to have
pride in their station, are prevented from
wanting to overthrow their oppressors(ironically, the smaller and actually less-powerful
group).
• The only real social division is class. Divisions of
race, ethnicity, gender, and religion are artificial,devised by the bourgeoisie to distract the
proletariat from realizing their unity and
rebelling against their oppressors.
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• Marx called on the proletariat to reject the socialstructure of the bourgeoisie, the rules that would
keep them subservient forever, and form their
own values. Such a course would be the only way
to escape the oppression, for the proletariatcould never defeat the bourgeoisie on its own
terms. For the workers to win, they must
establish new terms.
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Art, Literature, and Ideologies
• Art and literature are among the vehicles bywhich the bourgeoisie impose their value system
on the proletariat. The arts can make the current
system seem attractive and logical, thus lulling
the workers into an acceptance of it.
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• Art and literature are among the vehicles bywhich the bourgeoisie impose their value system
on the proletariat. The arts can make the current
system seem attractive and logical, thus lulling
the workers into an acceptance of it.• Works of art and literature are enjoyable, so the
audience is unaware of being manipulated.
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• The bourgeoisie control most artistic outputbecause, whether through patronage or
sponsorship, they are the entity that funds the
arts and entertainment. Since the bourgeoisie
materially support the writers and the painters—owning the means of production as well as
serving as primary consumers—the artist must
be careful not to offend bourgeois values.
Anything offensive or challenging to thebourgeoisie will simply not be published or sold.
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• The bourgeoisie control most artistic output
because, whether through patronage or
sponsorship, they are the entity that funds the
arts and entertainment. Since the bourgeoisie
materially support the writers and the painters—owning the means of production as well as
serving as primary consumers—the artist must
be careful not to offend bourgeois values.
Anything offensive or challenging to thebourgeoisie will simply not be published or sold.
• Any artist who wishes to criticize the bourgeoisie
must do so in a subtle way (satire, irony, etc.).
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Essential questions for a Marxist reading:
!
Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?
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!
Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?
!Why do the powerful have the power? Why are the
powerless without power?
!Is there class conflict and struggle?
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!
Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?
!Why do the powerful have the power? Why are the
powerless without power?
!Is there class conflict and struggle?
!Is there alienation and/or fragmentation evident in
any of the characters? If so, in whom? The powerful?
The powerless?
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!
Who are the powerful people in the text? Who arethe powerless? Who receives the most attention?
!Why do the powerful have the power? Why are the
powerless without power?
!Is there class conflict and struggle?
!Is there alienation and/or fragmentation evident in
any of the characters? If so, in whom? The powerful?
The powerless?
!Do the powerful in the text suppress the powerless?
How? News? Media? Religion? Literature?
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!
What can you infer from the setting about thedistribution of wealth?
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!
What can you infer from the setting about thedistribution of wealth?
!What does the society value? Are possessions
acquired for their usefulness or their social value?
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!
What can you infer from the setting about thedistribution of wealth?
!What does the society value? Are possessions
acquired for their usefulness or their social value?
!Is the text itself a product of the society in which it
was created? How do you know?
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!
What can you infer from the setting about thedistribution of wealth?
!What does the society value? Are possessions
acquired for their usefulness or their social value?
!Is the text itself a product of the society in which it
was created? How do you know?
!Is the work consistent in its ideologies, or is there an
inner conflict?
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!
What can you infer from the setting about thedistribution of wealth?
!What does the society value? Are possessions
acquired for their usefulness or their social value?
!Is the text itself a product of the society in which it
was created? How do you know?
!Is the work consistent in its ideologies, or is there an
inner conflict?
!After reading this text, do you notice any system of
oppression that you have accepted? If so, what
system, and how do you think you came to accept it?
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Examining “Cinderella” from a Marxist
Perspective
Consider Cinderella as a representative of the
proletariat:
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Consider Cinderella as a representative of the
proletariat:
• oppressed by her bourgeoisie stepmother and
stepsisters, who have stolen her rightfulinheritance and turned her into a servant in her
own home;
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Consider Cinderella as a representative of the
proletariat:
• oppressed by her bourgeoisie stepmother and
stepsisters, who have stolen her rightfulinheritance and turned her into a servant in her
own home;
• desiring to join the ranks of the bourgeoisie by
marrying the prince.
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Psychoanalytic or Freudian Theory
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Psychoanalyticor Freudian Theory
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The Psychoanalytic or Freudian Theory
encompasses two almost contradictory
critical theories. The first focuses on
the text itself, with no regard to outside
influences; the second focuses on the
author of the text.
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According to the first view, reading and
interpretation are limited to the work
itself. One will understand the work byexamining conflicts, characters, dream
sequences, and symbols.
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One will further understand that a
character’s outward behavior might
conflict with inner desires or might
reflect as-yet-undiscovered inner desires.
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There are strong Oedipal connotations in Freudian
theory:
Main areas of study/points of criticism of the
first view are:
• the son’s desire for his mother
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There are strong Oedipal connotations in Freudian
theory:
• the son’s desire for his mother
• the father’s envy of the son and rivalry for
the mother’s attention
Psychoanalytic or Freudian Theory
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There are strong Oedipal connotations in Freudian
theory:
• the son’s desire for his mother
• the father’s envy of the son and rivalry for
the mother’s attention
• the daughter’s desire for her father
Psychoanalytic or Freudian Theory
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There are strong Oedipal connotations in Freudian
theory:
• the son’s desire for his mother
• the father’s envy of the son and rivalry for
the mother’s attention
• the daughter’s desire for her father
• the mother’s envy of the daughter and rivalryfor the father’s attention.
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There are strong Oedipal connotations in Freudian
theory:
• the son’s desire for his mother
• the father’s envy of the son and rivalry for
the mother’s attention
• the daughter’s desire for her father
• the mother’s envy of the daughter and rivalryfor the father’s attention.
Of course, these all operate on a subconscious level
to avoid violating serious social mores.
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There is an emphasis on the meaning of dreams.
• It is in dreams that a person’s subconscious
desires are revealed.
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There is an emphasis on the meaning of dreams.
• It is in dreams that a person’s subconscious
desires are revealed.
• What a person cannot express or do because
of social rules will be expressed and
accomplished in dreams, where there are no
social rules.
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There is an emphasis on the meaning of dreams.
• It is in dreams that a person’s subconscious
desires are revealed.
• What a person cannot express or do because
of social rules will be expressed and
accomplished in dreams, where there are no
social rules.
• Most of the time, people are not even aware
what they secretly desire until their
subconscious goes unchecked in sleep.
Psychoanalytic or Freudian Theory
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According to psychoanalytic theory, there are
three parts to the subconscious, which is the
largest part of the human personality:
The id—the basic desire.
• The id has no sense of conscience, thus
making it everyone’s “inner child.” Children,before they are taught social skills, operate
entirely through the id. They cry in public,
perform bodily functions with no sense of
shame, and demand immediate gratification
of their needs and desires.
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The superego—the opposite of the id.
• The superego is the repository of all socially
imposed behavior and sense of guilt. Whilethe id is innate, the superego is learned.
Humans develop a superego by having
parents scold them and other members of
society teach them.
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The superego—the opposite of the id.
• How one is socialized—by punishment and
shame—will have a lifelong impact on thefunctioning of his or her subconscious.
Psychoanalytic or Freudian Theory
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The ego—reality.
• The ego struggles to achieve a balance
between the id and the superego. The egotakes the desires of the id, filters them
through the superego, and devises an action
that satisfies both. The ego realizes that the
id must be satisfied but that there are
certain socially acceptable ways to achieve
satisfaction.
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Psychoanalytic or Freudian Theory
M i f t d / i t f iti i f th
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Main areas of study/points of criticism of the
second view:
• An essential relationship exists between the author
of the work and the work itself. In order to
understand a work, one must fully understand the
author’s life and values.
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• An essential relationship exists between the author
of the work and the work itself. In order to
understand a work, one must fully understand the
author’s life and values.
• Although a work might not be blatantly
autobiographical, psychoanalysts argue that there
is always something of the author in the work,
whether it be a character, character trait, theme, or
motif.
Psychoanalytic or Freudian Theory
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• Often, authors will satirize characters they dislike
or will be overtly sympathetic to those they do like.
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• Often, authors will satirize characters they dislike
or will be overtly sympathetic to those they do like.
• This author’s bias often has an effect on the reader,
which is exactly what the author wants. When
reading, people are extremely vulnerable to the
author’s chosen point of view (the only way they
hear the story is through the author’s narrator).
Psychoanalytic or Freudian Theory
This type of psychoanalytic reading includes the
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• Reference to what is known or surmised about
the author’s personality is used to explain and
interpret a literary work. For example, Charles
Dickens grew up poor and later wrote bookssympathetic to boys growing up poor.
This type of psychoanalytic reading includes the
following:
Psychoanalytic or Freudian Theory
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• Reference to what is known or surmised about
the author’s personality is used to explain and
interpret a literary work. For example, Charles
Dickens grew up poor and later wrote bookssympathetic to boys growing up poor.
• Reference to a literary work is made in order to
establish an understanding of the mind of the
author. For example, judging by Harper Lee’s ToKill a Mockingbird, one might reasonably
conclude that Harper Lee herself was sympathetic
to the plight of black Americans.
Psychoanalytic or Freudian Theory
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• Studying the literary work of an author is a
means of knowing the author as a person. The
more novels by Charles Dickens one reads, the
more one can infer about the author’s beliefs, values, hopes, fears, etc.
Psychoanalytic or Freudian Theory
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• An artist may put his or her repressed desires on
the page in the form of actions performed by
characters. For example, an author who
consistently writes stories in which his femalecharacters are weak, dependent, or unintelligent
might be expressing latent misogynist
tendencies. Likewise, a female author might
express her latent misandry through weak,blatantly evil, or thoroughly inconsequential
male characters.
Psychoanalytic or Freudian Theory
Essential questions for a psychoanalytic reading
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Essential questions for a psychoanalytic reading
are:
!What are the traits of the main character?
Psychoanalytic or Freudian Theory
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!What are the traits of the main character?
!How does the author reveal those traits?
Psychoanalytic or Freudian Theory
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!What are the traits of the main character?
!How does the author reveal those traits?
!What do you learn about the character through the
narrator?
Psychoanalytic or Freudian Theory
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!What are the traits of the main character?
!How does the author reveal those traits?
!What do you learn about the character through the
narrator?
!What do you learn about the character from the way
other characters relate to him or her?
Psychoanalytic or Freudian Theory
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!What are the traits of the main character?
!How does the author reveal those traits?
!What do you learn about the character through the
narrator?
!What do you learn about the character from the way
other characters relate to him or her?
!What do you infer about the character from his or
her thoughts, actions, and speech?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between the author’s
portrayal of the character and how other characters
react to him or her?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between the author’s
portrayal of the character and how other characters
react to him or her?
!What discrepancies exist between the author’sportrayal of the character and the reader’s
inferences?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between the author’s
portrayal of the character and how other characters
react to him or her?
!What discrepancies exist between the author’sportrayal of the character and the reader’s
inferences?
!
Is the main character a dynamic character (does heor she change throughout the course of the story)? If
so, how and why?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between the author’s
portrayal of the character and how other characters
react to him or her?
!What discrepancies exist between the author’sportrayal of the character and the reader’s
inferences?
!
Is the main character a dynamic character (does heor she change throughout the course of the story)? If
so, how and why?
!How does the character view him or herself?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between a character’s view
of him or herself and other characters’ reactions, the
author’s portrayal, and/or reader inference?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between a character’s view
of him or herself and other characters’ reactions, the
author’s portrayal, and/or reader inference?
!How do the characters view one another?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between a character’s view
of him or herself and other characters’ reactions, the
author’s portrayal, and/or reader inference?
!How do the characters view one another?
!Is there any discrepancy between a character’s
personal opinion of him or herself and how others
think about him or her?
Psychoanalytic or Freudian Theory
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!What discrepancies exist between a character’s view
of him or herself and other characters’ reactions, the
author’s portrayal, and/or reader inference?
!How do the characters view one another?
!Is there any discrepancy between a character’s
personal opinion of him or herself and how others
think about him or her?!What types of relationships exist in the work?
Psychoanalytic or Freudian Theory
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!What types of images are used in conjunction with
the character? What do they symbolize?
Psychoanalytic or Freudian Theory
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!What types of images are used in conjunction with
the character? What do they symbolize?
!What symbols are used in the course of the story?
What do they symbolize?
Psychoanalytic or Freudian Theory
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!What types of images are used in conjunction with
the character? What do they symbolize?
!What symbols are used in the course of the story?
What do they symbolize?
!Do any characters have dreams or inner
monologues? What is revealed about a character
through dreams that would not otherwise berevealed?
Psychoanalytic or Freudian Theory
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!Are there any inner conflicts within the character?
How are these conflicts revealed? How are they dealt
with? Are they ever resolved? How?
Psychoanalytic or Freudian Theory
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!Are there any inner conflicts within the character?
How are these conflicts revealed? How are they dealt
with? Are they ever resolved? How?
!Do any characters perform uncharacteristic actions?If so, what? What could these actions mean?
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Psychoanalytic or Freudian Theory
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• Consider Cinderella as a representative of the id—
expressing desire.
• Consider the stepmother and stepsisters as
representatives of the superego—preventing the idfrom fulfilling its desire.
Psychoanalytic or Freudian Theory
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• Consider Cinderella as a representative of the id
—expressing desire.
• Consider the stepmother and stepsisters as
representatives of the superego—preventing theid from fulfilling its desire.
• Consider the fairy godmother and the prince as
representatives of the ego—negotiating between
the id and the superego and allowing the desiresof the id to be fulfilled in a socially acceptable
manner.
Psychoanalytic or Freudian Theory
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• Examine the discrepancy between the narrator’s
depiction of the stepmother and stepsisters and
their views of themselves.
Psychoanalytic or Freudian Theory
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• Examine the discrepancy between the narrator’s
depiction of the stepmother and stepsisters and
their views of themselves.
• Examine the text for evidence of latent misogynyor misandry on the part of Charles Perrault (or
the Grimm brothers).
Mythological or Archetypal Theory
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Archetypal or
Mythological Theory
Mythological or Archetypal Theory
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Mythological, archetypal, andpsychological criticism are all closely
related. This is because Freud based
many of his theories on the idea of the
social archetype. His pupil, Carl Jung,refined Freud’s theories and expanded
them into a more cross-cultural
philosophy.
Mythological or Archetypal Theory
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Critics who examine texts from a
mythological/archetypal standpoint are
looking for symbols. Jung defined an
archetype as “a figure...that repeatsitself in the course of history wherever
creative fantasy is fully manifested.”
Mythological or Archetypal Theory
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Jung theorized that human beings wereborn with an innate knowledge of
certain archetypes. The evidence of
this, Jung claimed, lay in the fact that
some myths are repeated throughouthistory in cultures and eras that could
not possibly have had any contact with
one another.
Mythological or Archetypal Theory
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Every culture has a creation story, a-life-
after-death belief, and a reason for
human failings, and these stories—when studied comparatively—are far
more similar than different.
Mythological or Archetypal Theory
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When looking for archetypes, critics
take note of general themes, characters,
and situations that recur in literatureacross writers, genres, periods, and
societies.
Mythological or Archetypal Theory
Traditional literary and mythological
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Traditional literary and mythological
archetypes can be successfully
translated to other genres and time
periods. Because they draw on feelings,
situations, concerns, and issues that
have been a part of the humancondition in every generation, the plays
of William Shakespeare, the novels of
Jane Austen, the episodes of Homer can
be, and have been, updated andreformatted time and time again.
Mythological or Archetypal Theory
Three main points of study:
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1. archetypal characters
Mythological or Archetypal Theory
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1. archetypal characters
2. archetypal images
Mythological or Archetypal Theory
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1. archetypal characters
2. archetypal images
3. archetypal situations
Mythological or Archetypal Theory
Archetypal Characters
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• a figure, often larger than life, whose search
for identity and/or fulfillment results in his
or her destruction (often accompanied by
the destruction of society in general).
the HERO:
Mythological or Archetypal Theory
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• a figure, often larger than life, whose search
for identity and/or fulfillment results in his
or her destruction (often accompanied by
the destruction of society in general).• The aftermath of the death of the hero,
however, results in progress toward some
ideal.
the HERO:
Mythological or Archetypal Theory
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• While this applies to modern superheroes
such as Superman (Clark Kent, searching for
the balance between his super self and his
mortal identity), it also applies to the centralfigures in many religions.
the HERO:
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Mythological or Archetypal Theory
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• Christianity’s Jesus, who must come to terms
with his destiny as the Messiah, Judaism’s
Moses, reluctant to fulfill his assigned
destiny as the leader of the Israelites, andthousands of other literary and religious
figures throughout history are examples of
the archetype.
• Variations of the HERO figure include the
“orphaned” prince or the lost chieftain’s son
raised ignorant of his heritage until he is
rediscovered (King Arthur, Theseus).
the HERO:
Mythological or Archetypal Theory
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• an innocent character on whom a situation is
blamed—or who assumes the blame for a
situation—and is punished in place of the
truly guilty party, thus removing the guiltfrom the culprit and from society.
the SCAPEGOAT:
Mythological or Archetypal Theory
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• a character who is separated from (or
separates him or herself from) society due to
either an impairment or an advantage that
sets this character apart from others. Often,the Hero is an outcast at some point in his or
her story.
the LONER or OUTCAST:
Mythological or Archetypal Theory
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• a character who is separated from (or
separates him or herself from) society due to
either an impairment or an advantage that
sets this character apart from others. Often,the Hero is an outcast at some point in his or
her story.
• Jesus goes into the desert to discern his
destiny.
the LONER or OUTCAST:
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Mythological or Archetypal Theory
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• Victor Frankenstein travels to remote locales
to avoid people when he realizes that he has
created a monster.
the LONER or OUTCAST:
Mythological or Archetypal Theory
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• the UNDERDOG, the smaller, weaker, less-
worldly-wise character, who usually emerges
victorious at the end of the story;
Two common variations of the LONER are
Mythological or Archetypal Theory
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• the UNDERDOG, the smaller, weaker, less-
worldly wise character, who usually emerges
victorious at the end of the story;
• the guilt-ridden figure in search ofredemption.
Two common variations of the LONER are
Mythological or Archetypal Theory
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• the male or female personification of evil.
the VILLAIN:
Mythological or Archetypal Theory
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• the male or female personification of evil.
• While nearly all works of literature include
an antagonist to provide conflict with the
protagonist, not all antagonists are villains.
the VILLAIN:
Mythological or Archetypal Theory
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• Villains personify evil. Their malice is often
apparently unmotivated, or is motivated by a
single grievance from the past. The villain’s
malice is often limitless, and rarely is the villain reformed within the context of the
story. Examples of archetypal villains are
Satan and Loki, from Norse mythology.
the VILLAIN:
Mythological or Archetypal Theory
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• the “mad scientist”
Some variations of the VILLAIN figure include:
Mythological or Archetypal Theory
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• the “mad scientist”
• the bully
Some variations of the VILLAIN figure include:
Mythological or Archetypal Theory
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• the female who possesses what the male
desires and uses his desire (either
intentionally or unintentionally) as a means
to his ultimate destruction. Examples areEve, Juliet, Lady Macbeth.
the TEMPTRESS:
Mythological or Archetypal Theory
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• Mother Nature, Mother Earth—the
nurturing, life-giving aspect of femininity.
the EARTH MOTHER/GODDESS:
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Mythological or Archetypal Theory
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• largely of Eastern origin, the sage is the
elderly wise man, the teacher or mentor.
Examples from Western literature would be
Merlin and Tiresias.• Yoda from Star Wars and Gandalf from The
Hobbit and The Lord of the Rings are
contemporary derivations.
the SAGE:
Mythological or Archetypal Theory
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• the wise woman, the crone, or witch.
Some variations of the SAGE include:
Mythological or Archetypal Theory
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• the wise woman, the crone, or witch.
Note that, while the male SAGE’s wisdom is
usually spiritual or philosophical (often with
political or military applications), the wisewoman’s wisdom tends to concern the
workings of nature—hence, the connection
of the wise woman with witchcraft and the
associated superstitions.
Some variations of the SAGE include:
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Mythological or Archetypal Theory
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• the stern, but loving authority figure.
• the oracle: male or female prophet, fortune-
teller, soothsayer.
Some variations of the SAGE include:
Mythological or Archetypal Theory
Archetypal Images
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• red as blood, anger, passion, violence;
COLORS:
Mythological or Archetypal Theory
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• red as blood, anger, passion, violence;
• gold as greatness, value, wealth;
COLORS:
Mythological or Archetypal Theory
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• red as blood, anger, passion, violence;
• gold as greatness, value, wealth;
• green as fertility, luxury, growth;
COLORS:
Mythological or Archetypal Theory
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• red as blood, anger, passion, violence;
• gold as greatness, value, wealth;
• green as fertility, luxury, growth;
• blue (the color of the sky) as peace, serenity;
COLORS:
Mythological or Archetypal Theory
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• red as blood, anger, passion, violence;
• gold as greatness, value, wealth;
• green as fertility, luxury, growth;
• blue (the color of the sky) as peace, serenity;
• white as purity, goodness, God-like holiness,
etc.
COLORS:
Mythological or Archetypal Theory
S
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• three for the Christian Trinity, stability (a
stand with three legs can stand steadily on
most surfaces);
NUMBERS:
Mythological or Archetypal Theory
NUMBERS
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• three for the Christian Trinity, stability (a
stand with three legs can stand steadily on
most surfaces);
• four for the four seasons, the four ancientelements (earth, water, fire, air);
NUMBERS:
Mythological or Archetypal Theory
NUMBERS
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• three for the Christian Trinity, stability (a
stand with three legs can stand steadily on
most surfaces);
• four for the four seasons, the four ancientelements (earth, water, fire, air);
• twelve for the months of the year, the tribes
of ancient Israel, the apostles of Jesus.
NUMBERS:
Mythological or Archetypal Theory
WATER
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• the source of life and sustenance; cleansing
or purification; baptism.
WATER:
Mythological or Archetypal Theory
FIRE
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• ambiguously both protective and destructive;
FIRE:
Mythological or Archetypal Theory
FIRE
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• ambiguously both protective and destructive;
• on an archetypal level, fire often symbolizes
human knowledge and industry (Prometheus
stole fire from the gods and gave it tohumankind when there were no other gifts
left to give.)
FIRE:
Mythological or Archetypal Theory
Th FOUR ANCIENT ELEMENTS
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• fire
The FOUR ANCIENT ELEMENTS:
Mythological or Archetypal Theory
Th FOUR ANCIENT ELEMENTS
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• fire
• water
The FOUR ANCIENT ELEMENTS:
Mythological or Archetypal Theory
The FOUR ANCIENT ELEMENTS:
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• fire
• water
• air
The FOUR ANCIENT ELEMENTS:
Mythological or Archetypal Theory
The FOUR ANCIENT ELEMENTS:
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• fire
• water
• air
• earth.
The FOUR ANCIENT ELEMENTS:
Mythological or Archetypal Theory
GARDENS:
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• natural abundance;
GARDENS:
Mythological or Archetypal Theory
GARDENS:
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• natural abundance;
• easy, beautiful life;
GARDENS:
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Mythological or Archetypal Theory
GARDENS:
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• natural abundance;
• easy, beautiful life;
• new birth, hope;
• Eden, the original Paradise from which
humankind was expelled.
GARDENS:
Mythological or Archetypal Theory
GEOMETRIC SHAPES:
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• a triangle for the Trinity
GEOMETRIC SHAPES:
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Mythological or Archetypal Theory
CELESTIAL BODIES:
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• the sun (masculine) is both the giver and
destroyer of life.
CELESTIAL BODIES:
Mythological or Archetypal Theory
CELESTIAL BODIES:
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• the sun (masculine) is both the giver and
destroyer of life
• the moon (feminine) marks the passage of
time and controls the course of humanevents. Planting, harvesting, etc., are all
determined more by the phases of the moon
than the progress of the sun.
CELESTIAL BODIES:
Mythological or Archetypal Theory
MASCULINE IMAGES/SYMBOLS:
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• columns
MASCULINE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
MASCULINE IMAGES/SYMBOLS:
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• columns
• towers
MASCULINE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
MASCULINE IMAGES/SYMBOLS:
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• columns
• towers
• boats
MASCULINE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
MASCULINE IMAGES/SYMBOLS:
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• columns
• towers
• boats
• trees
MASCULINE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
MASCULINE IMAGES/SYMBOLS:
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• columns
• towers
• boats
• trees
• etc.
MASCULINE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
FEMININE IMAGES/SYMBOLS:
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• bodies of water
FEMININE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
FEMININE IMAGES/SYMBOLS:
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• bodies of water
• caves
FEMININE IMAGES/SYMBOLS:
Mythological or Archetypal Theory
FEMININE IMAGES/SYMBOLS:
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• bodies of water
• caves
• doorways
Mythological or Archetypal Theory
FEMININE IMAGES/SYMBOLS:
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• bodies of water
• caves
• doorways
• windows.
Mythological or Archetypal Theory
CAVES:
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• ambiguously can represent the womb (the
source of life) and the grave.
Mythological or Archetypal Theory
CAVES:
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• ambiguously can represent the womb (the
source of life) and the grave
• often represent the entrance to the
underworld (related to the grave), as well asto the unexplored regions of the human
mind and soul.
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Mythological or Archetypal Theory
Archetypal Situations
the QUEST:
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• the hero’s endeavor to establish his or her
identity or fulfill his or her destiny.
Q
Mythological or Archetypal Theory
Variations on the QUEST can include:
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• the Faustian bargain: the selling of one’s soul
to the devil (metaphorically representing the
notion that one would “give anything” in
order to…) in exchange for unlimited power,knowledge, wealth, etc. Examples include
King Midas.
Q
Mythological or Archetypal Theory
Variations on the QUEST can include:
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• the Faustian bargain: the selling of one’s soul
to the devil (metaphorically representing the
notion that one would “give anything” in
order to…) in exchange for unlimited power,knowledge, wealth, etc. Examples include
King Midas.
• the pursuit of revenge for a real or perceived
wrong, as exemplified by Captain Ahab’squest in Moby Dick.
Mythological or Archetypal Theory
Variations on the QUEST can include:
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• the descent into the underworld. (Note that
this is usually one part of the quest rather
than the entire quest itself.)
Mythological or Archetypal Theory
the RENEWAL OF LIFE:
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• death and rebirth, resurrection as seen in the
cycle of the seasons, the phases of the day,
sleeping and waking. Examples are
“Sleeping Beauty,” “The Secret Garden,” etc.
Mythological or Archetypal Theory
INITIATION:
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• coming of age, rites of passage. Some
examples include the first hunt, weddings,
teenage angst films.
Mythological or Archetypal Theory
THE FALL:
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• any event that marks a loss of innocence; a
devolution from a paradisiacal life or
viewpoint to a tainted one.
Mythological or Archetypal Theory
REDEMPTIVE SACRIFICE:
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• any voluntary loss, especially a loss of life,
that results in another’s gaining or regaining
a desired state.
Mythological or Archetypal Theory
the CATALOG OF DIFFICULT TASKS:
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• (labors of Hercules, Cinderella’s treatment
by her stepmother and stepsisters, etc.).
Mythological or Archetypal Theory
the END OF THE WORLD:
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• usually apocalyptic, involving warfare, a
huge battle, a metaphoric final battle
between good and evil.
Mythological or Archetypal Theory
Variations on the end of the world include
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• Armageddon: the final battle between good
and evil according to the Christian New
Testament (book of Revelation), in which
evil is finally vanquished, evildoers receivetheir eternal punishment, and God reigns
over a newly created Heaven and Earth;
Mythological or Archetypal Theory
Variations on the end of the world include
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• Ragnarok: the final battle between two
feuding segments of the Norse pantheon.
Both sides are largely decimated, as is the
human race. Two humans survive torepopulate the human world and worship a
new pantheon formed of the gods who
survive the battle.
Mythological or Archetypal Theory
Variations on the end of the world include
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• the Great Flood: found in the Judeo-
Christian worldview and other belief
systems from around the world, the story of
a great deluge that covered the earth with
water, killing an entire generation of life
forms on earth. A handful survived,
repopulating the earth. According to these
several accounts, the flood was apunishment for human wrongdoing.
Mythological or Archetypal Theory
the TABOO:
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• the commission of a culturally forbidden act,
such as incest or patricide, often
unknowingly or inevitably. Any act or
attitude that can be seen as “unnatural,” a
crime against the ways Nature is supposed
to operate.
Mythological or Archetypal Theory
the BANQUET:
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• fellowship; nourishment of the body and
soul; display of wealth; often used as a
symbol for salvation, Heaven.
Mythological or Archetypal Theory
Essential questions for a mythological/
archetypal reading:
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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be
present?
Mythological or Archetypal Theory
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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be
present?
!
How do any of the characters change over time?What events or people make them change?
Mythological or Archetypal Theory
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!Examine all of the characters—major and minor—and their situations. What archetypes seem to be
present?
!
How do any of the characters change over time?What events or people make them change?
!What is suggested in the setting (time of day, season
of year, location—garden, body of water, etc.) that
might suggest an archetypal reading?
Mythological or Archetypal Theory
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!What types of symbols are used? What do theyrepresent?
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Mythological or Archetypal Theory
d d ll d h b ll
Examining “Cinderella” from an Archetypal
Perspective
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• Consider Cinderella’s attendance at the ball assymbolic of her attaining salvation. (The tasks
assigned to her by her stepmother and
stepsisters—the tempters—distract her from
focusing on her own salvation. Through theagency of a supernatural entity—the fairy
godmother—she receives the unearned love of
the prince.)
Mythological or Archetypal Theory
h h d
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• Examine the stepmother and stepsisters asarchetypal villains.
Mythological or Archetypal Theory
h h d
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• Examine the stepmother and stepsisters asarchetypal villains.
• Examine the chores Cinderella must complete
(especially involving the beans in the fireplace in
Grimm version) as the archetypal catalogue of
difficult tasks.
New Historicism
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New Historicism
New Historicism
A common tendency in the study of literature
d/ f
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written in, and/or set in, a past or foreign
culture is to assume a direct comparison
between the culture as presented in the text
and as it really was.
New Historicism asserts that such a
comparison is impossible for two essential
reasons.
New Historicism
First, the “truth” of a foreign or past culture can never
be known as established and unchangeable.
A d di f h “ h” i b
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• Any understanding of the “truth” is, at best,a matter of interpretation on the parts of
both the writer and the reader.
• This is most blatantly evident in the factthat the “losers” of history are hardly ever
heard. The culture that is dominated by
another is often lost to history because it is
the powerful who have the resources torecord history.
New Historicism
E i h ll
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• Even in recent past events, who reallyknows both sides of the story? Who really
knows the whole of theArab-Israeli story? Or
the Iraqi story?
• New Historicists argue that these unknown
histories are just as significant as the
histories of the culture of power and should
be included in any world-view.
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New Historicism
Second, while the text under consideration does
indeed reflect the culture in which it was written (and
t d i hi h it i t) it l ti i t i
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to some degree in which it is set), it also participates inthe culture in which it is written.
• The very existence of that text in its culture
changes the culture it “reflects.”
• While works like To Kill a Mockingbird and
A Raisin in the Sun certainly reflected the
culture of the mid-20th century United
States, both also raised awareness ofprejudice and injustice and helped to bring
about change.
New Historicism
Main areas of study/points of criticism:
Traditional history is, by its nature, a subjective
ti ll t ld f th i t f i f th
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narrative, usually told from the point of view of thepowerful.
New Historicism
Traditional history is, by its nature, a subjective
ti ll t ld f th i t f i f th
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narrative, usually told from the point of view of thepowerful.
• The losers of history do not have the means to
write their stories, nor is there usually anaudience interested in hearing them. Most
cultures, once dominated by another, are forced
to forget their past.
New Historicism
Traditional history is, by its nature, a subjective
ti ll t ld f th i t f i f th
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narrative, usually told from the point of view of thepowerful.
• The losers of history do not have the means to
write their stories, nor is there usually anaudience interested in hearing them. Most
cultures, once dominated by another, are forced
to forget their past.
• To maintain its sovereignty, the culture of power
simply does not allow the defeated culture to be
remembered.
New Historicism
Traditional history is not only subjectively written, it
i l d d di d bj ti l
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is also read and discussed subjectively.
New Historicism
Traditional history is not only subjectively written, it
is also read and discussed subjectively
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is also read and discussed subjectively.
• Although modern readers say they take history
at face value, no one can help but compare the
past to the present as a means of understandingit, which makes it subjective.
New Historicism
The powerless also have “historical stories” to relate
that are not to be found in official documents mostly
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that are not to be found in official documents, mostlybecause they played no hand in creating those
documents.
New Historicism
The powerless also have “historical stories” to relate
that are not to be found in official documents mostly
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that are not to be found in official documents, mostlybecause they played no hand in creating those
documents.
No reader can claim to have the “truth” of a text orevent; or even that an understanding of the “truth” is
possible. At best, one can acknowledge the validity of
a particular point of view.
New Historicism
When examining a text, the questions to ask are not:
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• Are the characters based on real people?
New Historicism
When examining a text, the questions to ask are not:
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• Are the characters based on real people?
• Are any characters or events in the text drawn
from the author’s life and experiences?
New Historicism
When examining a text, the questions to ask are not:
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• Are the characters based on real people?
• Are any characters or events in the text drawn
from the author’s life and experiences?
• Is the text an accurate portrayal of the time
period in which it is set?
New Historicism
Instead, ask:
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• What view or understanding of the relevant
culture does this text offer?
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New Historicism
The text, rather than being a static artifact of a
definable culture is a participant in a dynamic
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definable culture, is a participant in a dynamic,changeable culture.
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New Historicism
Essential questions for a New Historicist reading:
!What events occurred in the writer’s life that made
the author who he or she is? What has affected his or
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the author who he or she is? What has affected his orher view of life?
New Historicism
!What events occurred in the writer’s life that made
the author who he or she is? What has affected his or
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the author who he or she is? What has affected his orher view of life?
!Who influenced the writer? What people in his or
her life may have helped form this world-view?
New Historicism
!What events occurred in the writer’s life that made
the author who he or she is? What has affected his or
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the author who he or she is? What has affected his orher view of life?
!Who influenced the writer? What people in his or
her life may have helped form this world-view?!What did the writer read that affected his or her
philosophy?
New Historicism
!What events occurred in the writer’s life that made
the author who he or she is? What has affected his or
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the author who he or she is? What has affected his orher view of life?
!Who influenced the writer? What people in his or
her life may have helped form this world-view?!What did the writer read that affected his or her
philosophy?
!
What were the writer’s political views? Was he or sheliberal? Conservative? Moderate?
New Historicism
!In what level in the social order was the writer
raised? How did his economic and social situation
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raised? How did his economic and social situationaffect him or her?
New Historicism
!In what level in the social order was the writer
raised? How did his economic and social situation
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raised? How did his economic and social situationaffect him or her?
!To what level in the social order did the writer
aspire?
New Historicism
!In what level in the social order was the writer
raised? How did his economic and social situation
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raised? How did his economic and social situationaffect him or her?
!To what level in the social order did the writer
aspire?!From what level in the social order did the writer’s
friends come? How were they employed?
New Historicism
!In what level in the social order was the writer
raised? How did his economic and social situation
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raised? How did his economic and social situationaffect him or her?
!To what level in the social order did the writer
aspire?!From what level in the social order did the writer’s
friends come? How were they employed?
!
How powerful or influential was the writer socially?
New Historicism
!In what level in the social order was the writer
raised? How did his economic and social situation
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raised? How did his economic and social situationaffect him or her?
!To what level in the social order did the writer
aspire?!From what level in the social order did the writer’s
friends come? How were they employed?
!
How powerful or influential was the writer socially?!What were the writer’s social concerns? What did he
or she do about them?
New Historicism
!What type of person was the writer in his or her
society?
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society?
New Historicism
!What type of person was the writer in his or her
society?
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society?
!What was happening in the world at the time the
book was written? What was occurring during the
time in which it is set?
New Historicism
!What type of person was the writer in his or her
society?
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soc ety?
!What was happening in the world at the time the
book was written? What was occurring during the
time in which it is set?!What were some major controversies at the time the
book was written? The time in which it is set?
New Historicism
!What type of person was the writer in his or her
society?
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y
!What was happening in the world at the time the
book was written? What was occurring during the
time in which it is set?!What were some major controversies at the time the
book was written? The time in which it is set?
!
Who was on either side of the controversy? Whowere the powerful? Who were the powerless?
New Historicism
!Why were the powerful in their positions of power?
What qualities did they have? What events
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q ytranspired to get them to their positions?
New Historicism
!Why were the powerful in their positions of power?
What qualities did they have? What events
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q ytranspired to get them to their positions?
!What is similar about the perspective of this book
and other books written in or about the same era?What is different?
New Historicism
!Why were the powerful in their positions of power?
What qualities did they have? What events
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q ytranspired to get them to their positions?
!What is similar about the perspective of this book
and other books written in or about the same era?What is different?
!How did the public receive the work when it was
first published? What factors helped shape this
reception?
New Historicism
!How did the critics receive the work when it was first
published? What factors helped shape this reception?
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p p p p
New Historicism
!How did the critics receive the work when it was first
published? What factors helped shape this reception?
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p p p p
!Did this work have any impact on its society or
culture? What was the nature of this impact?
New Historicism
!How did the critics receive the work when it was first
published? What factors helped shape this reception?
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p p p p
!Did this work have any impact on its society or
culture? What was the nature of this impact?
!What different or untraditional perspectives ofhistory does this text represent?
New Historicism
!How did the critics receive the work when it was first
published? What factors helped shape this reception?
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p p p p
!Did this work have any impact on its society or
culture? What was the nature of this impact?
!What different or untraditional perspectives ofhistory does this text represent?
!How does this text adhere to the conventions of
literature in the era in which it was written?
New Historicism
!How did the critics receive the work when it was first
published? What factors helped shape this reception?
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p p p p
!Did this work have any impact on its society or
culture? What was the nature of this impact?
!What different or untraditional perspectives ofhistory does this text represent?
!How does this text adhere to the conventions of
literature in the era in which it was written?!How does this text violate or depart from those
conventions?
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New Historicism
• What can we infer about the society in which thisstory—considering especially the violence and
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ystory—considering, especially, the violence and
vengeance in the Grimm version—would evolve
and be told to young children?
• What can we infer about property andinheritance laws in the society in which
“Cinderella” evolved? What can we infer about
the society’s view of royalty and monarchic
power?
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New Historicism
What societal and cultural values can we infer about
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• family relationships?
• the nature of “goodness”?
New Historicism
What societal and cultural values can we infer about
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• family relationships?
• the nature of “goodness”?
• rewards for “goodness”?
New Historicism
What societal and cultural values can we infer about
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• family relationships?
• the nature of “goodness”?
• rewards for “goodness”?• the status of women?
Formalism
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Formalism
Formalism
The formalist approach to literature
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was developed at the beginning of the
20th century and remained the primary
approach to literary study until the
1970s, when other literary theories
began to gain popularity.
Formalism
As the name suggests formalism is
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As the name suggests, formalism is
concerned primarily with form. Rather
than INTERPRETING what a text
means, the formalist ANALYZES how that that meaning is communicated.
Formalism
Beyond identifying tone, mood, and soh f li i h h
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on, the formalist examines how the
author has created that tone and mood.
If the text is suspenseful, how does theauthor create that suspense? If funny,
what are the sources of that humor?
Formalism
Formalists assert that each work is a
separate entity—not dependent uponh h ’ lif h l i hi h i
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the author’s life, the culture in which it
was created, or any other category to
which it belongs.
No paraphrase is used in a formalist
examination, and no reader reaction is
discussed.
Formalism
Formalists study recurrences,
repetitions, and motifs in a work in
order to understand it. They view evenh i i d il f k f
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the tiniest details of a work as parts of
the whole.
In the formalist approach, even a lackof form indicates something. Absurdity
is in itself a form—one used to convey
a specific meaning (even if that
meaning is a lack of meaning).
Formalism
Three main areas of study:
1. form and unity
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Formalism
Three main areas of study:
1. form and unity
2. diction
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Formalism
Three main areas of study:
1. form and unity
2. diction
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3. incongruities or inconsistencies
Formalism
Form and Unity
Cadence—how the words, phrases, and sentences
sound. When a character or a narrator is speaking,the sound of what is being said or how it is being
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the sound of what is being said, or how it is being
said, can give clues as to who the character is and
why he or she is in the work.
Formalism
h h
Cadence also includes an examination of the formal
and informal language patterns used by the author:
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• rhythm or meter,
Formalism
h h
Cadence also includes an examination of the formal
and informal language patterns used by the author:
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• rhythm or meter,
• rhyme,
Formalism
h h
Cadence also includes an examination of the formal
and informal language patterns used by the author:
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• rhythm or meter,
• rhyme,
• sound devices like alliteration,onomatopoeia, etc.
Formalism
Repetition and recurrences—The author’s using the
same word, phrase, or concept repeatedly is alwaysa clue to its importance as are instances of the same
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a clue to its importance, as are instances of the same
event happening more than once in a story.
Formalists also note how the context of the motif or
recurring event changes with each repetition, or howthe motif or event itself changes.
Formalism
h d h i th fli t i t d d?
Structures—the story arc and character arcs are of
great interest to formalists:
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• how and when is the conflict introduced?
Formalism
h d h i th fli t i t d d?
Structures—the story arc and character arcs are of
great interest to formalists:
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• how and when is the conflict introduced?
• what events constitute the “rising action”?
Formalism
• h d h i th fli t i t d d?
Structures—the story arc and character arcs are of
great interest to formalists:
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• how and when is the conflict introduced?
• what events constitute the “rising action”?
• how does one plot event lead to the next?
Formalism
• ho and hen is the conflict introduced?
Structures—the story arc and character arcs are of
great interest to formalists:
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• how and when is the conflict introduced?
• what events constitute the “rising action”?
• how does one plot event lead to the next?• how do various character arcs interact with
one another and with the main plot?
Formalism
Relationships—By looking carefully at the
connections among the people in the story, andamong the various plotlines, one can understand the
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among the various plotlines, one can understand the
meaning of a work. The author puts each character
into the story for a reason. The reader’s job is to find
that reason. Likewise, every plotline has a purpose.
Formalism
Denotation—Establishing the literal, dictionary
definitions of the words used by the author is vitalto understanding a text. If a reader does not know
Diction
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to understanding a text. If a reader does not know
what the words mean, he or she can have no idea
what the text is saying.
Formalism
Formalists will often consult a dictionary for the
definitions even of words they think they know.They are especially careful to consult the dictionary
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ey a e espec a y ca e u to co su t t e d ct o a y
—including the Oxford English Dictionary—to learn
what a word meant at the time and in the place the
author used it.
Formalism
Etymology—the study of a word’s origin and the
evolution of its meaning and use are especiallyhelpful when one is studying an old text in which
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e p u w e o e s study g a o d te t w c
the words might mean something quite different
from what they mean today.
A close study of words also helps a reader
understand why the author uses a particular word
rather than a synonym.
Formalism
Connotation—The formalist will also pay close
attention to how the context of the piece may alterthe meaning of a particular word or phrase.
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g p p
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Formalism
Symbols—Again, the formalist will not be as
concerned with the fact that the author is usingsymbolism, or even what the symbols mean. The
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y , y
formalist will be most concerned with how the
symbol works and what it contributes to the overall
effect and meaning of the work.
Formalism
Allusions—Although, strictly speaking, the
formalist restricts his or her study to anexamination of the text alone, the author’s
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,
intentional reference to works, persons, or
events beyond the text is an important technique
the formalist must take into account.
Formalism
Allusions—Although, strictly speaking, the
formalist restricts his or her study to anexamination of the text alone, the author’s
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• There is a reason the author is leading his or
her reader outside of the text. Studying the
allusion is the only way to reveal that
reason.
,
intentional reference to works, persons, or
events beyond the text is an important technique
the formalist must take into account.
Formalism
Irony and paradox—Formalist critics do not
look for perfect unity. Instead, they look fortension and conflict. Irony and paradox are very
Incongruities or Inconsistencies
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y p y
important—irony being the use of a word or a
statement that is the opposite of what is
intended or expected, and paradox being theexistence of two contradictory truths. This
tension is what drives the work.
Formalism
Violation of convention—While the formalist
will not be overly concerned with theclassification of a work, he or she will pay
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p y
attention when an author intentionally violates a
work’s classification:
• obviously satiric elements in a self-professed
tragedy
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Formalism
Violation of convention—While the formalist
will not be overly concerned with theclassification of a work, he or she will pay
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attention when an author intentionally violates a
work’s classification:
• obviously satiric elements in a self-professed
tragedy
• ironic or cynical observations in a Romance
• etc.
Formalism
As modern and post-modern writers experiment
with form and rebel against “traditional”conventions, forms, and even media, formalist
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examinations of how these conventions are
“violated” will increase.
Formalism
Internal violations and variations—The
formalist will pay close attention to instances ofan author’s departing from his or her own
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established structures or forms:
• anachronisms
Formalism
Internal violations and variations—The
formalist will pay close attention to instances ofan author’s departing from his or her own
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established structures or forms:
• anachronisms
• disruptions to the internal chronology of the
work
Formalism
Internal violations and variations—The
formalist will pay close attention to instances ofan author’s departing from his or her own
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established structures or forms:
• anachronisms
• disruptions to the internal chronology of the
work
• shifts in narrative voice, point of view, etc.
Formalism
Internal violations and variations—The
formalist will pay close attention to instances ofan author’s departing from his or her own
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established structures or forms:
• anachronisms
• disruptions to the internal chronology of the
work
• shifts in narrative voice, point of view, etc.
• atypical actions by one or more characters
Formalism
Internal violations and variations—The
formalist will pay close attention to instances ofan author’s departing from his or her own
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established structures or forms:
• anachronisms
• disruptions to the internal chronology of the
work
• shifts in narrative voice, point of view, etc.
• atypical actions by one or more characters
• etc.
Formalism
Essential questions for a formalist reading:
!Does the work exhibit the characteristics of a
particular form, or does it have a unique form?
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Formalism
!Does the work exhibit the characteristics of a
particular form, or does it have a unique form?!In what manner is this story told? Chronologically?
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In what manner is this story told? Chronologically?
Via flashbacks?
Formalism
!Does the work exhibit the characteristics of a
particular form, or does it have a unique form?!In what manner is this story told? Chronologically?
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In what manner is this story told? Chronologically?
Via flashbacks?
!
Is there closure in the narrative? Is the reader leftguessing?
Formalism
!Does the work exhibit the characteristics of a
particular form, or does it have a unique form?!In what manner is this story told? Chronologically?
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In what manner is this story told? Chronologically?
Via flashbacks?
!
Is there closure in the narrative? Is the reader leftguessing?
!What is the point of view of the narrator? How does
this point of view affect the story being told?
Formalism
!Does the work exhibit the characteristics of a
particular form, or does it have a unique form?!In what manner is this story told? Chronologically?
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y g y
Via flashbacks?
!
Is there closure in the narrative? Is the reader leftguessing?
!What is the point of view of the narrator? How does
this point of view affect the story being told?
!Is the author using any specific meter? What effect is
achieved?
Formalism
!Is there any sound that keeps recurring throughout
the work? What is it? What does it mean? How doesit affect the work?
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Formalism
!Is there any sound that keeps recurring throughout
the work? What is it? What does it mean? How doesit affect the work?
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!How does any rhythm in the words affect the work?
Formalism
!Is there any sound that keeps recurring throughout
the work? What is it? What does it mean? How doesit affect the work?
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!How does any rhythm in the words affect the work?
!
Where are examples of foreshadowing?
Formalism
!Is there any sound that keeps recurring throughout
the work? What is it? What does it mean? How doesit affect the work?
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!How does any rhythm in the words affect the work?
!
Where are examples of foreshadowing?!Are there any visual patterns in the work? What do
they do for it?
Formalism
!Is there any sound that keeps recurring throughout
the work? What is it? What does it mean? How doesit affect the work?
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!How does any rhythm in the words affect the work?
!
Where are examples of foreshadowing?!Are there any visual patterns in the work? What do
they do for it?
!
What details of the setting seem to indicatemeaning? (Time of day, season, physical location,
weather?)
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Formalism
!What would a diagram of the plot look like?
!Are there any unfamiliar words? Look them up.
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Formalism
!What would a diagram of the plot look like?
!Are there any unfamiliar words? Look them up.
!Are there any paradoxes in the work? Any ironies?
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!Are there any paradoxes in the work? Any ironies?
What are they? What effect do they have on the tone
or plot of the work?
Formalism
• Look for symbolic, or some other, significance for
the specific items and animals chosen (for the
coach and staff) and/or the numbers of each
Examining “Cinderella” from a Formalist
Perspective
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coac a d sta ) a d/o t e u be s o eac
chosen.
Formalism
• Look for symbolic, or some other, significance for
the specific items and animals chosen (for the
coach and staff) and/or the numbers of each
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)
chosen.
• Compare the speech patterns of Cinderella andthe stepmother and stepsisters. Are there
noticeable differences in cadence? Do any use
more (or less) figurative or poetic language than
the others? Do any speak noticeably more (orless) than the others?
WRITTEN AND
Introduction to
Literary Theory
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EDITED BY
Douglas Grudzina
L AYOUT & DESIGN BY
Maria J. Mendoza Jeremy Clark