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21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

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Page 1: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

et seq.

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 1 of 72 PageID #: 21339

Page 2: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 2 of 72 PageID #: 21340

Page 3: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341

Page 4: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Mary Bell, et al. v. ATH Holding Company, LLC, et al.

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 4 of 72 PageID #: 21342

Page 5: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 5 of 72 PageID #: 21343

Page 6: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 6 of 72 PageID #: 21344

Page 7: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 7 of 72 PageID #: 21345

Page 8: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

res judicata

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 8 of 72 PageID #: 21346

Page 9: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 9 of 72 PageID #: 21347

Page 10: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 10 of 72 PageID #: 21348

Page 11: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 11 of 72 PageID #: 21349

Page 12: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 12 of 72 PageID #: 21350

Page 13: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 13 of 72 PageID #: 21351

Page 14: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 14 of 72 PageID #: 21352

Page 15: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 15 of 72 PageID #: 21353

Page 16: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 16 of 72 PageID #: 21354

Page 17: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 17 of 72 PageID #: 21355

Page 18: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 18 of 72 PageID #: 21356

Page 19: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 19 of 72 PageID #: 21357

Page 20: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 20 of 72 PageID #: 21358

Page 21: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 21 of 72 PageID #: 21359

Page 22: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 22 of 72 PageID #: 21360

Page 23: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 23 of 72 PageID #: 21361

Page 24: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 24 of 72 PageID #: 21362

Page 25: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 25 of 72 PageID #: 21363

Page 26: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 26 of 72 PageID #: 21364

Page 27: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 27 of 72 PageID #: 21365

Page 28: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 28 of 72 PageID #: 21366

Page 29: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 29 of 72 PageID #: 21367

Page 30: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 30 of 72 PageID #: 21368

Page 31: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 31 of 72 PageID #: 21369

Page 32: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 32 of 72 PageID #: 21370

Page 33: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 33 of 72 PageID #: 21371

Page 34: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 34 of 72 PageID #: 21372

Page 35: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 35 of 72 PageID #: 21373

Page 36: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit A

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 36 of 72 PageID #: 21374

Page 37: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 1

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 37 of 72 PageID #: 21375

Page 38: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, Inc., et al.

Exhibit 1

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 38 of 72 PageID #: 21376

Page 39: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 1

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 39 of 72 PageID #: 21377

Page 40: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Required

Exhibit 1

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 40 of 72 PageID #: 21378

Page 41: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

.Plaintiffs

Defendants.

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 41 of 72 PageID #: 21379

Page 42: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 42 of 72 PageID #: 21380

Page 43: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 43 of 72 PageID #: 21381

Page 44: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et

al. v. ATH Holding Company, Inc., et al.

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 44 of 72 PageID #: 21382

Page 45: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

in custodia legis

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 45 of 72 PageID #: 21383

Page 46: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 46 of 72 PageID #: 21384

Page 47: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 47 of 72 PageID #: 21385

Page 48: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 48 of 72 PageID #: 21386

Page 49: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 49 of 72 PageID #: 21387

Page 50: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Attorneys for Plaintiffs

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 50 of 72 PageID #: 21388

Page 51: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Attorneys for the Defendants

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 51 of 72 PageID #: 21389

Page 52: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 52 of 72 PageID #: 21390

Page 53: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 2

Service of this proposed order will be made electronically on all ECF-registeredmacounsel of record via email generated bycothe Court’s ECF system.

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 53 of 72 PageID #: 21391

Page 54: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

.Plaintiffs

Defendants.

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 54 of 72 PageID #: 21392

Page 55: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, LLC, et. al.,

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 55 of 72 PageID #: 21393

Page 56: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

et seq.

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 56 of 72 PageID #: 21394

Page 57: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 57 of 72 PageID #: 21395

Page 58: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, Inc., et al.,

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 58 of 72 PageID #: 21396

Page 59: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, Inc., et al.,

Exhibit 3

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 59 of 72 PageID #: 21397

Page 60: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

.Plaintiffs

Defendants.

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 60 of 72 PageID #: 21398

Page 61: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, LLC, et. al.,

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 61 of 72 PageID #: 21399

Page 62: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

et seq.

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 62 of 72 PageID #: 21400

Page 63: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 63 of 72 PageID #: 21401

Page 64: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, Inc., et al.,

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 64 of 72 PageID #: 21402

Page 65: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Bell, et al. v. ATH Holding Company, Inc., et al.,

Exhibit 4

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 65 of 72 PageID #: 21403

Page 66: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

. Plaintiffs

Defendants.

et seq.

Exhibit 5

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 66 of 72 PageID #: 21404

Page 67: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

et seq.

Exhibit 5

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 67 of 72 PageID #: 21405

Page 68: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

e.g.

Exhibit 5

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 68 of 72 PageID #: 21406

Page 69: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 5

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 69 of 72 PageID #: 21407

Page 70: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

16.

.

Exhibit 5

Service of this proposed order will be made electronically on all ECF-registeredmacounsel of record via email generated bycothe Court’s ECF system.

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 70 of 72 PageID #: 21408

Page 71: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

et seq. Mary Bell, Janice Grider, Cindy Prokish, John A. Hoffman, and Pamela M. Leinonen, individually and as representatives of a class of similarly situated persons of the Anthem 401(k) Plan (formerly the WellPoint 401(k) Retirement Savings Plan), Case No. 1:15-cv-02062,

Exhibit 6

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 71 of 72 PageID #: 21409

Page 72: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶

Exhibit 6

Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 72 of 72 PageID #: 21410