2014 Rising Stars

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Evening ScheduleOpening Remarks

Mary Caracappa, WBC Co-PresidentAndrea Ianniello, WBC Co-President

Introduction of Keynote SpeakerCatalina Hayata, Managing Director, Bank of America

Keynote SpeakerBrian Moynihan, CEO, Bank of America

Dinner is served

Introduction of Isabel Benham Award WinnerDeidre O’Connor, Managing Director, Och-Ziff Capital Management

Isabel Benham Award WinnerErin Ganju, Co-Founder & CEO, Room to Read

Introduction of Merit Award WinnerDiane Sinti, WBC Merit Award Dinner Co-Chair

Merit Award WinnerBeth E. Mooney, Chairman and Chief Executive Officer, KeyCorp

Recognition of Rising StarsSiobhan Dunn, Executive Director, Morgan Stanley

Closing RemarksCarol Britton, WBC Merit Award Dinner Co-Chair

Would like to thank

For hosting tonight’s event and For generously giFting their american museum oF natural history membership event privilege

women’s bond club|3 2014 merit award dinner 4|women’s bond club|3 2014 merit award dinner 4|

Welcome to the 2014 Women’s Bond Club Merit Award Dinner. We are delighted that you have joined us to honor the accomplishments of women in the financial services industry. In the room, we have over 800 guests representing the largest banks, brokerage firms, private equity investment houses, investment banks, asset managers, rating agencies, law firms and accounting, consulting, technology and trade organizations. A true financial community event!

Following our mission of Lead Learn Return, this evening is about recognizing our leaders, learning from their successes and returning value back to our membership and community. The proceeds from this evening’s event will be used to fund our Community Outreach Program that includes merit-based college scholarships and our involvement with the Urban Assembly School for Young Women in Business. As we look to the future, we are pleased to honor our 2014 Rising Stars who are recognized by their firms as women who have achieved significant success and are rapidly progressing in their careers. We also honor two outstanding women for their leadership and life-long accomplishments. Named for one of our founding members, the Isabel Benham award recognizes the contributions of an exceptional woman who has devoted much of her career to helping other women. This year’s Isabel Benham Award goes to Erin Ganju, Co-founder and CEO of Room to Read. Our highest honor, the Merit Award, recognizes a woman who has made a significant contribution to the financial community. This year’s Merit Award winner is Beth E. Mooney, Chairman and CEO of KeyCorp. Please join us in congratulating these women as we look to them to deliver leadership, inspiration and vision for our industry.

On behalf of the Women’s Bond Club, we would like to thank you for your presence and support this evening and throughout the year. We would also like to extend a special thank you to our event host, Brian Moynihan, Chief Executive Officer of Bank of America for his generous sponsorship of this evening’s dinner and for his firm’s ongoing support of the Women’s Bond Club.

Letter from the WBC Co-Presidents

Mary Caracappa Co-President Women’s Bond ClubManaging DirectorMorgan Stanley

Andrea IanielloCo-President Women’s Bond ClubAssociate Director, Office of Financial ResearchDepartment of the Treasury

Who we are

The Women’s Bond Club is a vital community of experienced women across a wide range of financial services and related industries. Founded in 1921, The Women’s Bond Club was the first organization in New York that focused on advancing women in finance. Today we have over 800 members and over 35 of the leading financial services firms as corporate sponsors, with several new additions to our roster. Our members are united by a powerful mission: to advance women’s leadership, grow our intellectual capital, and return value to our companies, communities and upcoming generations. We accomplish this through a series of thought-provoking and engaging events for our members, as well as through our scholarship program and partnerships with non-profit organizations, such as the Urban Assembly School for Young Women in Business, a NYC public high school whose mission is to provide high-quality college preparatory education to young women of diverse backgrounds in a nurturing environment. We invite you to visit our website, www.wbcny.com, which reflects our latest forward looking vision.


Erin Keown Ganju is the co-founder and chief executive officer of Room to Read. From the early start-up days of Room to Read, she has been instrumental in the design and implementation of the Organization’s scalable, replicable model for improving the quality of education across Asia and Africa. She oversees Room to Read’s global operations which includes implementing programs in ten countries, fundraising teams in North America, Europe, Australia and the Asia Pacific region, and a worldwide staff of more than 900 employees. Under her leadership, Room to Read has been recognized with prestigious awards, including the UNESCO 2011 Confucius Prize for Literacy and the Skoll Award for Social. In addition, Erin has been selected as one of the World Economic Forum’s Schwab Foundation Social Entrepreneurs for 2014 and in 2012 was one of Fast Company’s Extraordinary Women. She is a member of the Young Presidents Organization, Forbes Executive Women’s Board and Global Social Venture Competition Advisory Board. Before founding Room to Read, Erin worked at Unilever, Goldman, Sachs & Co. and a couple of technology start-ups. She has spent extensive time working and living in Asia, where she saw firsthand the need to enhance developing countries’ educational systems. Erin holds a combined bachelor’s and master’s degree in international relations and economics from The Johns Hopkins University in Washington, D.C.

Award Recipient› Isabel Benham Award: Recognizes exceptional dedication to the advancement of women.

Erin Keown GanjuChairman and Chief Executive OfficerRoom to Read

Beth Mooney has been Chairman and Chief Executive Officer of KeyCorp since May 1, 2011 and a member of KeyCorp’s Board of Directors since 2010.In November 2010 Mooney was named KeyCorp’s President and Chief Operating Officer. Mooney previously served as Vice Chair, Key Community Bank, which includes Retail Banking, Business Banking, Commercial Middle Market Banking, Wealth Management, Private Banking, Key Investment Services and KeyBank Mortgage.Mooney, who joined Key in April 2006, has over 30 years of experience in retail banking, commercial lending and real estate financing. Prior to her most recent position as Senior Executive Vice President and Chief Financial Officer for Alabama-based AmSouth Bancorporation (now Regions Financial Corporation), Mooney ran its banking operations in Tennessee and Northern Louisiana.Mooney also completed other line assignments of increasing responsibility at Bank One Corporation, Citicorp Real Estate, Inc., Hall Financial Group and Republic Bank of Texas/First Republic. At Bank One, she served as Regional President in Akron and Dayton, and then as President of Bank One Ohio, managing major markets throughout the state.Mooney graduated from the University of Texas in 1977 and earned her Master of Business Administration degree from Southern Methodist University in 1983, where she was selected as a 2007-2008 Distinguished Alumni of the Cox School of Business. She has been recognized by Forbes Magazine as one of “The World’s 100 Most Powerful Women” and by Fortune Magazine as one of the “Most Powerful Women in Business”. In 2013, Mooney ranked No. 1 on American Banker Magazine’s “Most Powerful Women in Banking” list.Mooney is a member of AT&T’s Board of Directors and is a member of the Corporate Development and Finance Committee. She is also a member of the Catalyst Board of Directors and serves on the Investment Committee. Mooney is a Trustee and Treasurer of the Board of the Musical Arts Association (The Cleveland Orchestra), a Trustee of Cleveland Clinic Foundation and a Board member of the United Way of Greater Cleveland. She is a member of The Financial Services Roundtable and is a member of the Supervisory Board of The Clearing House.

Award Recipient› Merit Award: Recognizes outstanding professional contributions in financial services.

Beth E. Mooney Chairman and Chief Executive OfficerKeyCorp


The objective of the Women’s Bond Club Scholarship Program is to award college scholarships to young women in high school looking to advance in a career in business/finance. Since its inception in 2000, WBC has awarded 62 scholarships totaling $1,000,000 under the Scholarship Program. Through the Community Outreach Committee, the Mentoring Sub-Committee looks to partner each scholarship winner with a mentor from the WBC membership who will work with the students through their 4 year college education. Additionally, Community Outreach’s Jobs Sub-Committee will work with the students on resume writing, interviewing skills and look to place the students in internship or full-time positions with our WBC member firms.

In addition to our scholarship program, the Women’s Bond Club has chosen to support the following charitable organizations through Community Outreach’s Charitable Giving Sub-Committee:

Dress for SuccessThe mission of Dress for Success is to advance low-income women’s economic and social development and to encourage self-sufficiency through career development and employment retention. Dress for Success responds to the needs of our communities by providing programs that help economically disadvantaged women acquire jobs, retain their new positions and succeed in the mainstream workplace.One of the recipients of our charitable giving is Dress for Success. The Women’s Bond Club has awarded over $50,000 in grants since 2005 to support a number of their programs. Members of the Women’s Bond Club also proudly support the Dress for Success charity by holding an annual suit/accessories drive at one of our member firm events. We also support the annual Dress for Success Breakfast.You can learn more about Dress for Success and how to donate your gently used suits at their Web site, www.dressforsuccess.org.

Charitable Giving

Scholarship Programs

WBC Philanthropy

As the first organization for women in the financial industry, The Women’s Bond Club was founded in 1921 on the principle of “Women Helping Women.” These activities are even more dynamic and comprehensive today. The Women’s Bond Club Charitable Giving Program is dedicated to improving the lives of women in the New York metropolitan area by contributing to the development of their financial knowledge, skills, education and access. Tonight, we would like to feature Urban Assembly School of Business for Young Women:

Urban Assembly School of Business for Young WomenThe WBC formed a partnership in 2008 with the Urban Assembly School of Business for Young Women (UASBYW), a NYC public high school whose mission is to provide a high-quality college preparatory education to young women of diverse backgrounds in a nurturing environment.

Over the years we have given various grants totaling over $60,000 to fund college bound programs or financial literacy education. We currently have awarded UASBYW a $20,000 grant to fund 80 students who will receive tutoring for SAT and Regents preparation through a partnership with Ivy Key, a NYC based tutoring company which offers tutoring, mentoring and admissions consulting. Ivy Key only employs students attending, or graduates of, an Ivy League school or institution of equal quality. In addition to monetary awards, the WBC’s Community Outreach Committee maintains close ties with UASBYW through several other programs including career panels, working with students in college essay editing workshops, and sponsoring a shower for college bound seniors, providing essential supplies.


BRIAN T. MOYNIHAN is the chief executive officer of Bank of America and has held that position since January 1, 2010. Moynihan also is a member of the Bank of America board of directors.Moynihan leads one of the world’s largest financial institutions. Bank of America serves people, companies of all sizes and institutional investors with a full range of banking, investing, asset management and other financial and risk management products and services. The company serves more than 49 million consumer and small business relationships with approximately 5,100 retail banking offices, 16,200 ATMs, award-winning online banking with 30 million active users and the number one mobile bank with more than 15 million users.Bank of America is among the world’s leading wealth management companies and is a global leader in corporate and investment banking and trading across a broad range of asset classes serving corporations, governments, institutions and individuals around the world. Bank of America is a leader in community development, philanthropy and environmental initiatives, with three major public goals: a 10-year, $1.5 trillion community lending and investing goal; a 10-year, $2 billion philanthropic giving goal; and a 10-year, $50 billion goal for lending to and investing in environmental initiatives.Moynihan also leads Bank of America’s Global Diversity and Inclusion Council. Bank of America is consistently recognized for creating a diverse and inclusive working environment. The bank continues to gain recognition as a top employer by Working Mother, Black Enterprise, DiversityInc, Hispanic Business and LATINA Style magazines and received the 2013 Department of Defense Freedom Award for support of employees serving in the National Guard and Reserve.Moynihan joined Bank of America in 2004 following the company’s merger with FleetBoston Financial. He was elected a trustee of the Corporation of Brown University and serves on the Board for the National Museum of African American History and Culture.

Brian MoynihanBank of America

Event ChairMerit Award Dinner Sponsor


Kavita Purswani is a Program Manager within Sales Technology at Bank of America. For the past 6 years she has worked extensively in Global Markets, primarily focusing on enabling Client Relationship Management for Sales & Research business sectors. Her expertise includes program management, specifically around establishing consistent project governance & risk mitigation processes for technology implementations.Prior to BAC, Kavita worked at AIG and started her technology career at iVillage.com, an online women’s network, as a developer for content management. This foundation helped her evolve to a Business Analyst position and subsequently Project/Program Management. Kavita is a graduate of New York University’s Stern School of Business with a degree in Economics and is Six Sigma Green Belt & PMP certified.

Kavita Purswani Bank of America Merrill Lynch

Aubrey Hait is a Lead Manager of project delivery in the IT organization, and works out of the Syracuse office. She received her Bachelor’s degree from Syracuse University and shortly after graduation, was hired by AXA Equitable as a technology associate. She has worked in various areas within IT, including Marketing and Wealth Management, and has managed large, impactful projects such as Closely Held Business Markets (CHBM) and Scaling the Existing CRU Model.Aubrey thrives on collaboration and is known for her positive attitude and outlook. Aubrey lives in LaFayette with her husband and two English bulldogs. Her hobbies include travel, golf and she is a certified advanced scuba diver and BodyCombat fitness instructor.Aubrey obtained her Master’s from Keuka College in 2009 and became PMP certified in 2011.

Aubrey HaitAXA - Equitable

Rising StarsRising Stars

Lauren Kucic is a Senior Manager in Accenture’s Strategy practice. Lauren has over 11 years of diversified experience in improving business performance through strategic change management, organizational effectiveness, and talent development. Lauren has helped numerous Financial Services clients assess the talent impacts of global change programs and complex organizational changes, and then develop strategies and learning solutions to optimize workforce performance.Lauren joined Accenture in 2002 after graduating from Vanderbilt University with a BS in Human and Organizational Development. She resides in Brooklyn with her husband and daughter.

Lauren KucicAccenture

Jizi Dai is a Senior Manager of New Markets at AXA Equitable Life Insurance Co. where she drives growth and innovation in new distribution channels, technology solutions, product innovations, and customer segments. She is currently leading strategic direction and the building of a new simplified issue program which aims to transform and streamline AXA’s life insurance sales process.Jizi began her career at AXA Equitable in 2008 working in an actuarial and analytics capacity. She has since led Product Development and roll-out of multiple key initiatives as a product manager on the Life Insurance team. Her dedication to innovation and excellence garnered her AXA Global Innovation Award in 2012 for her work.Jizi holds a Bachelor of Science degree in Management Science with a concentration in Finance from Massachusetts Institute of Technology.

Jizi DaiAXA - Equitable


Becky Plummer is a Team Leader in R&D at Bloomberg LP. She interned with Google and shortly after graduating from Columbia University she joined Bloomberg LP in 2006. She made a name for herself as a developer through her creation of the VCON<GO> Trade Alert system responsible for the majority of voice confirmations through Bloomberg. Recently, Becky transitioned into a special projects role to assist Bloomberg in reaching the next level.Outside of the office, Becky has volunteered with Habitat for Humanity building homes globally and she is a FIRST Robotics mentor for the Fe Maidens from the Bronx High School of Science. She holds an M.S. in Computer Science from Columbia University and B.S. from the University of Maine.

Becky PlummerBloomberg LP

Alexandra Cannon is a Vice President in High Yield and Leveraged Loan Sales at Barclays, based in New York. She joined the firm from Lehman Brothers in 2008 where she was a member of the Structured Credit Sales team.She is on the Executive Committee of the Associates Council of The Children’s Aid Society, a non-profit organization serving New York’s neediest children and their families for over 160 years.Alexandra graduated cum laude from Columbia University in 2008 with a B.S. in Financial Engineering. She is also a CFA charter holder.

Alexandra Cannon Barclay’s Capital


JuliAnn Burkhardt is a Vice President in the Consumer & Retail Group at Bank of America Merrill Lynch. She focuses on executing a variety of advisory and financing transactions for global retail clients including mergers, acquisitions and debt and equity offerings.She began her career at Bank of America Merrill Lynch in 2007 as a full-time analyst in the Global Industrials Group. In 2010 she was promoted to Associate and joined the Consumer & Retail Group. JuliAnn is actively involved in the firm’s mentoring and recruiting efforts and was selected to participate in the Women’s Leadership Program. She holds a B.A. in Economics (magna cum laude) with a minor in Financial Economics from Vanderbilt University.

JuliAnn BurkhardtBank of America Merrill Lynch

Lindsay Greenberg is the National Business Manager of the Merrill Lynch Practice Management Development (PMD) Program. Lindsay is responsible for managing the operations, build and implementation of strategic initiatives and field communications to enhance the new financial advisor (FA) experience and increase success of the Program.Prior to this role, Lindsay was the Project Manager of the PMD Program and Office of Business Development where she was responsible for managing cross-line of business project work streams in order to drive client acquisition and increase FA retention.She began her career with Merrill Lynch in 2009 as an analyst with the Client Solutions Group, supporting Solution Specialists, after graduating from The Pennsylvania State University with a Bachelor of Science in Finance.

Lindsay GreenbergBank of America Merrill Lynch


Cristina Beneforti is a Vice President in the Treasury Management department at Capital One based in New York. She has been with the firm for 6 years. Cristina is the Treasury Sales Officer responsible for supporting the Suffolk County Business Banking and Small Business Banking (SBB) Teams. Prior to moving to Treasury Management in 2010, Cristina was a Business Banker. She was recognized as the number one Business Banker in the Capital One footprint in 2009.Prior to joining Capital One, Cristina was employed at Bank of America working as a Sales Officer in the Treasury Management Department and as a Small Business Specialist within the Branch. Cristina has her Bachelor’s degree in Business Management from Johnson & Wales University in Providence Rhode Island.

Cristina BenefortiCapital One

Mitali Munshi is a Principal Consultant in Capco’s Capital Markets practice concentrating in and leading business transformation change and strategy projects for both front-end and back office operational business areas. Mitali has worked with top clients including leading investment banks, brokerages and other top financial institutions helping them drive change management initiatives, execute new technology implementations, and re-engineer business processes to align with target operating models.Prior to joining Capco, Mitali received her MBA in Finance from American University in Washington DC. During that time she did her internship at The McLean Group, a boutique M&A middle market firm doing market research and company analysis. Mitali was also actively involved in American University’s ‘Women in Business’ graduate networking group helping to organize panels and speakers for its graduate students. Prior to graduate school Mitali worked at Credit Suisse in their Loan Operations department.

Mitali MunshiCAPCO


Lauren Kozora is a vice president at Pershing LLC, a BNY Mellon company. She is a trader on both the Securities Lending and Repo desks, and covers broker-dealers, banks, and hedge fund clients. Additionally, she oversees BNY Mellon Capital Markets funding activities. Prior to joining Pershing, Lauren served in various roles at Goldman Sachs. She began her career in Operations but soon joined the securities lending business as a sales trader in New York, which is where she spent the majority of her time with the firm. Before she accepted her role at Pershing, she managed several Operations teams in Utah.Ms. Kozora is the co-chair of the Women’s Initiative Network in Pershing Jersey City. She graduated Magna Cum Laude from Villanova University with a Bachelor of Business Administration in Marketing and International Business

Lauren KozoraBNY Mellon

Alyssa is a Senior Analyst within Finance leading strategic initiatives and paving the way for our future state vision. Her role leverages knowledge and expertise to lead change, innovate, re-engineer and create efficiencies. Alyssa has excellent leadership skills allowing her to engage various teams across the organization to obtain buy-in, remain accountable and ultimately execute on initiatives.Alyssa began her career with the Management Trainee Program at Broadridge. She subsequently joined Finance as a Supervisor and immediately took ownership of her role, cultivated a team and found a niche reengineering processes. Her success and accomplishments as a leader and change agent led to her current role within Finance Strategy. Alyssa joined Broadridge after graduating from Stony Brook in 2010.

Alyssa StruzenbergBroadridge Financial Solutions


Caroline Halimi is an Assistant Vice President at Credit Suisse where she has worked for 5 years. Caroline is currently responsible for global consolidation of the firm’s Real Estate occupancy expenses. Previous roles at Credit Suisse include Product Manager for the Compute Hosting Platform on the Technology Infrastructure Services team, Lead Analyst for costing and allocation of IT Products in Finance IT, and Business Partner for the IT COO.Caroline began her career at BearingPoint as a Business Consultant in the infrastructure technology department for financial services, where she worked on several projects for top financial institutions. She holds a Master of Engineering in Telecommunication with a Business Management specialization from Telecom Paris Tech in France.

Caroline HalimiCredit Suisse

Jessica Raybeck is a Vice President with Citi’s Capital Markets Operational Client Relationship Management team, managing the top buy-side relationships from a post trade execution perspective by acting as an escalation point and advisory contact across products. Jessica’s product knowledge and commitment to clients steered Citi to a top 3 CRM ranking in the 2013 Z/Yen Operational Surveys.Prior to joining OCRM, Jessica was the Team Coordinator with Citi’s Treasury Operations, processing daily cash-flows of $800Bn. Her career began at Citi after receiving a degree in Business Administration from the University at Buffalo’s School of Management. Now as an alumna, she mentors undergraduate students. Jessica gives back by sponsoring foster pets and volunteering at local shelters.

Jessica Raybeck Citi


Kristin Hopper is a Vice President in the Capital Markets group at CIT, where she is responsible for deal structuring and execution on LBO transactions, refinancings, and corporate M&A. Kristin has over six years of leveraged finance and syndications experience across various industries, with a focus in Healthcare and Manufacturing. During her time at CIT, Kristin has completed over 25 transactions, totaling over $2.0 billion. In addition to deal responsibilities, Kristin manages the Capital Markets analyst/associate pool and assists in undergraduate recruiting for CIT.Kristin joined CIT as an analyst in July 2007. She holds FINRA registrations as a General Securities Representative and Uniform Securities Agent. Kristin graduated magna cum laude from Boston College with a Degree in Accounting.

Kristin HopperCIT

Laura is a Vice President in the Citi Shared Services (CSS) Strategy team. She is the Senior Strategy Analyst and Engagement Manager for the Site Research and Analysis Utility (SRA), advising Citi’s businesses on appropriate locations as strategic footprints are determined. Laura is also directly involved in the management, definition, and implementation of the CSS strategy.Laura won the 2013 CSS Leadership Award and successfully completed the CSS 2013 Leadership Development Program (LDP).Prior to her current role, Laura was with Morgan Stanley working on program execution and the Morgan Stanley Smith Barney joint venture. Laura earned a Bachelor’s Degree in Finance and Business Law from the University of Miami. She also maintains her Florida Real Estate License.

Laura M. MorrisCiti


Eileen Miller is a New York based Manager in the Financial Services Advisory Performance Improvement practice. Her experience in the industry spans Banking and Capital Markets, Asset Management and other investments clients with an emphasis on risk management, operational process improvement, financial process re-engineering and project management.Aside from client work, Eileen actively participates in the Professional Women’s Network, the PI Education Committee, Lehigh and other University recruiting efforts, staff development as well as assists on several thought leadership initiatives within the firm. She has a Bachelor of Science in Finance from Lehigh University and is currently pursuing her Executive MBA from Columbia University (Class of 2015).

Eileen MillerErnst & Young LLP

Courtney is a Manager in Ernst & Young’s Tax Performance Advisory practice with over six years of experience in developing and delivering improvement solutions to corporate tax functions. She has developed and managed in-depth project plans and assisted in the implementation of tax technology and data management solutions for large multi-national conglomerates in both the insurance and banking capital markets sectors.Courtney is a Project Management Professional “PMP” with a Bachelor of Science in Business and Technology from Stevens Institute of Technology. She is a member of the Project Management Institute and is also a certified as a Six Sigma Green Belt. Courtney resides in New Jersey with her husband, Christopher.

Courtney FordErnst & Young LLP


Angela Asante, a Manager in Deloitte & Touche LLP’s Advisory practice, has over eight years of experience serving Deloitte’s largest financial services clients with complex and unique infrastructures. As a member of Deloitte’s banking and securities practice, she provides Sarbanes Oxley (SOX), internal controls, risk assessment, business process redesign and internal audit services to her clients.As the lead Advisory practice representative on the Greater Washington Women’s Initiative Committee she assists junior level professional women to build a sense of community and increase their leadership capabilities and confidence. Also, as a member of Women in Housing and Finance, she volunteers to provide her knowledge of financial concepts to high school students within the community.Angela is a Certified Information Systems Auditor (CISA) and holds a BS in Business Management from Virginia Tech.

Angela AsanteDeloitte & Touche, LLP

Lauren Hayes is a Manager in Deloitte Consulting’s Strategy and Operations practice, concentrating on Financial Services M&A and Restructuring. Lauren works with the world’s largest banking and securities organizations to drive value and manage risk through programmatic acquisition and divestiture. Her transaction experience includes M&A strategy, diligence, post-merger integration and restructuring programs.Recent project experiences include leading multi-billion dollar retail banking and consumer lending portfolio divestitures. She has also developed M&A methodologies to facilitate rapid, risk-managed transaction execution in a transforming global banking environment.Lauren’s career began as a Deloitte Business Analyst, after graduating from Northwestern University. She also has an MBA from Duke. Lauren’s Talent Development leadership roles include Duke MBA Recruiting Captain and Cleveland Business Analyst Champion.

Lauren HayesDeloitte Consulting


Lauren Carroll began her capital markets career in 2007 joining ICAP as in-house counsel. She provided legal support for ICAP’s electronic broking division, which offers global fixed income electronic trading services. Lauren then transitioned to a business role within the electronic broking division, eventually focusing her efforts on ICAP’s MyTreasury platform, an investment trading platform for corporate treasurers. In 2012, Lauren was promoted to Chief Operating Officer of MyTreasury, responsible for running day-to-day operations and implementing new business initiatives.Prior to joining ICAP, Lauren was an associate at a mid-sized law firm. She received a BA from Boston College and a JD from New York Law School. She volunteers for Boston College’s mentoring program and the Young Women’s Leadership Network.

Lauren Carroll ICAP

Michelle brings energy & enthusiasm to her role as IBM’s Client Executive for Bank of America/Merrill Lynch Global Wealth & Investment Management (GWIM). Michelle advocates for her client within IBM, and shares IBM’s capabilities to positively impact her client’s business outcomes. For example, Michelle is taking IBM’s key initiatives (Cloud, Analytics, Social & Mobile) and driving programs to provide a unique and competitive advantage to GWIM.Michelle joined IBM Global Business Services as a Senior Managing Consultant in 2001, when IBM acquired Mainspring. In 2006, Michelle joined IBM’s M&A. From there, she took a global position with IBM’s Managed Business Process Services. She has been leading the GWIM team since 2011.Michelle earned her BFA from University of Michigan and her MBA from University of Georgia – Terry College of Business. Michelle lives in Princeton, NJ with her husband, David Baxter and their baby daughter Eva.

Michelle McDonagh BaxterIBM


Ratavy Sun is a Consultant at the Gartland and Mellina Group, where she drives various client initiatives including systems integration, business process re-engineering and operational efficiency.Ratavy works with leading financial services firms coordinating project management activities, standardizing processes, and developing work plans and proposals. She spent time working on a regulatory review of mortgage foreclosure cases mandated by the US government. She is currently engaged at a Global Investment Bank managing the launch of new platform tools for the firm’s financial advisors.Ratavy is involved with the Cambodian Children’s Fund, a non-profit organization focused on providing education and housing to underprivileged Cambodian youth. She graduated from the University of Pennsylvania with a degree in Political Science and International Relations.

Ratavy SunGartland and Melina Group

Emily Kane is a Vice President in the Human Capital Management Division of Goldman Sachs, where she is the Chief of Staff to the Chief Learning Officer. In her current role, she is responsible for aligning and communicating with stakeholders, helping to define strategic priorities, and overseeing the financial and operational aspects of the learning organization. Previously, Emily worked on change communications and project management for the Talent function, with a focus on analytics, employee engagement, and training.She started her career in the Global Investment Research division and, later, as a financial analyst at Eagle Capital Partners.Emily holds a B.A. in Public Policy from Duke University, where she graduated magna cum laude.

Emily KaneGoldman Sachs & Co.


Alexandra joined J.P. Morgan as an intern in 2008. After graduating from Syracuse University with a double major in Finance and Marketing, she joined the firm full-time in the summer of 2009. She currently runs the Marketing Middle Office for North America Commodities within the CIB which supports over 50 sales people and an extensive list of products in day to day trading and operational activities as well as on structured deals and NBIA’s. In addition, she manages the Dodd Frank EBC implementation and day to day reconciliation functions on a global basis as well as the Portfolio Reconciliation process for NA. She also volunteers to support the intern program she was a part of by mentoring junior talent.

Alexandra NashJ.P. Morgan Chase

Bhoomica Reddy is an Associate in the Investment Banking division of Jefferies LLC and is part of the Restructuring and Recapitalization Group. Bhoomica works in advising companies, lenders, creditors’ committees and equity holders in Chapter 11 reorganizations, out-of-court restructurings, distressed M&A transactions and capital raising activities in the United States, Europe and Latin America. She is also actively involved in staffing, recruiting, and mentoring initiatives at the firm.Prior to joining Jefferies in 2010, Bhoomica was an analyst in the M&A and Restructuring group at Rothschild in Dubai. She has over five years of Investment Banking experience and holds a Bachelors of Science degree in Finance and Economics from New York University’s Stern School of Business

Bhoomica ReddyJefferies & Company, Inc.


Beth serves as the Director of Investment Analytics at Invesco Real Estate overseeing the underwriting for all U.S. direct real estate acquisitions. Prior to her current role, she served as an Associate Portfolio Manager for several of IRE’s separate account clients and as an Underwriter where she was responsible for the financial underwriting of new acquisitions in the Northeast.Ms. Zayicek began her career at KeyBank where she held multiple roles. She was a member of the Corporate and Investment Banking Analyst Program and later was an Analyst in the Private Equity Group focused on structuring and underwriting mezzanine and equity real estate investments.Ms. Zayicek received a Bachelor of Science degree from Case Western Reserve University in 2003.

Beth ZayicekInvesco

Michelle Mikos is an ETF Business Development Director for Invesco PowerShares. In her role, Michelle is responsible for providing ETF product support across an array of channels, working primarily with broker-dealer investment research analysts, product managers and due diligence groups. Prior to this role, she supported U.S. retail distribution in sales management. Over her tenure at Invesco PowerShares, Michelle has supported and run an array of operations related to ETF product launches and product management, internal sales development and education, and ETF educational resources for clients.Michelle graduated cum laude from the University of Notre Dame with a Bachelor of Business Administration degree. She received an undergraduate International Business Certification from the University of Notre Dame Australia in Fremantle, Australia.

Michelle MikosInvesco


Jacqueline Purcell is a Vice President in Morgan Stanley’s Mergers and Acquisitions Group. Jacqueline advises corporate clients on the structuring and execution of cross-border takeovers, mergers, acquisitions, and disposal transactions. Jacqueline joined Morgan Stanley in 2009. Previously, Jacqueline worked as a lawyer at Allens Arthur Robinson, a leading Australian corporate law firm. Jacqueline earned her MBA from Stanford Graduate School of Business and has a Bachelor of Commerce / Laws (Honors) from the University of Sydney.

Jacqueline PurcellMorgan Stanley

Kearney Posner is a Director at MetLife Investments in the Leveraged Finance group, which is responsible for managing the firm’s high yield loan portfolio. For the past three years, she has focused on managing the middle market loan portfolio, which she helped launch.Prior to joining Leveraged Finance, Kearney was an Analyst in High Yield Research where she covered companies in the Metals & Mining, Chemicals and Forest Products sectors. She was also part of the Recruiting Team tasked with overseeing MetLife Investment’s on-campus hiring. Before joining MetLife Investments in 2008, Kearney held roles at Radian Asset Assurance, Goldman Sachs & Co and PaineWebber Incorporated. She received her B.S. in International Economics from Georgetown University and M.B.A from the Wharton School at the University of Pennsylvania.

Kearney Posner MetLife


Nithya Nareshkumar is a Vice President at J.P. Morgan Chase Investment Management in Regulatory Compliance Technology, responsible for formulating and delivering global Trade and Funds Surveillance technology solutions. She has additionally been a leader in the firm’s successful conversion to Agile development methodology and is the IT Risk Liaison for the Operations, Risk, Finance, and Regulatory Compliance technology groups. She has been co-chair of the firm’s IM Technology Leadership Team (TLT) and was selected to attend the firm’s Investment Management Training Program. She was also recently selected to represent J.P. Morgan Chase at the Women of Color Leadership Conference. She has achieved CFA Level I and has been active in recruiting, training, mentoring and other team-building initiatives. Nithya holds a Masters Degrees in Computer Science (Miami University, Ohio), and a Bachelors Degree in Information Technology (Madras University, India).

Nithya NareshkumarJ.P. Morgan Chase

Lori is a manager in KPMG’s Financial Services group specializing in the asset management practice, with her concentration of experience and clients being Investment Management and Fund enterprises.Lori has over six years experience providing audit services to a diverse client base, including some of the largest financial institutions worldwide.Lori’s specialization includes valuation techniques of complex investment products such as private equity investments and infrastructure investments. She is also involved in technical accounting issues related to consolidation and regulatory issues impacting investment companies and broker dealers.The ability to orchestrate a team so that their ambition remains strong, the capacity to isolate the most vital task to accomplish first, the competence to recognize when a situation requires further guidance, are all characteristics that Lori demonstrates.

Lori MittelmanKPMG


Wendy is a Director in the Global Index and Exchange Traded Products group at the NYSE. In this capacity, she helps to oversee, develop and implement the strategic and business development initiatives for the team.Prior to the NYSE, Wendy worked at Moody’s Investors Service on the Product Strategy team.Wendy holds a B.S. degree in Business Administration from Carnegie Mellon University and is currently pursuing her MBA at Columbia University.

Wendy WuNYSE Euronext

Wing-yan Choi is a Vice President within the Investment Banking group’s Mergers & Acquisitions team at Nomura. She is currently focused on executing cross-border M&A transactions for a wide range of clients in the consumer / retail, industrial and healthcare sectors. Prior to joining Nomura in 2010, Wing-yan spent two years at Barclays Capital / Lehman Brothers in Mergers & Acquisitions with a focus on the consumer vertical.Wing-yan received an MBA from the Stanford Graduate School of Business and a B.S. in Finance from Arizona State University

Wing-yan Choi Nomura


Kimberly Ryan is a Vice President in Shared Services and Banking Operations at Morgan Stanley. Kim joined the firm in 2001 as an analyst in Network Management, supporting Institutional Securities businesses. She has performed a variety of functions, including bank account administration, management of bank and CCP relationships, project / IT management, and vendor management, to name a few. Kim was named Vice President in early 2011 and is currently responsible for the Americas Network Management team, managing custody and clearing provider relationships in the Americas, supporting Institutional and Wealth Management businesses. Kim earned her Bachelor’s degree in Business Administration from Hofstra University in December 2000.

Kimberly Ryan Morgan Stanley

Stephanie Murillo is a Project Manager at NASDAQ OMX within the Strategic Technology Programs Office of the CIO. Stephanie supports the entire Global Technology organization and has the opportunity to work with technology teams across the globe. She is involved in a wide range of initiatives including redesigning the project reporting process and contributing to Board-level and sub-committee efforts. She has also been instrumental in the development and rollout of an organization-wide Operational Excellence program that is strengthening the way the firm develops, tests, deploys and maintains products in the marketplace.Prior to joining NASDAQ OMX, Stephanie was a Change Manager and Project Manager at Bank of America Merrill Lynch. While there she helped establish a PMO within the Equity Linked Technology group, founded the Emerging Leaders Group which focused on implementing innovative technical solutions for process improvements, and also managed a Basel Internal Models Method project. Stephanie earned a Bachelor of Arts from Barnard College of Columbia University in 2005 where she majored in Economics and minored in Architecture. She is also a Women’s Bond Club (WBC) scholarship and Financial Women’s Association (FWA) scholarship recipient.

Stephanie Murillo Nasdaq OMX


Himani Rawal is a Vice President, Head of the US FX & Money Markets Trade Management Group, where she manages teams based in Stamford and Salt Lake City. Her team supports the Global FX Cash and Derivatives businesses.Himani is originally from the UK where she graduated with a BA Honours in International Economics from the University of Hertfordshire.Over her nine year tenure with RBS, she has spent a considerable amount of time in Hong Kong, London and Stamford developing her career in Middle Office. Her area of expertise includes trade integrity, life cycle management and trade control. Himani’s knowledge and experience of the FX business enables her to drive forward the regulatory agenda for both the RBS business and its clients.Himani is also an active member of the firm’s networking group for women and mentoring program.

Himani Rawal RBS Securities Inc.

Nicole Whalen is a Director at Prudential in the Private Investment Operations Accounting Group. In this role, Nicole leads the group that is responsible for payment and transaction processing as well as accounting for the debt portfolios for Prudential Capital Group, Prudential Mortgage Capital Group and Social Investments. Her team’s focus is to provide outstanding service to clients while maintaining a controlled and efficient operating environment.Prior to joining Private Investment Operations, Nicole was a Manager in Public Investment Operations, where she was responsible for the Securities Lending, Money Markets and Investment Liabilities units. She began her career at Prudential 14 years ago after graduating from Villanova University with a Bachelor of Science in Finance and a minor in Communications.

Nicole Whalen Prudential Investments


Ms. Boswell is a vice president and account manager in the New York office, focusing on institutional client servicing. Prior to joining PIMCO in 2010, she worked as an equity research associate on the energy team at Credit Suisse. Ms. Boswell was previously a senior associate covering utilities in the corporate finance group at Moody’s Investors Service. She has nine years of investment experience and holds an MBA from the University Of Chicago Booth School Of Business as well as an undergraduate degree from Yale University. Ms. Boswell is also a member of the Forte Foundation.

Mariko BoswellPIMCO

Liz Barry is a Senior Associate in PwC’s Tax practice, focused on the Banking, Capital Markets and Insurance sectors. She began her career in the Charlotte, North Carolina office providing tax consulting, tax compliance and tax accounting services to several large and medium sized financial institutions. Since relocating to New York in July 2012, Liz has focused on assisting global financial institutions address U.S. tax information reporting regulations with her technical and operational expertise.Liz attended the University of North Carolina – Chapel Hill, where she earned a Bachelor of Science in Business Administration and a Masters of Accountancy degree. She is a CPA in North Carolina and New York.

Liz Barry Price Waterhouse Coopers


Anamaria Meauta is Head of Strategic Planning, Financial & Risk at Thomson Reuters, where she is responsible for defining and executing business and strategies for the Americas. In this role she provides key insights and recommendations to drive growth sales, increase revenue retention and shape the evolution of the business model to capture market share.Anamaria started her career as a business graduate with Thomson Reuters in the UK and has since then held roles across Europe, Asia and the US in sales, project management, and operations. She has an MBA from IAE University of Lyon 3 in France.As an avid traveler and adventure seeker she has lived in 6 countries and speaks 5 languages.

Anamaria MeautaThomson Reuters

Nicole is Director, Communications, for the SunGard Financial Systems communications team. She helps senior executives across SunGard Financial Systems create proactive newsworthy media pitches to gain positive coverage for SunGard’s thought leadership, solutions and within the media and industry analyst communities. Nicole excels in the face of challenges and is the consummate team player. She is well respected throughout the press and analyst community, and her 2013 efforts resulted in coverage of SunGard by CNBC, The Wall Street Journal, Forbes, Reuters, and The New York Times and other media consumed by our customers and prospects.Nicole graduated from The George Washington University School of Business with a B.A in Business and Psychology. She joined SunGard in 2008 as a Junior Marketer.

Nicole RobbatSunGard Financial Systems


Christine Davis is the head of Private Equity Marketing at S&P Capital IQ where she is responsible for leading the development and implementation of long-term, value-added marketing programs to support the firm’s business goals and in turn, its clients.Prior to this role, Ms. Davis supported marketing in securities identification, fixed income, and the corporate businesses at S&P.She has been recognized for her leadership and has won numerous awards, including an “Ace Award,” the highest level of recognition given in S&P Capital IQ’s awards program.Ms. Davis has a B.A. in English from Villanova University, is an active member of New York Cares, Women’s Initiative for Networking and Success, and the New York Road Runners organizations.

Christine DavisS&P Capital IQ

Alison Sullivan is an Analytical Manager in Standard Poor’s Ratings Services Loan and Recovery Group. Her team is responsible for recovery assessments in the auto, capital goods, transportation, consumer products and retail sectors.Prior to her current role, Alison served as Chief of Staff to the President of Standard & Poor’s Ratings Services, where she was involved with strategic priorities and outreach. Alison joined S&P in 2004 as a consumer products analyst in Corporate Ratings. Previously, Alison worked as an equity research associate at Credit Suisse and an investment banking analyst at ING.Alison is a CFA charterholder, and holds a MBA from NYU Stern School of Business and a Bachelor of Science in Finance and Marketing from Boston College.

Alison SullivanStandard & Poor’s Ratings Services


Gold Corporate MemberRising Stars

Jillian was responsible for marketing and structuring interest rate management solutions for Homebuilders, Public REITS, Multi Family and Hospitality Finance clients. In her new role, she will gain sole coverage of the Gaming sector and the West Coast Real Estate Capital Markets team.Jillian joined Wells Fargo’s predecessor firm, Wachovia, in 2007 and covered a variety of industry groups within the firm’s Corporate and Investment Banking platform.Jillian graduated Summa Cum Laude with a B.S. degree in Mathematics from the University of Pennsylvania. She holds the FINRA Series 79 and 63 licenses.

Jillian MariuttiWells Fargo

Gold Corporate MemberGold Corporate Member


Broadridge Financial Solutions, Inc. (NYSE:BR) is the leading provider of investor communications and technology-driven solutions for broker-dealers, banks, mutual funds and corporate issuers globally.

©2014 Broadridge Financial Solutions, Inc. Broadridge and the Broadridge logo are registered trademarks of Broadridge financial Inc. broadridge.com • 1 888 237 1900

Broadridge applauds the

Women’s Bond Club for their Dedication to

Diversity and Inclusion. We are

Proud to CongratulateBeth E. Mooney, Merit Award Winner, &

Erin Ganju, Isabel Benham Award Winner, for

their Contributions and Dedication to

Women in Financeand to honor Broadridge’s Rising Star,

Alyssa Struzenberg.

©2014 The Bank of New York Mellon Corporation.

bnymellon.com

BNY Mellon is proud to support the Women’s Bond Club for their dedication to the advancement of women in financial services.

It is our great pleasure to salute our own Rising Star award recipient, Lauren Kozora.

Invested in leadership.



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* recommendation

Citi is proud to support the Women’s Bond Club of New York in honoring women everywhere for their success in the world of finance.

Being a trailblazer in finance isn’t easy. And you did it in heels.

© 2012 Citigroup Inc. Citi and Citibank with Arc Design are registered service marks of Citigroup Inc.



Look how far you’ve come. Envision how far you’ll go.Helping women become leaders makes all the difference in what we’re building toward at EY. We’re proud to support the Women’s Bond Club and congratulate this evening’s special honorees. Let’s celebrate and recognize our own EY rising stars, Eileen Miller and Courtney Ford, who are helping to build a better working world.

Visit ey.com

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JPMorgan Chase is pleased to sponsor the Women’s Bond Club Merit Award Dinner.We congratulate this year’s Merit Award recipients and recognize our Rising Stars.

Nithya NareshkumarVice President, Regulatory Compliance Technology

Alexandra NashOperations Manager, Corporate & Investment Bank Commodities Sales

©2014 JPMorgan Chase & Co.

Women’s Bond Club



MECHJOB INFORMATION

PROJ. NO.: 7882438/ 602951931

JOB NAME: HR Monge Womens Bond Club Ad

DESCRIPTION:

CLIENT NAME: Monge Olivo, AnaPROJECT MGR.: Byrne, ChrisCOST CENTER: 8319

DUE DATE: 05/31/2014

SPECIFICATIONSTRIM SIZE: 7" × 5"

FINISHED SIZE: 7” × 5”BLEED: NA

POST-PROD.:

PAPER: TBD

PRINTING: PDF

COLORS: B/W

NOTES

TEMPLATE:

PICKUP:

MODIFIED BYCH KA 04-24-2014, CH KA 04-25-2014, CH KA 04-29-2014

APPROVAL

CREATIVE STUDIO1585 Broadway, 23rd FloorNew York, NY 10036

180 Varick Street, 3rd FloorNew York, NY 10014

m1FILENAME: 7882438 Womens Bond m1 LAST MODIFIED: April 29, 2014 11:31 AM

Morgan Stanley is proud to support the

Women’s Bond Club 2014 Merit Award Dinnerand congratulates our own Rising Stars

Jacqueline Purcelland

Kimberly Ryan

© 2014 Morgan Stanley



WBC is dedicated to bringing together women from all sectors of the capital markets industry in order to forge strong personal networks and help each other grow. We are proud to support their efforts and congratulate all the Rising Stars for 2014, including our very own Elizabeth Barry.

www.pwc.com

Strong connections

© 2014 PricewaterhouseCoopers LLP, a Delaware limited liability partnership. All rights reserved.

NY-14-0753-2014 Women's Bond Club Ad.indd 1 4/22/2014 10:28:30 AM

Gold Corporate Member



STANDARD & POOR’S RATING SERVICESIS PROUD TO SUPPORT THE IMPORTANT WORK OF THE WOMEN’S BOND CLUB.

Congratulations to all of the honorees of the Merit Award Dinner and our own Rising Star, Alison Sullivan.

Share knowledgeBuild community Foster success

RBS Securities Inc., a registered broker-dealer and member of FINRA (www.finra.org)/SIPC (www.sipc.org), is an indirect, wholly owned subsidiary of The Royal Bank of Scotland plc. The Royal Bank of Scotland plc is authorised and regulated by the Financial Conduct Authority in the United Kingdom. Registered Office: 36 St Andrew Square, Edinburgh EH2 2YB. Registered in Scotland No. 90312. This advertisement has been prepared for information only. It should not be construed as an offer to sell or the solicitation of an offer to subscribe for a product or service. The Royal Bank of Scotland N.V. is an authorised agent of The Royal Bank of Scotland plc

rbs.com/mib

RBS is delighted to continue to support the Women’s Bond Club and share in its commitment to creating a forum for exchanging ideas, supporting the community and sharing best practices across financial services organizations.

Congratulations to this year’s ‘Merit & lsabel Benham Award’ winners and to RBS’s 2014 Rising Star Honoree Himani Rawal.




We congratulate Jillian Mariutti and all of the Rising Star Award nominees.

Wells Fargo Securities is proud to support the Women’s Bond Club

© 2014 Wells Fargo Securities, LLC. All rights reserved. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Securities, LLC, a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Institutional Securities, LLC, a member of FINRA and SIPC, Wells Fargo Prime Services, LLC, a member of FINRA, NFA and SIPC, and Wells Fargo Bank, N.A. Wells Fargo Securities, LLC carries and provides clearing services for Wells Fargo Institutional Securities, LLC customer accounts. Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, and Wells Fargo Prime Services, LLC are distinct entities from affiliated banks and thrifts. WCS-1188476

Gold Corporate Member

© 2014 Thomson Reuters 1006876/4-14Thomson Reuters and the Kinesis logo are trademarks of Thomson Reuters.

WOMEN WHO LEAD THE WAYWe salute this year’s rising star: Anamaria MeautaThomson Reuters is proud to sponsor the Women’s Bond Club as they seek to create more productive environments for professional women across the spectrum of financial service industries.

thomsonreuters.com

Corporate Member


continue to lead and inspire AXA would like to recognize two of our best and brightest — Jizi Dai.

Your talent and leadership are demonstrated in both attitude and action. Congratulations on achieving this distinguished honor.

“AXA” is the brand name for AXA Equitable Financial Services, LLC and its family of companies, including AXA Equitable Life Insurance Company (NY, NY).

GE-94216 (5/14)

Here's to High Performance.Accenture celebrates ourRising Star, Lauren Kucic.Accenture salutes Women’s Bond Club inproviding the education, mentoring andnetworking opportunities. Through theseprograms, women in finance and finance- related industries are able to achievehigh performance in every facet of their lives.

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Corporate Member

Corporate Member Corporate Member


© 2014 Barclays Bank PLC. All rights reserved. Barclays is a trademark of Barclays Bank PLC. All other trademarks and service marks are the property, and used with the permission, of their respective owners. We are an Equal Opportunity Employer.

Dedicated to theadvancement of women

Barclays congratulates Rising Star Alexandra Cannon and is proud to support the Women’s Bond Club Merit Award Dinner 2014. We encourage and reward uncompromising integrity, diverse thinking and a commitment to working together. These are the qualities that create an inclusive and collaborative environment for our employees, which is the best way to drive the success of your business.

continue to lead and inspire AXA would like to recognize two of our best and brightest — Aubrey Hait.

Your talent and leadership are demonstrated in both attitude and action. Congratulations on achieving this distinguished honor.

“AXA” is the brand name for AXA Equitable Financial Services, LLC and its family of companies, including AXA Equitable Life Insurance Company (NY, NY).

GE-94216 (5/14)



Capital One is proud to support the Women’s Bond Club and would like to congratulate all the program honorees, including our very own 2014 Rising Star Cristina Beneforti

www.capitalonebank.com/commercial

CELEBRATING EXCELLENCE

Products and services offered by Capital One, N.A., Member FDIC. © 2014 Capital One. Capital One is a federally registered service mark. All rights reserved.



Advancement for women. Rising Star opportunities.Proud to support the Women’s Bond Club and tonight’s Merit Award Dinner. We believe investing in the advancement of professional women in the capital markets is one of the best investments we can make. Congratulations to two of our own professionals who have won the Rising Star Award: Ashwini Telang and Caroline Halimi.

credit-suisse.com

2014 Hi Rez Merit 1.indd 1 5/1/2014 8:30pm

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© 2012 Citigroup Inc. Citi and Citibank with Arc Design are registered service marks of Citigroup Inc.

Success always looks good.And even better without a necktie.

Citi is proud to support the Women’s Bond Club of New York in honoring women everywhere for their success in the world of finance.



Look how far you’ve come. Envision how far you’ll go.Helping women become leaders makes all the difference in what we’re building toward at EY. We’re proud to support the Women’s Bond Club and congratulate this evening’s special honorees. Let’s celebrate and recognize our own EY rising stars, Eileen Miller and Courtney Ford, who are helping to build a better working world.

Visit ey.com

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Recognizing leadershipthat inspires

Deloitte is proud to continue our support of the Women’s Bond Club and the Merit Award Dinner.

We are pleased to congratulate:

Merit Award RecipientBeth E. Mooney

www.deloitte.com

As used in this document, “Deloitte” means Deloitte LLP and its subsidiaries. Please see www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries. Certain services may not be available to attest clients under the rules and regulations of public accounting.

Copyright © 2014 Deloitte Development LLC. All rights reserved.Member of Deloitte Touche Tohmatsu Limited

Our Rising StarsAngela Asante Lauren Hayes

Isabel Benham Award RecipientErin Ganju



© ICAP plc 2014. ICAP® and other service marks and logos are service marks of ICAP plc and/or one of its group of companies. All rights reserved. Entities within the ICAP group are registered as applicable.

ICAP is proud to support the Women’s Bond Club & the 2014 award recipients:Beth E. Mooney and Erin Keown Ganjuand all our rising starsICAP is the world’s leading markets operator and provider of post trade risk and information services.

Achieve more. Go to www.icap.com

ICAP_WBC_Advert-03.indd 1 14/05/2014 21:45

© 2014 Goldman Sachs. All rights reserved.

Goldman Sachs

is a proud supporter of the

Women’s Bond Club 2014 Merit Award Dinner



We believe that empowering our women leaders today will inspire dreamers to achieve their full potential tomorrow.

JPMorgan Chase is a proud member of the Women’s Bond Club.

©2014 JPMorgan Chase & Co.

Inspiring leadership

Invesco Distributors, Inc.

Explore Intentional Investing with Invesco.® invesco.com/us

Invesco congratulates the

Women’s Bond Club Merit Award Dinner honoreesincluding Invesco’s Rising Stars Michelle Mikos and Beth Zayicek



Congratulations to Jefferies’ Rising Star, Bhoomica Reddy

Jefferies Salutes the Women’s Bond Club Honorees

© 2014 Jefferies LLC. Member SIPC.

Jefferies.com Investment Banking | Equities | Fixed Income | Commodities | Wealth Management

The Jefferies Women’s Initiative Network (jWIN) is proud of Bhoomica’s achievements. Jefferies is dedicated to creating opportunities for women, fostering an inclusive and diverse working environment and buildingrelationships that extend beyond the firm and throughout the professional community.

WomensBondClub_2014_SponAd_v01_Layout 1 4/21/14 2:19 PM Page 1



NYSE EURONEXT PROUDLY SUPPORTSWOMEN’S BOND CLUB MERIT AWARD DINNERWE SALUTE TONIGHT’S HONOREES BETH E. MOONEY AND ERIN GANJU

An IntercontinentalExchange Company

16283_WomensBondClub_AD_140429.indd 1 4/29/14 6:31 PM

Nomura is a proud sponsor of theWomen’s Bond Club 2014 Merit Award Dinner

Nomura is a leading financial services group and the preeminent Asia-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura has a unique understanding of Asia that enables the company to make a difference for clients through three business divisions: retail, asset management, and wholesale (global markets and investment banking). Nomura’s subsidiaries in the U.S. include Nomura Securities International, Inc. (a member of SIPC) and Nomura Corporate Research and Asset Management Inc. For further information about Nomura, please visit www.nomura.com.

NomuraWorldwide Plaza309 West 49th StreetNew York, NY 10019

212-667-9000www.nomura.com



© 2014. Prudential, the Prudential logo, the Rock symbol and Bring Your Challenges are service marks of Prudential Financial, Inc. and its related entities, registered in many jurisdictions worldwide. 2014-0036 A4099

Prudential Investment Management is proud to support the

WOMEN’S BOND CLUBCONGRATULATIONS TO NICOLE WHALENFOR RISING TO THE CHALLENGE.

PROOF#: 2OPERATOR: AG/TOMDATE: 5/6/14 - 4:36 PMJOB#: A4529DESC: MB Gen ProgramPUB: Women’s Bond ClubPUBDATE: 5/9/14LIVE: TRIM: 7 x 5BLEED: GUTTER: GCD: CD: AD: CW: AE: TRAFFIC: PROOF:

T:5 in

T:7 in

Women's Bond Club_7x5.indd 1 5/7/14 2:14 PM

PIMCO and YOUR GLOBAL INVESTMENT AUTHORITY are trademarks or registered trademarks of Allianz Asset Management of America L.P. and Pacific Investment Management Company LLC, respectively, in the United States and throughout the world. ©2014, PIMCO

H O N O R I N G E X C E L L E N C E , H A R D W O R K A N D D E D I C AT I O N

Congratulations to tonight’s Merit Award recipient Beth E. Mooney, the Isabel Benham Award recipient Erin Keown Ganju, and all 2014 Rising Stars, including PIMCO’s Mariko Boswell. PIMCO, a global provider

of thought leadership and investment solutions, is proud to support the Women’s Bond Club.



©2014 SunGard.Trademark Information: SunGard, and the SunGard logo are trademarks or registered trademarks of SunGard Data Systems Inc. or its subsidiaries in the U.S. and other countries. All other trade names are trademarks or registered trademarks of their respective holders

For more information, please visit: www.sungard.com

Congratulations to our 2014 Rising Star Nicole Robbat from our Communications Group for her outstanding performance and achievements!

SUNGARD IS PROUD

TO SUPPORT THE WOMEN’S

BOND CLUB OF NEW YORKCHRISTINE DAVISCongratulations

On being named one of the Women’s Bond Club’s

2014 Rising Stars

www.spcapitaliq.com

Copyright © 2014 by Standard & Poor’s Financial Services LLC (S&P), a part of McGraw Hill Financial. All rights reserved. CAPITAL IQ is a registered trademark of Capital IQ, Inc.

From all of your S&P Capital IQ colleagues


Non-Member Half Table SponsorsNon-Member Table Sponsors


Past Award Recipients: Isabel Benham Award

Through its Isabel Benham Award, the WBC recognizes women who have made outstanding contributions in improving the lives of women. The award is named after a pioneering woman financial analyst and philanthropist who started her career in the 1930’s and became the first woman partner at a Wall Street bond house. The Isabel Benham Award includes the privilege of directing a monetary donation by the WBC to a charity of the winner’s choice.

2013: Michaela Walsh2012: Kay Koplovitz2011: Sylvia Ann Hewlett2010: Dana Dakin2009: Mary Ellen Iskenderian2008: Nell Merlino 2007: Dr. Isobel Coleman 2006: Rear Admiral Marsha J. Evans 2005: Nancy Lublin 2004: Jill Ker Conway

2003: Janet Tiebout Hanson 2002: Lynn Martin 2000: Dina Dublon 1999: Dorothy Q. Thomas 1998: Linda Fairstein 1997: Faye Wattleton 1996: Sheila Wellington 1995: Elinor C Guggenheimer 1994: Heidi Hartman 1993: Marie O’Brien

Past Award Recipients: Merit Award

The Merit Award is given to a woman in finance who is widely recognized for her contributions in the industry. Winners of this prestigious award are leaders who have not only been extraordinarily successful in their own careers in the financial services industry but have also distinguished themselves by their commitment to diversity.

2013: Lisa Carnoy2012: Carla A. Harris2011: Sarah Diamond2010: Karen Dunn Kelley2009: Nicole S. Arnaboldi2008: Karen Peetz 2007: Diane L. Schueneman 2006: Erin Callan 2005: Sharon Rowlands 2004: Ellen C. Schubert 2003: Eileen K. Murray 2002: Shelley Leibowitz 2000: Martha Gallo

1999: Patricia Vlahakis 1998: Leslie Tortora 1997: Joyce Chang 1996: Denise Boutross McGlone 1995: Lisa Polsky 1994: Susan Storey 1993: Maureen Hendricks 1992: Elizabeth B. Dater 1991: Nancy Newcomb 1990: Leressa R. Crockett 1989: Nancy Donovan 1988: Maria Ramirez 1987: Greta Marshall


Would like to thank

Merit Award Dinner Co-ChairsCarol BrittonDiane Sinti

Nominations CommitteeFrancis Rivera, leadBarbara Vallely

Finance Committee Armine Bagdassarian, leadDenise ByrdPaula Reddy

Marketing CommitteeCatalina Hayata, leadAnita PanchmatiaJacqueline Madrigal

Community Outreach CommitteePhilippa Girling, co-leadDeirdre O’Connor, co-lead

Rosa Alaimo Katrin Brushci Janis Elfving Julia Kao Eleonora Menaker Beatrice O’Carroll Sheila RennertMichelle Stickels Michele Tomic

Rising Stars CommitteeSiobhan Dunn, co-leadNancy Tomassone, co-lead

Table Sales CommitteeSuzanne Balian, co-leadJean Ziperski, co-lead

Membership Committee Jennifer Bracco

2013-2014 Women’s Bond Club Board Members

Co-PresidentsMary Caracappa, Morgan StanleyManaging Director, Strategy and Execution

Andrea Ianniello, Office of Financial Research, Department of the Treasury, Head of Relationship Management

WBC Vice President Margaret Morrison, EY, Financial Services, Managing Partner Accounts & Business Development

WBC Treasurer Denise Byrd Gangi, Broadridge Financial Solutions Vice President, Strategy and Business Development

WBC Secretary Suzanne C. O’Connell, IBM, Vice President, Financial Services Sector Wall Street

WBC Board Members Carol Britton, BNY Mellon, Managing Director

Siobhan M. Dunn, Morgan Stanley, COO of Banks Investment Portfolios

Liz Fischer, Goldman Sachs, Managing Director

Philippa Girling, Capital One, Executive Vice President

Catalina Hayata, Bank of America Merrill Lynch, Managing Director

Deirdre O’Connor, Och-Ziff Capital Management, Managing Director

Alex Paladino, Thomson Reuters, Senior Vice President, Global Business Director

Augusta Sanfilippo, Citibank, Managing Director

Diane Sinti, Deloitte Consulting, LLP, Director, Human Capital Consulting

Business Manager Paula Reddy, Women’s Bond Club

Membership Coordinator Jennifer Bracco, Women’s Bond Club

women’s bond club|79 2014 merit award dinner PB|

congratulations to the Women’s bond club graduating scholars!

Latanya Blassingame-Hall, Syracuse UniversitySolanlly Cabrera, University of Albany, SUNY

Noni Harrison, University of North Carolina at Chapel HillDalifet Hernandez, Ithaca College

Grace-Ann Martin, Skidmore CollegeShivonne Ramprasad, New York University

Special congratulations to Iris Mejia Colon, MBA, NYU Stern School of Business.

Documents

2014 Rising Stars