Upload
buck-mckenzie
View
215
Download
0
Embed Size (px)
Citation preview
CCP Programmatic Updates & Discussion Topics
2014 Care Coordinator’s Conference
The rules, policies, and procedures in this Power Point presentation are highlights and summaries of those rules, policies, and procedures. This presentation does not replace the necessity of reading these in their entirety.
Disclaimer/Reminder
Policy sent September 2, 2014 with effective date of October 1, 2014
Email sent September 26 with questions and answers
IDoA will continue to provide clarification on questions received
Choices for Care/Universal Screening Update
To assist older adults to remain in the community as long as they safely can
Once a person enters a nursing facility it is more difficult to transition back to the community
All options for community-based services are explained in the pre-screening giving the individual the opportunity to choose from available services
Mission of IL Department on Aging
Adults in Illinois have the choice and ability to remain at home by accessing community based services.
Education on what is available allows each adult to make an informed decision on which methods will meet their needs and maintain their independence now and in the future.
Intention of Pre-Screening
Part of the Care Coordinator’s role is to educate an individual on what services are available and appropriate to meet their specific needs.
Care Coordinator’s Role
Public Act 098-0651: Hospital discharge planner is responsible for forms to facility
The change in the process for CCUs and hospitals is a small part of this Public Act which also is meant to address concerns from facilities. Facilities have to submit 2536 and other documentation to the Department of Human Services
Changes to Choices for Care
Removal of Illinois Department on Aging Nursing Facility Parolee Screen Notification Form (IL-402-1321)
and
Motorized Wheelchair Evaluation Form (previously eliminated in 2012)
Changes to Choices for Care
CCUs required to check eCCPIS and CMIS to see if assessment completed within last 90 calendar days
If the individual has been screened within the past 90 calendar days, CCU will not complete a new assessment but will complete HFS Screening Verification Form
Changes to Choices for Care
Prescreen CATs required to be transmitted within 10 calendar days
CAT can be transmitted prior to CCU receiving paperwork from the hospital
After CAT transmitted, CCU can go into CMIS—update—Choices for Care and enter information regarding facility placement so that follow-up can be completed
Changes to Choices for Care
For post-screenings that occur for one of the following reasons:
Admission from out-of-state;Admission from a Hospital
Emergency/Outpatient Services; orPre-existing condition of need for a caregiver
and caregiver is no longer able to provide care
Facilities are not required to first contact BEAM
Clarifications to Post-Screenings
Facilities are not required to first contact BEAMThe CCU shall first check eCCPIS for previous
assessment within past 90 calendar days
If none, the CCU shall complete the post-screen assessment within 10 calendar days of notification from facility
If assessment, the CCU shall complete the HFS Verification Form and send to facility within 5 calendar days
Clarifications to Post-Screenings
If a facility contacts the CCU directly, the CCU can accept the request for a post-screen and does not need to contact BEAM or refer the facility back to BEAM.
Clarifications to Post-Screenings
Person transferring from SLF to NF does require a new screening if the DON is more than 90 days old
Person transferring from NF to SLF does not require a new screening provided there is no break in service between NF to SLF
Clarifications
If a facility does not receive paperwork when a person is admitted from the hospital the facility is to contact--◦ 1) the hospital from where the person was
admitted◦ 2) if not received from the hospital within 10
calendar days, then CCU in that area; please check eCCPIS and complete the Screening Verification Form if your CCU did not conduct the assessment
◦ 3) contact BEAM who will check eCCPIS and complete the Screening Verification
Clarifications
IDoA will continue to work with Illinois Hospital Association on specific concerns from CCUs; CCUs can send to [email protected]
IDoA will work with HFS on possibility of revising 2536 and OBRA forms as well as hospitals having electronic version of forms
Clarifications
Effective December 1, 2013, a participant may utilize cellular EHRS if no land-line is available
Cellular EHRS does not use or require a participant’s personal cell phone
Care Coordinator is to explain limitation of cellular service
Cellular Emergency Home Response
Care Coordinator is required to review and explain the “Cellular EHRS Participant Acknowledgment” form
Participant is required to sign this form, CCU to keep in the file and send a copy to the EHRS provider
CCU is required to inform EHRS provider that participant needs cellular service
Currently all but one EHRS provider offers cellular service
Cellular Emergency Home Response
Effective July 1, 2013, In-Home Service providers required to utilize EVV system
Providers able to choose their EVV provider so there are different systems being utilized
Electronic Visit Verification
Participant does not have to allow homecare aide to utilize the phone in their residence
In-Home Service providers were required to provide participants a copy of the letter from IDoA which explains EVV
Electronic Visit Verification
CCU reviews being completed to:
◦ Verify compliance with Service Authorization Guidelines (Public Act 098-0008)
◦ Verify Determination of Need (DON) scoring compliance
◦ Verify compliance with CCP timeframes
◦ Verify compliance with CCP forms
CCU Reviews
Through September 2014, 31 CCU contracts have been reviewed
813 files have been reviewed, this number includes prescreen files
CCU Reviews (cont)
Service Authorization Guidelines: files not compliant = 17%
Determination of Need: files not compliant = 23%
CCU Review Findings
Timeframes: files not compliant = 16% (late annual redeterminations or late
Temporary Service Increase follow-up assessments with no documentation of participant delay; late follow-up for initial assessments, etc.)
Completion of Forms: files not compliant = 8%
CCU Review Findings (cont)
The CCU was provided technical assistance regarding findings, with individual participant files reviewed as needed
The CCU was sent the Quality Improvement Review report with findings and corrective actions outlined
Training to Care Coordinators is the primary corrective action
CCU Review Corrective Actions
Consider IDoA revising CCP Forms instructions to include need for frequency of tasks
Continue IDoA CCU reviews
Continue and enhance collaboration between IDoA & IL Council of CCU for trainings
Next Steps
Since homecare aides are required to document tasks completed during each provision of service, CCUs are encouraged to specify frequencies in this column of the DON; without frequencies indicated the amount of service authorized may not comply with the Service Authorization Guidelines
Service Authorization Guidelines: Suggestions to Improve Compliance
Care Coordinators should consider the number of
days per week service is to be provided when specifying frequencies
For example, the frequency of “five times per week” should be utilized if a participant receives service five times per week, is incontinent and requires assistance with bathing each time the homecare aide is present. A participant who attends Adult Day Service three times a week and needs assistance with taking medication at the ADS, should have the frequency “three times per week” indicated under “routine health.”
Service Authorization Guidelines: Suggestions to Improve Compliance
“As needed” may be an appropriate task for some tasks such as telephoning
A participant’s service can be flexible for which days the service is provided, however, the In-Home Service provider needs to know how many times per week service is to be provided
The number of times per week for service can be indicated on the notes section of the POCNF
The participant can direct the homecare aide regarding which day a task is completed
Service Authorization Guidelines: Suggestions to Improve Compliance
For “outside home” Care Coordinators should encourage participants to utilize other transportation services besides the homecare aide
Care Coordinators should authorize transport or escort for In-Home Service no more than 1-2 times a week; exceptions should be documented, including attempts to find other resources
Service Authorization Guidelines: Authorizing Transport or Escort
Participants who are actively on Medicaid should utilize this resource for transportation to medical appointments
Remember that In-Home Service agencies are not required to provide transportation via the homecare aide’s personal vehicle. Care Coordinators should refer to the In-Home Service agency’s Service Specific Application for information indicated by the agency for transportation/escort.
Service Authorization Guidelines: Authorizing Transport or Escort
Care Coordinators should document exceptions to Service Authorization Guidelines in case notes
Service Authorization Guidelines must be utilized for all In-Home Service authorization, including Family Homecare Aides
Service Authorization Guidelines do not apply to Adult Day Service
Service Authorization Guidelines: Suggestions to Improve Compliance
Eating◦ Seek adaptive utensils that can assist
◦ Recommend preparation of foods that do not require cutting
◦ If the participant cannot feed themselves, there has to be back up support as CCP cannot be there for all 21 meals a week
◦ HDM is not a service by other for eating
Determination of Need Scoring
Bathing◦ Bathing, grooming, dressing A side scores should
be similar
◦ Encourage use of assistive devices, such as bath seats, grab bars, etc.
◦ Daily personal care is not essential unless incontinence is an issue
◦ Do not impose your hygiene standards onto the participant
Determination of Need Scoring
Grooming◦ Bathing, grooming, dressing A side scores should
be similar
◦ Encourage use of assistive devices, such as weighted or large grip brushes—can use foam or duct tape to modify
◦ Homecare aides can only file and clean nails—no cutting of nails
Determination of Need Scoring
Dressing◦ Bathing, grooming, dressing A side scores should
be similar
◦ Encourage clothing with Velcro, elastic, etc. so participant can remain as independent as possible
Determination of Need Scoring
Transferring◦ Consider the use of assistive devices, such as a walker,
lift chair, etc.
◦ A back up support is needed as CCP cannot be there 24 hours/day—how is the participant completing this task when CCP not present?
◦ For a participant who scores 3-3 & lives alone a safe care plan may not be able to be developed
◦ Homecare aides cannot do total lifting; the participant must be able to assist with the transfer
Determination of Need Scoring
Continence◦ Encourage use of assistive devices, such as bed
side commodes, continence products, etc.
◦ A back up support is needed as CCP cannot be there 24 hours/day—how is the participant completing this task when CCP not present?
◦ Homecare aides cannot do catheter or ostomy care
Determination of Need Scoring
Managing Money◦ Getting out to pay bills should be scored under
outside home instead of managing money
◦ Utilize IL Volunteer Money Management Program (IVMMP) if available in your area
◦ In-Home Service providers must have a policy on receipt handling; receipts must be returned to participant & documented
◦ Homecare aides cannot be responsible for money management
Determination of Need Scoring
Telephoning◦ If the participant has no phone that is not
considered an impairment
◦ Encourage use of assistive devices, such as a magnifying glass, large number phone, etc.
Determination of Need Scoring
Preparing Meals◦ Encourage meals that can be prepared ahead or
extras made
◦ A participant who lives alone should not have a 3-3 score on the DON—3 on the A side of the DON means the participant cannot even warm a meal & no one is there to prepare
◦ If Home Delivered Meals in service by others is indicated, B side score should be lowered
Determination of Need Scoring
Laundry◦ Laundry & housework A side scores should be
similar
◦ A participant who can do part of the task such as folding should not be scored a 3 on the A side
◦ Consider location of laundry facilities when authorizing time to complete the task
◦ A participant with continence problems may need laundry completed more frequently
Determination of Need Scoring
Housework◦ Housework & laundry A side scores should be similar
◦ Basic housekeeping tasks, not heavy seasonal cleaning, are to be completed by the homecare aide
◦ The homecare aide is to complete tasks for the participant, not the entire family
◦ Unless there is documentation in the CCU case notes of a medical necessity, housework should not be authorized more than 1 x a week
◦ The participant can direct the homecare aide regarding which day a task is completed
Determination of Need Scoring
Outside Home◦ Distinction should be made between transport &
escort; escort is needed when the participant is either physically or cognitively unable to leave the residence alone
◦ See slide under Service Authorization Guidelines
Determination of Need Scoring
Routine Health◦ Homecare Aides cannot set up or administer
medication; Adult Day Service can
◦ Consider how many days service provided: if participant needs reminded to take medications what happens when CCP not there? Back up support will be needed for those times
Determination of Need Scoring
Special Health◦ Is something a licensed professional needs to
perform
◦ B side should be 0 unless participant going to a facility (Choices screen) or ADS will perform; homecare aides cannot perform special health functions
◦ Watch over-scoring of this function: when scoring A side consider frequency of professional visits
Determination of Need Scoring
Being Alone◦ For a participant who scores 3-3 & lives alone a
safe care plan may not be able to be developed
◦ Can the participant recognize danger & alert others?
◦ For a participant who cannot be left alone, a back up support should be in place in case CCP service unavailable—e.g., homecare aide late, ADS closed due to weather
Determination of Need Scoring
Friendly Reminders◦ If B side is 0, there should be no CCP services or
frequency indicated
◦ If B side is lowered from A side, notation should be made in service by other column, including “self” or “manages”
◦ Side A DON score of 3 should be reserved for participant who cannot do any part of the task at all or requires constant supervision
Determination of Need Scoring
Friendly Reminders
◦ Side B DON score should be adjusted for both formal & informal supports
◦ Empower the participant to continue to do as much for themselves as possible to maintain their independence
Determination of Need Scoring
Referral is made (request for services)◦ CCU has 5 calendar days from the referral date
to respond to the referral by contacting the participant (preferably a phone call)
◦ The CCU should document the date the referral was received by the CCU, including if the referral was a fax from another agency
CCP Paperwork—Requirements for Timeframes
Initial Assessment◦ CCU has 30 calendar days to complete an Initial
Assessment from the date of the request for services.
◦ If participant delay occurs, the CCU should document this in the case notes, e.g., awaiting financial verification, participant not wanting to choose provider at time of assessment
CCP Paperwork—Requirements for Timeframes
Initial Assessment (continued)
◦ If a supervisor’s signature is required to approve an assessment, the supervisor must sign and date page 20 of the Comprehensive Needs Assessment. The date of the supervisor’s signature is the Eligibility Determination Date (EDD). Unless participant delay occurs, this must be within 30 calendar days from the date of request for services.
CCP Paperwork—Requirements for Timeframes
The date the Care Coordinator signs the Client Agreement is the EDD; it may be different than the date the participant/authorized representative signed
If eligibility not determined at the assessment, the participant can sign & date the CA but the Care Coordinator should not do so until the EDD
CCP Paperwork—Eligibility Determination Date & POCNF Reminders
The EDD is the date shown on section D of the Plan of Care Notification Form (POCNF) “Eligibility Finding” which is entered on the POCNF Input screen
The EDD on the Client Agreement & POCNF must match
CCP Paperwork—Eligibility Determination Date & POCNF Reminders
Implementation of Goals of Care
◦ CCU has 15 calendar days to make referrals to non-CCP providers & implement goals of care from the date the participant signed the Goals of Care on page 20 of the CCC tool.
◦ CCU has 15 calendar days from the EDD to send the POCNF. This date is the Eligibility Notification Date.
CCP Paperwork—Requirements for Timeframes
Implementation of Goals of Care
◦ The Eligibility Notification date which is entered on the POCNF Input screen is the date the CCU provides copies of the POCNF to the participant and all CCP providers.
◦ The CCU can leave the POCNF with the participant if eligibility is determined the date of the visit and all providers were notified
◦ The eligibility notification date must be within 15 calendar days of the EDD.
◦ If there was an adverse action and the CCU leaves the POCNF, the CCU can obtain a signed receipt from the participant/authorized representative rather than send the POCNF certified mail
CCP Paperwork—Requirements for Timeframes
Service Start Date◦ CCP Providers have 15 calendar days from the date of
notification to begin providing services to a participant.
◦ CCP providers have 5 calendar days to return the signed Client Agreement to the CCU after the initiation of services. Both CCUs and providers should monitor to assure this is completed.
◦ Service start date is the date services initially began or were increased. If service remains the same the provider should utilize the same date the Care Coordinator signed the Client Agreement.
CCP Paperwork—Requirements for Timeframes
Client delay◦ Participant has 60 calendar days from the
signature on the Goals of Care to provide documentation verifying eligibility. Client Delay only pertains to CCP cases.
◦ The CCU must document participant delay in case notes
◦ Providers must also document participant delay, especially when initiating or increasing services & should report this to the CCU
CCP Paperwork—Requirements for Timeframes
HCA verification of tasks—policy “CCP Participant Verification of Services—update January 2014”—effective 4/1/2014
◦ All In-Home Service agencies required to have electronic or paper format to verify tasks performed by Homecare Aide at each provision of service
◦ If utilizing a paper form for verification of tasks do not include in/out times as is difficult to match EVV times
Verification of Tasks
The homecare supervisor should contact the CCU if tasks are consistently not completed in accordance with the CCU POC
Deviations from CCU’s Plan of Care can be documented in same format/form as verification of tasks
When requested, electronic documentation, including EVV & verification of tasks must be able to be printed by the provider
Verification of Tasks
Determination of Need Analysis (from October 2013 In-Home Service participant data)
◦ State-wide average DON score=48
◦ State-wide average monthly authorized units=59
◦ State-wide average monthly provided units=49
State-wide CCP averages
Section 240.350 of CCP rules outlines instances of and responses to non-cooperation
CCP rules should be one of your favorites in your Internet browser
Refer to Section 240.350 for description of non-cooperative actions and provider and CCU responsibilities
CCP Participant Cooperation
Section 240.350 a) outlines circumstances when a participant’s services may be suspended after 2 such occurrences within a State Fiscal Year (June 30-July 1)
240.350 a) 1) notify In-Home Service agency of absence (except for emergency) at least one day in advance
240.350 a) 2) notify Adult Day Service agency of absence (except for emergency) at least one day in advance
CCP Participant Cooperation
240.350 a) 3) not refuse to allow provider into home to provide services
240.350 a) 4) not interfere with provision of services specified in the plan of care, in the home or in day care site
CCP Participant Cooperation
240.350 a) 1) through 4):
Provider shall:
◦ Document incidents
◦ Verbally advise CCU on same day but not later than next work day
◦ Mail written report to the CCU within 2 work days of the second occurrence
CCP Participant Cooperation
240.350 a) 1) through 4):
CCU shall:
◦ Suspend participant’s service with effective date of suspension the date of the second occurrence
◦ Immediately but not later than next work day, verbally advise the participant of the suspension and date of suspension
CCP Participant Cooperation
240.350 a) 1) through 4):
CCU shall:
◦ Send POCNF to participant and provider by regular mail within 5 calendar days from verbal notification to the participant
◦ Develop a Memorandum of Understanding (MOU) between participant, provider, and CCU
◦ Obtain signature on MOU from all parties within 30 calendar days (unless delay from participant) from effective date of suspension
CCP Participant Cooperation
240.350 a) 1) through 4):
CCU shall:
◦ Upon execution of MOU, send POCNF (via regular mail) to participant and provider(s) to reinstate services. Services shall be reinstated on or before 15 calendar days from date of signature on the MOU.
CCP Participant Cooperation
Section 240.350 a) 5) outlines circumstances when a participant’s services may be suspended after 1 occurrence. The participant/authorized representative or family member/friend shall:
◦ Not threaten or act abusively (e.g. physical, verbal, sexual, etc.)
◦ Not display a weapon (e.g. gun, knife, etc.)◦ Prevent any animal present in the home from
physically harming Department/CCU/provider
CCP Participant Cooperation
Section 240.350 a) 5): Provider shall:
◦ Leave the premises immediately or if at ADS advise family immediately
◦ Verbally advise CCU on same day but not later than next work day
◦ Mail written report to the CCU within 2 work days of the occurrence
CCP Participant Cooperation
Section 240.350 a) 5): CCU shall:
◦ Send POCNF to participant and provider by regular mail within 5 calendar days from verbal notification to the participant
◦ Develop a Memorandum of Understanding (MOU) between participant, provider, and CCU
◦ Obtain signature on MOU from all parties within 30 calendar days (unless delay from participant) from effective date of suspension
CCP Participant Cooperation
Section 240.350 a) 5): CCU shall:
◦ Upon execution of MOU, send POCNF (via regular mail) to participant and provider(s) to reinstate services. Services shall be reinstated on or before 15 calendar days from date of signature on the MOU.
CCP Participant Cooperation
Reminders:
◦ Suspension of services may not be appealed because a suspension is not a final decision
◦ Failure to sign an MOU shall be grounds for termination of or denial of services
◦ An MOU remains in effect when a participant changes providers or CCUs; new provider and/or CCU must sign the MOU
CCP Participant Cooperation
The Care Coordinator should carefully review the timeframes outlined in 240.350 and provider documentation to assure all timeframes met prior to development of MOU
If timeframes are not met, MOU should not be developed or executed and provider reminded of timeframes
IDoA suggests meeting with participant, provider, and CCU to discuss concerns and explain consequences of behaviors can lead to termination of CCP services; there may be other times meeting with all parties would also be beneficial
Options to MOU
If, following reinstatement, the requirements of the MOU have not been adhered to, services are to be terminated or denied
For 240.350 a) 1) – 5), the CCU shall send the POCNF certified mail or hand deliver the POCNF with receipt signed
For 240.350 a) 1) – 5), the effective date of the POCNF is to be 15 calendar days from the date of notice (unless mutually agreed upon by all parties)
Violation of MOU
A participant can appeal denial or termination of services based on an MOU
If appeal received within 10 calendar days of POCNF notification date, services are to remain in place unless approval not to do so received from IDoA (only in cases where health, safety, and welfare of worker or others in jeopardy)
Violation of MOU
A person can re-apply for CCP services after their services were terminated for an MOU violation. The CCU shall:
◦ Conduct an initial assessment following same guidelines and eligibility criteria
Receiving CCP Services after MOU Violation
If the individual qualifies for CCP, review a copy of the MOU agreement with the participant and discuss the provisions—e.g. why it occurred
Discuss the incident that caused the termination
Question the individual as to how things have changed in the situation and why they need CCP services at this time
Obtain Releases of Information as necessary to discuss individual’s situation with others involved
Receiving CCP Services after MOU Violation
CCU shall document all contacts
If there is a “permanent change” in the individual’s situation, CCP services can be provided again
It is ultimately the CCU’s decision whether or not to approve CCP services, but assistance can be obtained from IDoA if needed.
If an individual is approved for CCP services after termination for MOU violation, the MOU is now null and void
Receiving CCP Services after MOU Violation
240.350 b): a participant/authorized representative or family member/friend shall not inflict physical injury upon any representative of Department, CCU, or provider
Provider shall:◦ Injured party is to leave premises immediately◦ Verbally advise CCU same day but not later than next
work day◦ Mail written report to CCU within 2 work days from
date of injury
Physical Injury
240.350 b): CCU shall on the same day if possible but no
later than the next work day:
◦ Institute immediate denial or termination of services with the effective date the date of infliction of physical injury
◦ Verbally notify the participant/authorized representative
◦ Mail POCNF by certified mail to participant within 5 calendar days of verbal notification
Physical Injury
CCUs: please do not put other information in name & address lines in CMIS; this info is utilized for mailings & other data analysis; the notes section in CMIS can be utilized
For any changes in contact information, please send email to [email protected] and notify IDoA’s Office of Service Development & Procurement [email protected]
Friendly Reminders
Please thoroughly explain the reason a participant’s services are denied, decreased, or terminated & document the reason in the case notes
CCP Providers are required to inform the CCU of changes in the participant’s condition or demographics or if the participant is hospitalized; this communication should be documented in the case notes
Friendly Reminders
Looking to the future
Have a safe trip home
Thanks for all you do
Questions??