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7/31/2019 2012 Standard Clause for Pct Exam Report
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In Re Item VIII
1. The wordings of independent claims 1, 7 do not meet the requirements of clarity of
article 6 PCT for the following reasons:
1.1 The wording of independent claim 1 does not contain all technical features essentialfor the invention to be carried out since it does not includes a reference to the high
pressure of 6-8 atm referred to in the description (see page 3, lines 6-9; see page 4, lines
10-12) as being essential for carrying out the claimed hydrolysis process at 150-175C.
The explicit pressure values 6 to 8 atm (equivalent MPa units should be added) must be
introduced into the wording of independent claim 1 for the sake of clarity or Article 6
PCT.
1.2. The presence of two independent claims (see claims 1, 7) each of them containing
technical features completely different from each other does not allow third parties to
know which of the features are essential for the invention to be carried out and which
other are merely optional features of the claimed subject-matter.
In fact, the presence of only two exchangers under steps (a) and (b) concerning
temperature limits (
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D1 (see figures 1 and 2, items WA-1, WA-3; 10; B1; WA-2 ) discloses an installation
comprising two heat exchangers followed by a hydrolysis device connected to a cooling
heat exchanger.
The wording of independent claim 7 presently on file differs from the system disclosed
in D1 merely due to the presence of the formal technical feature that the exchangers (ii)and (iv) in the wording of independent claim 7 are named as being scraped surface
heat exchangers (DIFFERENTIATING TECHNICAL FEATURE OF THE CLAIMED
SYSTEM) whereas the equivalent heat exchangers WA-2, WA-3 have not such a
definition (not explicitly cited as being scraped surface heat exchangers) in D1.
2.2 PROCESS CLAIMS 1 TO 6
D1 discloses a process wherein a biomass stream (see col. 3, line 43=una proporcion
de biomasa de 1700 kg de SSO/h) is preheated to a temperature of 80C (see col. 3,lines 58 to 64) and thereafter brought to a temperature of 180C (see col. 4, lines 24-
28) and a degree of hydrolysis of 65% is obtained (see col. 4, lines 33-40). A cooling
step followed by an expansion follows the above reaction process (see col. 4, lines 51-
58). The claimed subject-matter (process) differs from the disclosure of D1 due to the
hydrolysing temperature being claimed in the range of 150-175C
(DIFFERENTIATING TECHNICAL FEATURE OF THE CLAIMED PROCESS)
instead of being 180C-250C (see col. 3, lines 10-11) as explicitly cited in D1.
3. INVENTIVE STEP (ARTICLE 33(3) PCT)
The claimed subject-matters do not meet the requirements of inventive step of Article
33(3) for the following reasons:
3.1 INSTALLATION CLAIMS 7-15
The above differentiating technical feature (see point 2.1) i.e. the presence of a heat
exchanger being a scraped surface (heat exchanger) instead of being merely a heatexchanger explicitly disclosed in D1 does not solve any technical problem which could
not have been previously solved by the normal heat exchangers of D1. In fact, the
application documents originally filed does not contain any comparative example
showing that a scraped surface heat exchanger could have solved any problem not
being solved by a non scrapped surface heat exchanger. None of the additional
technical features of dependent claims 8-15 have been shown as being responsible for
the solution of any technical problem not solved by the equivalent technical features of
D1.
3.2 PROCESS CLAIMS 1-6
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3.2.1 The above differentiating technical feature (see point 2.2) i.e. the presence of a
hydrolysis step at 150-175C instead of being performed at 180C-250C explicitly
disclosed in D1 does not solve any technical problem which could not have been
previously solved by the features explicitly cited in D1. In fact, the application
documents originally filed does not contain any comparative example showing that
hydrolysis at 150-175C could have solved any problem not being solved by ahydrolysis process at 180C-250C explicitly disclosed in D1.
3.2.2 The skilled person is able to reduce the exchangers duty of D1 producing
temperatures of for instance 180Cand arrive to the claimed subject-matter requiring
temperatures offor instance 175C as an exercise of normal technical knowledge
which does not imply any kind of inventive step rather an obvious amendment of the
state of the art.
In fact, hydrolysis and their results at temperatures other (130-180C) than thesedisclosed in D1 (180-250C) are well known by the skilled person, for instance from
D2=ES-A-2 228 530 (see col. 3, lines 40-41= La temperatura del reactor 7 se puede
variar entre 130 y 180C) and these very particular hydrolysis temperature ranges
(130-180C) of D2 as well as that of D1 (180-250C) can be used without implying
inventive skill whatsoever.
3.2.3 None of the additional technical features of dependent claims 2-6 have been
shown as being responsible for the solution of any technical problem not solved by the
equivalent technical features of D1 (eventually D2).
3.3 In the absence of at least one differentiating technical feature present in the wording
of both independent claims on file which could have been shown as being responsible
for the effective solution of a technical problem (comparative examples are missing) in
a non obvious way in view of D1, D2 (any other of the documents of the prior art cited
in the search report and the normal knowledge of the skilled person can be used as
auxiliary documents for the analysis of the inventive step), the claimed subject-matter is
considered an obvious modification therefrom and cannot be considered inventive
(Article 33(3) PCT).