15
REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704 01 '8 The public reporting burden for this collection of information is estimated to everege 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services end Communie étions Directorate (0704-0188), Respondents should be eware that notwithstanding any other provision of lew, no person shall be subject to eny penalty for failing to comply with a collection of information if it does not displey a currently valid OMB control number. PLtASE DO NOT RETURN YOUR K>RM TO THE ABOVE ORGANIZATION. 1. REPORT DATE (DD MM- YYYY> 2. REPORT TYPE 12-08-2009 Journal Article 3. DATES COVERED iFrom - To) 4. TITLE AND SUBTITLE U.S. GODAE. Global Ocean Prediction with the HYbrid Coordinate Ocean Model (HYCOM) 5a. CONTRACT NUMBER 5b GRANT NUMRFR 5c. PROGRAM ELEMENT NUMBER 0602435N 6 AUTHOR(S) E.P. Chassignet, H.E Ibirlburt, E J Metzger, O.M. Smedstad, J.A. Cummings, O R. Halltwell, R. Bleek. R Baraille, A J. Wallcraft, C. Lozano, H.L. Tolman, A. Srinivasan, S. Ilankin, P. Comillon, R Weisberg, A Bar'h, R. Ile, F Werner, and J. W ilkin 5d PROJECT NUMBER 5e TASK NUMBER 5f WORK UNiT NUMBER 73-8677-08-5 7 PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Naval Research Laboratory Oceanography Division Stennis Space Center, MS 39529-5004 B PERFORMING ORGANIZATION REPORT NUMBER NRL/JA/7304-08-8 435 9 SPON.SORING,'MONITORING AGFNCY NAMEISI AND ADDRESS(ES) Office o f Naval Research 800 N. Quincy St. Arlington, VA 22217-5660 10. SPONSOR MONITOR’S ACIlONYMIS) ONR 11. SPONSOR MONITOR'S REPJRT NUMBERIS) 12. DISTRIBUTION'AVAILABIlITY STATEMENT Approved for public release, distribution is unlimited 200£10821528 13. SUPPLEMENTARY NOTES ^ 14. ABSTRACT During the past five to ten years, a broad partnership o f institutions under NOPP sponsorship has collaborated in developing and demonstrating the lerformanee and application o f eddy-resolving, real-time global- and basin-scale ocean prediction systems using the HYbrid Coordinate Ocean Model (H YCO M l The partnership represents a broad spectrum o f the oceanographic community, bringing together academia, federal agencies, and industry/commercial «nitita, and spanning modeling, data assimilation, data management and serving, observational capabilities, and application of HYCOM prediction system outputs. In add ion to providing real-time, eddy-resolving global- and basin-scale ocean prediction systems for the US Navy and NOAA, this project also offered an outstnndinj opportunity for NOAA-Navy collaboration and cooperation, ranging from research to the operational level. This paper provides an overview o f the global HYCOM icean prediction system and highlights some o f its achievements. An important outcome o f this effort is the capability o f the global system to provide boundary ci iditions to even higherresolution regional and coastal models. 15. SUBJECT TERMS HYCOM, data assimilation, NOPP, ocean prediction systems 1b. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT IB. NUMBER OF PAGES 12 19a NAME OF RESPONSIBLE PERSON a. REPORT b ABSTRACT c. THIS PAGE Harley E. Hurlburt I Inclassified Unclassified Unclassified UL 19b TELEPHONE NUMBER iInclude area co el 228-688-4626 Standard Form 2 J8 iRpv. 8 /9 8 1 Prescribed by ANSI Si . Z39.18

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Page 1: 200£10821528 14. ABSTRACT

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0 7 0 4 01 '8

The public reporting burden for this co llection of in form ation is estimated to everege 1 hour per response, including the tim e for review ing instructions, searching ex isting data sources, gathering and maintaining the data needed, and com pleting and review ing the co llection of information. Send com m ents regarding th is burden estim ate or any o ther aspect o f th is co llection of in form ation, including suggestions for reducing the burden, to the Department o f Defense, Executive Services end Communie étions D irectorate (0 704 -0188 ), Respondents should be eware tha t notw ithstand ing any other provision o f lew , no person shall be subject to eny penalty for failing to com ply w ith a co llection of in form ation if it does n o t displey a currently valid OMB contro l number.PLtASE DO NOT RETURN YOUR K>RM TO THE ABOVE ORGANIZATION.1. REPORT DATE (DD MM- YYYY> 2. REPORT TYPE

12-08-2009 Journal Article3. DATES COVERED iFrom - To)

4. TITLE AND SUBTITLE

U.S. GODAE. Global Ocean Prediction with the HYbrid Coordinate Ocean Model (HYCOM)

5a. CONTRACT NUMBER

5b GRANT NUMRFR

5c. PROGRAM ELEMENT NUMBER

0602435N

6 AUTHOR(S)E.P. Chassignet, H.E Ib irlburt, E J Metzger, O.M. Smedstad, J.A. Cummings, O R. Halltwell, R. Bleek. R Baraille, A J. Wallcraft, C. Lozano, H.L. Tolman, A. Srinivasan, S. Ilankin, P. Comillon, R Weisberg, A Bar'h, R. Ile, F Werner, and J. W ilk in

5d PROJECT NUMBER

5e TASK NUMBER

5f WORK UNiT NUMBER

73-8677-08-5

7 PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)

Naval Research LaboratoryOceanography DivisionStennis Space Center, MS 39529-5004

B PERFORMING ORGANIZATION REPORT NUMBER

NRL/JA/7304-08-8 435

9 SPON.SORING,'MONITORING AGFNCY NAMEISI AND ADDRESS(ES)

Office o f Naval Research 800 N. Quincy St.Arlington, VA 22217-5660

10. SPONSOR M ONITOR’S ACIlONYM IS)

ONR

11. SPONSOR MONITOR'S REPJRT NUMBERIS)

12. DISTRIBUTION'AVAILABIlITY STATEMENT

Approved for public release, distribution is unlimited

2 0 0 £1 0 8 2 1 5 2 813. SUPPLEMENTARY NOTES ^

14. ABSTRACTD uring the past five to ten years, a broad partnership o f institutions under NOPP sponsorship has collaborated in developing and demonstrating the lerformanee and application o f eddy-resolving, real-time global- and basin-scale ocean prediction systems using the H Y brid Coordinate Ocean Model (H Y C O M l The partnership represents a broad spectrum o f the oceanographic com m unity, bringing together academia, federal agencies, and industry/commercial « n it ita , and spanning modeling, data assim ilation, data management and serving, observational capabilities, and application o f H Y C O M prediction system outputs. In add ion to provid ing real-time, eddy-resolving global- and basin-scale ocean prediction systems for the US Navy and N O A A , this project also offered an outstnndinj opportunity for N O A A -N avy collaboration and cooperation, ranging from research to the operational level. This paper provides an overview o f the global H Y C O M icean prediction system and highlights some o f its achievements. A n important outcome o f this e ffo rt is the capability o f the global system to provide boundary ci id itions to even higherresolution regional and coastal models.

15. SUBJECT TERMS

HYCOM, data assimilation, NOPP, ocean prediction systems

1b. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT

IB . NUMBER OFPAGES

12

19a NAME OF RESPONSIBLE PERSONa. REPORT b ABSTRACT c. THIS PAGE Harley E. Hurlburt

I In c la s s if ie d U n c la s s if ie d U n c la s s if ie d UL 19b TELEPHONE NUMBER i Inc lude area co e l 2 2 8 -6 8 8 -4 6 2 6

Standard Form 2 J8 iRpv. 8 /981Prescribed by ANSI S i . Z39 .18

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PUBLICATION OR PRESENTATION RELEASE REQUEST Pubkey: 5926 NRLINST IbOO?

1 REFERENCES AND ENCLOSURES 2. TYPE OF PUBLICATION OR PRESENTATION 3. ADMINISTRA"' IVE INFORMATION

Ref' (#) NRL Instructor 5600.2 (b) NRL Instruction 5510.4GD

Encl. (1 ) Two copies of subject paper (or abstract)

( 1 Abstract only, published( I Book( ) Conference Proceedings

(refereed)( ) Invited speaker( X ) Journal article (refereed )( ) Oral Presentation, published

i ( ) Other, explain

( 1 Abstract only, rot published( ) B tok chapter( ) Conference Proceedings

(not refereed)( ) Multimedia report( ) Journal article (not refereed)( ) Oral Presentation not published

STRN NRL/J A /7304-08- 8335

Route Sheet No. 7304/Job Order No 7 3 -8 6 7 7 -0 8 -5Classification X uSponsor ONR

approval ob tamei1 yes no

4 AUÎHOR

Title of P aper or PresentationU.S. GODAE: Global Ocean Prediction with the FlYbrld Coordinate Ocean Model (FIYCOM)

Author(s) N am e(s) (First,MI,Last), Code, Affiliation if not NRL

Eric Chassignet, Hafley E. Flurlburt, E. Joseph Metzger, Ole Martin Sm edstaa James A Cummings, G Halhweil, R. E’ ?ck Remy Bataille, Alan J. Wallcraft, C. J. Lozano Flenarik Tolman, A Srinivasan Steve Flankin, Peter Cornillon Robert We-sberg, A. îarth, R. Fie,Cisco Werner, John Wilkin

It is intended to offer this paper to the(Name of Conference)

(Date, Place and Classification of Conference)

and /or for publication in Oceanography Magazine Un :Jassifted(Name and Classification of Publication) (Name of Publn ¡er)

After presentation or publication, pertinent publication/presentation data will be entered in the publications data base, in £ ccordance with reference (a).It is the opinion of the author that the subject paper ( is ) (is n o t x ) classified, in accordance with re ference (b).This paper does not violate any disclosure of trade secrets or suggestions of outside individuals or concerns which have aeen com m unicated to the Laboratory in confidence. This paper (doesThis subiect paper (has ) (has never X ) been incorporated in an official NRL Report

/? -r*''

Fiarley E, Flurlburt, 7323 ' f i 's u •'.» tName and Code (PrincipalAuthor) (Signature)

5. ROUTING/APPROVAL

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Security, Code1226

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Page 3: 200£10821528 14. ABSTRACT

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Page 4: 200£10821528 14. ABSTRACT

N O P P S P F C I A L I S S U E F E A T U R E

%

US GODAEGlobal Ocean Prediction with the

HYbrid Coordinate Ocean Model ;'HYCOM

BY E R I C P C H A S S I G N E T , H A R L E Y E H U R L B U R T , E. J O S E P H M E T Z G E R ,

O I F M A R T I N S M E D S T A D , J A M E S A C U M M I N G S ,

G E O R G E R. H A L L I W f c L L , R A I N E R Bl E C K , RF M Y R A R A I L l . F ,

A L A N J. W A L L C R A ^ T , C A R L O S L O Z A N O , H E N D R I K L T O L M A N ,

A S H W A N T H S R I N I V A S A N , S T E V E H A N K I N , P E T E R C O R N I I . L O N ,

R O B E R T W r i S B E R G , A L E X A N D E R B A R T H , R U G G I N G H E ,

F R A N C I S C O W E R N E R , A N D J O H N W I L K I N

4R Osrancyrarhv Vo! 22. No 2

Page 5: 200£10821528 14. ABSTRACT

A BST RACT During the past five to ten years, a broad partnership o f institutions

under NOPP sponsorship has collaborated in developing and demonstrating the

performance and application o f eddy-resolving, real-time global and basin scale

ocean prediction systems using the HYbrid Coordinate Ocean Model (HYCOM)

The partnership represents a broad spectrum o f the oceanographic community,

bringing together academia, federal agencies, and industry/commercial entities, and

spanning modeling, data assimilation, data management and serving, observational

capabilities, and application o f HYCOM prediction system outputs. In addition to

providing real time, eddy resolving global and basin scale ocean prediction systems

tor the US Navy and NOAA, this proiect aiso offered an outstanding opportunity tor

NO AA-Navy collaboration and cooperation, ranging from research to the operational

level. This paper provides an overview o f the global HYCOM ocean prediction system

and highlights some o f its achievements. An 'mportant outcome of this effort is

the capability ot the global system to provide boundary conditions to even higher-

resolution regional and coastal models.

I N T R O D U C T I O N

A broad partnership o f institutions has

collaborated over the past five to ten

years to develop and demonstrate the

performance and application o f eddy

resolving, real-time global and basin

scale ocean prediction systems using

the HYbrid Coordinate Ocean Model

(HYCOM). These systems are in the

process o f being transitioned to opera­

tional use by the US Navy at the Naval

Oceanographic Office (NAVOCEANO),

Ste nnis Space Center, MS, and by the

National Oceanic and Atmospheric

Administration (NOAA) at the National

Centers for Environmental Prediction

(NCEP1, Washington, DC. The systems

run efficiently on a variety o f massively

parallel computers and include sophis­

ticated, but relatively inexpensive, data

assimilation techniques for satellite

altimeter sea surface height and sea

surface temperature as well as in situ

temperature, salinity, and float displace

ment. The partnersh'p represents a broad

spectrum o f the oceanographic commu­

nity, bringing together academia, federal

agencies, and industry/commercial

entities in activities that span modeling,

data assimilation, data management

and serving, observational capabilities,

and application o f HYCOM predic

tion system outputs. A ll participating

institutions were committed and the

collaborative partnership provided an

opportunity to leverage and accelerate

the efforts of existing and planned

projects, consequently producing a high

quality product that should collectively

serve a wider range ot users than would

the individual projects.

Ihe collaboiation was initiated in the

late 1990s by Ocean modelers at the Naval

Research Laboratory, Stennis, MS, who

approached colleagues at the University

o f M iam i’s Rosenstiel School ot Marine

and Atmospheric Science regarding an

extension o f the range of applicability o f

the US Navy operational ocean predic­

tion system to coastal regions (e.g.,. the

US Navy systems at the time were seri

ously lim ited in shallow water and in

handling the transition from deep to

shallow water). HYCOM (Bleck, 2002)

was therefore designed to extend the

range o f existing operational Ocean

General Circulation Models (OGCMs).

The freedom to adjust the vertical spacing

ot the generalized (or hvbrid) coordinate

layers in HYCOM simplifies the numer

ical implementation of several processes

and allows for a smooth transition

from the deep ocean to coasta! regimes.

HYCOM ïetains many o f the charae

teristics of its predecessor, the M iami

Isopycnic Coordinate Ocean Model

(Bleck et al., 1992; Bleck and Chassignet,

1994), while allowing coordinates to

locally deviate from isopycnals wherever

the latter may fold, outcrop, or generally

provide inadequate vertical resolution

The collaboration led to the development

of a consortium for hybrid-coordinate

data assimilative ocean modeling

supported by NOPP to make HYCOM

a state of-the art community oc ean

model w ith data assimilation capability

that could: (1) be used in a wide range of

ocean related research, (2) bec ome the

next generation eddy resolving global

ocean prediction system, and (3) be

coupled to a variety o f other models,

including littoral, atmospheric, ire, and

biochemical models. One outcome o f this

collaboiation was the establishment o f a

near real time North Atlantic prediction

system based on HYCOM.

In 2003, N< YAA NCEP joined forces

w ith the HYCOM consortium in

responding to a NOPP Broad Agency

Announc ement aime d at “ imple­

menting the in itia l, preoperational

US contnbution(s) to the Global

Ocean Data Assimilation Experiment

(GODAF).” These efforts were intended

to be pilot projects under Ocean.US,

the National Office for Integiated and

Sustained Ocean Observations, and to

Ouanoqraphy june 2C09 49

Page 6: 200£10821528 14. ABSTRACT

eventually lead to sustained operational

efforts supported by US agencies such

as NO AA and the Navy. The HYCOM

consortium therefore became one ot the

US component' o f GODAE, a coordi

nated international system o f observa

fions, communications, modeling,

and assimilation that delivers regular,

comprehensive information on the

state o f the ocean (see Chassignet and

Verrón, 2006, for a review). Navy and

NOAA applications, such as maritime

safety, fisheries, the offshore industry,

and management o f shelf/coastal areas,

are among the expected beneficiaries o f

the HYCOM ocean prediction systems

(http://www.hycom.org). More specifi

cally, the precise knowledge and predic­

tion o f ocean mesoscale features helps

the Navy, NOAA, the Coast Guard

industry and fisheries w ith endeavors

such as ship and submarine routing,

search and rescue, oil spill d rift predic

tion, open ocean ecosystem monitoring,

fisheries management, and short range

coupled atmosphere ocean, coastal, and

nearshore environmental forecasting.

In addition to operational eddy-

resolving global and basin scale ocean

prediction systems tor the US Navy

and NOAA, respectively, this proiect

offered an outstanding opportunity for

NOAA Navy collaboration and coop

eration ranging from research to the

operational level

B A C K G R O U N D

Over the past several decades, numerical

modeling studies have demonstrated

progress in both model architecture

and the availability o f computational

resources to the scientific community.

Perhaps the most noticeable aspect o f

these advances has been the evolution

from simulations on coarse-resolution

horizontal'vertical grids outlining basins

o f simplifie d geometry and bathymetry

and forced by idealized stresses, to fine-

resolution simulations incorporating

realistic coastal definition and bottom

topography and forced by observational

data on relatively short time scales

(Hurlburt and Hogan, 2000; Smith et al.,

2000, Chassignet and Garra fib, 2001;

Maltrud and McClean, 2003; H urlhu it

et al., 20081, The choice o f the vertical

coordinate system, however, remains

one ot the most important aspects of an

ocean models design, In practice, the

representation and parameterization o f

processes not resolved by the model grid

are often directly linked to the vertical

coordinate choice (Griffies et a l, 2000).

Oceanic general circulation models

traditionally represent the vertical in

a series of discrete intervals in either a

depth, density, or terrain following unit

Because none of the three main vertical

Eric P. Chassignet (echassigneUßcoaps.fsu.edu) is Professor and Director, Center jor

Ocean-Atmospheric Prediction Studies, Florida State University, Tallahassee, FI, USA,

Harley E. H urlburt is Senior Scientist fo r Ocean Modeling and Prediction, Naval Research

Laboratory (NRL), Stennis Space Center, MS, USA. E. Joseph M etzger is Meteorologist,

Ocean Dynamics and Prediction Ranch, NRL, Stennis space Center, MS, USA.

Ole M artin Sm idstad is Principal Scientist, QinetiQ North America Technulogy solutions

Croup, Stennis Space Center, MS, USA. James A. Cummings ‘s Oceanographer, Ocear

Dynamics and Prediction Branch, NRL, Stennis Space Center, MS, USA. George R Halliwell

is Research Scientist, Atlantic Oceanograpnic and Meteorological Laboratory, National

Oceanic and Atmospheric Administration (NOAA), Miami, FI , USA. Rainer Bleck

is Research Scientist, Codaard institute fo r Space Studies, National Aeronautics and

Space Administration, New Vork, NY, USA, and Earth Systems Research I abnratory,

NOAA, Boulder, CO, USA. Remy Baraille is Research Scientist, Service Hydrographique

et Océanographique de la M anne, Toulouse, France A lan J. W allcraft is Computer

Scientist, Ocean Dynamics and Prediction Branch, NRl , Stennis Space Center, MS, USA.

Carlos Lozano is Physical Scientist, Environmental Modeling Center, National Centers

for Environmental Prediction, NOAA, Camp Springs, MD, USA. Hendrik L. Tolman

is Branch Chief, Environmental Modeling Center, National Centers for Environmental

Prediction, Marine Modeling and Analysis Branch, NOAA, Camp Springs, MD, USA

Ashwanth Srinivasan is Research Assistant Professor, Division of Meteorology and

Oceanography, Rosenstiel School of Marine ana Atmospheric Science, University of

Miami, Miami, FL, USA. Steve Hankin is Research Scientist, Pacific Marine Environmental

I aboratory, NOAA, Seattle, VVA, USA. Peter Cornillon is Professor, Graduate School of

Oceanography, University of Rhode island, Narragansttt, Rl, USA Robert Weisberg is

Professor Collegt of Marine Science, University of South Florida, St. Petersburg FL, USA

Alexander Barth is Research Scientist, GeoHydrodynamks and Environment Research,

University of Liège Liège Belgium. Ruoying He is Associate Professor, Department of

M arine Earth and Atmospheric Sciences, North ( arolina State University, Raleigh, NC,

USA Francisco W erner is Director and Professor, Institute of Marine and C oastal Sciences,

Rutgers University, Neu, Brunswick, N], USA. lohn W ilkin is Associate Professor, Institute of

Marine and Coastal Sciences, Rutgers University, New Brunswick, N], USA.

SO O uanoqrafhv Vol. 22 No.2

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coordinates (depth, density, and terrain-

following) provide universa: optimality, it

is natural to envision a hvbrtd approach

that combines the best features o f each

vertical coordinate. Isopycnic (potential

density- tracking) lavers work best for

modehng the deep stratified ocean; levels

at constant fixed derth or pressure are

best tor providing high vertical resolution

near the surface w ith in the mixed layer;

and terrain-following levels are often the

best choice for modeling shallow coastal

regions In IIYCO M , the optimal vertical

coordinate distribution ot the three

vertical coordinate tvpes is chosen at

every time step and in every grid column

individually. 'Ihe default configuration o f

HYC< )M is isopvcnic in the open strati

fied ocean, but it makes a dynamically

and geometrically smooth transition to

terrain following coordinates in shallow

coastal regions and to fixed pressure level

coordinates in the surface mixed layer

and/or unstratihed open seas. In doing

so, the model takes advantage o f the

different coordinate types in optimally

simulating coastal and open ocean circu

lation features (Chassignet et al., 2003,

2006, 2007). A user chosen option allows

specification o f the vertical coordinate

separation that controls the transition

among the three coordinate systems.

The assignment of additional coordinate

surfaces to the oceanic mixed layer also

allows the straightforward i nplementa

tion o f multiple vertical m ixing turbu

lence closure schemes (Halliweü, 2004).

fhe choice o f the vertical m ixing param­

eterization is also of importance in areas

of strong entrain ment, such as overflows.

Data assimilation is essential for

ocean prediction bet ause: (a) many

oc ean phenomena are due to nonlinear

processes (i.e , flow instabilities) and

thus are not a deterministic response to

atmospheric forcing, (b) errors exist in

the atmospheric forcing, and (c) ocean

models are imperfect, including hmita

tions in numerical algorithms and in

resolution Most o f the information about

the ocean surfaces space time variability

is obtained remotely from instruments

aboard satellites (sea surface height [SSH]

and sea surface temperature [SST ]), but

these observations are insufficient for

specifying the subsurface variability.

Vertical profiles from expendable

bathythermogiaphs (XB1) conductivity-

temperature depth (CTD) profilers,

and profiling floats (e.g., Argo, which

measures temperature and salinity in

the upper 2000 m o f the ocean) provide

another substantial source ot data. Even

together these data sets are insufficient

to determine the state of the ocean

completely, so it is necessary to exploit

prior statistical knowledge based on

past observations as well as our present

understanding of ocean dynamics. By

combining all of these observations

through data assimilation into ar ocean

modei, it is possible, in principle, to

produce a dynamically consistent depic

tmn of the ocean. However, in order

to have any predictive capabilities, it

is extremely important that the freely

evolving ocean model (i.e , non data

assimilative model) is skilled in repre

senting ocean features ot interest

To properly assimilate the SSH anoma

lies determined from satellite altimeter

data, the oceanic mean SSH over the

altimeter observation period must be

provided. In this mean, it is essential that

the mean current systems and associated

SSH fronts be accurately represented in

terms of position, amplitude, and sharp

ness. Unfoitunately, Earth’s geoid is not

presently known w ith sufficient accuracy

for this purpose, and coarse hydrographic

climatologies (~ 0.5° - I o horizontal

resolution) cannot provide the spatial

resolution necessary when assimilating

SSH in an eddy resolving model (hori

zontal grid spacing o f 1/10° or finer). At

these scales of interest, it is essential to

have the observed me ans o f boundary

currents and associated fronts sharply

defined (Hurlburt et a l, 2008). Figure 1

shows the climatological mean derived

on a 0.53 grid using surface drifters by

Maximenko and N iiler (2005) as well

as the mean currently used in the Navy

global IIYC O M prediction system

(see following section for details). The

HYCOM mean was constructed as

follows: a five year mean SSH field from

anon data assimilative 1/12° global

IIYC O M run was compared to available

climatologies, and a rubber sheeting

technique (Carnes et a l , 1996) was used

to modify the model mean in two regions

(the G u lf Stream and the Kuroshio)

where the western boundary current

extensions were not well represented

and where an accurate frontal location

is cruc ial for ocean prediction. Rubber

sheeting involves a suite o f computer

programs that opeiate on SSH fields,

overlaying contours from a reference field

and moving masses.

THE H Y C O M O C E A N

P RE DI CTI ON SYSTEMS

Two systems are currently run in real

time by the US Navy at NAVOCEANO,

Stennis Space Center, MS, and by

NOAA at NCF.P, Washington, DC

f 'http://www.hycotn.org).

The first system is the NOAA Real

Time Ocean Forecast System for the

Atlantic (RTOFS-Atlantic), which has

O ajinoqrtw hy June 7C09 51

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W E 190* 90*W 0*

18 16 14 ' 2 t -08 -06 -C4 -02 0 0 2 04 C« OB

Figure 1. The tn p panel shows mean sea surface height (SSH in cm ) derived from surface drifters

(M axim enko and Nnler 2005), and the b o tto m panel show:, the same from a non data assimila

tive H Ybrid C oord inate Ocean M ode l (H YCO M ) run correi ted in the G u lf Stream and Kuroshio

regions using a rubber-sheeting technique The RMS difference between the tw o fields is 9.2 cm.

been running in real time since 2005.

The Atlantic domain spans 25°S to 76°N

w ith a horizontal resolution varying

from 4 km nea' the US coastline to

20 km near the African coast. The system

is run daily w ith one day nowcasts

and five day forecasts. Prior to June

2007, only the sea surface temperature

wras assimilated. In June 2007, NOAA

implemented the 3D variational data

assimilation o f (1) sea surface tempera

ture and sea surface height ! Jason-1,

Geosat Follow On [GFO], and soon

Envisat), (2) temperature and salinity

profile assimilation (e.g.. Argo, CTDs,

moorings), and (3) GOES data. Plans

are to expand this system globally using

the US Navy configuration described

in the following paragraph The NCLP

RTOFS- Atlantic model data is d istrib­

uted in real time through NCEP’s

operational ftp server (ftp://ftpprd.ncep

noaa gov ) and the NOAA Operational

Model Archive and Distribution System

(NOMADS; http:/fnomads6.ncdc.noaa.

gov/ncep. .data/index htm l) server. The

latter server is also using Open Project

for a Network Data Access Protocol

(OPeNDAP) middleware as a data access

method. NCEP’s RTOFS Atlantic model

data is also archiv ed at the National

Oceanographic Data Center (NODC,

http://data.nodc.noaa.gov/ncep/rtofs)

The second system is the global US

Navy nowcast/forecast system using

the 1/12' global IIYC O M (6.5 km grid

spacing on average, 3.5 km grid spacing

at the North Pole, and 32 hybrid layers

in the vertical), which has been running

in near real time since December 200b

and in real time since February 2007

The current ice model is thei mody

namic, but it w ill soon include more

physics as it is upgraded to the Polar lee

Prediction System (PIPS, based on the

Los Alamos ice model known as CICE).

The model is currently running daily on

379 processors on an IBM Power 5+ at

NAVOCEANO using a part o f the opera

tionai allocation on the machine. The

daily run consists of a five day hindcast

and a five day forecast and takes about 15

wall clock hours. The system assimilates

(1) SSH (Envisat, GFO, and Iason-1),

(2) SST (all available satellite and in

situ sources), (3) all available in situ

temperature and salinity profiles (e.g.,

Argo, CTDs, moorings), and (4) Special

Sensor Microwave/Imager (SSMI) sea ice

concentration The three-dimensional

multivariate optimum interpolation

Navy Coupled Ocean Data Assimilation

(NCODA) system (Cummings, 2005) is

the assimilation technique. The NCODA

horizontal correlations are multivariate

in geopotential and velocity, thereby

perm itting adjustments (increments)

to the mass held to be correlated with

adjustments to the flow held. The

velocity adjustments are in geostrophic

balance w ith the geopotential incre

ments, and the geopotential increments

are in hydrostatic agreement w ith the

temperature and salinity increments.

Either the Cooper and Haines ( 199b)

technique or synthetic temperature and

52 Oaanoqrapky Vol.22 No.2

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£ 0.8

“ 0 10 20 30 10 20 30 10 20 30forecast day

Figure 2. Verification o f 30 day ocean forecasts: median SSH anom aly correlation vs. forecast lengrh in com parison w ith the verify ing analysis for the

global US Navy HYCOM over the w orld ocean and five subregions. The red curves verify forecasts using operational a tm ospheric forcing, w hich reverts

tow ard clim a to logy after hve days. The green curves verify "forecasts” w ith analysis qua lity forcing for the dura tion , and the blue curves verify forecasts

o f persistence (i.e no change from the in itia l state). The p lo ts show median statistics over tw e n ty 30 day HYCOM forecasts in itia lized d uring janua ry

2004 December 2003, a period when data from three nadir beam altimeters, Envisat, GEOSAT co llow on, and |ason-1. were assimilated. The reader is

referred to H u rlb u rt et al. (2008) and an article scheduled for the September 2009 issue o f Oceanography for a more detailed discussion o f these results.

forecast with operational forcing forecast with analysis quality forcing forecast of no change

Intra-Americas

Seas

ArabianSea

WorldOcean

Gulf ' Stream

EquatorialPacific Kuroshio

salinity profiles (Fox et al., 2002) can be

used for downward projection of SSH

and SST. Figure 2 shows an example o f

forecast performance.

Validation o f the results is underway

using independent data w ith a foc us on

the large scale circulation features, SSH

variability, eddv kinetic energy mixed-

layer depth, vertical profiles o f te mpera

ture and salinity, SST, and coastal sea

levels. Figures 3 and 4 show examples for

the G u lf Stream region wh'le Figure 5

documents the performance of HYCOM

in representing the mixed layer depth.

HYCOM is also an active participant in

the international GODAE comparison o f

global ocean forecasting systems.

D I S T R I B U T I ON OF

GL OBAL H Y C O M H I N DC A S T S

A N D FORECASTS

The model outputs from the global

US Navy hindcast experiment from

November 2003 to present are avail

able through the HYCOM consortium

Web page, http //ww whycom.org The

HYCOM data distribution team devel

oped and implemented a comprehensive

data management and distribution

strategy that allowed easy and efficient

access to the global HYCOM based

ocean prediction system output to

(aí coastal and regional modeling

groups, (b) the wider oceanographic and

scientific community, including climate

and ecosystem researchers, and (c) the

general public. The outreach system

consists o f a Web server that acts as a

gateway to backend data management,

distribution, and visualization applica

tions (h ttp :/’'www,hycom org/dataserver),

These applications enable end users to

obtain a broad range o f services such as

browsing of, for example, data sets, GIF

images, NetCDF files, and FTP requests

of data The 100 terabytes HYCOM Data

Sharing System is built upon two existing

software components. OPeNDAF (see

article by Cornillon et al., this issue)

and the I ive Access Server (1 AS; http;//

ferret.pmel.noaa.gov/J AS/) These tools

and their data distribution methods are

Oceanography June 2009 53

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v>

ta< t» o c u v n a « .na' ma

HYCOM

Schmitii 1996)

HYCOM

Figure 3. Surface ( to p panels) and 70h m (low er panels) eddy kinetic energy from observat'ons (le ft panels) and HYCOM (righ t

panels) over the period 7004 2O0o. The observed surface eddy k inetic energy (upper left panel) is from Fratantoni (2001) and the

700 m eddy kinetic energy (low er left panel) is from St hm itz 1.1996). The un its are in c m ’ s 2 The G u lf Stream n o rth wall position

± 1 standard devia tion is overla id on the top panels.

I igure 4 M odeled analysis o f the sea

surface height fie ld on September 8, 2008.

The w h ite line represents the independent

fio n ra l analysis o f sea surface tem pera ture

observations perform ed by the Naval

Oceanographic O fh i e

sea suri, height 20080908 [90.3]

S4 O u -a n o jra p h y Vol. 22 No 2

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ML0 Mdi3E. 6 /C 7 ~ 5 /C 8 . f^COM-OdS. -6 .6 m , 52.8% |MdBE|<1C, RMSf>=39.7, N -6 6 3 8 7 *90**N - H ________ I________ ■ i i i i 1 * ■ *

m

a o ' P ro fil*» 10 *15MYCOM [ 72.3]

120*W‘20 E

Figure 5. M edian bias error (in m ) o f nuxed layer depth (M LD ) calculated from sim ulated and approxim ately 66,000 unassim ilated

observed profiles over the period )une 2007 May 200R. Blue (re d i indicates a sim ulated M LD shallower (deeper) th a ii observed 53% o f the sim ulated M ID s are w ith in 1 0 m o f the observations, and rhese are represented as gray. The basinwide m edian bi as

ei ro r is 6.6 m and the RMS error is 40 m.

described below. In the current setup,

the < )PeNDAP component provides the

middleware necessary to access d istrib­

uted data, while the LA's functions as a

user interface and a product server. The

abstraction offered by the OPeNDAP

server also makes it possible to define a

virtual data set that I AS w ill act upon,

rather than physical files. An OPeNDAP

“aggregation server” uses this approach

to append model time steps from many

separate files into virtual data sets. The

HYCOM Data Service has been in opera

tion for the last four years and has seen

a steady increase in the user base. In the

last year, the service received approxi

mately 20,000 hits per month. In addition

to the numerous requests from educa­

tional institutions and researchers, this

service has been providing near real time

data products to several private compa

nies in France, the Netherlands, Portugal,

and the United States.

B O U N D A R Y C O N D I T I O N S LOR

REGI ONAL A N D COASTAL

MO D E L S NESTED IN H Y C O M

An important attribute o f the data

assimilative HYCOM system is its capa

b ility to provide boundary conditions

to even higher-resolution regional and

coastal models. Ihe current horizontal

and vertical resolution ot the global

forecasting system marginally resolves

the coastal ocean (7 km at m id latitudes,

w ith up to 15 terrain-following coordi­

nates over the shelf), but it is an excellent

starting point for even higher resolution

coastal ocean prediction efforts. Several

partners w ith in the HYCOM consortium

evaluated the boundary conditions and

demonstrated the value added by the

global and basin HYCOM data assimila

tive svstem output for coastal ocean

prediction models. The inner nested

models mav or may not be HYCOM

(i.e., the nesting procedure can handle

any vertical grid choice). Outer model

fields are interpolated to the horizontal

and vertical grid o f the nested model

throughout the entire time interval of

the nested model simulation at a time

interval specified by the user, typically

once per day. Ihe nested model is in itia l­

ized from the first archive file and the

entne set o f archives provides boundary

conditions during the nested run,

insuring consistency between in itia l and

boundary conditions. This procedure has

proven to be very robust

Oceanography |une 2009 55

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32ÜN

30"N

28 N

26r N

24(IN i. /y_ . ' V i / i

90°W

y * r £ /

R6JW

Figure 6. Sea surface tem perature (°C) and surface ve loc ity fields from the Regional Ocean M ode ling System (ROMS) West Florida Shelf dom ain (inside the dashed

lines) and the HYCO M ocean p red ic tion system (outside the dashed lines).

WFS nested r i Climatology (1st exp ) W FS nested in Hycom T and S (2nd exp )

90°W 87*17 84°W 81°Wots AllimeKy vuilb MICOM MbSH

0,4 -0 2 0 0.2 0.4 0.6

Figure i. M ean sea surface height (in in ) on A p ril ?00h from the model (firs t three panels) arid

observations (low er right panel).

We now describe examples that illus

trate applications that benefited from the

successful partnership between coastal

ocean modelers and ocean prediction

system developers. The main goal of the

first coastal application was to assess the

impact of open boundary conditions

from the HYCOM ocean prediction

system on the dynamics and accuracy

of a regional West Florida Shelf (WFS)

model (an effort led by Robert Weisherg

at the University o f South Florida) The

G ulf o f Mexico Loop Current is the main

large scale ocean feature in the WFS

domain as illustrated by Figure b, which

shows an example o f the SST and surface

velocity fields from the West Florida

Shelf domain embedded in the US Navy

HYCOM ocean prediction system (Barth

et al„ 2008). The ocean model consists

ot the Regional Ocean Modeling System

(ROMs) (Shchepetkin and McWilliams,

2005), and a comparison of three simu­

lations in April 2004 is displayed in

Figure 7: WFS ROMS nested in climato-

logical temperature (T) and salinity (S)

fields, WFS ROMS nested in HYCOM

T and S and WFS ROMS fu lly nested

in HYCOM. April 2004 was chosen

because the I oop Current was very stable

during this month (i e , there was no

eddy shedding and the Loop Current

trajectory was stable and close to the

climatology ). A priori, the model torced

w ith climatology should he able to repro

duce the deep ocean currents reasonably

well in this situation. In the model run

w ith chmatological T and S boundary

conditions, the Loop Current is too

weak W ith an SSH maximum o f 0.3 m

(upper left panel o f Figure 7), the SSH is

significantly lower than the maximum

derived from altimetry (0.7 m; lower

right panel o f Figure 7). By using

30'W C rw 84\V SlAv WFS fuHy nesied m Hy:om (3rd exp.)

S6 OuaHoqraph\ Vol. 22 No.2

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Figure 8. Sea surface tem perature on M arch 1, 2004, fo r the regional S km ROMS dom a in nested

w ith in the HYCOM ocean p red ic tion system. There is no data assim ilation, bu t the in te rio r T and S

are relaxed to the HYCOM tem perature and sa lin ity w ith a re laxation tim e o f 30 days.

HYCOM T and S (upper rignt panel of

Figure 7), the model is able to represent

the Loop Current more realistically In

particular, the maximum SSII (0.6 m)

is closer to the altimetry, but is still too

low, By also using HYCOM velocity

and surface elevation (lower lett panel

o f Figure 7). the Loop Curre nt strength

('maximum SSH o f .66 m) comes closest

to the observations. This result indicates

that the density field alone is not suffi

cient to completely represent the Loop

Current transport The model results

trom the three nesting configurations

were compared w ith a series ot moorings

located on the West Florida Shelf (not

shown). The model torced w th elima

tologv is too cold du rn g summer and has

the highest RMS error of all three model

experiments. During summer, the model

experiment forced with climatology

develops an unrealistic southward coastal

current. Ihe best tempei ature time series

is obtained w ith the WFS ROMS fully

nested in HYCOM, which shows a more

realistic current variability. The WFS

ROMS model nested in I IYCOM is now

run on a daily basis and the fu ll model

results can be accessed and visualized at

http://ocgmodl.manne.usf edu/WFS/.

The second coastal application

consists o f a coupled biophysical

modeling system for the South Atlantic

Bight and the G u lf o f Mexico. Ihis

effort is le d by Ruoying He from North

Carolina State University. The regional

ocean mode' (Figure 8) consists

ot ROMS and is nesttd w ith in the

HYCOM ocean prediction system; it

has 5 km grid spacing and 36 terrain-

following layers in the vertical. There

is no ocean data assimilation, but the

interior T and S are relaxed to the

HYCOM temperature and salinity with

a 30 day relaxation time scale. This

system allowed for the generation o f

fields of biological variables from 2004

to present using the coupled model

hindcasts; Figure 9 shows an example o f

the modeled phytoplankton distribution

for August 27, 2005. The ocean model

results were validated using independent

observations; Figure 10 gives an example

for the University o f South Florida’s WFS

station C19 near the Florida Keys when

hurricane Katrina crossed South Florida

in late August 2005.

I MP A C T

In summary, 25 institutions (nine from

academia, nine from government, and

seven from the private sector) and

approximately 60 scientists worked

successfully as a team to provide an

operational product that is useful not

only for Navy and NOAA applications

but also for in depth scientific research

and commercial applications. This

effort would have not been possible

without NOPP sponsorship. A measure

of success is provided by the interest

generated outside the partnership. For

example, Kellv et al. (2007) evaluated the

performance o f a non data assimilative

Pacific Ocean HYCOM in a region

containing the Kuroshio Fxtension They

found that the HYCOM upper ocean

heat budget is similar to a diagnostic

heat budget inferred from observations

in that the dominant contribution is

from lateral fluxes, but that the advec-

tion fluctuations are much larger in the

model. Commercially, the HYCOM

nowcasts and forecasts are often used by

private companies to provide ocean state

information that is critically important

Oceanography June 2009 57

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JL

35

30

25

2 0

O U T L O O K

The long term goals ot the HYCOM

consortium for the global domain are

to (a) add 3-D and 4-D variational

data assimilation, (h j increase the

horizontal resolution ot the global

domain to 1/25°, (c) implement two way

nesting (d) implement zero depth

coastlines w ith wetting and drying,

and (e) include tides. The scientific

goals include, but are not be lim ited to-

(a) evaluation of the internal tides repre

sertatum in support of held programs,

(b) evaluation o f the global model’s

ability to provide boundary condi­

tions to very high resolution coastal

modtls, (c) interaction o f the open

ocean w ith ice, (d) shelf deep ocean

interactions, (e) upper ocean physics

including mixed layer/sonic depth

representation, and (f) m ixing processes.

Other research activities w ill focus

on coupled ocean wave atmosphere

prediction; bio geo chemical optical

and tracer/contaminant prediction;

ecosystem analysis and prediction, and

Earth system prediction (i.e., coupled

atmosphere ocean ice land).

27-Aug-2005 00:00 Phytoplankton

¡mmol/n 5]

r ---------------- 1----------- i i ------------------ 1------------------ 1-----

-95 -90 -85 -80 -75 -70Figuie 9 M ode led phy top lankton d is trib u tio n (m m o l m ') on August 27, 2005. The pink

d o t is the loca tion o f H urricane Katrina.

to the cruising, shipping, hshing and

workboat fleets. For example, detailed

surface current information derived from

HYCOM is summarized by OCF.NS

(Ocean and Coastal ENviromental

Sensing, httD://www.ocens.com) for their

customers who continually provide posi

tive feedback on their accuracy.

■ wat • BH t M

•«

í

CM

Figure 10. M odeled ve loc ity fields versus observations at the U niversity o f South Florida s West Florida

Shelf s ta tion C 19 du ring the passage o f Hurricane Katrina in late August 2 0 0 5 Th» m odeled tem pera

tu re (low er panell and observed surface w inds (upper panel! are also displayed.

AC K N O W L E D G L M f NTS

This work was sponsored by the

National Oceanographic Partnership

Program (NOPP) and the Office o f Naval

Research (ONR). ft was also supported

in part by grants of computer time

58 Ou-anoqraph'r Vol. 22, No.2

Page 15: 200£10821528 14. ABSTRACT

trom the Defense Department High

Performance Computing Modernization

Program at the Naval Oceanographic

Office, the Engineer Research and

Development Center, and the Arm y

Research I aboratorv Majoi Shared

Resource Centers. We would like to

acknowledge the participation of the

following partners:

ACADEMIA: Florida State University

Center for Ocean-Atmospheric

Prediction Studies; University o f

M iam i Rosenstiel School of Marine

and Atmospheric Science; Moods

Hole Oceanographic Institution;

University o f North Carolina at Chapel

H ill; North Carolina State University;

Rutgers University; University o f South

Florida; I aboratoire des Ecoulements

Géophysiques et Industriels, Saint

M artin d’IIères, France; Nansen

Environmental and Remote Sensing

Center, University of Bergen, Norway.

G O V E R N M E N T : Naval Research

I aboratory/Stennis Space Center and

Monterey; NOAA/Natkmal Centers

for Atmospheric Prediction/Marine

Modeling and Analysis Blanch; NOAA

National Ocean Service; NOAA Atlantic

Oceanographic and Meteorological

I aboratory; NO AA Pacific Marine

Environmental Laboratory; N O AA/

National M'eather Service/Ocean

Prediction Center; NASA Goddard

Institute tor Space Studies; Service

Hydrographique et Océanographique

de la Marine, Brest, France.

INDUSTRY: Planning Systems Inc.,

The Open Source Project for a Network

Data Access Protocol; Horizon Marine

Inc.; Roffer’s Ocean Fishing Forecasting

Service Inc.; Shell O il Companv;

ExxonMobil Corp SZ

R EFER ENC ESBarth, A., A. Alvera-Azcárate, and R.H. Wcisbcrg.

2008. Benefit o f nesting a regional model into a large-scale ocean model instead o f climatology:

Application to the West Florida Shelf. Continental

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framed in hybrid isopycnic-Cartesian coordinates. Ocean Modelling 4:55-88.

Bleck, R., and EP. Chassignet. 1994. Simulating the

oceanic circulation w ith isopycnic-coordinate models. Pp. 17-39 in: 7he Oceans: Physical-

Chemical Dynamics and Human Impact. S.K. Majumdar, E.W. M iller, G.S. Forbes, R.F. Schmalz,

and A.A. Pan ah, eds, The Pennsylvania Academy o f Science.

Bleck, R., C. Rooth, D. Hu, and L.T. Smith. 1992.

Salinity-driven transients in a w ind- and thermo- haline-forced isopycnic coordinate model o f the North Atlantic. Journal o f Physical Oceanography

22:1486-1505.

Carnes, M.R., D.N. Fox, R.C. Rhodes, and O.M. Smedstad. 1996. Data assimilation in a North

Pacific Ocean m onitoring and prediction system. Pp. 319-345 in Modern Approaches to Data Assimilation in Ocean Modeling. P. Malanotte-

Rizzoli, ed., Elsevier, New York.Chassignet. E.P., and Z.D. Garraffo. 2001. Viscosity

parameterization and the G u lf Stream separa­tion. Pp. 37-41 in From Stirring to M ixing in a Stratified Ocean. P. Muller and D. Henderson, eds., Proceedings Aha Hulikoa Hawaiian W inter Workshop. University o f Hawaii,January 15-19, 2001.

Chassignet, E P., and J. Verrón, eds. 2006. Ocean

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