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    MEDICAL ASPECTS OF GASTROINTESTINAL BIOFILMS

    Graeme A. OMay*, Jennifer A.J. Madden, Aileen Kennedy & Sandra Macfarlane

    University of Dundee, MRC Microbiology and Gut Biology Group, Department of

    Molecular and Cellular Pathology, Level 6, Ninewells Hospital and Medical School,

    Dundee, UK.

    Abstract

    The human gastrointestinal tract has a large surface area available for biofilm

    formation. Biofilm communities are in direct contact with the host and are thus prime

    candidates for involvement in host-microbe interaction. In this article, we focus on

    the role of these communities in patients with inflammatory bowel disease and those

    undergoing percutaneous endoscopic gastrostomy tube feeding. Rectal mucosal

    populations in both healthy and ulcerative colitis patients are outlined. Anaerobic

    bacteria outnumbered facultative anaerobes in both patient groups. However,

    healthy people had more bifidobacteria and prevotella and fewer Gram-positive

    cocci, lactobacilli and clostridia than UC patients. Biofilms dominated by Yeasts,

    Enterococcus, Staphylococcus, Bacillus andLactobacillus spp. were detected on

    percutaneous endoscopic gastronomy (PEG) tubes. PEG tube biofilms contribute to

    tube deterioration and may provide reservoirs for potential pathogens, making them

    difficult to eradicate using chemotherapeutic methods. Treatment with probiotics

    offers an alternative to chemotherapy in some instances, although the

    mechanisms by which probiotic microorganisms interact with gastrointestinal (GI)

    biofilms remain poorly understood.

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    Introduction

    The human gastrointestinal (GI) tract extends from the oesophagus to the rectum

    and harbours a diversity of microhabitats which are colonised by microorganisms to

    varying degrees, depending on local environmental conditions. A gradient of

    colonisation exists from the sparsely-populated oesophagus and stomach to the

    descending colon and rectum, which may contain up to 1012

    culturable bacteria per

    gram contents (Hopkins et al. 2002). Evolution has dictated that these organs

    possess a large surface area to facilitate efficient nutrient uptake. This, together with

    high nutrient availability and a constant influx of microorganisms as well as stable

    autochthonous populations, makes the GI tract an ideal site for the development of

    sessile microbial communities. Those microorganisms in closest proximity to host

    tissues have the most opportunity for interaction with host physiology and

    metabolism; thus mucosal populations are an important component of any host-

    microbiota interaction, whether it be beneficial or detrimental.

    The human GI microbiota performs a number of beneficial functions. These

    include vitamin synthesis (Conly et al. 1994), absorption of calcium, magnesium and

    iron (Miyazawa et al. 1996, Younes et al. 2001), production of colonic enterocyte

    nutrients (Cummings et al. 1987) and immune stimulation/regulation (Tannock

    2001). Additionally, in colonisation resistance the normal microbiota is known to

    assist in preventing colonisation of the GI tract by opportunistic invaders such as

    Clostridiumdifficile (van der Waaij 1989).

    Conversely, the GI tract microbiota has also been implicated in disease states

    such as inflammatory bowel disease (Macpherson et al. 1996), colonic (Horie et al.

    1999) and gastric (Bjorkholm et al. 2003) carcinoma and irritable bowel syndrome

    (Wyatt et al. 1988). Additionally, the microbiota has an important role in almost any

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    medical situation involving the GI tract; for example, abdominal surgery and enteral

    nutrition. In these situations, although the GI tract microbiota may not be the original

    cause of the required intervention, it often influences the outcome.

    The research outlined in this article concentrates on the effect of the GI

    microbiota, particularly sessile populations, on patients receiving enteral nutrition

    through a percutaneous endoscopic gastrostomy (PEG) tube and in those suffering

    from inflammatory bowel disease (IBD).

    Mucosal populations in ulcerative colitis

    Ulcerative colitis (UC) is a chronic relapsing form of IBD of unknown aetiology. The

    inflammatory response in UC is primarily located in the colonic mucosa and

    submucosa. The distal colon is always affected and the disease may progress

    towards the proximal bowel with crypt abscesses causing severe tissue damage.

    Bacterial involvement has been proposed in both the initiation and maintenance

    stages of UC (Hill et al. 1971). Antimicrobial agents specifically active against

    obligate anaerobes have been shown to prevent ulceration in guinea pigs

    (Onderdonk & Bartlett 1979) and experiments using germ-free animals show that

    they only develop colitis when repopulated with bacteria (Sadlack et al. 1993). A

    variety of species including fusobacteria, Shigella (Onderdonk 1983) and adhesive

    E. coli(Chadwick 1991) isolated from the colitic bowel have been implicated;

    however, no specific organism has been found in all patients. The luminal microbiota

    of UC patients has been examined in many studies (van der Wiel-Korstanje &

    Winkler 1975, von Wufflen et al. 1989) and there is good evidence for postulating

    that bacteria growing on the gut wall play a major role in UC, since they exist in close

    juxtaposition to host tissues and can interact with the host immune and

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    neuroendocrine systems. Electron microscope studies of human colonic biopsy

    tissue have suggested that mucosal bacteria are associated more closely with the

    mucus layer than the epithelial surface (Hartley et al. 1979). Distinct populations are

    known to exist on the mucosal surface and in the mucus layer in the large gut, where

    bacteroides and fusobacteria appear to predominate, but other groups such as

    eubacteria, clostridia and anaerobic Gram-positive cocci are also present as either

    heterogeneous populations or microcolonies (Croucheret al. 1983, Edmiston et al.

    1982). There have been few studies on bacteria that inhabit the colonic mucosa

    because faeces and material from the gut lumen are more readily available for

    investigation and in most studies, the patients have been pre-treated with antibiotics

    and drugs, or the bowel has been purged before colonoscopy. As a consequence

    the metabolic and health-related significance of bacteria growing on the colonic

    mucosa is largely unknown.

    The objectives of the study were to enumerate and characterise mucosal bacterial

    communities in healthy people and in patients with UC. Rectal biopsies were chosen

    because the rectum is usually devoid of faecal material and patients did not need to

    be treated before the tissues were removed.

    Samples (four UC, five normal) were obtained from patients attending the

    Gastroenterology Out-patients Clinic at Ninewells Hospital, Dundee. None of the

    patients were taking antibiotics or any other drugs. Tissue samples were

    immediately placed in anaerobic transport medium, brought to the laboratory and

    measured, homogenised and plated out onto a range of selective and non-selective

    agars. The bacteria were then characterised on the basis of their Gram staining

    characteristics, cellular morphology and cellular fatty acid methyl ester (FAME)

    profiles using the MIDI system. Tissue samples were also placed in fixative for

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    analysis by fluorescent in situ hybridisation (FISH) with 16S rRNA oligonucleotide

    probes.

    Complex bacterial communities colonised the rectal mucosa in both healthy and

    UC patients. Bacteria were found to occur as microcolonies on the biopsies showing

    that they were actively growing and that their presence was not simply due to

    passive transfer from faecal material (Fig. 1).

    Figure 1 Bacterial microcolonies on the rectal mucosa visualised by FISH usingan enterococcal probe labelled with FITC.

    Total bacterial counts ranged from 104 to 106 cells per cm2 which differs from other

    studies, where only low numbers of bacteria were found in healthy patients

    compared with controls (Shultsz et al. 1999, Swidinski et al. 2002). Anaerobic

    bacteria outnumbered facultative anaerobes in both UC and healthy subjects (Fig.

    2). Total anaerobic counts were 3-20 times higher than facultative anaerobes. This

    occurrence of a relatively high number of facultative anaerobes on the epithelial

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    0

    1

    2

    3

    4

    5

    Log10bacteria(cm

    2biopsymaterial)-1

    U Healthy

    Strict anaerobes

    Facultative species

    Figure 2 Comparison of strictly anaerobic (dark bars) bacterial populations andfacultative anaerobes (light bars) on the rectal mucosa in healthy subjects and UCpatients. Results show means (n=3-5) SEM.

    surface is in broad agreement with data obtained from colonic tissue at autopsy

    (Croucheret al. 1983), but differs from the results of Poxton etal. (1997), where

    strict anaerobes on the mucosal surface were 10- to 100-fold higher than facultative

    anaerobes. However, in this study the patients were prepared for colonscopy and

    several were taking antibiotics. Enterobacteria, bacteroides, Gram positive cocci and

    bifidobacteria had the highest prevalance in both healthy and UC subjects with

    bacteroides having the greatest species diversity (Fig. 3). Other studies using

    colonic and rectal biopsies have also indicated that bacteroides and bifidobacteria

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    are the major anaerobes associated with the mucosal surface (Poxton et al. 1997).

    Gram-positive cocci, lactobacilli and clostridia were present in higher numbers in the

    UC patients, whereas the reverse was found with bifidobacteria and prevotella.

    Bacteroides fragilis was the main bacteroides found in both UC and healthy subjects.

    Bifidobacterium adolescentis and Bif. angulatum were predominant in healthy people

    whereas Bif. angulatum was the principal species in UC. Peptostreptococci and

    Enterococcus faecalis were not found on the rectal mucosa in healthy people, but

    did occur in UC patients.

    These results suggest that bacteria occur in broadly similar numbers on the rectal

    mucosa of UC and healthy patients, each having their own distinct subpopulations.

    Whether these bacteria on the rectal mucosa have a role in UC or those on the

    normal healthy mucosa are protective is currently under investigation.

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    Figure 3 Comparison of bacterial populations on the rectal mucosa in UC patients(closed bars, N=4) and healthy subjects (open bars, N=5). Results represent rangesand means (vertical bars). Values in parentheses indicate the number of species andstrains in each bacterial group or genus, those in italics show the number ofindividuals that harboured these microorganisms in each subject group.

    Percutaneous endoscopic gastrostomy (PEG) tube biofilms

    Enteral tube feeding (ETF) through a PEG tube is sometimes advised when a clinical

    condition (most commonly cerebrovascular disease or head and neck trauma)

    results in impairment of a patients ability to ingest food normally. PEG tubes are

    placed during upper GI endoscopy and pass from the gastric lumen to the exterior of

    the abdomen. Feeding fluid is passed through the tube into the gastrum at

    predetermined intervals. ETF alters drastically the mechanisms by which a normal

    upper gastrointestinal microbiota is maintained.

    In normal individuals the upper GI tract is colonised sparsely. The gastrum is

    thought to be devoid of any significant resident microbiota; other than Helicobacter

    pylori and some lactobacilli (ca . 101 - 103 CFU ml-1) (Gustaffson 1982) any

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    microorganisms present are transients originating from food or the oral cavity.

    Lactobacilli, streptococci and Bifidobacterium spp. (102

    - 104

    CFU ml-1

    ) are present

    in the duodenum (Berg 1996). This statusquo is maintained by multiple mechanisms

    including peristalsis, a low pH (ca. one to four in normal individuals) and the

    enterosalivary circulation of nitrate and thiocyanate.

    A proportion of ingested nitrate is converted to nitrite by facultatively anaerobic

    bacteria on the tongue (Duncan et al. 1995, Xu et al. 2001b). The remainder is

    absorbed in the duodenum, enters the bloodstream and is concentrated in the

    salivary glands from where it is secreted back into the GI tract. Nitrite which reaches

    the gastrum is acidified to form nitric oxide along with other nitrogenous compounds

    which exert a strong antimicrobial effect in the low pH environment (Allaker et al.

    2001, Dykhuizen et al. 1996, Xu et al. 2001a). Thiocyanate is also concentrated in

    saliva and enhances the antimicrobial effect of nitrite (Xu et al. 2001a). Recent

    studies have suggested that Enterobacteriaceae can survive exposure to extremely

    low pH environments (ca.pH 2) through expression of the asrgenes (Seputiene et

    al. 2003). Perhaps, therefore, the acid environment of the stomach may not be

    sufficient to kill invading microorganisms under some circumstances. If this were

    true then the nitrite/thiocyanate system might play a central role in the defence of the

    gastrum.

    Each of these three protective mechanisms is degraded in ETF patients. Absence

    of any food-related sensory stimuli (smell, taste, sound) inhibits the production of

    saliva. Lack of normal mastication results in both reduced volumes of saliva reaching

    the gastrum and lower acid secretion. Additionally, lack of solid food inhibits

    peristaltic motion. The end result of this is that the antimicrobial defences of the

    stomach are compromised and it is thus open to colonisation. Invading

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    microorganisms may originate from one (or more) of three sources; (i) the lower gut,

    (ii) the oral cavity or (iii) from the external environment via the PEG tube and/or the

    nutrient fluid.

    Bacterial overgrowth in the upper GI tract has a number of potential sequelae.

    The most common is diarrhoea although other more serious complications occur; for

    example, malabsorption and sepsis (Cabre & Gassull 1993). Biofilm formation on

    PEG tubes is likely to be an unavoidable consequence of gastral bacterial

    overgrowth and will itself have consequences. PEG tube biofilms may act as a

    reservoir of microorganisms which will be difficult to eradicate with antimicrobial

    chemotherapy. Although replacement of the PEG tube would provide an answer to

    such colonisation this would consume more valuable medical resources. Thus a

    greater understanding of PEG tube biofilm composition, formation and physiology

    would be beneficial to both patients and clinicians.

    A number of studies have been conducted relating to bacterial colonisation of

    PEG tubes. Several detailed colonisation of PEG tubes by fungi, a phenomenon

    associated with deterioration of tube integrity. Several genera of fungi were isolated,

    including Candida albicans (Gottlieb et al. 1992, Gottlieb et al. 1993). Other authors

    have conducted a more comprehensive microbiological assessment of PEG tubes.

    Enterococcus, Escherichia, Bacillus, Lactobacillus and Staphylococcus spp. were

    isolated from 15 paediatric patients in one study (Dautle et al. 2002). The authors

    also used randomly amplified polymorphic DNA amplification (RAPD) to type

    microorganisms cultured from PEG tubes. Isolates cultured from different parts of a

    PEG tube were identical by RAPD profiling, suggesting that the biofilm spread from

    the initial attachment point. Three pairs of patients had identical RAPD profiles forE.

    coli, Staphylococcusaureus and E. faecalis. Thus PEG tube biofilm-associated

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    microorganisms can be spread from patient to patient, raising concerns of transfer of

    detrimental attributes such as antibiotic resistance. The culture methods in this study

    involved extensive use of an antifungal (cycloheximide) at all stages of isolation.

    Given the evidence that a variety of fungi are to be found within PEG tube biofilms

    (Gottlieb et al. 1992; Gottlieb et al. 1993) the authors reasons for deliberately

    excluding such an important element of the biofilm community are difficult to

    understand.

    Another study by the same group used cultural methods in conjunction with

    scanning electron microscopy (SEM) and confocal scanning laser microscopy

    (CSLM) to visualise biofilms on different areas of PEG tubes taken from paediatric

    patients (Dautle et al. 2003). The majority of isolates were of the genera Bacillus,

    Enterococcus and Staphylococcus. SEM showed that control PEG tube surfaces

    were punctuated by cracks and crevices. Microcolonies were observed in PEG tubes

    removed from patients; these were often found in association with aberrations in the

    surface, leading to the suggestion that improved manufacturing methods might be of

    use in limiting biofilm formation on PEG tubes. Biofilm thickness was assessed

    using CSLM and ranged from 28.4 mm to 128.4 mm. Depth varied between patients

    and was not related to location on the PEG tube. Additionally, bacteria were

    surrounded by a protective layer of fungi; bacterial cell mass was lowest at the

    silicone surface and highest adjacent to the fungal layer. As before, an antifungal

    was used during culture again with the result that the fungi in these communities

    remained uncharacterised.

    Resistance to antibacterials was also investigated. Forty three percent of isolates

    of the genera Staphylococcus , Enterococcus and the family Enterobacteriaceae

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    possessed multi-drug resistance, as determined by RAPD profiling (Dautle et al.

    2003).

    The available literature suggests that biofilms can form on PEG tubes in vivo.

    Such communities comprise a range of microorganisms including both fungi

    (primarily Candida spp.) and prokaryotes. Bacteria isolated from PEG tube biofilms

    were primarily facultative anaerobes of the family Enterobacteriaceae and the

    genera Enterococcus, Lactobacillus and Staphylococcus together with Bacillus and

    Pseudomonas spp. Almost half of the isolates were multi-drug resistant. However,

    much work remains to be done: spatial organisation of PEG tube biofilms is unknown

    as is the sequence of colonisation. Additionally, the effect of immune defence

    mechanisms of the gastrum (acid, nitrite) on PEG tube biofilm formation is unclear.

    Knowledge of all of these factors will be vital to the elucidation of appropriate

    interventions and/or preventions.

    Probiotics and gastrointestinal biofilms

    Fermented milks and milk products have been in use since antiquity, though it was

    the Russian Nobel laureate Eli Metchkinoff who proposed in 1907 that the longevity

    of the Balkan people could be attributed to their ingestion of fermented milks.

    Probiotics are live microbial food supplements that change either the composition or

    metabolic activities of the microbiota or modulate immune system reactivity in a way

    that benefits health (Macfarlane & Cummings 2002). They are commercially

    available in the form of yoghurts, drinks and as capsule, powder or tablet

    supplements.

    The role of probiotic bacteria in intestinal biofilms is poorly understood. The

    indigenous microbiota of gastric and intestinal surfaces certainly contributes to the

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    stability of GI ecosystem (Savage 1987). However, while the role of potential

    pathogens in the aetiology of infection has been extensively studied, there is a lack

    of information regarding mechanisms by which the indigenous microbiota

    establishes and maintains colonisation, probably due to the innate complexity of the

    intestinal ecosystem (Greene & Klaenhammer 1994). Nonetheless, it is generally

    recognised that for probiotic bacteria to exert an effect in the intestine they must be

    able to adhere, at least temporarily, to the intestinal mucosa. Several in vitro studies

    have shown that Lactobacillus strains can adhere to either HT-29 or CaCo-2

    epithelial cell lines (Chauviere et al. 1992) while bifidobacteria adhere competently to

    intestinal mucus (He et al. 2001, Ouwehand et al. 1999). The adherence

    mechanisms of lactobacilli and bifidobacteria are unclear and the amount of

    adhesion also differs greatly between species (Tuomola & Salminen 1998). In earlier

    animal studies it has been suggested that concanavalin A receptors on some

    Lactobacillus spp. influenced their ability to attach to epithelial cells (Fuller 1975). In

    a more recent study the authors showed that L. acidophilus LA1 exhibited a strong

    calcium-independent adherence property and that adhesion of this strain to Caco-2

    cells required a strong proteinaceous adhesion-promoting property (Bernet et al.

    1994). When 13 strains ofB. longum were tested for adhesion to both gastric and

    colonic cell lines, adhesion was found to be strongly related to autoaggregation

    ability and the authors classified the adherence capabilities of the strains according

    to this ability (Del Re et al. 2000). The adherence of bifidobacteria is thought to be

    species-specific and possibly mediated by a proteinaceous adhesion-promoting

    factor, rather than a calcium-dependent one (Bernet et al. 1993).

    Research on adherence of probiotic bacteria to in vitro colonic and gastric cell

    lines has provided useful data on the mechanisms of adherence, but are probably

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    not indicative ofin vivo situations; the beneficial effects of probiotics may result from

    competitive interactions with pathogenic and non-pathogenic organisms in the

    intestine and with the immune system.

    Probiotics in inflammatory bowel disease

    Crohn's disease (CD) is a chronic IBD where inflammation involves full thickness of

    the intestinal wall and may affect any point along the GI tract (Guarneret al. 2002).

    Increasing research in the area of probiotics in either UC or CD indicates that there

    may be some therapeutic benefits of bacterial supplementation in these patients.

    Although most research on probiotics in IBD has been on the maintenance and

    remission of UC, Lactobacillus strain GG was shown to help promote the barrier

    function in children with CD and also improve symptoms (Gupta et al. 2000, Malin et

    al. 1996), though it had no effect in adult CD patients after colonic resection

    (Prantera et al. 2002). L. salivarius strain UCC118 was also shown to transit the GI

    tract of patients with CD (Dunne 2001) though actual adherence to the mucosa of

    these patients was not demonstrated.

    Probiotics have had success in the achievement and maintenance of remission in

    UC. Pouchitis is a frequent chronic complication which occurs after pouch surgery

    for UC and manifests itself as a non-specific inflammation of the ileal reservoir

    (Gionchetti et al. 2000). When 40 patients were randomised to receive either VSL#3

    (a probiotic containing four strains of lactobacilli, three strains of bifidobacteria and

    one strain ofStreptococcus salivarius subsp. thermophilus) or a placebo, 15% of

    patients in the probiotic group experienced relapses during the nine month follow-up

    period, compared to 100% in the placebo group (P

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    baseline levels during feeding (P

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    prevalence in biofilms formed on silicone tubes in voice prostheses in vitro

    (Busscheret al. 1997, Free et al. 2001, van der Mei et al. 2000). It may be that the

    use of probiotics in biofilm formation on voice prostheses tubing could be applied to

    those on ETF tubes.

    Concluding remarks

    Despite increasing interest in complex gastrointestinal biofilms the health

    significance of these complex communities is still largely unknown. Microbiological

    analysis of the rectal mucosa has demonstrated marked differences in UC patients

    when compared with healthy subjects indicating a possible role for specific genera,

    or groups of genera, in disease aetiology. Of several novel treatments for the

    management of UC and the complications of PEG tube feeding probiotics appear the

    most promising. The existing clinical data supports a role for probiotics in

    maintaining quiescent disease and pouchitis in remission; it is therefore likely that

    such microorganisms can indeed colonise the GI mucosa.

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