2 a Cognitive Neuroscience Perspective on Confabulation

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    A Cognitive Neuroscience Perspective onConfabulationJohn DeLuca Ph.D.aa Neuropsychology & Neuroscience Laboratory, Kessler Medical Rehabilitation, Research& Education Corp., 1199 Pleasant Valley Way, West Orange, NJ 07052, e-mail:Published online: 09 Jan 2014.

    To cite this article: John DeLuca Ph.D. (2000) A Cognitive Neuroscience Perspective on Confabulation,Neuropsychoanalysis: An Interdisciplinary Journal for Psychoanalysis and the Neurosciences, 2:2, 119-132, DOI:10.1080/15294145.2000.10773294

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    NEURO-PSYCHOANALYTIC DIALOGUE

    A Cognitive Neuroscience Perspective onConfabulation

    John DeLuca

    Abstract: The purpose of this paper is to provide an overviewof the behavioral and neuroscience research on confabulation.While most forms oforganically induced confabulatory syndromesare reviewed, special emphasis on confabulation following ante-rior communicating artery (ACoA) aneurysm is provided. "Psy-chiatric" forms of confabulation will not be discussed at lengthin this paper. For instance, while confabulation has been observedin patients with schizophrenia, such a presentation appears to berelated to a thought disorder (Nathaniel-lames and Frith, 1996).This paper will focus on confabulation following acquired braindamage.

    Introduction

    In the late nineteenth century, Korsakoff (1889) de-scribed a behavioral disturbance in which patientswould verbally present seemingly erroneous recollec-tions that they believed were accurate or correct. Infact, when Korsakoff traced a considerable number ofthese recollections he found many of them to be actu-ally true. This behavioral phenomenon was later la-beled confabulation by Kraepelin (Koehler andJacoby, 1978). Today it is well known that confabula-tion occurs across a variety of neurologic patients in-cluding those with Korsakoff disease, anteriorcommunicating artery (ACoA) aneurysm (e.g., De-Luca and Cicerone, 1991), stroke and traumatic braininjury (TBI; e.g., Shapiro, Alexander, Gardner, andMercer, 1981), and dementia (e.g., Kern, van Gorp,

    Dr. DeLuca is Professor, Department of Physical Medicine and Reha-bilitation, Department of Neurosciences, UMDNJ-New Jersey MedicalSchool, Newark, NJ; Neuropsychology and Neuroscience Laboratory,Kessler Medical Rehabilitation Research and Education Corporation, WestOrange, NJ.

    Cummings, Brown, and Osato, 1992). In fact, in hisoriginal articles, Korsakoff described confabulation inpatients with lead poisoning, carbon monoxide poison-ing, and bacterial infection (Korsakoff, 1889). Never-theless, despite the numerous papers for over a centurythat have documented the existence of confabulation,the debate over what it is and what causes it remainsto this day.

    What Is Confabulation? Problems in Definition

    The major conceptual problem encountered with anydiscussion of confabulation is the lack of a generallyaccepted definition for what it is. The problem thatthis creates should not be underestimated. Is a patientwith anosognosia for hemiplegia with left visual ne-glect confabulating when they deny having problemsin utilizing their paralyzed limb (Feinberg, Roane,Kwan, Schindler, and Haber, 1994)? Are patients withAnton's syndrome (i.e., cortical blindness), who denytheir blindness, confabulating? Are patients who indi-cate that they have two wives who look exactly thesame or state that there are two identical hospitals(Capgras syndrome/Reduplicative paramnesia) con-fabulating? While these are all manifestions of un-awareness, it is unclear that they are all confabulation.Can all of these diverse behavioral expressions trulyresult from a single (or distributed) central mechanismin the brain critical to the expression of a singularconfabulatory state? Or are there different forms ofconfabulation, each with its own underlying mecha-nisms? Or is confabulation a subset of a larger prob-lem of unawareness of deficit or anosognosia? Thesequestions remain unresolved.

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    Given the difficulties in defining confabulation,the following definition from Mosocovitch and Mello(1997) is perhaps the most general yet descriptive.These authors describe confabulations as "statementsor actions that involve unintentional but obvious dis-tortions. ..." While this definition will likely not beuniversally accepted, it is a working definition thatwill be used in the present paper.

    It should be recognized that some form of "con-fabulation" is a normal human phenomenon. This isbecause remembering is a reconstructive process, of-ten resulting in memory distortion rather than memoryloss (Mosovitch, 1995). However, when neural circuitsinvolved in the reconstructive process are damaged,memory distortion can become prominent and is thenrecognized as confabulation. As a result, in clinicalpractice, there is the tendency to recognize the more"bizarre" responses as confabulatory because the dis-tinction between normal memory distortion and "ab-normal" responses is more obvious. Yetconfabulation can be subtle, nonbizarre, and elicited,for instance, only upon provocation (i.e., provokedconfabulation, see below).

    At a minimum, confabulation involves both dis-tortions of content and temporal context. That is, con-fabulatory recollections frequently include additions,distortions, or elaborations of events that either actu-ally or plausibly occurred. As such, when a confabula-tory patient is asked what they did today, they mayincorporate events that may have actually occurred(e.g., seeing a therapist or doctor), but with the contentdistorted or intertwined with other seemingly unre-lated events (which also may have occurred). How-ever, confabulations are also frequently the intrusionof events which have actually taken place, but becomedisplaced temporally. These two forms of distortionare illustrated by the following ACoA patient:

    DoctorPatient VR

    DoctorPatient VR

    What did you do today?Today I got up this morning and vis-ited the rehabilitation insti-tute ... then I went home and I wasexpecting some material and we re-ceived it. Then I came to the rehabili-tation institute, no I actually went tothe Jimsburg store and we had a smallmeeting there. Then I came to the hos-pital and we had lunch and then metwith you....What did you do this past weekend?There was a friend that used to workat the Jimsburg store, that moved

    away, that was a friend of mine for10 years or so, who came by my housefor a visit with his family. We wentto New York City, and as a matter offact, we stopped by the Jimsburg storeto say hello to one manager that healso has become friendly with, but thisstore is not operating anymore....

    Patient VR illustrates several key aspects of con-fabulation. First, content distortion is illustrated: De-spite having been in the hospital for several weekspostsurgery, he states that he has been home, had ameeting at work, yet also correctly incorporates hisknowledge about the rehabilitation hospital and thedoctor's role within it. These events had not actuallyoccurred on that day. Second, impaired temporal con-text is clearly evident in that VR had indeed ownedthe "Jimsburg store," but he had sold this store yearsearlier. After viewing the videotape, patient VR's wifeindicated that the story about the friend visiting, goingto New York City, and then seeing a mutual friendfrom the store had actually occurred, but years earlier.The third point illustrated by this excerpt is impairedself-monitoring. While first acknowledging having vis-ited the Jimsburg store with his friend, in the samesentence he acknowledges that the store is no longeroperational. Patient VR could not realize the temporal,nor the logical implausibility of being at the store andthe hospital.

    As such, confabulation often is a combination oftemporal displacement of an actual event from the pastinto the present as well as the distortion of eventsthat may be salient in the immediate environment (i.e.,distorted content). However, it is the lack of the pa-tient's own self-monitoring about the implausibility ofthe temporal and content displacement that has fasci-nated researchers and clinicians and resulted in theo-ries to understand what drives such behavior.

    Two Prominent Viewpoints on Confabulation

    In general, two broad schools of thought have devel-oped in regard to the understanding of confabulation.The first conceptualizes confabulation as an "un-aware" process while the second recognizes a con-scious "awareness" aspect to confabulation. Ingeneral, the former conceptualization appears to comefrom the neurological literature while the latter tendsto reflect work from the psychiatric literature.

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    Patient OJ was firm about the truth of his recol-lections, and resisted attempts to convince himselfotherwise. It was clear from his words, his affect, andhis behavior that there were no ' 'gap-filling' , re-sponses.

    A handful of studies were designed to experimen-tally examine the temporal context hypothesis(Schnider, von Daniken, and Gutbrod, 1996; Moscov-ich and Melo, 1997). For instance, Schnider, von Dan-iken, and Gutbrod (1996) found that all spontaneous

    Since Korsakoff's discoveries, many researchershave recognized that confabulation is frequently atemporal displacement of an actual event that had oc-curred in the patient's life, although this event canbe embellished with the intrusion of nonactual events(Talland, 1965; Schnider, Gutbrod, Hess, and Schroth,1996; Ptak and Schnider, 1999). In other words, whilethese confabulatory recollections frequently includeadditions, distortions, or elaborations, they are thoughtto be based on actual events. Importantly, confabula-tors are unaware that they are confabulating, nor arethey aware of the temporal displacement of their con-fabulations. For instance, Talland (1965) reported thatin patients with Korsakoff's syndrome, "The patienthimself is almost certainly not aware of the gaps inhis knowledge when he confabulates; he transposesinformation from an earlier period in his life, con-denses or distorts material without consciousness ofhis deficit or of the confabulatory process, and hencewithout intent" (p. 57).

    Doctor

    Patient OJ

    DoctorPatient OJ

    Doctor

    Patient OJ

    You indicated that last night you wereworking on a number of projects athome. . . . What would you say if Itold you you were actually here in thehospital last night?I'd be surprised, because my experi-ence, what I learn from my eyes andears tells me differently .... I'd wantsome evidence. I'd want some indica-tion that you knew about my privateworld before I gave any cognizance.Would you believe me?Not out of the blue, especially sincewe haven't even met (an illustrationof the patient's amnesia).What if your wife was here and sheagreed with me, what would you thinkat that point?I'd continue to resist, but it would be-come more difficult.

    confabulators, but not nonconfabulating amnesics,confused present with previously acquired informa-tion on a continuous recognition task. However, Mos-covitch and Melo (1997) argued that defectivetemporal order is not the cause of confabulation, butis a symptom of a more fundamental deficit in strategicretrieval (see below).

    Ptak and Schnider (1999) reported an amnesticACoA patient whose confabulations could always betraced back to actual experiences, supporting the no-tion that the key difficulty in confabulation is the tem-poral monitoring of actual memories. The patient wasunaware of his memory problems, and was convincedthat his beliefs were correct, arguing with hospitalstaff. His confabulation gradually disappeared over a4-month period.

    In summary, the temporal displacement concepthas been recognized for over 100 years, and is widelyaccepted today by many researchers and clinicians. Amajor focus of this position is that patients are un-aware of the temporal displacements and do not havethe self-monitoring ability to critically examine theinconsistencies in their discourse.

    However, by the turn of the century, a secondline of thinking began to emerge, emphasizing the fab-ricated or fictitious elements of confabulation moreprominently. First Bonhoffer (1901; cited in Talland,1965) and later van der Horst (1932; cited in Schnider,von Daniken, and Gutbrod, 1996) felt that confabula-tion reflected a desire to fill gaps in memory, whichwas termed "confabulation out of embarrassment."That is, confabulators somehow contrive a story toprotect themselves from embarrassment. This notionof "gap filling" would then require some awarenessof a memory disorder on the part of the patient. Theproblem is that there is very little empirical support forthis position. In fact, the few studies that empiricallyexamined gap-filling behavior did not support this hy-pothesis (Moscovitch and Melo, 1997; Schnider, vonDaniken, and Gutbrod, 1996). For instance, Schnider,von Daniken, and Gutbrod (1996) classified amnesicpatients (including ACoA) into' 'spontaneous" versus"provoked" confabulators. They reported that con-fabulators did not show an increased tendency to fillin gaps in memory. Despite the lack of evidence, thisnotion of gap filling is maintained even today. Forinstance, the DSM-IV (American Psychiatric Associa-tion, 1994) defines confabulation as "the recitation ofimaginary events to fill in gaps in memory" (p. 157).Numerous psychiatry textbooks also define confabula-tions as conscious gap filling, with a conscious wishto deceive (Whitlock, 1981). Weinstein and Lyerly

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    (1968) defined confabulation "as the fictitious narra-tive of some past event or events" (p. 348). Bensonet al. (1996) define confabulation as "compensationfor loss of memory by the fabrication of details" (p.1239).

    Joseph (1986) reported that confabulation fromgap filling can occur following cerebral disconnectionsyndromes. For instance, Gazzaniga and colleagues(Phelps and Gazzaniga, 1992; Gazzaniga, 1998) de-scribed a laboratory-induced confabulation in split-brain patients resulting in a form of confabulation thatrequires awareness of one's own behavior, but un-awareness of why one is behaving in a particular way(gap filling without awareness). Gazzaniga (1998) re-ported that when the speechless right hemisphere of asplit-brain patient is given a command to "take awalk,' , the patient begins to execute the demand.However, when the experimenter now asks the patient(i.e., the left hemisphere) "where are you going," theleft (language) hemisphere responds "to get a drinkof water." Such a confabulatory response is made be-cause the language hemisphere does not have accessto the information in the right hemisphere that initi-ated the original behavior. As such, according to Gaz-zaniga, the left hemisphere contains a mechanism (the"Interpreter' ') that seeks to interpret information bothinternally and externally to logically explain theevents in the environment. In this example, the split-brain patient was able to examine the immediate situa-tion and construct a plausible, but untrue response. Isthis confabulation from unawareness? While they areindeed filling in gaps, are such patients aware of acognitive disorder that they need to cover up? Theanswer is clearly no. In this example, the left hemi-sphere did not have access to the knowledge thatprompted the original behavior (to take a walk), andthus was not aware of the reason for the behavior (seeSchacter, 1991, for a distinction between unawarenessof deficit and unawareness of knowledge). While theInterpreter is conscious of its own behavior, it is notaware of the motivation that is driving the originalbehavior, and hence is not consciously hiding a mem-ory or any other cognitive disorder.

    There are several other problems with the simplegap-filling explanation of confabulation. For instance,confabulatory amnesics typically only carry out gapfilling during the early stages of their amnesia, despitethe fact that their amnesia is long lasting. Why wouldsuch patients only fill in gaps early on in their illness?Confabulation does not occur among many amnesics,including many Korsakoff patients, and is very rareamong mesial temporal amnesics. In addition, many

    John DeLuca

    amnesics readily admit to gaps in their memory with-out confabulating (McGlynn and Schacter, 1989).

    Other early conceptualizations of confabulationincluded: "a disturbance in symbolism, comparableto that which occurs in dreaming, ... wish-fulfillingfantasies, ... the means whereby sexually traumaticmaterial could be expressed and gratified" (Weinsteinand Lyerly, 1968, p. 348). However, there is very littleevidence to support these very early conceptualiza-tions of confabulation, typically relying on subjectiveobservations of behavior. Some believe that premorbidpersonality traits are important determinants in whowill eventually confabulate (Weinstein and Kahn,1955; Talland, 1965). However, this notion is basedexclusively on anecdotal data, usually involves indi-vidual case reports, and has not been systematicallyevaluated experimentally. Weinstein (1996) arguesthat confabulations are "in some degree, symbolicrepresentations, dramatizations, or explanations ofsome current personal experience, disability, or prob-lem" (p. 336). Weinstein indicates that in such casesthe patient has some knowledge of their disability orproblem. He does, however, acknowledge that thistype of symbolic confabulation is less likely to occurin patients with ACoA aneurysm.

    In summary, confabulation involves both thetemporal displacement of actual events, and distor-tions of content. Most contemporary researchers be-lieve that confabulators believe and defend theirconfabulations and are not engaged in an active needto fill in gaps to avoid embarrassment or hide a mem-ory disorder. Nonetheless, these two disparate concep-tualizations of confabulation remain today: unawaretemporal displacement versus an active, aware gapfilling.

    Factors Associated with Confabulation

    As discussed above, confabulation typically includessome element of both content distortion and temporaldisplacement of actual events. Severe confabulation(e.g., following ACoA aneurysm) usually appearsacutely, and typically lasts for a period of weeks tomonths, although it can, rarely, last for years (Talland,1965; Weinstein, 1996). Several variables important inunderstanding confabulation are presented in Table 1.

    It is very important to differentiate confabulationfrom what is commonly observed in patients duringan acute confusional state. While confabulation canbe observed during such confusional states, continuedconfabulation following resolution of an acute confu-

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  • Confabulation

    TABLE 1Important Variables in the Understanding of Confabulation

    Awareness vs. UnawarenessTemporal Displacement vs. Content DistortionPremorbid Personality FactorsImpaired Reality MonitoringRequires Coexistence of Amnesia vs. No Amnesic RequirementFrontal (or Executive) Dysfunction Alone Sufficient for Confabu-lationDifferentiated from Acute Confusional StateImpaired Strategic RetrievalDisconnection SyndromeSubtypes of ConfabulationIndifference or Apathy vs. Deceit or Lying

    sional state is rare, and usually limited to circum-scribed lesions. For instance, DeLuca and Cicerone(1991) studied confabulation in ACoA patients in twonaturally occurring conditions: while disoriented andagain with the return of orientation to person, place,and time. Confabulatory responses to directed ques-tions were studied in ACoA patients and a heteroge-neous group of patients with bleeds elsewhere in thebrain. These authors reported that confabulation wasobserved in both groups during the disoriented stage(100% of ACoA subjects and 41 % of the other group).However, with the return of orientation, all ACoApatients continued to confabulate, while confabulationwas virtually nonexistent in the other intracranial hem-orrhage group. DeLuca and Cicerone (1991) suggestedthat the prolonged confabulation observed in theACoA subjects was a result of specific cerebral distur-bance that included the frontal lobes, which is differ-ent from mechanisms involved with confabulationfrom an acute confusional state.

    A distinction between confabulation and delusionis also important. While confabulation may at timesseem difficult to distinguish from a delusion, confabu-lations typically involve specific episodes or events,while most delusions concern false beliefs (Weinstein,1996). The American Psychiatric Association definesdelusion as "A false belief based on incorrect infer-ence about external reality that is firmly sustained....The belief is not one ordinarily accepted by othermembers of the person's culture ..." (p. 765).

    Confabulators, particularly following ACoA an-eurysm, will defend their confabulations as veridical,and defend their statements readily, as illustrated bypatient OJ above.

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    Subtypes of Confabulation

    Korsakoff (1889) described a continuum of confabula-tion based on severity. However, Kraepelin (1904,1907, 1919) proposed two subtypes: (1) Simple con-fabulation was defined as minor distortions or recallof fact, time, or detail; (2) fantastic confabulation con-sisted of bizarre, exaggerated, florid, or impossibleverbalizations. Berlyne (1972) referred to "momen-tary" (i.e., provoked by questions probing the sub-ject's memory, consisting of temporal displacement ofactual memories) and "fantastic" (i.e., spontaneous,grandiose) confabulation respectively. Most recently,Kopelman (1987) argued for a distinction between"spontaneous" and "provoked" confabulation,which mirrors the fantastic and momentary distinc-tions respectively. Although the terms provoked ver-sus spontaneous (Kopelman, 1987) have gainedacceptance recently, the general distinction remainssimilar to those first conceptualized by Kraepelin. Theargument as to whether confabulation reflects a con-tinuum of severity versus distinct subtypes remains acentral issue even today.

    While the dichotomous distinctions between aminor and major form have survived, the variousterms and definitions in the literature have contributedto the confusion regarding confabulation. A major is-sue to address is whether provoked and spontaneousconfabulations represent two distinct forms with dif-ferent neuropathological mechanisms or if each is anextreme on a continuum from a single underlyingmechanism.

    Support for the contention that spontaneous andprovoked confabulation represent extremes of a con-tinuum was presented by DeLuca and Cicerone(1991). As described above, these authors examinedconfabulation first when ACoA patients were disori-ented and again when they regained orientation to per-son, place, and time. They showed that as patientsprogressed from the disoriented to oriented state, con-fabulation in the same subject changed from spontane-ous to provoked in nature. Since these were the samesubjects over the two orientation conditions, differ-ences between types of confabulation were unlikelyto be due to differences in lesion location. Also, bothspontaneous and provoked forms of confabulationwere often observed in the same patient during eitherorientation condition, suggesting that different lesionswere not required to be present with either of the twoforms of confabulation. Based on these data, DeLucaand Cicerone (1991) concluded that confabulation fol-

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    lowing ACoA aneurysm may represent differences indegree and not kind.

    Others have supported the hypothesis that formsof confabulation represent different degrees of a com-mon disorder (Kapur and Coughlan, 1980; Shapiroet aI., 1981; Dalla Barba, 1993; Fischer, Alexander,D'Esposito, and Otto, 1995). Several authors havenoted that a more substantial degree of frontal lobepathology is required to manifest spontaneous versusprovoked confabulation. For instance, Kapur andCoughlan (1980) reported on an ACoA case whoseconfabulation changed from fantastic (i.e., spontane-ous) to momentary (i.e., provoked) over severalmonths, with this change paralleled by improvementson tests of "frontal lobe functioning."

    In contrast, several authors have suggested thatthe two forms of confabulation reflect different under-lying pathology. Berlyne (1972) concluded that "fan-tastic confabulation seems to be a distinct entityhaving nothing in common with momentary confabu-lation ..." (p. 33). Schnider, von Daniken, and Gut-brod (1996) reported a double dissociation betweenspontaneous and provoked confabulation. These au-thors classified patients as either spontaneous (definedas acting-out self-generated confabulations) or pro-voked (defined as emitting intrusions on a verbal listlearning task). They reported that provoked but notspontaneous confabulation was correlated with perfor-mance on measures of verbal learning and verbal flu-ency. In contrast, spontaneous but not provokedconfabulation was associated with difficulties in tem-poral order processing on a continuous recognitiontask. Based on this double dissociation, the authorsconcluded that the two forms represent different disor-ders rather than different degrees of the same disorder.One significant limitation with this study is how spon-taneous and provoked confabulation was operationallydefined. While few would argue that acting-out con-fabulations more likely reflect spontaneous confabula-tions, equating intrusions during list learningperformance with confabulation is problematic. Thisis primarily because intrusion errors on such instru-ments are not uncommon among a broad spectrum ofneurologic populations, most of whom do not confab-ulate.

    Kopelman (1987) examined immediate and 45-minute delayed story recall in Korsakoff and Alzhei-mer patients as well as healthy controls, examiningprovoked confabulation (defined as intrusions on storyrecall). Additionally, healthy subjects were also askedto recall the stories one week after learning. The re-sults demonstrated evidence of provoked confabula-

    John DeLuca

    tion in both the Korsakoff and Alzheimer groups at theimmediate and 45-minute delay intervals. In contrast,healthy control subjects produced provoked confabu-lations only at the one-week interval. However, theintrusions and distortions observed by the healthygroup at one week resembled that observed for thetwo clinical groups during immediate and 45-minutedelays. Kopelman (1987) concluded that there are in-deed two types of confabulation. Spontaneous confab-ulation results from superimposing a "frontal"dysexecutive dysfunction on an organic amnesia. Incontrast, although common in some amnesic patients,provoked confabulation "resembles the errors pro-duced by healthy subjects at prolonged intervals, andmay represent a normal response to a faulty memory"(p. 1436).

    Attempts at Operational Definitions of Confabulation

    One common theme apparent among most of the at-tempts to differentiate among types of confabulationis the notion of less versus more severe confabulation.These have taken the form, for instance, of contrastingnonconfabulators with low versus high confabulators(Cunningham, Pliskin, Cassisi, Tsang, and Rao, 1997).Some have defined confabulation operationally as in-trusions on verbal list learning or prose recall tests(Mercer, Wapner, Gardner, and Benson, 1977), withsome referring to this form of confabulation as "pro-voked," and contrasting them (spontaneous) withthose who commit overt behavior signs of confabula-tory behavior such as acting out one's confabulation(Schnider, von Daniken, and Gutbrod, 1996). Suchdistinctions are based on the hypothesis that severityof confabulation represents different forms of confab-ulation, each with a different mechanism. The needfor such operational definitions stems, in large part,from the lack of a universally accepted definition ofconfabulation and its various components. Until someconsensus on such issues is accepted, attempts to fullyunderstand the behavioral, cognitive, and neurologicmechanisms of confabulation will remain hindered.

    In summary, the dichotomy between differencesin confabulation that reflect differences in severityversus distinct forms, first established at the turn ofthe nineteenth century by Korsakoff and Kraepelin re-spectively, remain with us today. There is no definitivesupport for either hypothesis at the turn of the twenti-eth century. This work remains burdened by the lackof a clear definition and conceptualization of whatconfabulation truly is.

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  • Confabulation

    Neurobehavioral Models of Confabulation

    The underlying neurobehavioral mechanisms respon-sible for confabulation have been of interest since con-fabulation was first identified by Korsakoff. Ingeneral, three neurobehavioral models of confabula-tion have been proposed. These are: the memory im-pairment model, which stresses the importance ofimpaired memory in confabulation; the executive im-pairment model, which identifies frontal/executivedysfunction as the key element responsible for confab-ulation; and the combined memory and executive dys-function model, which states that confabulation isobserved only in the presence of both a significantmemory disorder and frontal/executive dysfunction.Each model is discussed in turn.

    The memory impairment model stresses the needfor amnesia in order for confabulation to be present(Talland, 1965; Talland, Sweet, and Ballantine, 1967).The association of confabulation with impaired mem-ory or amnesia has long been recognized. However,both Korsakoff and Kraepelin recognized that, al-though associated with memory impairment, defectivememory alone could not account for confabulation.Perhaps the most compelling evidence that impairedmemory or amnesia alone is not sufficient to causeconfabulation is the fact that not all amnesic patientsconfabulate. This lack of confabulation among amne-sics is particularly true among mesial-temporal amne-sics (Parkin, 1984; Moscovitch and Melo, 1997).Additional evidence against the impaired memorymodel of confabulation is that confabulation clears inmost patients (e.g., ACoA) over a period of weeksor months, yet no change is observed in the memorydisorder (e.g., Kapur and Coughlan, 1980; Benson etaI., 1996). Further, there are several papers that showthat lesions restricted to the basal forebrain, resultingin impaired memory, do not produce spontaneous con-fabulation (Berti, Arienta, and Papagno, 1990; Morris,Bowers, Chatterjee, and Heilman, 1993; Abe, Ino-kawa, Kashiwagi, and Yanagihara, 1998). For in-stance, discrete lesions of the septal nuclei alone mayresult in amnesia, but without confabulation (von Cra-mon, Markowitsch, and Schuri, 1993; Berti, Arienta,and Papagno, 1999). Fischer et aI. (1995) showed thatACoA patients with basal forebrain lesions can showprovoked confabulation. However, it is unclearwhether such responses were more a function of aconfusional state (DeLuca and Cicerone, 1991).

    The second model hypothesizes that confabula-tion is a consequence solely of executive dysfunction,resulting from disinhibition, lack of self-monitoring,

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    and decreased awareness (Kapur and Coughlan, 1980;Joseph, 1986; Johnson, Hashtroudi, and Lindsay,1993; Benson et aI., 1996). The notion that the frontallobes are necessary for confabulation is now well es-tablished. Several studies have shown convincinglythat the ventromedial region of the frontal lobes iscritical for spontaneous confabulation (Vikki, 1985;Fischer et aI., 1995; Schnider, von Daniken, and Gut-brod, 1996; Moscovitch and Mello, 1997; Ptak andSchnider, 1999). Evidence for the executive model hascome from studies showing that confabulation dimin-ishes as performance improves on measures of execu-tive functioning (e.g., Kapur and Coughlan, 1980;Papagno and Baddeley, 1997). In addition, confabula-tion has been shown to be associated with decreasedperfusion of the orbitofrontal cortex bilaterally, withimprovements in confabulation related to increasedfrontal lobe perfusion (Mentis, Weinstein, Murphy,McIntosh, and Pietrini, 1995; Benson et aI., 1996).Importantly, while improvements in frontal/executivemeasures are associated with diminished confabula-tion, the severity of amnesia remains unchanged.

    A major problem for the executive dysfunctionhypothesis of confabulation is that not all patients withfrontal/executive dysfunction confabulate. For in-stance, Vikki (1985) showed that only ACoA amne-sics with frontal lesions were confabulators.

    However, the executive model of confabulationalso suggests that a memory disorder is not requiredfor confabulation to be manifested (Johnson, 1991).The model contends that executive dysfunction aloneis sufficient to result in confabulation. In general, thereare few studies that support this claim, and those thatdo are problematic. For instance, several studies havecited Kapur and Coughlan's (1980) case report in sup-port of the notion that a memory disorder is not re-quired for confabulation. Kapur and Coughlan (1980)state that confabulation is not' 'dependent upon globalamnesia." Similarly, Papagno and Baddeley (1997)state that confabulation can occur without' 'unequivo-cal evidence of amnesia." However, close examina-tion of both of these reports indeed reveal significantlycompromised memory performance in these patients,not on immediate recall, but on delayed recall. Forinstance, on the only test provided by Papagno andBaddeley examining delayed recall, patient MM couldnot recall anything about the story, despite immediaterecall close to normal limits. The exact same findingof significantly impaired delayed recall was observedin the case by Kapur and Coughlan (1980). ManyACoA patients show relatively intact immediate recallbut significantly compromised delayed recall (c.f., De-

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    Luca and Diamond, 1995). As such, a look at the fewcases in the literature that claim that impaired memoryis not required for confabulation provide weak evi-dence, if any, against the dual-lesion hypothesis ofconfabulation (both impaired memory and executivefunctions are necessary, see below).

    Most authors who contend that impaired memoryis not necessary for confabulation cite the work ofWhitty and Lewin (1957, 1960) in support of thisclaim. Whitty and Lewin reported several cases ofconfabulation following anterior cingulectomy fortreatment of severe obsessional neurosis. The confab-ulation identified by Whitty and Lewin (1957, 1960)was transient, lasting 24 hours to 3 days, and tookplace while subjects were disoriented to time. Onefeature emphasized by these authors was the vividdreamlike experiences of these patients. However,such experiences are not uncommon in acute confu-sional states (Lipowski, 1990). Impaired memory anddisorientation are other features associated with anacute confusional state (Lipowski, 1990). The case ex-amples provided by Whitty and Lewin include exam-ples of impaired memory and disorientation, a pointclearly acknowledged by Whitty and Lewin (1960).As such, it is more likely that what was observed byWhitty and Lewin (1957, 1960) was more a reflectionof an acute confusional state, rather than confabula-tion from the primary cerebral structures that underliea more general phenomenon. DeLuca and Cicerone(1991) showed that while confabulation was not un-common in patients who are disoriented, only ACoApatients continued to confabulate with the return oforientation, suggesting a different neuropathologicalsubstrate in the ACoA patients compared to a hetero-geneous group of hemorrhagic stroke patients. There-fore, citations of Whitty and Lewin's patients asevidence against the importance of memory in confab-ulation are relatively weak.

    For several reasons, it is important to be cautiousin citing work from so long ago as definitive. First, ifthe anterior cingulate is critical for confabulation, whyhasn't more recent work confirmed this very earlyrelationship? Second, relative to today's standards,neurosurgical techniques were relatively crude five de-cades ago. As such, precise lesion characterizations inthese patients could not be made with the precisionoffered today. Lastly, anterior cingulate involvementis often observed in patients with ACoA aneurysm(DeLuca and Diamond, 1995; Johnson, Hayes, D'Es-posito, and Raye, in press). Despite decades of ACoAresearch, few have specifically implicated the anteriorcingulate alone as critical for confabulation. Thus,

    John DeLuca

    while the anterior cingulate area may play a role inconfabulation, it is also possible that due to its proxim-ity to regions that have been shown by ACoA patientsto be critical for confabulation (e.g., basal forebrainand ventromedial frontal lobes, see discussion below),the anterior cingulate may have little or no direct rolein confabulation.

    The third and most recent model is that confabu-lation (particularly spontaneous confabulation) re-quires both amnesia and executive dysfunction (dual-lesion hypothesis) in order to be expressed (Stuss, Al-exander, Lieberman, and Levine, 1978; DeLuca,1993; DeLuca and Diamond, 1995; Fischer et aI.,1995; Schnider, von Daniken, and Gutbrod, 1996;Moscovitch and Mello, 1997; Wheatly and McGrath,1997; Cunningham, et aI., 1997; Ptak and Schnider,1999). DeLuca (1993) compared a group of amnesicACoA patients with a group of nonamnesic ACoApatients, all of whom demonstrated psychometric andneuroimaging evidence of frontal/executive dysfunc-tion. DeLuca found that only the amnesic ACoA groupconfabulated, which supports the dual-lesion hypothe-sis of spontaneous confabulation. Numerous other au-thors have also supported this dual-lesion hypothesisthat requires both executive and memory impairmentfor the expression of confabulation.

    Cunningham et aI. (1997) showed that "confabu-lation results from any general neurologic disturbancethat produces defects in memory and executive func-tion, rather than a specific pathology or neurologicdisorder" (p. 875). Wheatly and McCarthy (1997)showed that while the basal forebrain may be the criti-cal site of memory impairment in ACoA patients, whatis critical for confabulation is impaired memory, notimpaired basal forebrain. As such, they presented acase of confabulation in a non-ACoA patient with ex-ecutive dysfunction and impaired memory secondaryto a diencephalic lesion. Kopelman (1987) showedthat spontaneous confabulation results from superim-posing a "frontal" dysexecutive dysfunction on anorganic amnesia, while provoked confabulation was a"normal response to a faulty memory."

    Ptak and Schnider (1999) reported amnesia andconfabulation in an ACoA patient with bilateral orbito-frontal lesions with extensive bilateral basal forebraindamage, which included the septal region. Ptak andSchnider (1996) suggest that the orbitofrontal cortexis the core structure in the maintenance of temporalorder in memory by "distinguishing between presentlyongoing and previously encountered information."Moscovitch and Melo (1997) showed that the degreeof memory impairment did not differ between confab-

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    ulating and nonconfabulating amnesics, indicating thatamnesia is not sufficient, but may be necessary forconfabulation to be observed. Interestingly, these au-thors found that when similar retrieval demands aremade for both episodic and semantic memory (i.e.,typically everyday demands for semantic retrieval areeasier to fulfill than episodic demands), confabulationwas observed among both episodic and semanticmemories. These data do not support the prevailingview that confabulation involves distortions primarilyof episodic but not semantic memory (Dalla Barba,1993).

    Fischer et aI. (1995) and DeLuca and Cicerone(1991) reported an association between confabulationand executive dysfunction. Fischer et aI. (1995) di-vided nine acute ACoA patients into two groups,"spontaneous" confabulators and "provoked" con-fabulators. The authors concluded that the type andseverity of confabulation noted is largely dependentupon both impairments in memory and the extent ofexecutive system compromise. They suggested that"spontaneous" confabulation required disruption ofboth the basal forebrain and frontal systems, support-ing the dual-lesion hypothesis. More restricted lesionsto either the basal forebrain or orbital frontal structurescan result in "provoked" or transient confabulatoryresponses. However, Schnider, von Daniken, and Gut-brod (1996) found that executive problems did notdifferentiate between spontaneous and nonconfabulat-ing amnesics. Some have suggested that confabulationwas associated more with lesions of the right hemi-sphere (e.g., Joseph, 1986). However, an extensive re-view by Johnson et aI. (in press) found no evidencefor this contention.

    In summary, it appears that the dual-lesion hy-pothesis, which states that memory confabulation re-quires both a lesion resulting in significant amnesia(i.e., to either basal forebrain, diencephalic or mesialtemporal structures) as well as damage to the fron-tal-executive system, provides the most convincingexplanation for confabulation. The ventromedial por-tion of the frontal lobes (i.e., in the distribution of theanterior cerebral artery) appears to be the key structurewithin the frontal lobes.

    Cognitive Explanations of Confabulation

    Numerous authors have concluded that poor self-mon-itoring is a primary element in the expression of con-fabulation (Johnson et aI., 1993; Benson et aI., 1996;Schnider, von Daniken, and Gutbrod, 1996; Papagno

    127

    and Baddeley, 1997; Moscovitch and Melo, 1997;Ptak and Schnider, 1999; Johnson et aI., in press).However, Ptak and Schnider cautioned that "poorself-monitoring ... may serve as a descriptive expla-nation" and Schnider, von Daniken, and Gutbrod(1996) continue that such an executive dysfunction"does not disclose the specific mechanism of confabu-lations." However, recent work has shed some lighton the cognitive mechanisms that may be responsiblefor confabulation.

    Moscovitch and Melo (1997) note that there isgeneral agreement that confabulation is more of aproblem in retrieval rather than encoding, consolida-tion, or storage. These authors postulate that it is im-paired strategic retrieval (i.e., an active, self-initiated,goal-directed, and an effortful systematic memorysearch) that is primarily responsible for confabulationdue to damage to ventromedial frontal structures, asopposed to associative retrieval (passive, automaticsearch through memory). As mentioned above, severalinvestigators suggest that spontaneous confabulationis a result of a difficulty in recognizing the temporalorder of events during the retrieval of stored informa-tion. Moscovitch and Melo (1997) suggest that defec-tive temporal order processing is not the cause ofconfabulation, but a symptom of a more fundamentalproblem in the strategic retrieval of the memory traceand defective self-monitoring of this trace. Specifi-cally, Moscovitch and Melo (1997) state that the keydeficit that results in confabulation is not simply theseverity of the impaired strategic search at input (i.e.,searching for the memory trace), but an impairmentin the monitoring at output (i.e., monitoring what wasretrieved). Hence, confabulation occurs when the out-come of a disturbed strategic search is faulty and aresponse is emitted without proper monitoring, evalua-tion, and verification of the recovered memory trace(Rapcsak, Kaszniak, Reminger, Glisky, Glisky, andComer, 1998).

    Johnson and colleagues (Johnson, 1991; Johnson,O'Connor, and Cantor, 1997; Johnson et aI., in press)suggest that different types of confabulation wouldresult from different combinations of cognitive diffi-culties. Johnson discusses confabulation within thecontext of difficulties in reality monitoring or sourcemonitoring. For instance, confabulation could resultfrom difficulties in the encoding of information. Yet,confabulation may also result from poor retrieval, orreduced motivation. Johnson et aI. (1997) concludedthat confabulation in an ACoA case study (patient GS)was based on a confluence of factors including: (1)deficits in the systematic retrieval of autobiographical

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    information; (2) source monitoring deficit; and (3) apropensity toward detailed imaginations. Johnson etaI. (1997) conclude that what specific combination ofcognitive deficits are observed in a particular patientwill dictate the type and severity of confabulation ob-served.

    In summary, cognitive theories on the mechanismof confabulation stress impaired self-monitoring andimpaired retrieval mechanisms (i.e., strategic re-trieval) as critical elements responsible for confabu-lation.

    Confabulation and Awareness

    The relationship between confabulation and disturbedawareness has long been recognized. For instance,several studies have shown that confabulation de-creases as awareness increases (Williams and Rupp,1938, cited in McGlynn and Schacter, 1989; Wykeand Warrington, 1960; Mercer et aI., 1977; Stuss etaI., 1978; Shapiro et aI., 1981; DeLuca, 1992). Bensonet aI. (1996) believe that confabulation and defectiveself-awareness represent the same basic functional dis-order (p. 1243). Other evidence to support this con-tention comes from work showing that confabulationdiminishes as performance on tests of frontal/execu-tive improves (Papagno and Baddeley, 1997; Kapurand Coughlan, 1980), and that confabulation dimin-ishes with improvements in frontal lobe perfusion onSPECT scans of the brain (Benson et aI., 1996). How-ever, unawareness syndromes do not always lead toconfabulation. As described above, a major problemwith confabulation is its broad-based definition, whichoften confuses the picture rather than providing clar-ity. As such, many have associated responses resultingfrom deficits of unawareness with confabulation. Aftera brief introduction to anosognosia and denial, a briefdescription is provided of unawareness syndromes thathave been referred to as confabulation in the classi-cal literature.

    The syndrome of unawareness following braindamage is called anosognosia. It was first describedby von Monakow (1885) and Anton (1896). The indif-ference that is sometimes associated with anosognosiahas been called anosodiphoria (Heilman, 1991). Ano-sognosia is seen in many behavioral syndromes fol-lowing brain damage, including Wernicke's aphasia,Anton's syndrome, and left hemiplegia (see Heilman,1991, for a brief review), each of which is describedbriefly below.

    John DeLuca

    First, however, anosognosia needs to be differen-tiated from "denial of illness" (c.f., Prigatano andSchacter, 1991; Prigatano and Klonoff, 1998). Psychi-atric definitions of "denial" have been describedmore as altered self-awareness rather than un-awareness. The American Psychiatric Association(1994) defines denial as a defense mechanism wherethe' 'individual deals with emotional conflict or inter-nal or external stressors by refusing to acknowledgesome painful aspect of external reality or subjectiveexperience that would be apparent to others" (p. 755).Prigatano and Klonoff (1998) explain that "denialafter brain injury ... reflects the individual's attemptto use previous coping strategies to deal with impair-ments that are only partially recognized" (p. 57). Us-ing these definitions, "gap filling" in confabulationcould be considered denial while displaced temporalcontext, or the lack of information access due to adisconnection syndrome (e.g., the Interpreter) couldreflect an anosognosia, or unawareness of knowledge(Schacter, 1991).

    Wernicke's aphasia is a well-known languagedisorder in which patients produce fluent speechmarked by neologism and semantic and paraphasicerrors. These errors have been viewed as confabula-tions. While comprehension is severely compromised,such aphasics cannot always express themselves. Im-portantly, these patients are unaware that the personwith whom they are speaking does not understandthem. It has been suggested that the anosognosia asso-ciated with Wernicke's aphasia is one of defectivemonitoring. Such patients have lost their neural repre-sentation of word sounds and are then unable to matchtheir speech output with an intact representation ortemplate. This lack of internal feedback results in theanosognosia (Heilman, 1991).

    Despite the inability to demonstrate sight, pa-tients with Anton's syndrome "deny" cortical blind-ness (Heilman, 1991). They will confabulateresponses (e.g., provide a response when asked howmany fingers they can see during confrontation) andwill make excuses when confronted with their errors("I'm not wearing my glasses"). While several at-tempts have been made to explain this phenomenon,it is likely that the explanation for Anton's syndromeis similar to that of Wernicke's aphasia: impairedmonitoring. Some have hypothesized that the visualassociation cortex becomes disconnected from thespeech-language areas, leading to decreased monitor-ing and confabulation. Others have hypothesized thatsuch patients continue to receive input via the' 'secondvisual system"; a pathway mediated via the superior

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    Figure 1. Broad and Narrow Sense Confabulation

    aLesions resulting in memory disorder may include basal forebrain, diencephalic, ormesial temporal structures

    ;.' '. j~,~;!it';.,":' NARROW SENSE

    ., , CONFAB~TION

    RighI SilileralParielaI&FronUlI Occipital

    Je$ioll lesion

    "BROAD st~SEC '?t_ "CONfABULATION' ~,?~~

    .~~ '

    fabulation is illustrated in Figure 1. First, it is pro-posed that two definitions of confabulation areneeded: Broad sense confabulation, which can be de-fined in a more broad or all encompassing sense, andNarrow sense confabulation, which is more perceptu-ally specific. Broad sense confabulation simply refersto the general conceptualization of distortion; that is,what is common across various forms of confabula-tion is that information is perceptually distorted (e.g.,one can "see" with Anton's syndrome, one can useone's left extremities despite hemiplegia, one can dis-place actual memories temporally). As such, under-standing broad sense confabulation means focusing onfeatures that are similar across the various manifesta-tions of confabulatory behavior. It is simply descrip-tive in nature. It is unlikely that broad senseconfabulation will have an anatomic locus, nor should

    tempts to make seemingly logical inferences (e.g., "Idon't have my glasses"), the same as profuse, sponta-neous, and fantastic verbal confabulation? At somelevel of argument, one can conceptualize these broadlyas confabulations. At another level, however, they areindeed different. This lack of a clear understandingburdens a greater conceptual understanding of confab-ulation. What is needed is a model of confabulationthat outlines not only the similarities, but also the dif-ferences among these various examples of confabu-lation.

    Given the various general forms of cognitive/per-ceptual distortions that have been referred to as con-fabulation, can any systematic understanding ofconfabulation be made? The answer must be "yes,"in order to move our understanding of confabulationbeyond what was generally conceptualized at the endof the nineteenth century. A proposed model of con-

    A Proposed Model of Confabulation

    Are neologisms truly confabulations? Are examplesof "denying" cortical blindness, where the patient at-

    colliculus. This may result in input to a visual monitoror speech-language region that may be disconnectedfrom the geniculocalcerine system (the primary visualsystem). While impaired memory is usually associatedwith Anton's syndrome, its significance is not clear.

    Patients with right hemisphere lesions (usuallyinvolving the parietal and frontal regions) often dis-play left-sided hemiplegia, but also may' 'deny" thatanything is wrong with their left side (e.g., denyingthat their own hand is theirs, confabulating a responsewhen confronted). Many theories have been positedto explain the unawareness, indifference, and confabu-lation associated with this behavioral syndrome, rang-ing from premorbid personality features (Weinsteinand Kahn, 1955, 1996) to disconnection syndromesand impaired monitoring of somatosensory input(Heilman, 1991).

    One important feature that is different betweenthese three neurobehavioral syndromes that lead toconfabulation, versus those often evident from ACoAaneurysm or Korsakoff's syndrome, is the depth ofthe confabulation itself. While ACoA confabulationcan be very elaborate and lengthy, confabulation asso-ciated with Wernicke's aphasia, Anton's syndrome,and anosognosia for hemiplegia is usually targeted(i.e., on the left-hemiplegia or blindness) and limitedin content.

    An aspect that appears common to all of theseclinical entities is an unawareness syndrome (anosog-nosia). This unawareness may result from differentcerebral mechanisms, but the behavioral effect is thesame. For instance, with the Interpreter describedabove, the information within the right hemisphere isnot available to the left hemisphere in split-brain pa-tients (i.e., disconnection syndrome) resulting in con-fabulation from an intelligent verbal hemispheretrying to make logical sense of cues in the environ-ment. However, this mechanism is different from, forinstance, the compromised neural representation ofword sounds that prevents Wernicke's aphasics frombeing aware of their own jargon speech. Lastly, mem-ory confabulators (e.g., ACoA patients) can producea long verbal discourse about seemingly inaccurateevents, not being able to self-monitor the temporal andoften illogical relationships within their own state-ments. While the specific behavioral feature of theseexamples differ, the anosognosia associated with thebehavior is the common denominator.

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    one be forced upon it. Broad sense confabulation canthus be defined as follows: statements or actions thatinvolve apparently unintentional but obvious distor-tions.

    Narrow sense confabulation involves the specificcognitive-perceptual system that is being confabu-lated. Narrow sense confabulation can be viewed asconfabulation that is a manifestation of damage to aspecific cognitive-perceptual mechanism that is im-paired, each with its own identifiable lesion (see Fig-ure 1).

    Because confabulation is not a unitary behavioralconstruCt, the need for narrow sense confabulation be-comes critical once one begins to discuss mechanismor neuropathology. For instance, the hypothesis of im-paired strategic retrieval for memory confabulationmay not apply to explanations of confabulation associ-ated with left hemiplegia. Narrow sense confabulationallows for a discussion of specific mechanisms respon-sible for a particular form of confabulation, withouthaving to provide a more global explanation for allforms of confabulation.

    While the dichotomy between broad and narrowsense confabulation may seem simplistic and "obvi-ous" to researchers and students of confabulation, theinappropriate use of the term in the literature and med-ical textbooks cited throughout this paper speaks vol-umes for the need for a more refined terminologywhen confabulation is discussed.

    Conclusions

    In many ways, much has been learned about confabu-lation during the past century. However, in other verysignificant ways we have progressed little from whatwas known 100 years ago. Korsakoff believed thatmemory confabulation consisted of actual events dis-placed temporally of which patients were unaware.In contrast, Bonhoffer (1901) felt that confabulationswere an active attempt to cover up a disorder of whichthe patient was consciously aware. Despite the lack ofempirical support for the active gap filling hypothesis,these two opposing viewpoints remain prominent intoday's literature and thinking. Little progress hasbeen made in 100 years of research in identifyingwhether memory confabulation represents a single en-tity, differing only in degree, as hypothesized by Kor-sakoff, versus having two (or more) distinct forms ofconfabulation, each with its own neuropathologicmechanism, as initially outlined by Kraepelin. It isbelieved that much of the difficulty in understanding

    John DeLuca

    factors such as these stems from the lack of a univer-sally accepted definition or model of confabulation. Itis hoped that the model proposed in the present papercan serve as a starting point, eventually resolving intoan accepted conceptual framework from which tostudy confabulation.

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    John DeLuca

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    John DeLuca, Ph.D.Neuropsychology & Neuroscience LaboratoryKessler Medical RehabilitationResearch & Education Corp.1199 Pleasant Valley WayWest Orange, NJ 07052e-mail: delucaj. @umdnj.edu

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