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In re:

JUMIO INC.,I

IN THE UNITED STATES BANKRUPTCY COURTFOR THE DISTRICT OF DEI"AWARE

Chapter 1L

Case No. l6-L0682 (BL"S)

Debtor

APPLICATION OF THE DEBTOR FOR ENTRY OF AN ORDER AUTHORIZING THEEMPLOYMENT AND RETENTION OF ERNST & YOUNG LLP AS FINANCIAL

ADVISOR TO THE DEBTORNUNCPRO TUNC TO THE PETITION DATE

The above-captioned debtor and debtor-in-possession (the o'&þ.tq!") hereby submits this

Application of the Debtor for Entry of an Order Authorízing the Employment and Retention of

Ernst &Young LLP øs Financial Advisor to the Debtor Nunc Pro Tunc to the Petition Døte (the

"Application"). In support of the Application, the Debtor relies on the Affidavít of Rocþ Ho in

Support of the Applícation of the Debtor for Entry of øn Order Authorizing the Employment and

Retention of Ernst & Young LLP as Financial Advisor to the Debtor Nunc Pro Tunc to the

Petitíon Date (the "Ho Affidavit"), attached hereto as "sþiþ!]!é." In further support of the

Application, the Debtor submits Lhe Declaration of Stephen Stuut in Support of Debtor's Chapter

11 Petition and First Day Pleadings (the "First Day Declaration"),2 and respectfully represents

and sets forth as follows:

JURISDICTION AND VENUE

t. The United States Bankruptcy Court for the District of Delaware (the "Court")

has jurisdiction over this Application pursuant to 28 U.S.C. $$ 157 and L334 and the Amended

Standing Order of Reference from the United States District Court for the District of Delaware

1 The last four digits of the Debtor's tax identification number are 6822. The Debtor's corporate headquarters andthe mailing address is 268 l¿mbert Avenue, Palo Alto, California 94306.

2 Except where otherwise indicated , capitalized terms used but not defined in this Application have the meaningsascribed to them in the First Day Declaration.

{1086.001-W00 4to49.2\

Case 16-10682-BLS Doc 50 Filed 03/22/16 Page 1 of 14

dated as of February 29 , 2012. This matter is a core proceeding within the meanin g of 28 U.S.C.

$ 157(bX2), and the Court may enter a final order consistent with Article III of the United States

Constitution.3 Venue is proper in this district pursuant to 28 U.S.C. $$ 1408 and 1.409.

2. The statutory predicates for the relief sought herein are sections 327(a) and 328(a)

of title 11 of the United States Code (as amended or modified, the "Bankruptcy Code"), rule

201,a@) of the Federal Rules of Bankruptcy Procedure (the "Bankruptcy Rules"), and rule 20L4-

L of the I¡cal Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy

Court for the District of Delaware (the "Local Rules").

GENERAL BACKGROUND

3. On the date hereof (the "&!i1þn-D.aIe"), the Debtor commenced the above-

captioned chapter 11 case (the "Chapter LL Case") by filing a voluntary petition for relief under

Chapter LL of the Bankruptcy Code in the Court.

4. The Debtor continues to operate its business and manage its properties as a

debtor-in-possession, pursuant to Bankruptcy Code sections 1107(a) and 1108. As of the date of

this Application, no trustee, examiner or statutory committee has been appointed in this Chapter

1l. Case.

5. Additional information regarding the circumstances leading to the commencement

of this Chapter LL Case and information regarding the Debtor's business and capital structure is

set forth in detail in the First Day Declaration filed contemporaneously with this Application and

incorporated herein by reference.

3 Pursuant to I¡cal Rule 9013-1(f), the Debtor hereby confirms its consent to the entry of a final order by the Courtin connection with this Application if it is later determined that the Court, absent consent of the parties, cannot enterfinal orders or judgments consistent with Article III of the United States Constitution.

2{ 1086.001-W004t049.2}


RELIEF REOUESTED

6. By this Application, the Debtor seeks to employ Ernst & Young LLP ("EY") to

perform certain financial advisory services summarized below pursuant to the terms and

conditions set forth in the agreement between the Debtor and EY LLP (the "Master Services

Agreement," attached to the Ho Affidavit as Exhibit A-1,), the transaction advisory services

statement of work, dated February 16,2016 (attached to the Ho Affidavit as Exhibit A-2), as

amended by Amendment No. 1 to the Transaction Advisory Statement of 'Work, dated March 18,

2O16 (attached to the Ho Affidavit as Exhibit A-3 ) (as amended, the "Transaction Advisor)¡

SOW," and together with the Master Services Agreement, the "Engagement [ætters"). Pursuant

to Bankruptcy Code sections 327(a),328(a), and"l.l07, Bankruptcy Rule 2014(a), and Local Rule

20L4-1, the Debtor requests entry of an order, substantially in the form annexed hereto,

authorizing such employment.

7. Since February 'I..6, 20"1.6, EY has been working closely with the Debtor's

management and other professionals. The Debtor selected EY as its financial advisor because of

EY's extensive experience and knowledge of the Debtor's business, operations, and financial

affairs, and EY's expertise in business reorganizations under Chapter Ll of the Bankruptcy

Code. Accordingly, the Debtor believes that EY is well qualified to assist it in this Chapter 11

Case.

OUALIFICATIONS OF EY

8. In consideration of the complexity of its business, as well as the exigencies of the

circumstances, the Debtor has determined that the services of an experienced financial advisor

will substantially enhance its attempts to maximize tl' value of the estate. The Debtor is

familiar with the professional standing and reputation of EY. EY is well qualified to provide

financial advisory services to the Debtor. EY is recognized for its experience in providing

{1086.001-woo4to49.2} 3


financial advisory services to financially distressed companies, including advising debtors,

creditors, and other constituents in chapter LL proceedings in numerous cases.

9. EY has served as a financial advisor for debtors and other parties in a number of

bankruptcy cases, including, inter qlia: In Liberty Medícøl Supply Inc. (financial advisor to the

debtor); In re City of Detroit (financial advisor to the debtor); In re Excel Maritime (financial

advisor to the debtor); In re Aletheia Research & Management Inc. (financial advisor to the

debtor); In re Schutt Sports (financial advisor to the debtor); In re PJ Finance (financial advisor

to the debtor); In re Beaulieu Group, Inc. (financial advisor to the debtor); In re Satelites

Mexicønos SA De CV (financial advisor to the debtor); andVion Pharmaceuticals Inc. (financial

advisor to debtor); and has provided financial advisory services to the lenders, unsecured

creditors, and stalking horse bidders of such companies as Fisker Automotive, Inc., Action

Target Inc., Rdio, Inc., and Standard Register, Inc. As a result, the Debtor believes that EY is

well qualified to perform these services and represent the Debtor's interest in this Chapter 1.L

Case.

10. The EY professionals involved with the Debtor's engagement are familiar with

the Debtor's business, financial affairs, and capital structure. Since the initial retention of EY,

EY's professionals have worked closely with the Debtor's management and other professionals

to understand the Debtor's business and coordinate the necessary professional services and other

vital aspects of preparing for this Chapter 11 Case. Accordingly, the Debtor believes that EY has

developed significant relevant experience and expertise regarding the Debtor. Therefore, the

Debtor submits that the retention of EY on the terms and conditions set forth herein and in the

Engagement lætters is necessary and appropriate; is in the best interest of the Debtor's estate and

creditors, and all other parties in interest; and should be granted.

4{ 1086.001-W0041049.2}


EY'S DISINTERESTEDNESS

11. To the best of the Debtor's knowledge, information, and belief, and based upon

the Ho Affidavit: (a) EY is a "disinterested person" within the meaning of Bankruptcy Code

section 101(14) and as required by Bankruptcy Code section 327(a), and holds no interest

materially adverse to the Debtor, its significant creditors, and equity interest holders f'or the

matters for which EY is to be employed; and (b) EY has no connection to the Debtor, its

significant creditors, equity interest holders or related parties herein except as disclosed in the Ho

Affidavit. Moreover, the retention and employment of EY is necessary and in the best interests

of the Debtor, its estate, creditors, and equity interest holders.

L2. Furthermore, to the best of the Debtor's knowledge, information and belief, and

based upon the Ho Affidavit, none of EY's past or current engagements would or do appear to

create an interest materially adverse to the interests of the Debtor, creditors, or equity interest

holders in this Chapter 11 Case. As such, the Debtor believes that EY is disinterested and holds

no materially adverse interest as to the matters upon which it is to be retained. To the extent that

EY discovers additional material information that it determines requires disclosure, it will

supplement promptly the information contained in the Ho Affidavit.

SCOPE OF SBRVICES

13. The parties have entered into the Engagement Lrtters, which governs the

relationship between EY and the Debtor. The terms and conditions of the Engagement I¡tters

were negotiated at arm's length and reflect the parties' mutual agreement as to the substantial

efforts and resources that will be required in this engagement. Under the Engagement lætters,

the Debtor has requested that EY serve as its financial advisor during this Chapter 11 Case to

5{ 1086.001 -W00 41,049.2}


perform a broad range of services (the "services") on behalf of the Debtor. These Services

include, but are not limited to, the followinga:

Master Services Asreement:

As set forth in detail in the Master Services Agreement attached to theHo Affidavit as Exhibit A-1, EY LLP will perform certain services asset forth in specitic Statements of Work executed pursuant to theMaster Services Agreement.

Transaction Advisory SOW

As set forth in detail in the Transaction Advisory SOW attached tothe Ho Affidavit as Exhibits A-2 and, A-3, EY LLP will providecertain transaction advisory Services to the Debtor in accordancewith the terms and conditions that are set forth in the MasterServices Agreement and the Transaction Advisory SOW, EY LLpwill assist the Debtor, as the Debtor requests, to:

Prepare financial related disclosures required by the Court,including the Schedules of Assets and Liabilities, theStatement of Financial Affairs and the Monthly OperatingReports;

Prepare and comply with the information and analysisrequirements of the Debtor's post-petition financingagreements;

Prepare financial information for distribution to variousconstituencies and their legal and financial advisors (includingbut not limited to secured lenders, Official UnsecuredCreditors Committee, US Trustee, and other stakeholders);

Analyze the cost/benefit of key executory contracts and leasesto determine the impacts of affirming or rejecting suchcontracts;

Perform claims analysis on as needed basis (including but notlimited to 503(b)(9) claims);

Prepare other operational and liquidity management tools tomonitor and control cash flow, including but not limited to:

a This summary is for convenience purposes only. To the extent that this summary conflicts with the EngagementI-etters, the Engagement Letters shall govern. Capitalized terms in this summary shall have the meaningi aicribedto them in the respective Engagement l-etters.

{1086.001-W0041O49.2} 6

I


Cash flow projections and budgets and relatedbudget to actual variance analysis,

Cash receipts and disbursements analysis, andanalysis of proposed transactions for which Courtapproval as necessary;

Attend meetings and assist in discussions with potentialinvestors, banks and other secured lenders, and officialcommittee(s) appointed in this chapter LL case, the U.S.Trustee, other parties in interest and professionals hired by thesame, as requested;

Advice management regarding the Debtor's business plan andfinancial forecast and updating as needed;

Assist, as needed, in the preparation of a liquidation analysisto produce an illustrative summary of potential recoveriesunder various scenarios;

Assist management in responding to information/duediligence request of parties in interest as well as prospectiveacquirers, as necessary;

Advice and assist management in the development andpreparation of the Plan of Reorganization and DisclosureStatement; and

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Provide other additional assistance as requested by the Debtorand agreed upon by EY LLP.

14. It is necessary that the Debtor employ EY to render the foregoing Services. The

Debtor believes that the Services will not duplicate the services that any other professional will

be providing the Debtor in this Chapter LL Case. Specifically, EY will carry out a unique

function and will use rsasonable efforts to coordinate with the Debtor and the other professionals

retained in this Chapter lL Case to avoid unnecessary duplication of services.

7{ 1086.001-W0041049.2}


COMPENSATION

15. As set forth with greater specificity in the Engagement Iætters, the Debtor and EY

agree that, subject to the Court's approval and pursuant to the terms and conditions of the

Engagement lætters, EY intends to charge the Debtor for the Services rendered in this Chapter

LL case based on its hourly rates for such Services, which are currently as follows:

Partner $72s-$8s0

Senior Manager $600-$700

Manager $4s0-$ss0

Other Personnel $200-$400

The foregoing hourly rates are subject to periodic increase in the normal course of EY's business

In addition to the hourly rates set forth above, the Debtor shall reimburse EY for any direct

expenses incurred in connection with EY's retention in this case and the performance of the

Services set forth in the Engagement lætters. EY's direct expenses shall include, but not be

limited to, reasonable and customary out-of-pocket expenses for items such as travel, meals,

accommodations and other expenses (including any fees or reasonable expenses of EY's legal

counsel) specifically related to this engagement.

L6. As set forth in further detail in the Transaction Advisory SOW and the Ho

Affidavit, EY has received certain advance payment retainers to be paid in connection with its

engagement, all of which were paid to EY prior to the Petition Date. EY is currently holding a

retainer totaling $27,024 (the "Retainer"), which Retainer is to be applied by EY in payment of

compensation and reimbursement of expenses incurred following the Petition Date, subject to

prior Court approval.

8{ 1086.001 -W00 41049.2}


17. The hours worked, the results achieved, and the ultimate benefit to the Debtor of

the work performed by EY in connection with its engagement may vary, and the Debtor and EY

have taken this into account in setting the above fees.

18. In addition, given the numerous issues that EY may be required to address during

its engagement, EY's commitment of time and effort necessary to address such issues, and EY's

foregoing of other opportunities during its engagement, the Debtor believes that the fee

arrangements of the Engagement l¡tters are reasonable under the standards set forth in

Bankruptcy Code section 328(a).

L9. EY will file with the Court interim and final fee applications as necessary for

allowance of its compensation and reimbursement of its expenses with respect to services

rendered in accordance with Bankruptcy Code sections 330 and 331 and any order of the

Bankruptcy Court approving the retention of EY, the Bankruptcy Rules, the local Rules, and the

applicable orders of the Court and/or guidelines for compensation and reimbursement of

expenses established by the U.S. Trustee (the "UST Guidelines").

INDEMNIFICATION PROVISION

20. As part of the compensation payable to EY under the Engagement lætters, the

Debtor has also agreed to the terms and conditions, including the indemnification provision, as

set forth more fully the "General Terms and Conditions" section of the Master Services

Agreement (and applicable to the Transaction Advisory SOW) (the "Indemnification

Provision").

21,. The Indemnification Provision provides as follows:

9{ 1086.001-W0041049.2}


To the fullest extent permitted by applicable law and professionalregulations, you shall indemnify us, the other Ey Firms and theEY Persons against all claims by third parties (including youraffiliates and attorneys) and resulting liabilities, losses, damages,costs and expenses, (including reasonable external and internallegal costs) arising out of the disclosure of any Report (other thanTax Advice) or a third party's use of or reliance on any Report(including Tax Advice) disclosed to it by you or at your request.

22. The Debtor believes that the Indemnification Provision is customary and

reasonable for financial advisors, both out-of-court and in chapter L1 cases, and reflects the

qualifications and limitations on indemnification provisions that are customary in this district and

other jurisdictions. See, e.g., In re Saladworl<s, LLC, Case No. l5-L0327 (LSS) (Bankr. D. Del.

Mar. 1L, 201,5); In re Magic Brands, LLC, case No. 10-11310 (Br,S) (Bankr. D. Del. June g,

20L0); In re Regent Commc'ns, fnc., Case No. L0-1O632 (KG) (Bankr. D. Del. Mar. 22,2010);

In re Premier Int'l Holdings Inc., Case No. 09-12019 (CSS) (Bankr. D. Del. Aug. 13, 2009).

The Debtor acknowledges and agrees to indemnify Ey.

23. The terms and conditions of the Engagement lætters, including the

Indemnification Provision, wete negotiated by the Debtor and EY at arm,s length and in good

faith. The Debtor respectfully submits that the terms set forth in the Indemnification provision,

viewed in conjunction with the other terms of EY's proposed retention, are reasonable and in the

best interests of the Debtor, its estate, and its creditors in light of the fact that the Debtor requires

EY's services to maximize the value of the estate for all parties in interest. Accordingly, as part

of this Application, the Debtor requests that the Court approve the Indemnification provision.

24. In light of the foregoing, and given the numerous issues that Ey may be required

to address in the performance of its services hereunder, EY's commitment to the variable level of

time and effort necessary to address all such issues as they arise and the market prices for Ey,s

services for engagements of this nature, the Debtor believes that the terms and conditions of the

{1086.001-w00 41049.2} 10


Engagement Iætters are fair, reasonable, and market-based under the standards set forth in

Bankruptcy Code section 328(a).

BASIS FOR RELIEF

25. The Debtor submits that the retention of EY is appropriate under Bankruptcy

Code secl.ions 327(a),328(a) and 1107. Bankruptcy Code section 327(a) empowers a debtor,

with the Court's approval, to employ one or more professionals that do not hold or represent an

interest adverse to the estate and that are disinterested persons to assist the debtor in carrying out

its duties under the Bankruptcy Code. 11 U.S.C. g 327(a).

26. Bankruptcy Code section 328(a) further provides, in pertinent part, that under

Bankruptcy Code section327, a professional may be employed "on any reasonable terms and

conditions of employment, including on a retainer, on an hourly basis, on a fixed or percentage

fee basis, ot on a contingent fee basis.,, 11 U.S.C. g 32g(a).

27. Bankruptcy Rule 2014(a) sets forth the requirements for retention applications

and provides that such applications must include "specific facts showing the necessity for the

employment, the name of the [company] to be employed, the reasons for the selection, the

professional services to be rendered, any proposed arrangement for compensation, and, to the

best of the applicant's knowledge, all of the [company's] connections with the debtor, creditors,

any other party in interest, their respective attorneys and accountants, the United States trustee,

or any person employed in the office of the united states trustee.,,

28. By this Application, the Debtor requests that the Court approve the employment

and compensation arrangements described in the Engagement L¡tters pursuant to Bankruptcy

Code sectitln 328(a). The employment arrangements contained in the Engagement lrtters are

beneficial to the Debtor's estate and the compensation arrangements provide certainty and proper

{1086.001-w00 41049.2} LI


inducement for EY to act expeditiously and prudently with respect to the matters for which it

will be employed.

29. The Debtor further requests approval of the employment of Ey nunc pro tunc to

the Petition Date. Such relief is warranted by the circumstances presented by this Chapter 11

Case. The United States Court of Appeals for the Third Circuit has identified ,,time pressure to

begin service" and absence of prejudice as factors favoring nunc pro tunc retention. See In re

Arkansas Co., 798 F.2d 645, 650 (3d Cir. 1986). The complexity and speed that have

characteized this Chapter 11 Case have necessitated that the Debtor, Ey, and the Debtor,s other

professionals focus their immediate attention on time-sensitive matters and promptly devote

substantial resources to the affairs of the Debtor pending submission and approval of this

Application. EY continued providing services at Debtor's request pursuant to the Engagement

Iætters following the commencement of the Debtor's banlauptcy case, warra nting nunc pro tunc

approval of its retention application to the petition Date.

NOTICE AND NO PRIOR REOUEST

30. The Debtor has provided notice of this Application to the following

entities or their counsel, if known: (a) the office of the United States Trustee for the District of

Delaware; (b) each of the Debtor's creditors holding the twenty (20) largest unsecured claims as

set forth in the list filed with the Debtor's petition; (c) the Prepetition Secured tænders; (d) the

DIP lænder; (e) the Internal Revenue Service; (f) the United States Department of Justice; (g) the

Securities and Exchange Commission, and (h) all parties who have requested notice in this

Chapter 11 Case pursuant to Bankruptcy Rule 2002. In light of the nature of relief requested in

this Application, the Debtor respectfully submits that no further notice is necessary.

{ 1086.001-W00 41049.2} 12


3L. No prior application for the relief requested herein has been filed in this order any

other court.

[Remainder of Page Intentionally Left Blank]

{ 1086.001-W0041049.2} t3


WHEREFORE, for the reasons set forth herein, in the First Day Declaration, and the Ho

Affidavit, the Debtor respectfully requests that the Court enter an Order, substantially in the form

attached hereto, (a) authorizing the Debtor to retain and employ EY as financial advisor to the

Debtor nunc pro tunc to the Petition Date, (b) approving the terms and conditions contained in

the Engagement lætters, and (c) granting such other relief as is just and proper.

Dated: March 22,20L6 Jumio Inc.Wilmington, DE

l.çl ,ltenh.cn

Stephen StuutChief Executive Officer

{ 1086.001-W00 4ro49.2} L4


IN THE UNITED STATES BANKRUPTCY COURTFOR THE DISTRICT OF DEI,A\ryARE

In re: Chapter 1-L

JUMIO INC.,I Case No. 1.6-10682 (BLS)

Debtor Hearing Date: April 12'2016 at L:30 p.m. (ET)Objection Deadline: April 5, 201'6 at 4:00 p.m. (ET)

TO:

NOTICE OF APPLICATION

(a) the Office of the United States Trustee; (b) each of the Debtor's creditors holding the

tw"trty (20) largest unsecured claims as set forth in the list filed with the Debtor's

petition; (c) the Prepetition Secured lænders; (d) the Postpetition lænder; (e) the Internal

Rru"nue'Service; (Ð the United States Department of Justice; (g) the Securities and

Exchange Commission; and (h) any party requesting notice pursuant to Bankruptcy Rule

2002

On March 22,20L6, the above-captioned debtor and debtor-in-possession (the o'&þlg!")

filed the Apptication of the Debtor for Entry of an Order Authorizing the Employment and

Retention of Ernst & Young LLP as Financi.al Advísor to the Debtor Nunc Pro Tunc to the

P etition Date (the "Application").

Objections, if any, to the final relief requested in the

United States Bankruptcy Court, 824 North Market Street,

1980l-, on or before April 512016 at 4:00 p.m. (ET).

At the same time, you must also serve a copy of the objection upon the undersigned

counsel so as to be received no later than 4:00 p.m. (ET) on April 5,20L6.

A HEARING ON THE APPLICATION WILL BE HELD ON APRIL 12. 2016 AT 1:30

P.M. (EN BEFORE THE HONORABLE BRENDAN L. SHANNON, UNITED STATES

BANKRUPTCY COURT CHIEF JUDGE, IN THE UNITED STATES BANKRUPTCY

COURT FOR THE DISTRICT OF DETAWARE, 824 NORTH MARKET STREET, 6.N

FLOOR, COURTROOM 1., WILMINGTON, DELAWARE 19801.

TREMAINDER OF PAGE INTENTONALLY LEFT BI.ANKI

1 The last four digits of the Debtor's tax identification number are 6822. The Debtor's corporate headquarters and

the mailing address is 268 Lambert Avenue, Palo Alto, California 94306'

Application must be filed with the

3'd Floor, Wilmington, Delaware

{1086.002-W004124s.}

Case 16-10682-BLS Doc 50-1 Filed 03/22/16 Page 1 of 2

IF YOU FAIL TO RESPOND IN ACCORDANCE WITH THIS NOTICE, THE COURT

MAY GRANT THE RELIEF REQUESTED IN THE APPLICATION WITHOUT FURTHER

NOTICE OR HEARING.

Dated: March 22,20L6Wilmington, Delaware

S RATH & COBB LLP

Adam G. Landis (No. 3407)Kerri K. Mumford (No. a186)

Kimberly A. Brown (No.5138)Anne M. Steadman (No. 6221)

919 Market Street, Suite 1800

Wilmington, Delaware 1980L

Telephone : (302) 467 -4400

Facsimile: (302) 467 -4450

Email: [email protected]@[email protected]@lrclaw.com

Proposed Counsel to the Debtor and

Debtor-In-Possession

2{1086.002-w004t245.}


EXHIBIT A

{ 1086.001-W00 4L0 49.21


IN THE UNITED STATES BANKRUPTCY COURTF'OR THE DELAWARE

In re:

JUMIO INC.Chapter 1l

Case No. 16-10682 (BLS)Debtor

ÄFF'IDAVIT IN SUPPORT OF'APPLICATION FOR ORDER AUTHORIZINGRETENTION AND EMPLOYMENT OF'ERNST & YOUNG LLP ÄS

FINANCIAL ADVISOR TO THE DEBTOR AI\D DEBTOR IN POSSESSIONAND STATEMENT PURSUÄNT TO FEDERAL RULE OF'BANKRUPTCY

PROCEDURE 2014(a) AND SECTION s27(a) OF THE BANKRUPTCY CODENUNC PRO TUNC TO THE PETITION DATE

Pursuant to Rule 2014(a) of the Federal Rules of Bankruptcy Procedure (the "Bankruptcy

Rules"), Rocky Ho, being duly sworn, deposes and says:

l. I am a senior managing director of Ernst & Young LLP ("EY LLP"). I provide

this Affidavit on behalf of EY LLP in support of the Application (the "Application") of Jumio

Inc. as debtor and debtor in possession herein (the "Debtor") to retain EY LLP to provide

transaction advisory services nunc pro tunc to March 21,2016 (the "Petition Date'o), pursuant to

the terms and conditions set forth in the agreement between the Debtor and EY LLP (the "Master

Services Agreement," attached hereto as Exhibit A-1), the transaction advisory services

statement of work, dated February 16, 2016 (attached hereto as Exhibit A-2), as amended by

Amendment No. 1 to the Transaction Advisory Statement of rWork, dated March 18, 2016

(attached hereto as Exhibit A-3 ) (as amended, the ooTransaction Advisory SOW," and together

with the Master Services Agreement, the 'oEngagement Letters"). Unless otherwise defìned, all

capitalized terms used herein shall have the meanings given to them in the Application.

))))))

LEGAL02/36246038v2


2. The facts set forth in my affidavit are based upon my personal knowledge, upon

information and beliet and upon client matter records kept in the ordinary course of business

that were reviewed by me or other employees of EY LLP under my supervision and direction.

The procedures pursuant to which EY LLP determined whether there were any connections

between EY LLP and interested parties in this case is described below. The results of that

investigation are set forth herein and in Exhibit B appended hereto.

3. As set forth in further detail in the Engagement Letters, EY LLP has agreed to

provide certain transaction advisory services (the 'oServices") to the Debtor in connection with

this Chapter 11 case upon approval of the Court, a summary description of which Services is set

forth below and fully described in the Engagement Letters:

Master Services Agreement:

As set forth in detail in the Master Services Agreement attached heretoas Exhibit A-1, EY LLP will perform certain services as set forth inspecific Statements of Work executed pursuant to the Master ServicesAgreement.

Transaction Advisorv SOW

As set forth in detail in the Transaction Advisory SOW attachedhereto as Exhibit A-2, EY LLP will provide certain transactionadvisory Services to the Debtor in accordance with the terms and

conditions that are set forth in the Master Services Agreement andthe Transaction Advisory SOW, EY LLP will assist the Debtor, as

the Debtor requestso to:

Prepare financial related disclosures required by the Court,including the Schedules of Assets and Liabilities, theStatement of Financial Affairs and the Monthly OperatingReports;

Prepare and comply with the information and analysisrequirements of the Debtor's post-petition financingagreements;

T

2LEGAL02/36246038v2


¡

¡

Prepare financial information for distribution to variousconstituencies and their legal and financial advisors (includingbut not limited to secured lenders, Official UnsecuredCreditors Committee, US Trustee, and other stakeholders);

Analyze the cost/benefit ofkey executory contracts and leases

to determine the impacts of affirming or rejecting suchcontracts;

Perform claims analysis on as needed basis (including but notlimited to 503(b)(9) claims);

Prepare other operational and liquidity management tools tomonitor and control cash flow, including but not limited to:

o Cash flow projections and budgets and relatedbudget to actual variance analysis,

Cash receipts and disbursements analysis, andanalysis of proposed transactions for which Courtapproval as necessary;

Attend meetings and assist in discussions with potentialinvestors, banks and other secured lenders, and officialcommittee(s) appointed in this chapter 11 case, the U.S.Trustee, other parties in interest and professionals hired by thesame, as requested;

Advice management regarding the Debtor's business plan andfinancial forecast and updating as needed;

Assist, as neededo in the preparation of a liquidation analysisto produce an illustrative summary of potential recoveriesunder various scenarios;

Assist management in responding to information/duediligence request of parties in interest as well as prospectiveacquirerso as necessary;

Advice and assist management in the development andpreparation of the Plan of Reorganization and DisclosureStatement; and

Provide other additional assistance as requested by the Debtorand agreed upon by EY LLP.

o

3LF,G4L02136246038v2


4. Subject to the Court's approval and pursuant to the terms and conditions of the

Engagement Letters, EY LLP intends to charge the Debtor for the Services rendered in this

Chapter 1l case based on its hourly rates for such Services, which are currently as follows:

Partner $72s-$8s0

Senior Manaser $600-s700

Manager $450-$5s0

Other Personnel $200-$400

EY LLP's hourly rates are revised periodically in the ordinary course of EY LLP's business. We

shall advise the Debtor of our new rates once they are established if a rute change is effective

during the course of this engagement. In addition to the hourly rates set forth above, the Debtor

shall reimburse EY LLP for any direct expenses incuned in connection with EY LLP's retention

in this case and the performance of the Services set forth in the Engagement Letters. EY LLP's

direct expenses shall includeo but not be limited to, reasonable and customary out-oÊpocket

expenses for items such as travel, meals, accommodations and other expenses (including any

fees or reasonable expenses of EY LLP's legal counsel) specifically related to this engagement.

As set forth in further detail in the Transaction Advisory SOW and below, EY LLP has received

certain advance payment retainers to be paid in connection with its engagement, all of which

were paid to EY prior to the Petition Date.

5. The Debtor or EY LLP may terminate the Engagement Letter at any time, but in

any event the Engagement Letter will terminate upon completion of the Services. The

Engagement Letters may be terminated at any time by the Debtor or EY LLP, but in any event

the Engagement Letters will expire upon the effective date of the Debtor's confirmed plan of

4LEGAL02l36246O38v2


reorganization or liquidation of the assets under Chapter ll or 7 of the Bankruptcy Code, or

otherwise. Upon any such termination of the Engagement Letter, the Debtor will remain

obligated to pay all accrued fees and expenses as of the effective date of such termination.

6. A copy of the Engagement Letters are submitted with this Affidavit for approval.l

EY LLP's provision of Services to the Debtor is contingent upon the Court's approval of each

term and condition set forth in the Engagement Letters. Included among the terms and

conditions set forth in the "General Terms and Conditions" section of the Master Services

Agreement (and applicable to the Transaction Advisory SOW) is language substantially similar

to the following:

Any controversy or claim with respect to, in connection witharising out of or in any way related to this Agreement or theservices provided hereunder (including any such matter involvingany parent, subsidiary, affiliate, successor in interest or agent ofthe Client or its subsidiaries or of Ernst & Young) shall be broughtin the Bankruptcy Court or the applicable District Court if suchDistrict Court withdraws the reference and the parties to thisAgreement, and any and all successors and assigns thereof, consentto the jurisdiction and venue of such court as the sole exclusiveforum (unless such court does not have jurisdiction and venue ofsuch claims or controversies) for the resolution of such claims,causes of action or lawsuits. The parties to this Agreement, andany all successors and assigns thereof hereby waive trial by jury,such waiver being informed and freely made. If the BankruptcyCourt or the District Court upon withdrawal of the reference doesnot have or retain jurisdiction over the foregoing claims orcontroversies, the parties to this Agreement and any and allsuccessors and assigns thereof, agree to submit first to nonbindingmediation; and, if mediation is not successfulo then to bindingarbitration, in accordance with the dispute resolution proceduresset forth in the Exhibit B to this Agreement. Judgment on anyarbitration award may be entered in any court having properjurisdiction. The foregoing is binding upon the Client, Ernst &Young and any all successors and assigns thereof.

To the extent that this Affidavit and the terms of the Engagement Letters are inconsistent, the terms of theEngagement Letters shall control.

5

LEGAL02lf6246O38v2


7. Additionally, included among the ooGeneral Terms and Conditions" section of the

Master Services Agreement (and applicable to the Transaction Advisory SOW) is

indemnification language substantially similar to the following:

To the fullest extent permitted by applicable law and professionalregulations, you shall indemniff uso the other EY Firms and the EYPersons against all claims by third parties (including your affiliates andattorneys) and resulting liabilities, losses, damages, costs and expenses,(including reasonable external and internal legal costs) arising out ofthe disclosure of any Report (other than Tax Advice) or a third party'suse of or reliance on any Report (including Tax Advice) disclosed to itby you or at your request.

8. Also included among the "General Terms and Conditions" section of the Master

Services Agreement (and applicable to the Transaction Advisory SOW) is fee and expense

reimbursement language substantially similar to the following:

If we are required by applicable law, legal process or governmentaction to produce information or personnel as witnesses withrespect to the Services or this Agreemento you shall reimburse usfor any professional time and expenses (including reasonableexternal and internal legal costs) incurred to respond to the request,unless we are a party to the proceeding or the subject ofinvestigation.

In addition, included among the terms and "General Terms and Conditions"

section of the Master Services Agreement (and applicable to the Transaction Advisory SOW) is

limitation of liability language substantially similar to the following

You (and any others for whom Services are provided) may not recoverfrom us in contract or tort, under statute or otherwise, anyconsequential, incidental, indirect, punitive or special damages inconnection with claims arising out of this Agreement or otherwiserelating to the Services, including any amount for loss of profit, data orgoodwill, whether or not the likelihood of such loss or damage wascontemplated.

You (and any others for whom Services are provided) may not recoverfrom us, in contract or tort, under statute or otherwise, aggregatedamages in excess of the fees actually paid for the Services that

9

6LF,GAL02/36246038v2


directly caused the loss in connection with claims arising out of thisAgreement or otherwise relating to the Services. This limitation willnot apply to losses caused by our fraud or willful misconduct or to theextent prohibited by applicable law or professional regulations..

You shall make any claim relating to the Services or otherwise underthis Agreement no later than one year after you become aware (orought reasonably to have become aware) of the facts giving rise to anyalleged such claim and in the any event, no later than two years afterthe completion of the particular Services. This limitation will notapply to the extent prohibited by applicable law or professionalregulations.

You may not make a claim or bring proceedings relating to theServices or otherwise under this Agreement against any other EY Firmor our or its subcontractors, members, shareholders, directors, officersopartners, principals or employees ("EY Persons"). You shall makeany claim or bring proceedings only against us. The provisions ofSections 16 through 20 are intended to benefit the other EY Firms andEY Persons, who shall be entitled to enforce them.

10. Further, included among the "General Terms and Conditions" section of the

Master Services Agreement (and applicable to the Transaction Advisory SOW) is subcontracting

language substantially similar to the following:

11

We may subcontract portions of the Services to other EY Firms,who may deal with you directly. Nevertheless, we alone will beresponsible to you for the Reports (as defined in Section 1l), theperformance of the Services, and other obligations under thisAgreement. From time to time, non-CPA personnel may performthe Services.

In connection with EY LLP's proposed retention by the Debtor, EY LLP has

requested and obtained from counsel to the Debtor or the record in this case, the names of the

following entities

(a) Debtor;(b) Debtor's Attorneys (general counsel and special bankruptcy counsel);(c) Debtor's Other Professionals retained in connection with the Chapter l1

proceeding;(d) Debtor'sAffiliates;(e) Debtor'sAffìliatesAttorneys;(Ð Debtor's Affiliates Other Professionals retained in connection with the

7t.F.GAL02136246038v2


Chapter I 1 proceedings;(g) Debtor's Officers;(h) Debtor's Officers Attorneys retained in connection with the Chapter 11

proceeding(i) Debtor's Officers Other Business AffiliationsC) Debtor's Directors(k) Debtor's Directors' Attorneys retained in connection with the Chapter I I

proceeding;(l) Debtor's Directors' Other Business Affiliations(m) Debtor's Major Shareholders (5o/o or more);(n) Debtor's Major Shareholders' Attorneys retained in connection with the

Chapter l1 proceeding;(o) All Secured Lenders, including DIP lenders;(p) All Secured Lenders' Attomeys retained in connection with the Chapter l1

proceeding;(q) All Substantial Unsecured Bondholders or Lenders;G) All Substantial Unsecured Bondholders' or Lenders' Attorneys retained in

connection with the Chapter I I proceeding;(s) All Indenture Trustees;(t) All Indenture Trustees' Attorneys retained in connection with the Chapter

l1 proceeding;(u) Official Statutory Committees Members (All Committees);(v) Official Statutory Committees' Attorneys (for each Official Committee)(w) Official Statutory Committees' Other Professionals retained by each

Ofhcial Committee;(x) Official Statutory Committee Members' Attorneys retained in connection

with the Chapter l l proceeding;(V) Twenty Largest Unsecured Creditors (as of the date of filing);(z) Twenty Largest Unsecured Creditors' Attorneys retained in connection

with the Chapter 1l proceeding;(aa) Parties to the Debtor's Significant Executory Contracts and Leases;(ab) Parties to the Debtor's Significant Executory Contracts and Leases

Attorneys retained in connection with the Chapter 1l proceeding;(ac) Other Significant Parties-in-Interest including parties in material litigation

against the Debtor; and/or parties to potential significant transactions withthe Debtor; and

(ad) Other Significant Parties-in-Interest's Attorneys retained in connection withthe Chapter l1 proceeding.

The identities of these interested parties are set forth on Exhibit B to this Affidavit.

12. EY LLP has not received from counsel to the Debtor, or does not know of, any

persons or entities that would fall into categories e, t h, i, k, l, il, po Q, r, s, t, u, v, w, x, zo ab and

ad set forth above. As to those persons or entities identified in the remaining categories set forth

LBG4L02136246038v2


aboveo EY LLP searched or caused to be searched certain databases to determine whether EY

LLP has provided in the recent past or is curently providing services to the parties-in-interest

listed in Exhibit B attached hereto. To the extent that EY LLP's research of relationships with

parties-in-interest in this case indicated that EY LLP has in the recent past, or currently has, a

client relationship with such parties-in-interest in matters unrelated to this Chapter l1 case, EY

LLP has so indicated in the attached Exhibit B to the Affidavit.

13. EY LLP may perform services for its clients that relate to the Debtor merely

because such clients may be creditors or counterparties to transactions with the Debtor and

whose assets and liabilities may thus be affected by the Debtor's status. The disclosures set forth

herein do not include specific identification of such services. If such clients of EY LLP are

potential parties in interest in this case, Exhibit B hereto indicates that they are also clients of EY

LLP. Should additional significant relationships with parties-in-interest become known to EY

LLP, a supplemental affidavit will be frled by Ey LLp with the Court.

14. The Ernst & Young global network comprises independent professional services

practices conducted by separate legal entities throughout the world. Such legal entities are

members of Emst & Young Global Limited ("EYGL"), a company incorporated under the laws

of England and Wales and limited by guarantee, with no shareholders and no capital. The

member firms of EYGL have agreed to operate certain of their professional practices in

accordance with agreed standards, but remain separate legal entities.

15. In the ordinary course of business, certain EYGL member firms located

throughout the world (collectively referred to herein as "EY Support Firms") provide various

professional, administrative and back office support services ("Support Services") for other

9LBG4L02136246038v2


EYGL member firms throughout the world, as requested, coordinated and directed by the EYGL

member firms (including EY LLP) to whom such Support Services are provided.

16. EYGL member firms (including EY LLP) that elect to utilize Support Services in

a given year contract for allocation of a set number of EY Support Firms' professional hours for

that year, and may pay such EY Support Firms a fixed amount for such assistance on a full time

equivalent basis, plus any related expenses incurred by such EY Support Firms in connection

with the provision of related Support Services. The EY Support Firms operate as cost centers. If

EY Support Firms over recover their cost during the course of a year for Support Services, such

over recovery may be returned to the EYGL member firms utilizing such Support Services as

determined by a formula put in place each year by an operations supervisory group related to the

EY Support Firms.

17. Except for the connections check related Support Services described below, EY

LLP does not intend to utilize EY Support Firms in providing Services to the Debtor following

the Petition Date.

18. One particular Support Service performed for EY LLP by an EY Support Firm

located in India (specifically, Ernst & Young Services Pvt Ltd. ("EY Services")) is connections

check related services. EY LLP utilized and relied upon EY Services in performing EY LLP's

connections check in order to prepare and execute this Affidavit. The costs paid by EY LLP to

EY Services for such connections check related services will not be billed to the Debtor.

19. Notwithstanding any use of EY Support Firms, EY LLP shall remain fully and

solely responsible for any liabilities and obligations in respect of EY LLP's engagement and

Services during this case.

LBG4L02136246038v2l0


20. EY LLP engages in the practice of public accountancy and provides accounting

and other professional services. All partners of EY LLP are Certified Public Accountants

(CPAs). Ernst & Young U.S. LLP (the owners of which are the CPA partners of EY LLP and

non-CPA principals) provides infrastructure and support services to EY LLP, including the

services of CPA and non-CPA personnel. These personnel work for and are under the

supervision of EY LLP when performing client services.

2t. As part of its practice, EY LLP appears in cases, proceedings and transactions

involving many different attorneys, financial advisors and creditors, some of which may

represent or be claimants and/or parties in interest in this case. EY LLP will have no relationship

with any such entity, attorney or financial advisor that would be materially adverse to the Debtor.

The following professionals whom EY LLP believes to be closely associated with the Debtor's

Chapter 11 case have provided in the past and/or are cumently providing services to EY LLP:

Wilmer Cutler Pickering Hale and Dom LLP.

22. EY LLP is curently aparty or participant in certain litigation matters involving

parties-in-interest in this case, which matters are unrelated to the Debtor and this case.

23. EY LLP continues to follow up with various EY LLP personnel in order to

confirm that the work that EY LLP may be doing for, or may have done for AIA; American

Express; Apple Store; Connecticut Department of Revenue; Georgia Department of Revenue;

Intuit Inc. QuickBook Payments; Sagent Advisors LLC; The Nielsen Company LLC; Toyota

Financial; and UNUM are unrelated to the Debtor and this Chapter 1l case. To the best of my

knowledge, information and belief as of the date of this Affidavit, I am not aware of any

information indicating that the work that EY LLP may have performed and/or may be

performing for the entities listed in this paragraph is connected with the Debtor or this Chapter

LEGAL02/36246038v21l


1l case. In the event that EY LLP's continuing follow-up efforts with regard to the

aforementioned entities reveals that work that EY LLP may have performed or is performing for

any such entities is related to the Debtor or this Chapter 11 caseo EY LLP will file a

supplemental affidavit with this Court so disclosing.

24. EY LLP has thousands of professional employees. It is possible that certain

employees of EY LLP may have business associations with parties in interest in this case or hold

securities of the Debtor or interests in mutual funds or other investment vehicles that may own

securities of the Debtor.

25. To the best of my knowledge, information and beliet formed after reasonable

inquiry, none of the services rendered by EY LLP to the entities set forth in Exhibit B hereto

have been in connection with the Debtor or this Chapter 11 case. EY LLP believes that these

relationships will not impair EY LLP's ability to objectively perform professional services on

behalf of the Debtor. EY LLP will not accept any engagement that would require EY LLP to

represent an interest materially adverse to the Debtor.

26. To the best of my knowledge, information and belief, neither the undersigned nor

the EY LLP professionals expected to assist the Debtor in these matters are connected to the

Judge, U.S. Trustee or Assistant U.S. Trustee assigned to this matter.

27. Despite the efforts described above to identify and disclose connections with

parties-in-interest in this case, because the Debtor is a large enterprise with numerous creditors

and other relationships, EY LLP is unable to state with certainty that every client representation

or other connection of EY LLP with parties-in-interest in these cases has been disclosed herein.

If EY LLP discovers additional information that requires disclosure, EY LLP will file

supplemental disclosures with the Court.

LEGAL02/36246038v2l2


28. Certain entities that are parties in interest are lenders to EY LLP: Citibank, NA

participates in EY LLP's Revolving Credit Program. In addition, EY LLP has borrowed debt

from Metlife Insurance Company.

29. To the best of my knowledge, information and belief formed after reasonable

inquiry, EY LLP does not hold nor represent any interest materially adverse to the Debtor in the

matters for which EY LLP is proposed to be retained. The proposed employment of EY LLP is

not prohibited by or improper under Bankruptcy Rule 5002. Accordingly, I believe that EY LLP

is eligible for retention by the Debtor under Title 11 of the United States Code (the "Bankruptcy

Code").

30. To the best of my knowledge, information and belief, prior to the Petition Date,

EY LLP performed certain professional services for the Debtor, including fìnancial advisory

services. At the Debtor's request following the Petition Date and prior to Court approval of EY

LLP's engagement in this case, EY LLP may provide in its sole discretion certain of the Services

described in the Engagement Letters. Thus, EY LLP requests that its retention be authorized as

of the Petition Date.

31. As of the Petition Date, EY LLP was not owed any amounts in respect of services

provided by EY LLP.

32. During the ninety days immediately preceding the Petition Date, the Debtors paid

to EY LLP amounts totaling 5236,000, all of which constituted advance retainer payments.

LEGAL02/36246038v213


33. EY LLP is currently holding a remaining retainer totaling 527,024 (the

"Retainer"), which Retainer is to be applied by EY LLP in payment of compensation and

reimbursement of expenses incurred following the Petition Date, subject to prior Court approval

as set forth below.

34. Except as otherwise set forth herein, EY LLP has not shared or agreed to share

any of its compensation in connection with this matter with any other person.

35. EY LLP intends to apply to the Court for payment of compensation and

reimbursement of expenses in accordance with applicable provisions of the Bankruptcy Code,

the Bankruptcy Rules, the Local Rules of this Court and the Engagement Letters, and pursuant to

any additional procedures that may be established by the Court in this case.

Dated: tf\^ 1ì- ,2016

Sworn to and before me this.lJ Ouy of March, 2016

Notary Public

My Commission Expires:

-___*5$,l.i,Xç=

r EXp|RES ON- : ==_- : Morch O¿, ZOil : =i

æËTN

LF,GÃL02/36246038v214


EXHIBIT 4.1

Master Service Agreement


ËYTel: +1 416 894 40ó0Fax:-11 too 240 3t37êy.cÕm

Ërnst & Young L!-P50ó Mlssion Street,Sulte 1800san Frânoi$ço, CA.s41 05

Jumio Inc.A tter{íon¡ Sfephen Stu ut, C-h ief'Exécutive Officerl97l Landings DriveIvfountain Viexv, CA 94043-0806

Bulld¡nd a bêtterworklnd w¡rld

Veiy truly yours,

AcRpEÞr

Jumio Inc,

February 16,2016

.: l',r :

).

Dèàr Mr, Stuut: '

'lhank you for choosing.Ernst & Young LLP ("we" or "EY') to perférm, piofessiônal servioes (the

"services') for Jumio Inc. ("you??:or ¡'Client'), We apprcciatc thc opportunity to assist you ancl lookfonvard to working wlth you.

The,ênclosed Slatement of Work desuibes the particular ServiceÈ that we will pelfonn,in thisengagement, as well as any advice, presontations, or filings to be made, our fees therefor, and anyotherafrq¡rgemer¡ts.fot this eng3gement. All of tlle Sewiass,will be subjeot.,to the tprrns and

conditions,of this.letter, its attachments, lncluding the General Tenns snd Conditions, and theStatëlïent of Wolk (together, this "Agreernent"). Except f:or a claim seeking solely injunctive relief,a¡ry disBute or claim arisingiout of or relating to this Agreernent, thé Servicçs,'or any othèrsçrvicespÍovicled by us or on our behalf to you shall be resolved by,mediation and arbitration as,set forth inthis Agreement;

Please sign this letter in the space provided below to indicate your agreement with these arangementsand refum it'torRooky.I{o at.your earliest coRveniçnce. If you have any questions dbout any ofthescmaterials, please do not hesitate to contact Rocky Ho or Brian Fenley so that wê can addless anyissues you identify before we begin to provide any Serviccs

Byl :'',Stophõn Stuud chief Exécutive,Offi cer

EYl"I,P MûInJumio lno.Pago I of8

Agrê€ment I10713


HYBulldlno â bettcrworklnd world

Ernst & Youûg LLP560 Mission Streêt,Eulle 160ûSan Frãncisco, CA 94105

General Terms and Conditions

Oul relstiottshíp with you

l. We rvill perfonn the Servìces i¡t ¡rçcurdance rvithapplicablc piofessional staud¿uds, inoluding those

establislrud by the Anrerican lnstilute ofCertilÌed I'ublicAooou¡rtålils ("ÂI.CFÅ).

2. We are a uteulbor ollhc global nctrvork o[Ernst &' Young firnu,('lEY ßtlms"), cnch of rvliich ls a separatc

, legal entity. :

3. We will provide tho Servicss to you a$ an indcpendentronttactor flnd not as your ênlployee, agent, pârtnÈr orjoinf venturer. Neilher you nor nt have any riglrt,powêr or autÍoiìg to bin{ the otlrcr,

TÉl: +'l 416'ð94 4000Faxr .| I 806 240 3737êy.com

9. . We rvill rcly on Client:fufbnnatio¡r,ntade availal¡lc lo ttsand, unless rve expressly agree otltcrrvisg rvill have norcsponsibil ity tn ovoluate. or verily il,

10. You shall be tesponsiblc for your personnel'scontliûrìcc rvilh yout otrlignlions undor this Agreentent

Onr Reports :

:' I l. Ar¡y- ir¡for¡rration, advice, recomnrendations or olhercontent ofany rellorts, ptesßntâtions or olhercommunications rve provide under this Agreernent("Repurts"), olher tltnrr Clicnt Inl'ònnâÎion, Bro for yourintenul use oirly (consistent with lhe purpose of (he

pnrlicular Services).

lZ. ' Ybu nray not disclose a Report (oratry porlion orsurnrrary ofa Rcport) extcnrally (includirrg tn your

. affiliates) o¡ fefer to: us or to ony other EY lìirnì irr,connecllon with the Servi¡es, exÇept:

{a) to your lavryers (subject to these disclosurerestrictions), lvho may review it only to gìvç youadvice relating to the Serviccs,

(b) to tlte extent, ald for dre puryoses, requircd by

' subpoena or similar legal process (ofrvhiolr you rvill.pronrptly notifo us),

(c) to othor persons (ilicluding your amliates) with ourprior rvritteu consont, wlto h¡vc exccuted an acçess

letter substantTally in the fomr rve prescri[:e, or

(d) to tlre extent it corìtains Tax,Advicç, æ set ft¡rth inSection 13.

Iflou nre pcnnincd to disclose a Rcpofl (or r portio¡ìthcrcof) cxtcrnally, you $hall not altor, edit or modify itlio¡¡r the forn we provided.

13. You may disclose to nnyone a Rcport (or a portiorr

. ' thercof) sólely to the cxtent thnt itrelates to ta.1 ¡nåltcrs,: including tax atlvice; tax opinions. tax.retuuls, or the lâxtreatmsn{ or tax structur.Ê ofany ttansaclion to rvhichthe rServices relatc ("Tax Ailvice'ì). With tlte exceptionoltax aulhoritics, you shall inform those to rvhom you

discloso Tux Advice that they may tiot rely ou it for atypurpose wilhoul our príor wríften consent,

14, You may itteorporate irfo doeufilenls lhat you intsrld tô

disolose extcrnally,ËY surnmaries, calculàtions or tables

based orì Client lnfonuation conlai¡red in a Repof, butnol our recommendations, conolusiotls or llndings,

4, We Services to other

t0be¡

u¡ider' Agreentcnt. Fromlimóltlperfortl. thê Services,

tirno,,¡ç¡¡-gP¿ ncrsonnél'may'

5, We rvill. ¡¡ot assume any of your nlâuagemeûtresponsít ilitieß in connecfion Wíth lhs Servicss; We rvill

, fiqt be respon$iblc for tlre usc or intplcrnotrtation gftlteouþut of the Seivices" atthough rye tnay otherwise

þrovide advice irnd recormneudatians to assist 1oú inyÕuf manage¡nent lunctíons and makíüg decisions.

Your tesponsibilities

6. Youshall assign aqualifÌed pemonto oversee,flwSeryices, You are responsil¡le for atl tllatragemetìtdccisions relatlng to tlte Scrvices, the use orintplementation ofthe output oflhe Services urd fordetermining rvhether the Services are oppropriate foryouf purposes.

7, You shall provide (ot cause others to provide) to us,promptly, the lnfonnation re.sourccs nnd ¡ssistaltûc(inohrdirrg iiccess to rilcords, systetirs, prcrlises ntldpeoplo) thøt lve rsfisonably reqüiro to perfrirnr thcS€rviçes.

8. To the best of your knowledge, all inl'ornlation provicledby you or on your bchalf('Client Informntion") rvillbe açcuratc and completc in all nlate¡ia! reñpects. 'l.hc

provision of Clicnt lrìforftåtion to us wlll lot inliingeany copyriglrt or other third-party rights.

ßY l"f,P MninAgrccncnt 110?13

Jumio lnc.Pagc 2 ol I


Ërost & Young LLP560 MiÈÊión Street,Suile'1600

Bulldlno a betterrrrorklnd world

Sân Frånc¡sôo, cA941Õ5

Ho\.cver, you rnr¡$l 0silutne sole responsibili{.y for thsgontents ofthoso dosume¡rts nnd not rcfer io us or mry

.ofher:BY lìirm iu co¡mcction with lhern. 'lÏis provisíondoes uot affeot y,our ability to circulate R?poltsintcmally.

15. , You may nolrely on any drafl Report. Wc shall not be

requireil to updâte any final Report lbr öircumstances ofrvllich wc bccorne aware, or events ocourring, aftel ilsdclivcry.

LÍnitations ' '1''

16. You (a¡d any others fbr rvhom.gervlees nre provÍdcd)m8y not recov€r lionr us, in contract oi tort, undcrstâtulc or othcn¡,iso, zury conseque¡rtid. inciderrfal,irrdirect, punitive or special darnages in conirectiot rvitltclaims arisíng out ofthis Agreenrèñf or othcnviserclotirrg to thc Serviccs, including any Bnlouut for loss

', of prolìt, data or goodwill, whcthcr or not lhe,ljkelihoort, ofsuOh loss or tlarnagd rvas coilteurplated,

17, You (and nny ôlhers lor nhom Sejlices arc provided)nray lrol recover fiom rrs, in conlrâct or tort, undcr

' st8tute or othoilyisc, agßregate danrûges i¡r excess ofthefees aclually pníd for the Services that directly causerlthe loss in conrrection n¡ith clai¡lts arising out ofthisAgreerüent or otherrtise relatiirg to the Services; îlrisli¡nitaiion will not apply to los¡es caused by our ûaud orwitlñrl nrisconducl or lo the extent prohibifcd byapplicable larv or pmfessional regulations.

1 8, You shall make any clairrr relating to tho Services orofhenvisc undcr lhis Agreement no later llran olle yeârafìer you beoame aware (or ought reasonably to havebccome arvare) ofthe lacts giving rise to any allcgedsuCh okihn and irt an¡, evenl, no later.than t$/¡r yenrsafter the completion ofthe partioular Serviçes, Thislimitation will not spply to the extent proldbited byåpplicable law or professional rcg,ulationsr

t9. You nrây rot rnnlte aCl¿iiú or bfing ptÕdeÊdingsrelating to the Serviccs o¡ otl¡erwise under thisr\greenrent agahrsf any other EY Finn or our or its,srlbcqntreciors, meiÌrbers, shareholders, directors,olûcers, partncni, principals or employees (".8YPcrsons'l). You.shall make any claim or bringproceedingS only against us.'l'he provisions ofSections16 through 20 are intended to benefit the other ËYFirms and all EY Persons" who shall be entitlcd toenforce thern.

Indemnity

2Q. 'fo the lullest extont permitted l¡y applicnble law andprofessional regulrrtious, you shall indenrnìfu us, thcothcr ËY lrirnrs and the EY Persons ugair¡st nll claitns

EY LLP Muhr Agreeaent I 10713

Jurnio l¡rc.

Page3 of8

by third parties (including your afliliates nrrd attorneys)ntrd resulting liabilities, losses, damagcs, costs ar¡d

expens€:i (inelrrtling rnasorrablc cxtcntal and internallegat costs) arising out oflhe disclosure ofany Report(Qthe¡ tl¡au laxAdvicc).or e th¡rd p$ly'e u$e olorrcliauce ol any Report (includirrg'lix Âdvice)tlisclosed to it by you or at your rcquesl.

Intellectr¡nl property rights

2L Wc ntay usc data, softivare, rlesignsr r[illtiës; rôole,rrrodels, systcrns and otl¡cr nrcthodologies and knorv-how that rve own or license (Matclirls") írrperloruring the Ssrviccs. Notrvithstandirrg lhe del iveryol'any Reports, rve retaiu all ilttel.lectual property rightsin the Materíals (includíug rrry inrlrrovenrcnts orknowledgc devcloped while perlbrrning the Sorvices),and iu any tvorkirrg papers conpiled in comrectiol rviththe Serviecs (buf not Client lufblna(ion refleoted in ,

therr!.

Upon payment for particular Scrvices and subject to tlreollìof terms úf this Agrccrnents, yoü m¿¡y rße theReports relatirrg to those Ser.ilices, as r,æll as anyMaterials orvned by us thal are included thcrein, solelyto dre cxcrìt rrcccssnry lo use the Rcports.

EYTel; +1 415 894,4000Fax: +1 86s240 ü37ey,com

22.

Confidentialify

21, [ixcept 0s othenvisc psr¡¡rittctl by tlris Ågreement,neithcr ofus may disclose to lhird parties the contentsoffhis Agreenrenf or aly irrfornration {othçr thau I'axÂdvice) provided by ot on behalfofdrc olher that ouglrt'rensonably to be trcated as conlÌdential anüt¡rprcprietary. liither ofus nuy; holvevcr, discloss snchillti¡mation to tlis extent tliat il:

' 1a¡ is or becornes pub,lic othcr than rhrough a breach ofthís Agreemertt,

(b) is subsequently lcccivcd by tlre recipient lronr athird party who, to the recipieut's knowledge, oles nooblignlion ofcorrfidentialiry to tltc disclosing party withrcspcct ltr that inftmration,

(c) wos kno'rvn to the recipient at the time ofdiselosureor i$ thereajler çreated indepçndently,

(tl) is disclosed âs necessary to enforcethe,recipiaut'sr'ights urìder this Agrselnent, or

(e) must bo discloscd uncler,applictrble law, legalprocess or profess.iolal rcgulations.

24, Either of us rnayusc olocfro¡rtornedia to conespoircl or{rûn$n¡t,infunnûtion und snch usa rvill ltof in ilself


ÊYErnst & Young LLP560 Misslon Street,Suit€1600San Fràncisco. CA 94105

Tel: +1 415 894 4000Fax: t1 866 24Ogt31èy.com

25.

26..

Bulldinü Ë bettorworkin{ world

constiturc:0:breach of any conlìdeûtial ity obligationsunder fhis Agreenrent.

third parfies services ou oul or their behalf;

Ws shallyou for,

whotnsuoh inforrnation is

,,Wfh respect to any Services, if U.S. Securities nndExcharrge Com¡nissipr¡ ¿udilor independencerequirements upply to the relationship betrveen you orany of your nssooiatcd cutitics and anyIiY Firm, yourepresenf¡ to the bcsl olyour klrorvlcdge, os ofthe rlelcof lhis Agrccrnent and ns of the date of the.Stâferherit ofWork l¡eçundpr,, ttat ne¡ther you nor an! of:toutafTiliates has agreed, either orally or irr rvriling, with anyöth€r: advisor 1o reslrict your ability to disclose toanypne the tílx,frcahncnt or tax structure ofanytransaction to which the Services relate. An ilgrgelnenl

rcslrictioirs,¡lgree th[t the impbcf 0f any suchresponsibility.

Data protection

Iflyvo Proccss Clie¡tt l¡tfornìatjon that cqn be,linked tospÞcific individuals ('?cr'sonal Dafi'), rvc will Process

with Sectiolr 25 of thiswell as

servtceprovíder that Personâl

' inforntation, linancíal account numbers, Socinl Secr¡r'ity

or otller gùvçrünent-issusd identiñcation tluntbers, orother data lhat, ifdisoloscd willtout autltorization,would tiiggcf ilotilicatiorr tequirellrcnts under:applicablc larv ("Restricterl Pelsonll l)rtnrt). ln thcevcnt lhst ì{s need acoess to sltch infonllatiou, you rvillsonsult with us,on'appropriatc rncasures (cousistont

rvith profes$ional staudnrds applicable to us) [u proteclthe Resbjctcd Pe¡¡onal Data, suclt æ deletingornraskÍng rnrtrucessary ínfornistio¡r before ìt ís lnade

availnble to us, eneryÞting $ny alats transfercd to us, orrnakiug lhe tiuta available lor on-site rcvisw ot a Clientsitc. You will provide us rvith Restricted Personal l)at¡only in accordance with ¡nuhrally âglsed prolective .

nleaSufes,

X-ees nnd experses generally

30. Wc nray charge atlditional proßssional fees ifeverìlsboyond our control (including your acls or omissiqns)aflcçr our ability to perforrn lhc Serviccs ns originaltyplanned or ifyou ask us,to peúirrm additional ,tasks.

l

31. Ilwearp required by appiicablelarv, legal procoss orgóvcnrnìeitt;action fo produce infonnation or personncl

as rvihesses lvith rçspect to lhe llervices or thisAgreetÍèrlt, you sllall reinrburse us for any profbssional

time ond expenses,(including reasonable external antlirrtenral legal cost$) inçurred to respond lo the request,unless rve.are a ¡ar1y to th6 prooeeding or the subject ofthc invcstigation.

Force majeure

32. Neithùr you nor we shall be liablê for brei¡ch, ofthis

You shall pay our pmfessionnl fccs urtrl specifir:expenscs in corülectíôn rvith the Servioes as detailgil ilrthe Stntement of Wor*. Yqu shall also reinrburse us forother reas<¡nable expeuses incuued in pcrforrnfurg lheServices, ûur fees are exolu$ive oftnxes,ot si¡nilarcharges, as rvcll ñs cuslorns, duties or tarifls imposcrl intcspeot oftlte Services, all ofwhioh you slrall pay (other

th¡rn taxes inrposed otr our incomc gener¡lly).We mayreceive rebales t4 coruteclion wilh cortain purchasos,

rvhich we use to reduce charges thal rve wouldotherliso pass on to you.

Ágrecrnenl (other ilran payment obligations) causod bycjrcumsta¡rces beyotrtl your oi our rcasonable cÕrìtrol,

adhere to suoh require¡fio¡its. lfany Client Inforrnntiolis protected hcalth info¡nation under llre Flealitrlnsur¡¡nco Portnbitity artrl Auooirrrtability Aet, as

arrrcnded, fhis Agreotn¡¡¡t is desmed to irrcorpçrâte ållof the tcrms othenvise required to be included'in a

buSiness associ.atè oontract rclating lo suclr nformation.

28, Yçu risnant thatyou hnvr tlrc nudrority to provide thePersonâl l)ata to us, in cornectioìl with thc Ferfounanceolthe Serviccs and that thc Personal Dnta provitled.tous lias been Prr¡cessed in accordance rvith applicablelaw. ln or<ler to providc lho Serviccs, lve may nced tonccess Psrsonàl Detu coniisting ofprotected health

ltY LLP Main Agrccmsnt ¡ l07l 3Jr¡ilrio Ino.l'age 4 of I

29.

Term and termination

33. This Agreentent applies to the Services whcneverperfonncd (includíng hetbre tlì€ tldte ôfthisÁ,greenrcnl).


Buildino a bstterworkln{ world

34, Tltis Agrecrncnt shall tçmrin¡le upon ths corìpl€t¡on ûflhe Se¡viccs, Eiller of us may terrniuate it, 0r any

¡rrrticular, Sorviccs, carlier upon 30 daysl prior rwittonnoticë to tlÈ othur, In flddition, we nray terminate thisAgree¡nerrt, or ûny pârticular $ervic¿s, inr¡redialplylupo¡Ì rvr:it(çn notice to you ifrw rea.souâbly deternritre

tllaf we can no loltger ptovidc thc Scrvices ìnaceordallce rvitll applicnblo larv or ptofessionalobligations.

3:5.

EY

Yor¡ shall Fay tts for all work.in-progress, Servícesalready pcrformed, and expensep Ìncl¡rred by üs up toanrl including,thc effeotivc dtlle,of the terminatio$ oflhis Agreernenf, PayrÌlsirt is due rvithin 30.tlrtysfollowing receipt ofour ittvoice fìor thcss arnounts.

Tel: +1 41 õ 8gd 4000Fax: + l 866 i40 3ru7êy.corn

39, Bolh of us may cxecutc l¡ìis Agfeenent,(iucluding tltoStatenrent of Work), ns wcll as any nrodificationsthêreto, by elettronic mcans ¿iird each ofus:fiay s¡gn a

dilferent copy of,lhe snme docume¡ìt. Iloth ofuË nrust

agree in writing io modify this Agreernont or thcSþtcrrrcrtt of Work.

40. Ench ofus reÞresents to lhe other lhat cach pcrsolsigning this Agtoernent or lhe Stäternert of Work on itsbêhnlf'isexprcssly authorizod lo execute it nnd to bindsuch party fo'its tenns. You also rep¡esent that ttìisAgcenrent ltas, if ncccssnry, be-en consideretl nndapproved by your,Ailtlit Conrnrittee. You tepresent lhatyour affiliates arrrl nny others fbr rvhon Services arc,perfbnned shall lie l¡oun<l by the,tenns of thisAgrcolncnt.

4t'. You agree that lvó and lhe other EYFirr¡rs may¡ subjectto professional oltligatiolrs, r¡ct fs¡ ollrer olielrts,incl uding your conrpelitors.

42. Ncithqrofus'nrat assign any ofour rights, obligations' <lr clrins arlsing out of or rclated to thís Ágreenlqnt orany Services.

Ernsl & Young LLP560 Mission Street,Suite 1000San Francisco, CA 94'105

36; Tho provisions ofthis Agreclnor¡ inctuding Section 14' ' and otherwjßc rvith respqct to Ìteports, thât givÊ oithsrofus righls or obligations beyood its tennirratio¡r shallqontinue indefinitely hllorving the tennitration of tliisAgreenrcnt, oxcept that our respeotive confiderrlialityobligatious (other than those relating to Reporls oruntler SectÍon l4) shnll continnc therealìer for lhreeycan only.

Governiug law,and dispule r:esolution

3?. This Agreemeut, ilìd any noÍ"co¡rlfaaft¡al m0tlers orobligations arisirrg out ofthis Agrßcnìeût or. thcServlces; includíng (without lintitation) alaitns arisingin tort, fraud, under statute or otherwise relatiüg to thcServices, Õr questiorrs relating to lhe scope orenfurceàbility of tliís Seçl"ion 37, shalt be goVeruetl by,arrd construed in accordance with, thc larw ofNervYotk applicable to ågrscnìcnts nìade, and fully to bèperfórmcd, therein by resitlents thereof. Exccpt as

otherwise expressly ptovidetl in the Cover I etter, anydispute rela'ting to llris Agreenrclt or the S¿rvices shalltre resolved ¡s sct fortll iu Appondíx l to tllese Tormsa¡rd Conditirlns,

Miscellrneous

38. Tlris Agrcenrent cor.¡stilute$ the entirc agreernenlbetrvegr¡ üs 0s'tû tlc Scrvices mrd lhe olhei mâttôrs itçov9rs,

itvmy ag,reerne¡rt

t11

tr'Y LLP Main Âgrcemenl 1 10713

Jqrnio Inc.Puge J of $

43. If any ptovision of this Agreerrierrt (irr whole or part) isheld to bo illegdl, invalid or olhenvise unerìfo¡ceablo,thd ather ¡mvisions slihll reùaìn iu firll force atrd effect.

44,have

ol

to this

45. Noither ofus n¡ay qse or reference the o{herts.n.¡tnß,logo or lradenalks publically wilhout tlìe other's prior'written coûsent, altltough we may putrlically idontifyyou as a client in con¡roction with spccific Services orgenerally.

4(), For ¡dmi¡ristratlve reasous, you t¡rsy liom tírne to timeask that fees and.expenses lbr Serviccs perlormcd foryour in;enration¡rl affiliates or at i¡rternatioual locationsbe invoiced to yorr or your tlesignee there, in localounency.,You gtrorüúec thc linrcly paynrent ofall thoscinvoiceslty youraffiliates, In addition, f¡onlinre totinìe, an aff¡liats ofours, providirrg Services as a

subcontraclor to us, may bill you directly for fees

incur¡cd for woik outside the US, in local çurc¡lcy orotherrvise.

41, Upon any'filing lry Clicnt of a petition rÌnder Ch¿rpter I I("Chapter l|') of tltc United Stales llankuptcy Cotle,with rcapect to nuy Serviccs performed alter suolr filingdate (ìhe t'Bankrtrptcy Scrviccs") artd upon approval by


EYËrnst & Young LLP560 Mission Str€êt,Suitè 1600San FtâncisÖo, öA94105

Tel: +'1 415 894 4000Fsxì +1 866 240 3737ey-coITl

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the bånkruptoy cour(, provisions 33; 34, 35, 36,37, 38

nnd 46 olthis r\greernent shall not apply to the

Bankruptcy Scrvice.s snd sh¡ll he rcplaced lry the

lollorving rcspcctively:

Tbis.Agreement.sliall terruinâtt upon tlte completion ofthe Services. 'l'his Agreement andlor añy or tllStatemenis ef \ryq¡k may be tetminaled at any timë byyou or usi but ín nny cvcnt fhis Agreoinettt inchtdingüll Stalcments of Work rvill expirc upon thu clfçclivcdate ofyour eonflnned plan ofreorgnuization, orlirllidatíon of thê yorìr âssets irnder Chaptet ll or 7 ofthe Bankrqptcy Codo, or ollrerrvise. :

You shnll pay us ftrr nll work-iu-progrcss, Scrvices

üliçady psrformed,,and cxpctrses incuncd by us up toatd lnctuding the elfecfive dale ofthe, te¡nrination ofthis Aglecnrcut. Paynrent ¡s dÌre within 30 (lûys

fultowing receipt of our iuvoicc fol' lhcsc ûmounls or as

quiokly as lhe l3ankruptcy Code, llankruptçy l{ules,Local Rulcs and,any rolovarrt orders of thö BarùruptoyCourt allow. ¡

doo$ ¡ìoi havç ùr retain.iurisdiction ovsr ths forßgoirìgolailns or conlrûversies, lhc parties to this Agroernerlt

'and any and all successors'and assigns thereofr¡gree to.sübmit f'lrst lo rronbinding neclintion; and, ifnletlinlion is nol succcssful, thcn 1o bhrdirrgarbilrallon, ln accoldance witti the <lìsputc rcsoltltion

¡rooedutes us ssl forth in ,4ppendit I lo lhese Tortils'atrd Conditiorrs, Jutlgnrent on Rny atbitration awattlmay be entered in any court having properjurisdictiot. The foregoing is llinding upon Clìent,EY ¡nd r¡ll sucoessors snd assigtìs theleofl,

if'his Agreenrent constitutes the entilc aBtcctnertbetì. ecn us es 1ô tliè Scrvices ând tlte othel'ln$lters ¡t

covers, ànd supcrsedes all pÍior' ngreettients,rrndclstand lngs nnd lepleseutations rvit h t espect

thoreto, lnoluding añy confidentiâlity ûgreon¡enl$pr'eviogsly dçlivercd. Exccpt as cxpressly providedotherrvise herehr, lltis Agreetrent does nol motli$the ternis,or pl'ovisions for other professional,serviccs executed prior to Clientfs filirrg of a

Chapter l l perition in lh6 Baflkrrrp!çy Cou{

ûy âgreement to lhe Þrovision of,the Scrvíces, wc ate

not p¡oviding a 8,u{ìl.Bt¡tee to you tlrat ourperfçrmonce of.lhose serviccs pursuaut to the teituEand conditions set forth in this Agreement willguârântee your successful fe9lgâniza(ion.üIderChaplel I L

survrvg Clicnt's

Code;

This Agrcentent, alld åny llon'contrnctrtll obllgationsarisirrg out ofthis Agreetnent or the Services, shall be

' govemed by, anil construed in accortlance with, thelarvs olNerv York applicablc to âBrçcments madc, and

fully to be perl-ormed, lhercin by rcsidents thereof. Anyconlrovcrsy or clairn with respect to, ítt connection

' with; arí$itlg out o{ or in ary way related:to üris ".A'greement or the services provided heieundèr,(lncludùrg any such lìatler involvhrg any parerrl,

subsidiary; affiliate; suôccssor in ¡ntercst or ñgcut üfClient or its subsidiaries or ofEY) shall bc brougltt inthe Banknrptcy Court or ttre applicable disttiot court (ifsuch district court rclthdraws the refercnce) and thepârtios to this Agreenrent, and any and all snccessorsand'assigns thereofl sonsent to thejurisdiction andVenue ofsuch coûri es the sole ¡nd exclusive foturu(unlers such court does not ltave jurisdietion and venueollsuch clairns or controversies) for the resolution ofsuoh clainx; causes of¡rction or laivsuilsr'lhe parties to

ËY LLP Main Agrecms¡lt I10713Jümio Inc.Iiage ó of I


Appendix 1

Dispute resolution procedures

Mediation

A party shall submìt a dispute to mediation by written notice to the other party or parties. The

mediator shall be selected by the parties. If the parties cannot agree on a mediator, the InternationalInstitute for Conflict Prevention and Rosolution ("CPR") shall designate a mediator at the request of aparty. Any mediator must be acceptable to all parties and must confirm in writing that he or she is nofand will not become during the term of the mediation, an employee, pârtner, executive office4direotor, or substantial equity owner of any EY audit client.

The mediator shall conduct the mediation as he/she determines, with the agreement of the parties, Theparties shall discuss their differences in good faith and attempt, with the mediator's assistance, toreach an amicable rcsolution of the dispute. The mediation shall be tleated as a settlement discussion

and shall therefore be confidential. The mediator may not testiff for either party in any laterproceoding relating to the dispute. The rnediation proceedings shall not be recorded or íanscribed.

Eaoh party shall bear its own costs in the mediation, The parties shall share equally the fees and

expçnses of the mediator.

If the pafties have not resolved a dispute within 90 days aftet written notice beginning mediation (or alonger period, if the parties agree to extend the mediation), the ¡nediation shall terminate and thedispute shall be settled by arbitration. In addition, if a party initiates litigation, arbitration, or otherbinding dispute resolution process without initiating mediation, or before the mediation process has

terminated, an opposing party may deem the mediation requirement to have been waived and mayproceed with arbitration,

Arbitration

The arbitration will be conducted in accordance with the procedures in this document ând the CPRRules for Non-Administered Arbitration f'Rules") as in effect on the date of the Agreement, ot such

other rules and procedures as the parties may agree. ln the event of a conflict, the provisions of thisdocument will control.

The arbitration will be conducted before a panel of three arbitrators, to be selected in accordance withthe screened selection process provided in the Rules. Any issue concerning the extent to which anydispute is subjectto arbitration, or concerning the applicability, interpretation, or enforoeability ofanyof these procedures, shall be governed by the Federal Arbitration Act and resolved by the atbitrators.No potential arbitrator may be appointed unless he or she has agreed in writing to these procedures

and has confirmed in writing that he or she is not, and will not become during the term of the

arbitration, an employee, partner, executive officer, director, or substantial equity owner of any EYaudit client.

F)Y LLP MainAgreement I10713Jumio Ine.

Page 7 of8


The arbitration panel shall have no power to award non-monetary or equitable relief of any sort or to

make an award or impose a remedy that (i) is inconsistent with the agreement to which these

procedures are attached or any other agreement relevant to the dispute, or (ii) could not be mado or

imposed by a court dociding the matter in the same jurisdiction. Discovery shall be permitted in

conneotion with the arbitration only to the extont, if any, expressly authorized by the arbitration panel

upon a showing ofsubstantial need by the party seeking discovery.

All aspocts of the arbitl'ation shall be treated as confidential. The parties and the arbitration paneltnaydisclose the existence, content or results of the arbitration only in accordance with the Rules or

appticable professional standards, Before making any such disclosure, a party shall give writtennotioe to all other parties and shall afford them a reasonable opportunity to protect their interests,

except to the extent such disclosuro is necessary to comply with applicable law, regulatoryrequirements or professional standards

The result of the arbitration shall be binding on the pafties, and judgrnent on the arbitration award

may be entered in any court having jurisdiction.

EY LLP Main Agrccmcnt I 10713

Jumio lnc.

PRge 8 of8


EXHIBIT 4.2

Transaction Advisory Services Statement of Work


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EYËrnst & Young LLP560 Mission $treet,Suite 1600San Francisco, CÂ 94105

T'el: +1 4ì5 894 4000Fax: +l 86ô 240 3737ey.o0m

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Statement of Work

This Statement of Work, dated Februrary L6,2016 (this "SOW"), is made by Ernst & YoungLLP ("we" or "EY') and Jumio Inc. on behalf of itself and its affiliated entities listed inAppendix A (collectively, "you" or "Client"), pursuant to the Agreement, dated February 16,2016 (the "Agreement"), between EY and Jumio Inc..

Except as otherwise set forth in this SOW, this SOW incorporates by reference, and is deemed tobe a part of, the Agreement. The additional terms and conditions of this SOW shall apply only tothe transaction advisory Services covered by this SOW and not to Services covered by any otherStatement of Work pursuant to the Agreement. Capitalized terms used, but not otherwisedefined, in this SOW shall have the meanings in the Agreement, and references in the Agreementto "you" or "Client" shall be deemed references to you.

Scope of services

We will assist you as set forth below in connection with your proposed restructuring as requestedby you:

Assets and Liabilities, the Statement of Financial Affairs and Monthly Operating Reports;

post-petition financing arrangements;

and financial advisors (including but not limited to secured lenders, Official UnsecuredCreditors Committee, US Trustee, and other stakeholders)

of affirming or rejecting such contracts;

flow, including but not limited to:

for which Court approval as necessary;

secured lenders, any official committee(s) appointed in these chapter 1,L cases, the U.S.Trustee, other parties in interest and professionals hired by the same, as requested;

Jumio lnc,


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Ërnst & Young LLP5ôû Mission Street,Suite'1600San Francisco, Ci\94105

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updating as needed;

summary of potential recoveries under various scenarios;

interest as well as prospective acquirers, as necessary;

Reorganization and Disclosure Statement; and,

We will provide you with timely progress updates and, at your request, meet with youperiodically to review our results.

We will prepare the following Reports:1

related to the potential restructuring and related filings.

Limitations on scope

You have retained us to act solely as your financial advisor and not in any fiduciary or agencycapacity, for you, any other entity, or on your behalf.

We will not identify, address or correct any errors or defects in your computer systems (or thoseof the Business), other devices or components thereof ("Systems"), whether or not due toimprecise or ambiguous entry, storage, interpretation or processing or reporting of data. We willnot be responsible for any defect or problem arising out of or related to data processing in anySystems.

We will not, in connection with the performance of the Services or otherwise, (i) act as a brokerfor the sale of any securities, (ii) solicit any potential buyer or seller (including you) to engage inany transaction, or (iii) act as a negotiator of a transaction.

Your specific obligations

You will not, and you will not permit others to, quote or refer to the Reports, any portion,summary or abstract thereof, or to EY or any other EY Firm, in any document filed or distributedin connection with (i) a purchase or sale of securities to which the United States or statesecurities laws ("Securities Laws") are applicable, or (ii) periodic reporting obligations under

1 "Report" is defined in the General Terms and Conditions as including all information, advice, recommendations,templates or other content of any reports, presentations, or other communications we provide to you.

Jumio lnc.


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Securities Laws. You will not contend that any provisions of Securities Laws could invalidateany provision of this Agreement.

If you file for bankruptcy protection under Chapter 11 of the Bankruptcy Code, you shall useyour best efforts to apply promptly to the bankruptcy court having jurisdiction over the ChapterL1 case or cases (the "Bankruptcy Court") for the approval pursuant to sections 327 and328 of.the Bankruptcy Code of (Ð the Agreement and any outstanding Statements of Work thereunder,including this SOW, and (B) your retention of us under the terms of the Agreement, this SOWand any other outstanding Statements of Work thereunder. You shall supply us with a draft ofsuch application and any proposed order authorizing our retention sufficiently in advance of itsfiling and any proposed order in connection therewith to enable us to review and commentthereon. If the Bankruptcy Court approves our retention by you, our fees and expenses shall besubject to the jurisdiction and approval of the Bankruptcy Court under section 328(a) of theBankruptcy Code and any applicable fee and expense guideline orders. If you become a debtorunder the Bankruptcy Code and our retention hereunder is approved by the Bankruptcy Court,you shall pay all of our fees and expenses as promptly as practicable in accordance with theterms hereof. You shall pay all of our outstanding invoiced amounts to us in immediatelyavailable funds by wire transfer before you commence a case under Chapter LL.

You assume full responsibility for any financial statement and tax reporting issues relating toyour business or assets.

We also draw your attention to the reservations set out in paragraph 5 of the General Terms andConditions of the Agreement, as well as your management responsibilities under paragraph 6,your obligations under paragraphs 11 and 12, and your representation, as of the date hereof,under paragraph 26 thereof. You have obtained the prior approval of your Audit Committee forthese Services, as applicable.

Specific additional terms and conditions

The Services are advisory in nature. EY will not render an assurance report or assurance opinionunder the Agreement, nor will the Services constitute an audit, review or examination of anyentity's financial statements or prospective financial statements in accordance with generallyaccepted auditing standards or other applicable professional standards. None of the Services orany Reports will constitute any legal opinion or advice. We will not conduct a review to detectfraud or illegal acts, nor will we render any opinion as to the fairness or advisability of theproposed transaction or any other transaction.

The provisions of this SOW that give either of us rights beyond its termination shall survive anysuch termination and shall survive if you file for bankruptcy, reorganization, or liquidation ofyour assets under Chapter 7 or 1,L of Title 11 of the United Bankruptcy Code, or otherwise.

Our Reports may contain advice or communications that may be privileged under InternalRevenue Code Section 7525. If such information is provided to persons other than your

Jumio lnc.


,41

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management, directors, or your legal counsel involved in its preparation or responsible fordetermining whether to implement it, you may waive such privilege.

You should be aware that the Internal Revenue Code imposes a penalty on an underpayment oftax attributable to any disallowance of claimed tax benefits because a transaction entered intoafter March 30, 2010, lacks "economic substance." The penalty rate is 20 percent if the

transaction is adequately disclosed to the IRS, with the penalty rate increased to 40 percent if the

transaction is not adequately disclosed in the relevant tax return or attachment to that return. Asthe penalty is one of strict liability, a taxpayer cannot show reasonable cause for the avoidance ofthe economic substance penalty by establishing reliance on the tax advice of a qualified advisor.Accordingly, our Tax Advice cannot provide any assurance that the claimed tax benefits of atransaction entered into after March 30,2010 would not be subject to disallowance by reason ofa determination by the IRS or the courts that a transaction lacks economic substance or fails tomeet the requirements of any similar rule of law, nor can Tax Advice that we provide be reliedupon to protect against applicable penalties that may be asserted if it is determined that thetransaction lacked economic substance where otherwise required.

Notwithstanding anything to the contrary in the Agreement or this SOW, we do not assume anyresponsibility for any third-party products, programs or services, their performance orcompliance with your specifications or otherwise.

We will base any comments or recommendations as to the functional or technical capabilities ofany products in use or being considered by you solely on information provided by their vendors,directly or through you. We are not responsible for the completeness or accuracy of any suchinformation or for confirming any of it.

Where our written consent under the Agreement is required for you to disclose to a third partyany of our Reports (other than Tax Advice), we will also require that third party to execute anon-reliance and release letter acceptable to us in form and substance.

If we receive a request from a third party for any information relating to our Tax Advice, we willnotify you and will not release any such information unless you have executed an appropriatewritten consent authorizing such disclosure and the third party has executed a non-reliance andrelease letter acceptable to us in form and substance.

EY Firms other than EY may render professional services to a potential buyer of any of yourbusiness or assets, in connection with your proposed restructuring or otherwise. You agree, ingeneral, that any EY Firm may render services to such potential buyers, as long as (a) nomember of the EY team performing Services under this SOW (the *EY Team") is part of anyteam serving other clients in connection with a transaction involving you or the Business whileServices under this SOW are being performed, and (b) the EY Team does not disclose to anyother such team any confidential information relating to you or the Business (except as requiredby applicable law, regulation or professional obligation), in either case without your prior written

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EYBuilding a betterworking world

Ernst & Young LLP5ô0 Mission Street,Suite 1ô00San Francisco, C494105

Tel; +1 415 894 4000Fax: +1 8ôô 240 3737ey"com

consent. If we identify any such potential buyer while Services under this SOW are beingperformed, we will ask you specifically to confirm that the EY Firm may perform such servicesfor such buyer.

You acknowledge that you are operating in a financially distressed condition which could be theresult of any number or combination of factors. Your ability to achieve any business plan,estimates of future cash flow, andlor any restructuring plan depends upon a variety of factors,including, without limitation, (a) future market conditions for your products, (b) future capitalmarket conditions, (c) the cost and availability of financing, (d) the ability of your managementto implement your business plan successfully, (e) your ability to retain and attract keymanagement personnel, (f) your reputation among your customers and suppliers, and (g) the costand availability of materials and services. We make no representation or warranty, and assumeno responsibility with respect to any of these factors or with respect to your estimated cashflows, fair values or business plans or the assumptions underlying any thereof. You assume fullresponsibility for all such assumptions, as well as for their reasonableness, and for theimplementation and ultimate achievability of any of your business plans, strategies, or estimates.

The short-term cash flow templates (inflow/outflow build-up) will cover a period of 13-weeks.You will provide all assumptions and other inputs to the templates. The templates do notinterface with your information systems, and will not drive your budgeting process.

You represent and warrant that the prospective financial information (the "PFI") you provide usin connection with these Services (i) presents, to the best of your knowledge, your expectedfinancial position, results of operations, and cash flows for the PFI period and (ii) is based onassumptions reflecting both the conditions you expect to exist and the course of action youexpect to take during the PFI period. We will not examine, compile, or apply agreed-uponprocedures to the PFI in accordance with attestation standards established by the AICPA, and wewill not express any opinion, conclusion or assurance of any kind on the PFI presented.

You shall immediately disclose to us any information that might affect the ultimate realization ofthe PFI results. You shall develop assumptions that have a reasonably objective basis and shallprovide appropriate documentation supporting your assumptions. We will make factual findingsand observations about specific assumptions and components of the PFI where we havesufficient evidence of a reasonable basis for them. We will not prepare, assemble or gatherinformation necessary to prepare the PFI or the assumptions underlying it, nor will we assist youto do so. If we are unable to conclude that your underlying assumptions provide a reasonablebasis for the PFI, or if we determine that your documentation supporting your assumptions isinsufficient, we may be unable to complete the Services and will not include the PFI in theReports.

There usually will be differences between the PFI and actual results because events andcircumstances frequently do not occur as expected, and those differences may be material. The

Jumio lnc.


EYËrnst & Young LLP5ô0 Mission Slreet,Suile '160û

San Francisco, C494105

PartnerSenior ManagerManagerOther Personnel

T'sl: +1 415 894 4000Fax: +1 8ô6 24rJ 3737ey.com

Buildingworkrng

a betterworld

Reports will contain a statement to that effect. We have no responsibility to update the Reportsin light of events or circumstances occurring after the date thereof.

At our request, you shall deliver a representation letter to us confirming your responsibility forthe assumptions underlying the PFI, your judgment as to the conditions you expect to exist, and

the course of action you expect to take during the forecast period, as well as the appropriatenessof the forecast and its presentation.

We will not prepare, assemble, formulate, develop or process the PFI data or assumptions used togenerate the PFI. Our Report may include tables aggregating quantified vulnerabilities toillustrate the effects of possible alternative assumptions. These tables, if presented, are not arestatement of the PFI, or preparation of revised PFI; they are provided as a means ofsummarizing our findings and to assist you in the assessment of their implications for theproposed transaction. You represent and warrant that you have the knowledge, experience andability to form your own conclusions related to the PFI.

Timetable

Unless otherwise agreed, and subject to the General Terms and Conditions of the Agreement, weexpect to perform the Services starting immediately.

Contacts

You have identified Wendy Hsu as your contact with whom we should communicate about theseServices. Your contact at EY for these Services will be Rocky Ho and Brian Fenley.

Fees

The General Terms and Conditions of the Agreement address our fees and expenses generally.

We will bill you for our fees and expenses monthly, based on agreed upon rates summarizedbelow. Payment is due upon your receipt of our invoice. In accordance with our standardprocedures for assignments of this type, we require an advance payment in the amount of$75,000 before we begin providing the Services, which payment will be credited against ourfinal invoice.

Per hour (USD)

$72s - $8s0$600 - $700$4s0 - $ssO

$200 - $400

Your obligation to pay our fees and expenses is not contingent upon the results of the Services orthe consummation of any proposed transaction.

Jumio lnc.


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EYErnst & Young LLP5ti0 Missìon $treet,Suito'1600San Francisco, C494105

Teli +1 41 5 894 400{)Fax: +1 866 240 3737ey.com

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Further, we have agreed that our fee estimates for the pre-petition and post-petition periods

would amount to as follows and would not exceed:

Pre-petition period, not to exceed:

$100,000.00 in the first pre-petition month after being engaged

$75,000.00 per month thereafter up to any potential insolvency proceeding

Post-petition period, not to exceed:

$100,000.00 per month for the first two months after insolvency proceeding petition date

$75,000.00 per month thereafter

ln witness whereof, the parties have executed this SOW as of the date set forth above.

Ernst & Young LLP

t¡

By:Rocky HoPrincipal, Restructuring Advisory Services

Jumio Inc., on behalf ofitself and its affiliates listed in Appendix A

,?W*By:

Chief Executive Officer

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EYËrnst & Young LLP560 Mlssion Slrêet,Suite 16û0San Francisco, C494105

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AppendixAJumio Inc. affiliated companies:

Jumio Software Development GmbHJumio HoldingsJumio IrelandGoyanka Technologies Private LimitedJumio India Private Limited

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EXHIBIT 4.3

Amendment No. 1 to the Transaction Advisory Statement of Work


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l ll l l ill l l l ltr l ll l l l l

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Anlendmçnt Nq. l-tp Stafgm.p4! of Worh

This amendment, dated March 18,2016 (this "Amendment") amends the Statement of Work, dated,

February 16,2016 (the "Original SOW" and as modified by this Amendment, the "SOTV"), between

Ernst & Young LLP ('we" or "EY") and Jumio, Inc. ("you" or "Client") related to the restruoturingand transaction advisory services.

Capitalized terms used, but not otherwise defined, in this Amendment shall have the respective

meanings ascribed to them in the Original SOW and identical terms defrned in this Amendment andin the Original SOW shall have the respective meanings asøibed to them herein. The Original SOÏVwas executed pursuant to the agreement, dated February 16,2016, between EY and Jumio, Inc. (the

"Agreement").

Except as modified by this Amendment, all terms and conditions of the Original SOW shall continuein full force and effect and be unaffected by this Amendment.

I'ees

The terms and conditions of the Agreement address our fees and expenses generally. In lieu of thefees and expenses described in the Original SOW, our fees and expenses for the Services shall be as

follows:

We will bill you for our fees and expenses monthly, based on agreed upon rates summarized below.Payment is due upon your receipt of our invoice. In accordance with our standard procedures forassignments of this type, we require an advance payment in the amount of $75,000 before we beginproviding the Services, which payment will be credited against our final invoice.

PartnerSenior ManagerManagerOther Personnel

Per hour (USDI

$725 - $850$600 - $700$450 - $5s0$200 - $400

Your obligation to pay our fees and expenses is not contingent upon the results of the Services or theconsummation of any proposed transaction,


In witness whereof, the parties have executed this Amendment as of the date set forth above.

Emst & Y

Principal, Services

ByHo

Jumio Inc., on behalf ofitself and its affiliates listed in Appendix A of theOriginal SOW

StephenChief Executive Officer

By:


EXHIBIT B


ãÈv Neme ô Connecllon Prlor Connectlon a"rrâñt aônn.dlôn

lumlo lnc.

DÊhrôß Attô¡hêv Lãndls Rath & Cobb LLP

Dâhtôß Âttôrnêv Wlmer cutler Plckerlnr Hale and Dorr LLP

DêhrôK ôthêr Prôfê(<lônâl! Joele Frank Wlklnson Br¡mmer Katcher

Dêhlôrc olhêr Prôfêsslônãls SaEent Advlsors LLC connectlons check Pendlnr

Debtors Afflllates (Non"Debtor Subsldlarles/Affillates) loyanka Technologles Prlvate Llmlted X

Debtoß Affillates (Non-Debtor subsldlarles/Aff lllãt€s) lumlo Holdlñgs x

DebtoF Aff lllat€s (Non-D€btor subsldiarlês/Aff lllates) lumlo lndla Prlvate Llmlted x

D6btors Aff lllates (Non-D€btor subsldlarles/Aff lllates) lumlo lreland

Debtors Afflllates (Non-Dêbtor Subsldlarles/Afflllates) lumio Software Oevelopmênt 6mbH

Debtore offlc€ß (offlc€rs & Dlr€ctors/Members ofAdvlsoryBoard)

Alexey Grubauer

Debtoßofflcers (Otflcers & Dlrectors/Members of AdvlsoryBoard)

Bret King x

)ebtors Offlcars (offlcers & DlrectoryMembers of Advlsory christlan Schwalgêr x

)€btors Offlcers (Offlcers & Dlrectors/Members ofAdvlsory Eduardo Saverln x

)ebto6 Offic€rs (Offlcê.s & Dlrectors/Members ofAdvlsoryroardì

Grant Lyon x

)ebtoF offlcers (offlcers & Dlrectors/Members ofAdvlsoryBôardì

iames Cook x

Debtors offlcars (offlcars & Dlr6ctorlMembers ofAdvlsoryBoardl

Vark Brltto x

Debtors offlcers (offlcers & Dlrectors/Members ofAdvlsoryBoârdl

tenBT, Ong

Debtore offlcers (offlc€rs & Directors/Members ofAdvlsoryBoârdl

rhlllpp Pointer

Debtoß offlc€rs (Offlcers & D¡r€ctors/Members ofAdvlsoryBoard)

lamne€k Gupta

DebtoÞ offlc€rs (offlcers & DlrectortMembers ofAdvlsoryBoa¡d)

Robêrt E. Prlgge

Debtors offlcers (offlcers & DlrectortMèmbêrs ofAdvlsory Scott Welss

Dqbtors offlcêrs (offlcers & Dlrectors/Members of AdvlsoryBo¡r¡ll

Steph6n Stuut

Debtoru Offlcers (Offlcers & Dir€ctors/Members ofAdvlsoryBôârdì

Thomas Kast€nhof€r

Debtoß Offlc€rs (Offlce¡s & DlrectorlMembers ofAdvlsoryBoardl

Wendy Hsu x

Debtoß Offlcers (Offlcers & DlrertorlMombers ofAdvlsoryBoerdì

Zâln Khân x

Dêbtoß Offlcers lFôrñer Offlcêrs & Dlrectorsl chad starkevDebtors offlcers {Former offlcers & Dlrectors) Danlel MattesDebtors officers lFormer otficers & D¡r6ctoE)Debtors Malor Shareholder

Debtors Malor Shareholder ÂH ÂññÞY Frh.l I P

Debtore Malor shareholder Ahñâkr Iñvê+mênt GmbH

Debtore Malor shareholder Àñrlrêê(ê(êñ ¡lôrôwilr Fund ll. l.p.

DebtoF Malor Shareholder lbêr Àsrêntum Âçsôcl¡tes. tLC

Dchrarc Malar ßh¡r¡h¡l¡l¡rDÂhrôE Mâlôr Sh¡râhôl.lÊr lFñultv Sêerrrltv Hôl.lêrcì 137 Ventúres ll. LP x

)êbtôr. Mâlôr Shârêhôl.l.r lFduhv Sêcuritv Hôldar.ì [H Anner Fund- t.P. x

)Êhtôrç Mâlô¡ Shârêhôldêr lÉdultv Secur¡tv Hôldêßì AH Pårellêl Fund- L.P. I)êhtôß Mâlôr Shãmhôldêr fEdultv Sêcur¡tv Hôldêrc1 Alerâñder chew x

)êbtôß Mâlôr Shàrêhôldêr fEdu¡tv Securltv Holders) Alexev Grubâuêr x

)ebtôß Melôr Shârêhôldêr lEdultv Securitv Holdersì \llure lnvestments LP x

)êblõrs Melõr Shârehôldêr {Eõultv Sêcurltv Holdersl Ambêrbroôk Vl. LLc x

)ebtôrs Melor Sherehôlder f Eoultv Sacurltv Holdêßl AmDâlu lñvêstment GmbH x

Dêbtors Melor shãrêholdêr lEoultv sêcurltv Holdeßl Andrêâs Baumann x

Dèbtoß Mãlor Shãrêholdêr lEoultv Andrêesesen Horowltz Fund ll. L.P. x

Dêbtoß Mâlor shereholder lEoultv securltv Holdors) Anklt Govanka x

Dêbtoß Malor shareholdêr lEoultv secu¡ltv Hold€61 ARTAR lnternatloñal Llmlted

Dêbto6 Malor Sharehold€. lEou¡tv Securltv Holdersl Attlla Gerqelv

DebtoF Malor Shareholder (Eoultv Securltv Holderel Benedlk sarleDebtors Malor sharehold€r lEqultv securltv Holde6) Bernd BlndrelterDebtoÞ Malor Shareholder (Equltv Secur¡tv HoldeE)Dêhrôr< Mâ¡ôr Sh¡r.hñl.lÂr fFd'

'1tu q..' ¡rlrv Hôl.lâKl

DêbìôK Mâlôr Shårêhôl.lêr lFdrdtv Sêêrrrltv Hôl.lêKlD6btôrs Mâlôr shârehôl.lêr fFdultv sê.urltv Hôl.lêrcì Rlô(ô lnvê.Ìñêñt( I ì.1

Dabtôrs Mâlôr Sh¡r.hôldêr lFdultv securlrv Hôldâriì ìrônitêlñVêñlurêr llCDêbtôß Mâlor Shãrehôlder lEdu¡tv Securltv Hõldãr.l ìuttônwôôd Àlðhâ Fuñd I Lc

Dêbtoß Melôr Shârêhôlder lEdultv SecuÌltv Hôldeßì ìuttôhwôôd Álbhã ôP Fúnd tLC

Dêbtoß Mãlor Sherehold6r lEoultv Securitv Holdêrsl ¡vuñq Gôñ Sunq

Debtoß Malor shâreholdêr lEoultv sêcurltv Holdersl hledôn Têchnolow Fund ll- LLC

Debto6 Malor Shereholdêr lEoultv securltv Holdêßl :hed Stãrkev

Debtoß Malor Shareholder (Êoultv Socurltv Holdeßl

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Debtors Malor shareholder (Equltv securltv HoldeF) IC rrlsllnê Cârldl

Debtors Malor shareholder (Equltv securitv Holders) Cltl Ventures. lnc.

nchrôr< Mâlôr qhárêhôlrlêr lFdultv Securltv Hôldêrsì tc¡r !en. VC LLC

D.htôr< Mâlôr shârêhôlder {Edultv Sêcurltv Hôldeßl Eduärdo Saverin

DêhtôR Mâlôr shãrêhôlder {Edultv Secur¡tv Holdeß} Emlllo Dlsañluciana

shãrêhõldêr lEoultv Sêcurltv Holdersl Evers lnvest AB x

Dêhtôn Mãiôr shärêhôldêr lEoultv Securltv Holdêßl FEnk Mazzola x

D.htôß Mâlôr shärehôldêr lEdulìv Securltv Holdersl :rederlck Bronsteln x

Dehtôß Mâlôr shârêhôldÊr lEdultv Securltv Hôldêrsl ircder¡ck Llonel Bronsteln x

Debtôrs Mâlôr shereholdêr lEoultv Secur¡tv Holdeßì Srecor Famlra (

Dêbtôrs Mâlôr shãreholder {Eoultv (

Dêbtôrs Mâlôr sherehôlder lEoultv lelmut Meurêrbãur (

DebtÕrs Mâlôr shereholder lEoultv Sècurltv I Tech Holdlnrs. LLc

Dêbtôß Melor shereholder lEoultv Sêcuritv lacouellne Fox (

DebtoE Major Shareholder (Equlty securlty Holders)

Dêbtoß Melor sherêhôldêr lEoultv Securltv Holdeßllames Ell Bronsteln (

Debto6 MaJor shareholder (Equlty securlty Holdeß)Debtors Mãlor shereholder {Edultv Secur¡tv Holdeßl

lohann Penzenstadler(

Debtors Malor Sharêholder (Eoultv securltv Holders) X

Debtors Malor shareholder lEqultv securltv Holders) X

Debtoß Malorshareholder Holders) nlPr¡vât(tlfiun, x

D6btoß Malor shareholder lEqultv Securitv Hold€F) I lhêr AEêntum Âssôclãtês- tLC x

)ebtore Malor shareholder (Equltv securitv Holdeß) MââÉêh I lnthôrst(Equltv Securltv Holders) Mãkkrrôld lñtêrnâtlônel Llmited X

)ebtoß Maior shareholder {Eoultv securltv Holders) Màm Bãräch x

)ebtoF lvlaior shareholder {Eoultv securltv Holders) Markus Flando¡fer x

l.hrôr< Mâlôr qhâr.hôl.l.r lFdilltv SÊ.rrr¡tv Hôldêrsl Markus Rumler X

l.hrôr< Mâlôr qhãrêhôl.lêr lFôil¡lv SÊ.urltv Hôld6rsì MãÉln Ehrnhoefer x

lÊhrôr< Mãlôr qhárêhôl.lêr lFduhv sêcurltv Hôldeßì Mãtthlâs schlllhuberlêblôrc Mâlôr shârêhôld6r fËdultv Secùrltv Hôldêßì Mlchâel orlendo)êbtôr. Mâlôr Sh¡rehôlder fEdultv Sêcur¡tv Hôldêrc1 Jlvsore lnvestmêñts Ltd.

)ebtôß MâlÕr Sherêholdêr lEoultv Securltv Holdêrs) jetrlck Grlfflnfebtôß Malôr shârêholder fEdultv Secur¡tv Holdersl ,eul Mccabe)ebtoß Melor Shåreholder lEoultv Sêcurltv Holdêrs) )en¡ Tsln Onq. Trustee of Red Dot Trust Daled 7Ol7 12004

Dêbtoß Malor shârêholdêr fEdultv securltv Holdeßl ÞhlllÞÞ Rakuschan

Debtoß Melor shârêholder lEoultv securltv Holdeßì Plnnacle Ventures Debt Fund lll, L,P.

Debtoß Malor sharoholdêr lEou¡tv Securltv HoldeFl Plññâ.Iâ V.ñtilrê< D.ht Frñ.| lll-Â I .p.

Debtors Malor sha.eholder {Eoultv securltv HoldeFl Pihñ'.1ê V.ñtrrrê< Fdu¡tv Fund ll l.p.

Debtors Malor shareholder fEoultv Securitv Holders) Þlñnâ.|Ê Vêñtur.( Fdultv Fuñ.J ll-O- t.P.

Holders) Prlñâ Câõltâl Grôun

Dôhrôr< Mâlôr (hrrêhôl.lâr fF6riltv S..rrrltv Hôldêrçl PVDF lll-lâlecv Hôldlnss. L.P.

DêhtôR Mãlôr Shârêhôl.lêr lFdrftv Sê.urltv Hôldêrsì Rêlnhãrd Hôchrlêsêr x

DêhtôR Målôr Shârêhôl.l.r lFdo¡tv Sê.urltv Hôldâßì Robêd Oswâld x

Dêhtôß Me¡ôr shârêhôld.r lFdultv S6curltv Hôldêßì Sâmlhne lnvêstment Coro. X

Dehtôn Mâ¡ôr shârâhôlder {Edu¡tv Sêcurltv Hôldêß} sheresDost 100 Fund x

Dâbtôß Màlôr Shãrehôlder lEdullv Sêcurltv Holdersì shurz lnvestñèñt âhd consultln¡ GmbH x

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Dêbtôrs Mâlôr Shâ.ehôlder lEoultv Secur¡tv Holdêrsl StêDheñ Skrôbâr

Dêbtoß Mâlôr Shârehôldêr lEoultv Secur¡tv Hôldersl Stevêh Solêr

Dêbtôrs Mâlor Sherêholder lEouitv Securltv HoldeßÌ Susân Dlâmond

,ebtoß Melor Shereholdêr lEdultv Sêcurltv Holdeßl Suzanne Cohn

Dêbtoß Melor Shãreholder {Eoultv Securltv Thomas JunrrelthmelrDêbtôß Melor shârêholder lEôultv securltv Holders)

Dêbtoß Mãlor shareholder {Ëoultv Securltv Holdersl Ihomas Krump

Dêbto6 Malor Shareholder lEoultv Securltv Holdersl

Debtors Mälor shareholder lEoultv securltv Holde6) flBCO Software lnc. (

Debtors Malor shareholder (Eoultv securltv HoldeE) rlp Â.lvl<ôtu & MrñåøêmÊñl Svcr GmbH

Debtore Malor shar€holder lEquitv Securitv Hold€Fl rrrrñêr lñvê(tñÊht Frh.l Xl I I C

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\ll secured Lenders lncludlng DIP lender (lnvestorvHolders) \ndr€essên Horowltz X

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fwenfu LãrEêst lJnsecured Crêdltors BembôoHR. LLC

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Iwentv Larrest Unsecured Credltom Equlnox Fltness Clubs

fwentv Larqest Ungecured CredltoF HIXSON NAGATANI

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Page 3 of 21


Cateqorv Name lPartv Name Nô Côññêatlôñ Prlôr Côñnêdlôñ -"xrrêñÌ Côññêatlôñ

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Page 4 of 21


PâÉv Nãme Prlôr aônnedlôñ Cuûênt Connectlon

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PaBe 5 of 21


Nâmè o Cônnêctlon Prlor Connectlon :urrent Connectlon

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Page 6 of 21


ãtêtotv Nâñê PâÉv Nâñê No Connedlon Pdor Connectlon :urênt Connectlon0ther Slgnlf lcant Partlêsrln-lnterest (Contract

Pa rtlês/Vê hd o rslother Pã Élêsl nl nterestlJUMP STARTTECHNOLOGY, INC, {

Other Slgnlflcant Partles-lnlñterest (Contract

Pa rtles/Vêñd o rslothêr Pâ rtlès-¡ h I ntêrêstìKârâ Rêlben x

0ther Slgnlflcant Partles-lnlnterest (Contract

Pa rtles/Ve ndo rslOther Pa rtlesl n i nterestìKAREN TREIGER x

Othsr Slgnlf lcant Partles-ln-lnterest (Contract

Pa rtlês/Ve ndo rslothêr Pa rtlês-l n i nterestìKasey Nemelka x

0ther Slgnlflcant Partlesln-lnterest (Contract

Pa rtles/Vend o rslother Pa rtlêsl n -l nterost)Kastenhofer, Thomas x

0ther Slgnlflcant Partlesln-lnterest (Contract

Pa rtles/yend o rslother Pa rtlesi n I nt€rest)KayJln Yat¡m x

Cther Slgnlf lcant Partlês-ln-lnterêst (Contract

Pa rtles/Vend o rslother Pa rtlesl n -l nterest)

(evln Mlra x

Cthêr Slgnlf lcant Partles-in-lnterest (Contract

Pa rtles/Vend o rslother Pa rtles-in I nterest)

(lan Malek x

Cther SlSnlf lcant Partlesin-lnterest (ContractpâÉlê!tuêñrlôr(/ôthÊr pãÉlÞ.lnlñr.rê<t!

(unal Pat€l x

Cther Slgnlf lcant Partles-ln-lnterest (Contract

PãÉlesfuêñdors/ôther pãÉle(Jnlntêrêilìx

Cther SlBnlf lcant Partl€s-ln-lnter€st (Contract

PaÉles/Veñdôrs/othêr PâÉlês.lh Jñlêrêstl"ELAND WASHINGTON x

Cther Slgnlf icãnt Partles-in-lnterest (Contract

Pa rtlês/Vêñdo rs/Other Pã ÉlêsJn -l nterestì-ENDIT CONFERENCE LLC

Cther Slgnlf lcant Partl€s-ln-lnt6r€st (Contract

Pa nles/Vendo rslother Pâ rt¡êsln.l htêrêstl-lnkedln x

Cth€r Signlf lcant Partles-ln-lnterest (Conträct

Pa rtles¡Uendo rsloth6r Pa rtlesl n i ntêrestl-lzâ Cu€v¡s

)ther Slgnlf lcant Partl€s-ln-lnterest (Contract

Pa rtles/Vendors/Other Partlesln-lnterostl-SA GLOBAL

tther Slgnlflcant Partlesin-lnter€st (Contract

Partles/Vendors/Other Partlesln-lnterest)-UKE DONOVAN

Sther Sltnlf¡cant Partles.ln-lnterest (ContractPartles/Vendors/Other Partles-lnlnterest)

VALTA I GAMING SEMINAR

f, ther Slgnlflcant Parties-ln-lnterest (ContractÞartleslvendors/Other Partlês-lnlnt€rest)

Vansoor Qureshi

Sther Slgnif¡cant Part¡es-ln-lnterest (Contracttartles/Vendors/Other Partlesln"lnterest)

Varc Barach

f, ther Slgnlflcant Partles-in-lnterest (ContractteÉles/Vêndôrs/Othar påÉlÊslnlntêrêrll

MARIA ATEXANDRA CIUCU

f, ther Slgnlf icant Partles-ln-lnter€st (C¡ntracttãrtles¡y'êndors/Õther PâÊlêsln Jntêrêstl

Madssa Roggasch

f, ther Slgnlflcant Partles.ln"lnterest (Contract)artlês/Vêñdors/Other pâÊlesln-lntêrêstl

Mark Wert

f, ther SlSnlf lcant Partiêsinlnterest (Contracttartles/Vendors/Othêr PâÉleslnlnt€restl

MARKFrERA tTD. tlABltlTY coMPANY C/O Nathan J. Brauer

f, ther Slgnif lcant Partles"ln.lntetest (Contracttartles/V€ndors/other Pârtleslh-lñtêrêstl

Marketo, lnc.

f, ther Slgnlf lcant Partlesinlnterest (Contracttartles/Vendors/Other Partles-lnlnterêstl

Mattes, Daniel

Ith€r Signlf lcant Partles.ln.lnte¡est (Contracttartles/V€ndors/Other Partles-ln-lnterest)

MCN ASSOCIATES LIMITED

)ther Slgnlf lcant Partlos-lnlnter€st (Contractta¡tl€s/Vendors/Other Partles-ln-lnterest)

MELLEMA ADVOCATEN

)ther SlBnlf lcant Partlos-lnlnterest (Contracltedl€s/Veñdors/Othêr Pâdlesln-lntarestl

MERRILL COMMUNICATIONS LLC

f, ther SIgnlf lcant Partles.ln.lnterest (Contract)a rtles/Vêhdors/Othêr På ñlesln I ntê rêstì

N4ETI.IFE . GROUP BENEFITS

f, ther Slgnlf lcant Partlesln"lnterest (Contractta rtles/V€ndo rslothêr Pa rtlêsl n -l ntê rêstl

N4lchael Kent x

f, ther Slgnlf lcant Partlesinlnter€st (Contract)artles/Vendors/Other pertlêsln.lntêrestl

Nilchael Tooley x

f th€r SlBnlf lcant Pårtlesin-lnterest (Contracttartles/Vendors/Other Partlesln-lntêr€st)

lVlchelle Whlteford x

f, ther Slgnlf lcånt Partles-ln-lnterest (ContEct)a rtles/Vendors/Othêr Partles-ln.lnterest)

Mlkãlel DEbovlch X

)ther Slgnlf lcant Partiesin-lnterest (Contract)a rties/Vendors/Othêr Partles-lnlnterest)

tvllke Cosby X

f, th€r Signlf lcant Partlesln-lnter€st (Contract

'artles/Vendor¡/Other Partlesln-lnter€st)¡/4IRADOR DIGITAL x

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lvll Movers x

f ther Slgnlf lcant Partlêsinlnterest (ContEcttartles/Vendors/Other Pa¡tles-lnlnterest)

tvoNEY 2020 tlc x

)ther Sltnlf lcant Partles-ln-lntêrest (Contract)artles¡úêñdors/Other PâÊlêslnlnte.a(tl

IVIONSTER WORLDWIDE LIMITED U.K. (

i¡organ Lewls Law (

Slgnlflcant I\4OTHER TONGUE LIMITED {

tvlY GUIDES LTD

Page 7 of 27


Name lo Connectlon Prlor Connectlon :iltrênl Côñnâdlôñ

0ther Slgnlf lcant Partlos-ln-lnterest (Contractpâñt.<tuâñáôr</ôth.r pâÉlê(lñJñterâstì

NCS COMMERCIAL RECOVERY LLC

Other Slgnlficant Partles-lnlnter6st (Contractpâ ñlc<^/â ñ.1ôr</ôt hêr pâ dlêîJn -l nterêstl

NETLINE CORPORATION x

Other Sisnif lcant Partles-ln-lnterêst (Contractp'Éiê<tu.ñ.1ôr./othêr pãÉ16!-lñ-lñtêrêstì

Nêtworld Medla x

other Slgn¡f lcant Partles-ln-lntôrest (Contractp¡dlÞ.tuêñ.1ôrc/othêr p¡Élasln-lñterêsìl

!lcholas Key (

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iRelate (

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NUFFIETD HEALTH WEILBEING (

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cllver HernlnS x

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OUTSTANDING GIRTS x

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Pag€ant Gamlng Medla Llmlted x

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Pathway Management Serylcos x

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Paychex EIB x

f, ther Slgnlflcant Partles-lnlnterest (Contract

Pâñla<^/âñ.1ôrç/ôrh.r pâÉlÊ(JñJñlêrêçtìPaychex lnc. {

f, ther Slgnlflcant Partles-lnlnterest (ContractpâÉ1.<tuÞñ.1ôR/ôthêr pâdl.(lñlnt6raltì

,HOCUSWRIGHT INC

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)lant Mannlng

Cth€r Slgnlf lcant Partlesin-lnt€rest (ContractpâÉ¡asfu endôrs/ôthêr Pâdlêsjn.lñterêstl

Polarls Bulldlna Ma¡ntenanc€, lnc.

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PâÉlêsfu êndôrs/Othêr Pedlêslñ-lñterêstìProExhlblts

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PâÉles/Vêndôrs/other paÉlesln-lntercstìPubllc Storage

other Slgnif lcant Partiesinlnter€st (contractPanlesfuend o rslOther Pâ rtlês-ln.l ntê rêst)

QUEENSBENCH x

Othêr Slgnlf lcant Partles-ln-lnterest (Contract

Partles/Vendors/other Partles-lnlntêrêst)Qu¡ckBooks Payments

Other Slgnlf icant Partles-ln-lnter6st (Contract

Partlesy'úendors/Other Partlesln-lnterest)

RABBIT OFFICE AUTOMATION x

Other Sisnificant Partlês-ln-lnterest (Contract

Partlesy'Vendors/Other Partles"ln-lnter€st)

RAO WU (

Othêr Slgnlflcant Partles-ln-lnt€rest (Contract

Partles/Vendors/other Parties-lnlntêrest)REDACIIVE PUBTISHING LIMITED

Oth€r Slgnlf lcant Partles-lnlnterost (Contract

Partles/Vendors/other Partleslninterest)Redwood P6nslons LLC {

Other Slgnif icãnt Partl6sin-lntêrest (ContractpâÉ1.<tuêñ.1ôr(/ôlhêr pâdlê(lnlntê¡estì

ìetall Knowledge {

Ither Slgnlflcant Partles-ln-lnter€st (ContËct)â Élê!/Vêndô r./Clth6r pä ÉlêsJh J nlê rêstì

ìING CENTRAL x

Ithêr Sltnlf lcant Partl€s"ln-lnt€rest (Contracttãdlesfu eñdôrs/othêr pedlês-lnJntêrestl

RING CENÍRAL UK x

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Rob Rojanasathlt x

f, ther SlBnlf lcant Partlesln-lnt€rêst (ContractÞartlesy'Vendors/Other Partl6s-ln-lntErest)

ROBERT HALF MANAGEMENT RESOURCES

f, th6r Slgnlf lcant Partles-ln-lnter€st (Contract

Pa rtles/Vend o rs/other Pa rtles-ln-l nterêst)ROI Targets

Cther Slgnlf lcant Partles-in-lnter6st (ContractpâÉ¡Ê<tuâñ.1ôr</ôthar ÞâÉlâ(lñJñtêrê(tì

Ronan Pott€r

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9âÉlê(tuên.lôrç/ôthâr pâÉlêsjnlhtêrâstlRONI RAULWING

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Pãdlêsfu êñdors/Other Pâdlêslñ-lntêrêslìrPEoPIE STAFFING

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ìUCHI MALANI

other slsnificant Partiesln-lnt€re¡t (contract

Partlesfu endors/ôther PàÉles-ln-lnterestllumler, Markus

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Pârtlês/Veñdors/Othêr Pârtlês-lñ-lhtêrestlRUPERl MCDONNELL x


Partl€s¡i/endors/Other Pãrtlêsln-lnterest)Salesforce.com, lnc. x

Other slgnlf lcant Partlesin-lnterest (crntractPartles/úendors/Other Partl6s-ln-lnterest)

Samantha Dang x

Other Slgnlflcant PaÉlês-ln-lnterest (Contract

Partlesy'yendors/Other Partles-ln-lnterest)lLL I ãX @ilector (

Other Signlficant Partles-lnlnterest (ContractP¡Éla</V¡nrlar</ôthar pâÈlâ<lñJñtârê.tì

Secrêtary ofState

f, ther Slgnlf lcant Partles-lnlntêrest (Contract)âÉlâsfu êñdôrs/oth.r pâÉlÊ.ln Jntêrêstì

SHETL-CLAD (

Ither Slgnlf lcant Partles-ln-lnter€st (Contracttâdlêsfu êñdôrs/Other pâÉlêsln-lnterestl

SHRED.IT USA. SAN FRANCISCO

Page 8 of 21


Petu Nâmê Connectlon lurrÞnl Connêdlo¡

Bânk (

f, ther SlSnlf lcant Partles-ln-lnterest (Contract)artles/Vendors/other Partlesin-lnterest) l'

x

)ther Slgnlflcant Partlesin-lnterest (Contractt:Èlâ<fu ôñdôr</OthÞr pâñlê(Jnlntêrêstì

skyParlour Ltd

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SMART€

f, ther Slgnif lcant Partles-ln-lnterost (Contract

ÞâÉlêçtu.n.lôr(/ôlh.r peÉlêsJñlntêrestìSourceMedla, LLC x

Cther Slßnlflcant Partles-lnlnterest (Contract

PãÉlÊ(tuêñdôß/othar pädlêslnlñlerestìSPARROW MEDIA INC

Cther Slgnlf lcant Partles"ln-lnterost (ContractpâÉlê(fu endôrs/ôthêr PeÉlês-in-lnterêstì

iPMB x

¡quarell8ht x

(CþnÛact ST. PAUL'S CATHEDRAL ENTERPRISES (

(Contract'TAPLES

ADVANTAGË

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Partles¡Yendors/other Partles-ln-lnterest)

Stat€ Bar ofCallfornla

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Partiesy'Vêndors/Other Partlesin-l nterest)

STATE OF NEWIERSEY

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STEPHEN U STUUT x

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STERIING BACKCHECK x

f, ther Slgnlf lcant Partles-lnlnterest (ContracttâÉ¡ê(tuêndôr(/othêr peÉlêslnlhterêstì

SUNBORN GIBRALTAR RESORT LIMITED x

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;YSOMOS

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I'ECH FORGE MEDIA ITD

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PâÉlês^/êñdôrs/other peÉleslnlnterest)TENANT REFERENCING UK

Cther SiBnlf lcant Partl€slnlnterest (Contract

Pãrties¡úendors/Other Partles-ln-lnterest)

Ihe Bik€ Doctor

0ther SlSnlflcant Partles-ln"lnterest (Contract

Partles¡úendors/Other Partlesinlnterêst)THE DON RESTAURANT

Other Slgnlflcant Partles-¡nlntêrêst (Contract

Partles^y'endors/other Partles-ln-lnterest)

The Freeman company (UK) Ltd,

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Partiesy'Vendors/Other Partles-lnlnterestìthe clobal R€crulter x

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THE NIELSEN COMPANY ttc connectlons Check Psndlng

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The Paypers x

Other Slgnlf lcant Partles-ln-lntor€st (Contractpã d¡6</Ve ñd õ rslôthêr Patrlês-ln I ntê reslì

fhê Robots (

Othêr Slgnlflcant Partles-lnlnterett (Coñtract

Påfr lêsfu endors/olher PaÉles-ln-lnterestl:hoflow.cc

)ther Slgnif ¡cant Partles-lnlntèrest (Contracttârtles¡i/endors/Other Partles"ln-lnterestl

I'IAGO CABRITA {

f th6r Slgnlf lcant Partles-ln-lnter€st (Contract)a rtles/Vend o rslothêr Partlesi n I nte rest)

ftMErRtc (FtNANC|AL NEWS PUBUSHING tTD) I

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NNDERBOX x

f, ther Slgn¡f icant Partiesin-lntôrest (Contract

Partles/Vendors/Other Partles-ln-lnterestl

T-Moblle (

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Pa rtlesy'Ve nd o rslother Partles-lnl nterest)I-Mobile D x

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Pâñ1.<tuâñ.1ôr</ôrhâr pâdl.(Jñlhtêrê(tìfoyota Flnanclal Connections Check Pendlng

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TRANSAMERICA EMPLOYEÊ BENEFiTS

Other Signlflcant Partles-ln-lnterest (Contractp'Élê(tu.ñ.iôrc/ôthê¡ pâd¡ê!-ln-lñt6rastl

TRANSPERFECT DOCUMENT MANAGEMENT INC.

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TRAVEt WEEKLY GROUP LfD

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TRAVELMOLE LIMITED LLC

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rRUE INFLUENCE LLC

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UBM lnformatlon Ltd x

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Udêmy x

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UK Payrcll (

)ther Signlflcant Partlesin-lnterost (ContEctta rtles/Vendors/Other Partles-ln-lnterest)

Unlted StatesTreasury (

Page 9 of 21


ãtê!orv Nâmê No Connectlon Pflor Connectlon :urrent Connectlon

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Partles/Vendors/other Partlesln-lnterest)

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Other Slgnif lcant Parti€s-ln-lnterest (Contract

Partiesy'Vendors/Other Partles-ln-lnterest)

JPDATE INC. x

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Pâñ¡.<tuañ.1ôr</ÕthFr p.É1.(Jñlntêrê(tìr'ALENTINA MAFFEI (

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Þ¡*i¡<tuen¡l¡r</ôrh¡r pâdlêalñJntêrêrtlr'ALLEYMEDIA INC

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úCORP SERVICES, LLC

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Þanlesfu endors/ôther PâÉlês"lnJnterêstlútsroN sERVrcE PLAN - (CA) x

Othqr Slgnlficant Partles-ln-lnt€rest (Contract

Pã dlês/Vêñdôrs/Othêr PâdlesJn-lnterestlVIZEAT LfD f

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Washlngton Stat6 Dept Revenue x

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PåÉlês/Veñdôrs/Other Pãfr les-lñ-lnterestlWENDY HSI,J x

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Xc€l S€arch Group, lnc. x

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XEROX FINANCE - UK x

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YASEMIN GUNAL x

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15Five lnc.

f,therSlgnlflcant Partles-ln-lnterest (Llt¡gatlon Partles- no fllver Hêrnlng

f, ther Slgnlf lcant Partles-ln-lnterest (TaxlnB Authoritles) ãl¡fornla Seffetary of State

f,ther slgnlflcant Partiôsinlnter€st (TaxlngAuthorltles) :ounty of Santa ClaE SCCTax Collector

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Sther Slgnlflcant Partles-ln"lnterest (Taxlng Authorltles) itate of Delaware, Dlvlslon of corporatlons

fther Si.nificent Pâdlês-lnlnt€rest lEmoloveesì Alêxehdêr chêw3thêr Sleñlflceht Pãrtles-lh-lhtêrêst f Emþloveesl All Hassan

f,ther Sl.niflcant Partl€s-ln-lnterest (EmÞloveesl Ana-Marla Leonte

9th6r Slsn¡flcant PartlesJnlnterêst lEmDloveesl An¡le Edqe

Cther SlÊnlf lcant Partles-ln-lnterest (EmDlov€es)

f,ther Slsnlflcant Partlesin-lnterost {EmÞlovees) Rrân.lôñ M.Fârlânêlth.r Sleñ¡fl.¡ñt pâÉlê.1ñlñt.rê<t ¿Fñ6|õvêê(ì BRIAN O'CONNOR

elharlna Hi.kavChãrlêsTeãl

3thêr Slsnlfl.ânl pâÉ¡ê(-inlñtêrêrt f Fmblovêesì Chrlstâbel Môbâs X

Cthêr Slonlfl.ânt pãÉi6sJn-lñtarest f EmDloveesì Chrlstêl Mer¡oñl x

Cther Sl!nlfl.ãnt påÉlasJn-lntarast lEñblovêêsì Dâhlelle Tô¿cl (

Cther Sþnlfl.ânt pâÉlasJnJnterêst lEmòlôveêsì Dâvld Gulrâ (

Othêr Slrnlflcãnt PäÉlês-lñ-¡nterêst lEmblôveesl Emllv Ann

Other Slcnlflcâñt Pâdlês-ln-lnterest {EmDlovêes) Emme Beker

Other Slrñiflcânt PâÊlêsln-lnterest f EmDloveesì Emmenoull Mãvrlkos (

Othêr Sisnlf lcant PeÉleslnlnterest {Emoloveê3) Erulññâ Mok (

Other Slenlf¡cãnt PeÉlêslñlnter6st {Emoloveêsl Evâ câldo (

Othêr Sþñ¡flcent Pertlesln-lñtêrêst lEmÞloveêsl Frañk Marouês {Othêr Slrnlf¡câñt Pârtleslh.lhtêrêst lEmÞloveesl Gre¡oru Levene

Other Slr n lf¡cãñt Partles-l n-l ntê rêst I Emo loveesl lake Orlando

Other sl¡nlf¡cânt Pert¡es-lniñtêrêst lEmÞloveesì lamês Cook x

Other slEnlf¡cant Pãrtl€s-ln-lntêrêst lEmÞloveesl lennlferSnvderOther Slcnlflcant Partlês-ln-lnterest lEmDloveesl lohn MclntoshOther Sknlflcant Partleslnlnt6rest lEmDlovees) lohnson Huv Ha

Other Slcnlf lcant Partlesln-lnterest lEmoloveesl (aren Trelqer

Other Slrnlflcant Partles-lninterest (Emoloveesl Kevln Kellv

Other Slsnlflcant Partles-ln"lnterest (EmDlovees) Kevln Mlra

Other Siqnlflcant Partles-ln-lnterest {EmDlovees) Kunal Patel

Other Sisniflcant Partlesinlnterest (EmDloveesl Leland WashinstonôthÞr Slrnlfl.âñt pâÉla<lñJñrârâ<r lFmnlôv..<ìOthêr Slshlfl.åht pâd¡ê<JnlñtêrÊ<t lFññlôvêê(ìOthêr Slohlfl.âñt pâdlê(Jhlñtêrê+ lFmblôvêê(lOther Slanlflcânt pâÉiêçJnJhtêr¡st lFmblôv6$ìOther Sl!hlflcänt pãÉlêsJnJnterest lEmDlôvêêsl

Other Slqnlflcânt PeÉles-lh-lntêrêst (Emblôveesl Nehd PhuñÉ

Ither Slpnlficent PãÉlês-ln-lnterest {EmDloveesì r'ã Rolenâsethlt lRôbìf ther S¡rnlflcâht Påñles-lnJhterêst f Emolovêêsl Reo WuIther SlEnlflcãnt PeÉl€s-¡nlnterest f EmDloveÊsl .herd lDeenì Ellico

f thêr Sl.nlf lcânt Pertles-lnlntêrest lEmoloveêsl RobeÉ Pri..ê

Pag€ 10 of 21


Câtêoôrv Nâñê lPartv Name Nô Cônnêdlon rlor Connectlon lurrent Conn€ctlon

other Slsn¡f lcent Pârtlêslninterest lstephen

"son)ot hêr sl.nlf¡ca nt Pã rtles-ln-l nte rest f Em o lovees) lWendv Hsu

Other SlBnlflcant Pãrtl6s-ln-lnterest (torme¡ Employ€es)

llaron euskv

Slgnlf lcant Partlesin-lntêrest (Former Employees)

laashlsh

Jangid

Slgnlf lcant Partlesin-lnterest sharma X

lAbhlnav GothanlaI

x

Cther Slgnlficãnt Pa¡tles"ln"lnteÍest (tormer Employêes)

llttrlstret xu.", x

Cther Slgnlflcant Partles-lnlnter€st {Former Employees)

lAbhishêk

susandha {

Cther Slgnlflcant Parties-ln-lnterest (Former Employees)

lAdam

Heredus-Martln

Other Slgnlflcant Partiesln-lnterest (Former Employees)

lAjay

AJav {

OtherSlgnlflcant Partles"lnlnter€st (Former Employees)

lAJay

Pallwal X

Other Slgnlflcant Partlesininterest (Former Êmployees)

lAkash

codhanla x

Other Signlflcant Partles-ln-lnterest (Former Employees)

lAkshay

sharma X

Othor Slgnlflcant Partles-lnlnter€st (Former Employees)

lAlan

wlesenbur8er x

OtherSlgnlflcant Partles-¡n-lntêrest (Formêr Employeês)

lAlexander

noxon

other Signlficant Partles-ln-lnterest (Former Employees)

lAlvssa

Gacuz

f,ther Slgnlflcant Partlesin-lnt€r€st (Former Employees)

lAmar

sharma

f,ther slSnlficant Partles-ln-lnterest (Formor Employees)

lAmit Khfarl

f,ther SlBnlflcant Partles-ln-lntêrest (Former Employees)

lAmlt Ladhanl

f,ther Slgnlflcant Partles-ln-lnterest {Formêr Employees)

lAmv Hu

Sther Slgnlflcant Partles-inlnterest (Former Employees)

lAndreas

MeinBast X

ctherSlanlflcant Partles-ln-lnterest (Former Employees)

lnndreas

Naev x

Cther SlBnlflcant Parties-inlnt€¡€st (Former Employees)

lAndrew

Goldbers

other Slgnlflcant Partl€s-lnlnterest (Form6r Employees)

lanav

ranr

Other Slgnlf lcant Partles-ln-lnterost (Former Employees)

lantrta vtstrra (

otherSignificant Partlesln-lnterest (Former Employees)

lAnkurJânsidOther Sltnlflcant Partles-ln-lnterêst (Former Employees)

lAnmol sharma x

Other Slgnlf lcant Partles-ln-lnterest (Former Employees)

lAnthony tanham x

Other Signif¡cant Partleslninterest (Former Employees)

lAnubhav Goswaml x

)thsr Sltnlflcant Partles-ln-lnterest (tormer Employees)

lAnuj Gulnadlva x

f,therSlgnlflcant Partiesln-lntor6st (Former Employees)

lAnuJ

Jaln x

f,ther significant Parti€sln-lnterest (Former Employees)

lArchana

Rao

tther S¡gn¡flcant Partles-ln-lnterest (Formêr Êmployees)

lArJun

sharma

CtherSlEnlflcant Partles-in-lnterest (Former Employees)

lArJun

slnsh

Sther SlBnlflcant Partieslñ-lnterest (Fo¡m€r Employees)

lArp¡t

Gupta

Other Slgnlflcant Partles-fnlnterest (Formêr Employees)

lArun

Kumar

Other Slgnlflcant Partlês-ln-lnterest (Former Employees)llwind

xumar x

Other Slgnlf lcant Partlesln-lntqr€st (Form€r Employees)

lArvlnd Kumawat x

Other Slgnlflcânt Partlesln"lnterest (Former Employees)

lArulnd Kumawat X

Other SiSnlflcant Partles-ln-lnterest (Former Employees)

lAwlnd shekhawat (

Paee !7 of 27


Câte!ôru Nâñê Partv N¿me ilo Cônnêdloñ Prlôr Connêctlon Current Connectlon

f,ther Slgnlflcant Partles-ln-lnterest (Former Employees) A5hlsh Jayananl

Sther Slgnlficant Partiesjnlnterest (Former Employees) Ashok Dotan

tthêr Slanlflcant Partl€s"ln-lnterest (Former Employees) Ashok Lalwanl

Cther SlBnlflcant Partlesinlnterest (Former Employees) Ashv¡n Gurjar

f,therSignlflcant Parties-in-lntèrest (Former Employees) Ashwanl Suhalka

Cther Slgniflcant Partles-ln-lnterest (Former Employees) Avlnash Rajorla x

0therSltn¡flcant Partles-ln-lnt€rest (Former Employees) lablta Sharma x

Other Slgnlflcant Partlesin-lntêr6st (Formêr Employees) ¡alaram Gurjar x

OtherSlgnlflcant Partlêsinlntêrest (Former Employees) 3alwant slngh x

Oth€rSlgnlflcant Partles-ln-lnterest (Former Employ€es) Basant Slngh (

Other Sltnlflcant Partles-ln-lnt€rest (Former Employees) Benedlkt Sagl (

otherSlgnlflcant Partles-ln-lnterest (Former Employees) Bharat Jain {

Othêr SlSn¡flcant Partl€sln"lnter€st (Former Employees) Bharat Sharma

Other Slgnlflcant Partles-ln-lnterest (Former Employêes) Bhevln Shr¡mall I

Other Slgnlflcant Partlesln-lnterest (Former Employees) Bhupendc DarJl x

OtherSlsnlflcant Partles-ln-lnterest (Former Employees) Bhupendn Rayakwal x

Oth€rSlgnlflcant Partlesln-lhterest (FormerEmployees) BhupendE Yadav x

Other Slgnlflcant Partles-ln-lnterest (Former Employee¡) Bradloy Dlcklnson x

Other Slgnlflcant Partles-ln-lnterest (Former Employees) Brennan Boyâjlan x

IthêrSlgnlficant Partlesin-lnterost (Form6r Employèês) BRIAN HOOPER x

f,ther SlBnlflcant Partlesln-lnterest (Former Employees) ãlvln ChenB

)ther Slgnlflcant Partles-ln-lnterest (Former Employees) :had Starkey

)ther s¡gnlflcant Partles-¡n-lntorêst (Former Employ€€s) :hãndnl Kumarl

Ither Slgnlflcant Partles-ln-lntêrest (Former Employees) :haru Bogora

f,ther Slgnlflcant Partles-ln"lnterest (Former Employees) :hayn€ shaêtzle

f,ther Slgniflcant Partles-ln-lnterest (Former Employees) :herylManalo

3therSlgnlflcant Partles"ln-lnterest (Former Employees) chlrag Jaln

)ther Slgnlflcant Partlesinlnterest (Former Employees) Clhan Comlek

CtherSlgnlflcant Partlês-ln-lnt€Ìest (Formêr Employees) Crlstlna Racu X

Cther Slgnlflcant Partles-ln"lnterest (Former Employeesì cynthia Lam x

Cther Slgnificant Partiesinlnterest (Former Employe€s) Danlêl Hinden x

0therSlgnlflcant Partles-ln-lnterest (Former Employ€es) Danlel Mattes

Other SiBnlflcant Partles-lnlnterest (Former Employees) Davld Loldolt (

Other Slgnlflcant Partlesin-lñt6rest (Formêr Employe6s) Davld Pope (

OtherSignlflcant Partles-ln-lnterest (Former EmploVees) Dêborâh Rênterle

Other Slgnif lcãnt Parties-in-lnterost (Former EmploV€es) Deekshãnt Valshnev x

Other Slgnlflcant Partles-ln-lnterêst (Former Employees) )eepak Sainl (

0thor Signif¡cant Partles-lnlnterest (Form€r Employees) )eepak Sonl x

Other Signif¡cant Partiesin-lnterest (Former Employees) )eepakTell X

Othêr Sltnlflcant Partl€sinlntêrest (Formêr Ëmployêes) )evendE sharma x

Other Slgnlflcant Partlesinlnter€st (Former Employees) f,hananjay sarma x

Paeè 72 of 2l


Prlôr Cônnêdlon rfrênt connêatlon

f, ther Slgnlf lcant Partles-ln-lnt€rost (Former Employees) Dhl€J Bhatt

f,ther Slgnlflcant Partlesln-lnterest (Former Employees) Dllip Lohar

f,ther Signlflcant Partlesln-interest (Formêr Employees) Dllshad Rlzvl x

tther Slgniflcant Partles-ln-lnterest (Former Employees) Dlmple Sharma x

Cther Sltnlflcant Partlesin-lntêrest (Former Employees) Dlnesh Menarla x

Cther SlBnlflcant Partlesin-lnterest (Former Employêes) )lnesh sharma

OtherSignlflcant Partlesln-lnterest (Former Êmployees) )lnesh Verma (

0ther Sisniflcant Partles-ln"lnt€rest {Formêr Employees) )lnesh Vishwkarma

Other Sltnlflcant Partlesin-lntêrost (Former Employees) Dlplt Choublsa I

OtherSlgnlflcant Partlê5in-lnterêst (Former Employees) Dlvya Mlshra x

OtherSignlflcant Partlês-ln-lnterest (Former Employees) Donnâ To x

Other Slgnlflcant Pârtles-lnlnterest (Formêr Employees) Dur8esh Dangl x

Other Slgnlflcant Partlesinlntêr6st (Former Employees) Durgesh Sharma x

otherSlgnlflcãnt Partlesln-lnterest (Former Employees) Ellzabeth Cuevas

OtherSlBnlflcant Partleslnlnterest (Form€rEmployees) Emlllo D¡sanluciano

OtherSlgnlflcant Partles-ln-lnterest (Former Employêês) Everett Kowalskl

Other Signif¡cant PartlosJn-lnter€st (Former EmployEes) Fadl Raflk

f,ther Slgnlflcant Partl€sinlnter€st (Former Employees) :alsal Fahe€m

)ther Slgn¡flcant Partles-ln-lnterest (Former Employees) :iroz Khan

f,therSlgnlflcant Partles-ln-lnterest (Former Employeès) :Ëncls Sorlâno

f,therS¡gnlflcant Parti6s-ln-lnterest (Former Employees) Sajendra Bhatl x

Jther Slgnlflcant Pa¡tles-ln-lnterest (Former Employees) Garlma Slroya X

f,ther SlSnlflcant Partlesin-lnterest (Former Employees) GâuGv Mathur x

f,ther Slgnlflcant Partlêsln-lnterêst (Former Employees) GauEv saxena

Cthor Slgnlflcant Partlesln"lnterest (Former Employees) GauEv Sharma

Cthe¡ Slgnlflcant Partles-lnlnter€st (Formor Employees) GeetanJall Sharma (

other Slgniflcant Partlesln-lnterest (Former Employees) Georgl Danov

OtherSlgnlflcant Partles-in-lnterest (Former Employe€s) Gluseppa Tartamella I

Other Slgnlflcant Parties-lnlnterest (Formor Employees) Govlnd Mall X

Other Slgnlflcant Partles-ln-lnterest (Former Employees) Sovlnd Sharmã x

Other Slgnlflcant Partlesin-lnterost (Former Employ€as) Sulllaume AdJassln x

Other Slanlf lcant Partlss-lñ-lnterest (Former Employees) Flao fr¡ Pham

Other Slgnlflcant Partiesln-lnt€rest (Former Employees) Harlsh DanBl

Other Signlflcant Partlesininterest (Former Employees) Harlsh Tlwarl

fthêr Slgnlficant Partles-ln-lnterêst (Formêr Employees) Harlsh Tlwarl

f,ther Slgnlflcant Partles-in-lnterest (Former Employees) H6mant Choublsa

f,therSlgnlflcant Partlês-ln-lnter€st (Forme¡ Employe€s) Hemant Chouhan

f,ther Slgnlflcant Partles-ln-lnterest (Former Employees) Hemant Lohar

3thêr Slgñlflcant Partler-ln-lnterêst (Former Employees) Henry Gray x

f,ther SlSnlflcant Partlesln-lntêrêst (Former Employeês) HlmahshlArcre x

tthEr SlBn¡ficant Partles-ln-lnterest (Former EmÞlove€s) Hltesh Gangwal x

Pase 13 of 21


câtê!ôru NâñÞ Partv Name No Connectlon Prlôr Cônñê.tlôñ :urrent Cônnectlon

f,ther Slgnlflcant Partlesin-lnterest (Former Employees) Hltesh Rajorla

tther Slgnlflcant Parties-ln-lnt€rest (Former Employees) Hollle stephêns

Cther Slgnlflcant Partlês-ln-lnterest (Former Employees) Hunor szabo

Otherslgnlflcant Partles-ln-lnterest (Form6r Employees) lngrld Plnhelro

Other S¡ßnlflcant Partles-ln-lnterest (Form€r Employees) rfan Khan x

Other SlSnlflcant Partles-lnlnterest (Former €mployees) lack Wheeler x

OtherSlBnlflcant Partles-ln-lnterêst (Former Employees) laSdeep Singh {

Other Signlflcant Partlesln-lnterest (Former Employees) lagdish Meghwal (

Other Significant Partlesln-lnter€st (Former Êmployees) ,ames Arballo I

othorSlgnlflcant Partles-ln-lnterest (Form6r Employees) lames Fletcher x

Othêr Slgnltlcant Partleslnlnterest {Former Employees) lasmln Baslc x

)ther Slgnlflcant Partlesln-lnterest (Former Ëmployêes) Jasmlnder slngh x

f,ther Slgnlflcant Partlos-ln-lntèrêst (Former Employees) lêãn St.Lâurêñt x

)ther Slgnlflcant Partles-ln-lnterest (Former Employees) leêtu Mâthur x

3therslgnlf¡cant Partlêsln-lnterest (Former Employees) leffrey Land

9ther Slanlflcant Partlesln-lnter€st (Formor Employees) lltendra Ameta

CtherSignlflcant Partles-ln-lñt6rêst (Former Employees) l¡ttên Tewãhl

Cthêr Slgnlflcant Partles-ln"lnterest (Former Employees) lohn Merlesena

0ther Slgnlflcant Partlesinlnter€st (Former Employees) lorawarsingh

0ther Slgniflcant Partleslnlnterest (Former Employ€es) lordan Montarbo

Other Slgnlflcant Partles-ln-lntErest (Former Employees) luned Khan x

OtherSlgniflcant Partles-ln-lnterost (Former Employees) Kallash Girl X

other Slgnlficant Partles-ln-lnt€rest (Former Employees) Kenlkâ Mâthur X

Other Slgnlflcant Parties-lnlnterest (Former Employees) Kap¡l Jain (

other Signlflcant Partles-lnJnterest (Former Employees) Kara Rleben (

OtherSlsnlflcant Partles-ln-lnterest (Former Employees) (aran RaJput (

Ither SlBnlficant Partlesin-lnter€st (Former Employees) (aran Rathariya x

f,ther s¡gniflcant Parties-ln-lntêrêst (Former Employ€es) (armvir Slnth X

ItherSlgnlflcant Partles-ln-lnterest (Formêr Employees) Kashlsh Bhardwaj

f,therSlgnlflcant Partl6sln-lnter6st (Former Employees) KayJlnYatlm X

Sther Slgnlflcant Partlesin-lnterest (Former Employees) Kenneth Sass X

f,ther Signlflcant Partles-ln-lnterest {Former Employees) Keshãv Khátrl

Cther Slgnlflcant Partles-lnlnt€rest (Former Employees) Kêvln Peiser

0therSlgn¡ficant Partlesln-lnt€r€st (Former Employees) Khalid taslh

Othe¡ SlSnlflcant Partles-ln"lnterest (Former Êmployees) Klan Malelaalehl

Other Slgnlflcant Partles-ln-lnterest (Former Employêes) Klmberlee weber

Other Slgnlf¡cant Partles-ln-lnterest (Former Employees) (laus Voltmer

other Slgnificant Partlesinlnterest (Former Employees) (omal sainl

Other Slgnlflcant Partlesln-lnterest (Former Employees) (omlnlk Kukacka

Other Slgnlflcant Partles-ln-lntercst (Former Employ€es) Krlstlan lpsen x

otherSlgniflcant Part¡es-ln-lnterest (Former Employees) Krlstof Fels¿t x

Pagè 74 of 2L


rtêrorv Neme lNo Connectlon Þr¡Âr aônn.d¡ôn :0Íêñt Côññêdlôn

Other SlBnlflcant Partlesinlnterêst (Former Employees) Krit€sh Nlrmall"

ItherSlgn¡flcant Partlesln-lnterest (Former Employêes) Kuldeep Kaurl"

)therSlgnlflcant Partles-ln-lnterest (Form€r Employees) Kuldeêp Khatrlt'

Ithêr Slgnlflcant Partlês-ln-lnterest (Formêr Employees) Kuldeep Sankhlal-

Ither SEnlflcant Partles-lnlnterest (Former Employees) Kuldeep Tanwarl"

f, ther Slgnlflcant Partleslnlnterest (Formêr Employees) KumherslnEhI'

f,therSlgnlflcant Partles-ln-lnt€rest (Form6r Employees) Kushal Rathor€I'

StherSlgniflcant Parties-lnlnt6r€st (Former Employees) Lakhwlndra slngh

I'ttherSlgnlflcant Partl€slnlnterest (Former Employees) -alltJat

I'Cther Slgnlf lcant Partl€s-ln-lnterest (Form6r Employêes) -allt Menarla

l"Cth€r Slgnlflcant Partles-ln-lnterest (Formêr Employêes) -lsa Agullar

l"ctherSlgnlflcant Partlos-ln-lnt€rêst (Former Employees) Lokesh ChatuNedl

l"0ther SlSnlflcant Partles-ln-lnter€st (Former Employees) Lokesh Kumawat

I'othsr slgnlflcant Partl€sin-lntêrêst (Formêr Employ€€s) Lokesh sharma

l"Oth6r Slgnlflcant Pa¡tl€slì-lntêrest (Form€r Employeês) Lovlsh chhãred

I'Other Slgnlf lcant Partles-ln-lnterest (Formêr Employêes) Luke Merry

roth€r Signiflcant Partlesln-lnter€¡t (Formêr Employeês) lvladan Lal sharma

l"OtherSlgnlflcant Partlesln-lnterêst (Former Employees) lVadhu Rathore

t'OtherSlsnlflcant Partles-lnlnterest (Former Êmploy€es) Madhuvan Khatana

I'Other Slgnlflcant Partlesinlntsrest (Former Employees) MahendE chouhan

l-Other Slgnlilcant Partles-ln-lnterest (Former Employees) Mahendn Kumar

I'Other Slgniflcant PartlEs-ln-lnterert (Former Employ€es) MàhêndÞ Râthore

I'Othor Slgnlf¡cant Partlès-ln-lnt€rêst (Former Employees) Vahendn Umaraya

l-Other Slgnlf lcant Partles-ln"lnterest (Former Employees) Vahesh chouhan

l'other Slgnlflcant Partlesinlnter6st (Forme¡ Employees) Vanlsh Avasthl

l"ItherSlgnlflcant Partles-ln-lnt€r€st (Former Employees) Manlsh Kumar

t'f,ther Slgnlficant Partlesln-lnterêst (Formêr Employees) Manlsh Saln

I'f, th€r Slgnlflcant Partles-ln-lnterest (Former Employeos) Manlsha Tanwanl

l"f,therSlgnlflcant Partles-ln"lnter€st (Former Employees) lvlanju Ahlawat

l-f,thêrslgnlflcant Partles-ln-lnter€st (Formor Emplov€6s) lvlanmohan Rajpoot

l"f,ther SlBnlflcant Partles-ln-lnterest (Former Employees) lvlanoj Kyotlshl

r)ther Slgnlficant Partles-ln-lnterest (Former Employees) Manoj Prasad

I'Cther Slgnlflcant Partlês"ln-lnterêst (Former Êmployees) ManoJ Sewda

l"ctherslgnlflcant Partles-ln-lnt€rest (Former Employees) Manoj Swaml

l"0ther Signlflcant Partles-in-lnterest (Former Employees) Mansoor Qurêshl

l"Other Slgnlf lcant Partles-ln-lnterest (Former Employe€s) Vanvendra choudhary

I'Other Slgnificant Partles-lnlnterest (FormEr Employees) Varc Barach

t'Other Slgnlf lcant Partlesln-lnt6¡est (Formêr Employees) Varlssa Roggasch

l-OtherSlgnlflcant Partlêsln-lnterest (Formêr Employe6s) Marlus Calln Grama

I'OtherSlSnlflcant Partles-ln-lnterBst (Form6r Employeês) Markus Flandorfer

l"Other Slgnlflcant Partlè5-ln-lnterest (Form€r Employees)

I'N4arkus Langer

Page 15 of 21


Name PâÊv Nâme Nõ Cônnêctlon lor Cônnectlon :urrênt Connectlon

)ther Slgnlflcant Partles-ln-lnterest (Former Employees) Merkus Rumler

Sther Slgnlflcant Partles-ln-lnterest (Former Employees) lvla.kus sp¡ka

9ther Slgnlflcant Partles-lnlnterest (Former Employeês) Marta Bright x

Cther Slgnlflcant Parties-in-lnterest (Former Employees) Martin Ehrnhoefer x

CtherSignlf¡cant Partlesln-lnterest (Formêr Employees) Mlchael Breltlow x

0ther Slgnlflcant Partles-in-lnterest {Former Employees) Vichael Cosby {

Other Slgnlflcant Partles-in-lnt€rest (Former Employees) Vichãêl Kent (

other Signiflcant Partles-lnlnterest (Former Employees) Mlchaelop¡tz

OtherSltnlflcant Partles-ln-lnterest (Formêr Employees) Mlchael Orlando

other Slgniflcant Partles-ln"lnterest (Former Employees) N¡lcha€l Wynykowskl x

Other SlEnlflcant Partles-ln-lnt€rest (Formêr Employees) l\4lguel Franclsco

Othor Signlflcant Partiesln-lnterest (Former Employees) lvllkalal Dnbovich X

Other SlSnlflcant Partlesinlnterest (Former Employees) lvlike Howarth x

otherSlgñificant Partlês-ln-lnterest (Former Employêes) Mlthun Adhlkarl

OtherSlgnlflcant Partles-ln-lnterest (Former Employees) Mohammad Ansarl

Ither SlBnlflcant Partles-ln-interest (Former Employees) Mohammad Balurl

f,ther Slgnlflcant Partles-ln-lnterest (Former Employees) Vlohãmmêd Azhar

f,ther SlSnlflcant Partles-ln-lnterest (Former Employees) Vohâmmed Mansurl

fther Slgnificant Parties-in-lnt€r€st (Former Employees) vtohd Qur€shl

f,therSltnlflcant Partles-ln"lnterest (Former Employees) Mohlt Vashlshtha

f,therSlgniflcant Partlesln-lnter6st (Former Employees) N4ukesh chopra x

f,ther Signlflcant Partiesininte¡est (Former Employees) Mukesh Jangld

Sther Slgnlflcant Partleslnlnterest (Formêr Employees) lvlukesh Kumawat x

tther Slgnlficant Partles-in-lnt€rest (Former Employees) lvlurll Valragl (

Cther Slgnlflcant Partlêsln{nterest (Former Employees) Nakul Sharma (

Cthêr Slgn¡ficant Partie¡in-lnterest {Former Employees} Nand Plngollya (

0ther Slgnlflcant Partiesin-lnterest (Former Employees) Nand Slngh {

Other Slgnlflcant Partles-lnlnterest (Former Employeês) Nerêndre loshl loshl

OtherSlgnificant Partles-ln-lnterest (Formêr Employees) Narlnder Kaur

OtherSigniflcant Partlesin-lntèrest (Former Employe€s) \êêtu Jat x

Other Slgnlflcant Partles-ln-lnter€st (Former Employees) \leha Khatlk

Othêr Signlflcant Partles-ln-lnterêst (Former Employeesì Nlcholas Key x

Other Slgnlflcant Partleslnlnterest (Formêr Employees) Nlcole Drexler x

Other slgniflcant Partles-lnlnterest (Formêr Employees) Nllesh Pallwal

Other Slgnlflcant Partlesin-lnterest (Former Employees) NlrmalJat

)ther Slgnlflcant Partleslnlnterest (Former Employees) Nirmal Nainpuria

)ther siSnlficant Partleslnlnterest (Former Employeês) N¡tesh Gurnenal

Ither Slgnlflcant Partles-lnlntêrest (Former Employees) ollver Hernlng

)ther SiSniflcant Partles-ln-lnterest (Former Employees) Padam sharma

ItherSlgn¡flcant Parties-ln-lnterê5t (Former Employees) Palklt Nagorl

ItherSltnlficant Parties-ln-lnterest (Former Employees) Pankaj Mêena x

Pag€ 16 of 21


rtêrôru Nâñê lNo Connectlon Prlôr ConñÞdlôn urrênt Conned¡on

OtherSlgnlflcant Partles-ln-lnterêst (Former Employees) ¡ankaj SharmaI'

Other SlSnlflcant Partlesinlnterest (Former Employ€es) Pankaj sharmal"

)therSlgnlflcant Partles-in-lntêrest (Former Employe6s) Paresh Mewaral-

)thorSlgnlflcant Partles-ln-lnterest (Former Employees) PaMejPathanl"

)therSlgnlflcant Partlesln-lnt€rest (Êormer Employees) Pâtrlck Grlfflnl"

)ther Slgnlflcant Partles-ln-lnt6rêst (Former Employees) Pawan sharma

l"f,thor slgnlflcant Partles-ln-lnter€st (Form6r Êmployees) PetE Praznlk

l"StherSlBnlflcant Partlssln-lnt€rest (Former Employees) Plêtêr Stel

l"Sther slgnlflcant Partlesln-lnterêst (Formor Employees) tlng-Wên ong

l"Cther Slgnlflcant Partles-ln-lnterest (Formêr Employees) )ooja Sharma

l-Cth€r Slgnlflcant Partles-ln-lnt€rest (Former Employees) tradeep Yadav

l"0ther Slgnlflcant Partlesinlnt€rest (FormEr Employees) Prakash Dangi

l"OtherSlgnlficant Partles-lnlnterest (Former Employ€es) Pramendra Kumar

l"Other SlBnlflcant Partles-lnlnterest (Forme. Employees) Pramod Kumar

l"Othor Slgniflcant PartlBslñ-lnterest (Former Employees) Praveen Khatik

l"Other Slgnlflcant Pârtles"lnlnterest (Formor Employees) Pravendra Goyal

l"OtherSlBnlflcant Partles-lnlnterest (Former Employees) Prem Slngh

l"OthèrSlgnlflcant Partlês-ln-lnter€st (Former Employees) Prlñcè Kumâr

l"Othsr Slgnlflcant Partles-ln"lnterest (Former Employ€es) PrlthvlRaJ Slngh

l-Other Slgnlflcant Partlesin-lnter6st (Former Employees) ,riyanka Saln

l-Other Slgnlflcant Partles-ln-lnterest (Former Employees) tu€nmãl Purânmal

l"Ith€rSlsnlflcant Partl€s-ln-lnterest (Former Employees) ìacholle C¿dena

l"Ither Slsnlf lcant Partles-ln-lnt€rest (Former Employees) ìaghuveer Nagar

l"f, thEr SlBnlf lcant Partles-ln-lnterest (Form€r Employees) Raghuveêr RathorE

I'f,ther Slgnlflcant Partles-ln"lnter€st (Formêr Employees) Rahul chanwarlya

t'f,th€rSlgnificant Partl€s-¡n-lnter€st (Form6r Employees) Rahul choudhary

l"StherSlgnlflcant Partles-ln-lnterest (Former Employees) Rahul Kumar

l"

'ther Slgnlflcant Partiesin-lnterêst (Former Employees) Rahul Sweml

l"Cther Slgnlflcant Partles-ln-lnterest (Former Employ€ês) Râhul Yedav

I'Cther Slgnlf lcant Partles-ln-lnt€rest (Form6r Employees) RaJ Pratap Rathorê

I'Othêr Slgnlflcant Part16s-ln-lnt6rêst (Former Employ€es) Rajan Sonl

l"Other SlBnlflcant Partl€s-ln-lnterest (Former Employees) ìalat Gupta

I'other Slgnif lcant Partlesln-lnterôst (Former Employees) ìajat Par€€k

l"Other Slgnlflcant Partlesln-lnterest (Former Employees) Raiat Sharma

I'Other Slgnlflcant Partles-ln"lnterest (Former Employees) RaJèêv Kumar

I'Oth6r Slgnlflcant Partles-lnJnt€rost (Form6r Employees) RajendË D€shwar

l"Other Slgnlf lcant Partleslnlnterest (Former Employees) Rai€ndn Pushkarna

l-)thèr Slgnlflcant Partlesinlnter€st (Former Employees) RaJendE Salvl

I'Ither Slgnlflcant Pãrtlês-ln-lnterest (Former Employeês) RaJendE Slngh

l"f, ther Signlf lcant Partles-ln-lnt€rest (Formêr Employees) Råjesh Darã

t'Ith€rSlgnlflcant Partles-ln-lnt€rest (Former Employees)

l"Rajesh Kumewat

Pase L7 o¡ 2L


Pâñv Nâmê lNo Connectlon Prlôr Côññêatlôn :úffênl Connectlon

ItherSlgn¡flcant Partles-ln-lnterest (Former Employees) Rakesh Eoyat

l"Ither Slgnlflcant Partles-ln-lnterest (Former Employees) Rekêsh Mêwârâ

l"f,ther Slgnlflcant Partles-ln-lnterest (Formêr Employ€es) Rãmesh Rathore

l")ther Slgnlflcant Partlesin-lnterêst (Former Employees) Ranô slngh

rf,therSlgnlflcant Partles-ln-lnterest (Former Employeê5) Ravl Bunker

t')ther Signif icant Partles-lnlnterest (Form6r Employêes) Ravl Sonl

l"f, ther Slgnlflcânt Partles-ln-lnterest (Former Employees) Ravlndra Rathore

I'fther Slgnlflcant Partles-in-lntor€st (Former Employe€s) Ray DeveÊ

l-f,therSltnlflcant Partles-ln-lnterêst (Former Employees) Rinku Lakhera

l-¡ther Slgnlflcant Partles-ln-lnterest (Former Employees) ìlshabh KachhaÊ

l"¡ther Signlflcant Partlesinlnterest (Former Employêos) ìltlka Sadhwanl

l"Cther Slgnlflcant Partlesln-lntêrest (Former Employees) ìlzwana Akhtar

l-CtherSiBnlflcant Partlesln"lnterest (Former Employeesl ljendra Jangid

l"Cthor Slgnlflcant Parties-ln.lnterost (Former Employ€es) Rohlt Kumãr

I'Cther Slgnlf¡cant Partlês-ln-lñt6r6st (Former Employees) Rohlt Sâlñl

I'tther SlSnlf lcant Partlês-ln-lrteÌest (Former Employees) Roma Hlênândânl

l-Cthor Slgnifcant Partiesin-lnterest (Former Employees) Ronan Pott€r

l"Cther SlSnlflcant Parti€sin-lnt6rost (Former Employees) Ruchl Malanl

l"Cthqr Slgnificant Partieslnlnterest (Former Employees) RudolfGroetz

l"Cther Slgnlflcant Partlos-lnlnt€16st (Form6r Employees) Rupesh Choublsa

l-Cthor Slgnlficant Partles-ln-lnterest (Former Employ€es) Ryan lvers

l"CtherSlgnlflcant Partl€s-ln-lnt€rê¡t (Former Employees) Ryan Mendez

l"CtherSlgnlflcant Partles-lnlnt€rest (Former Employees) Salman Khan

l"CtherSlgnlflcant Partles-ln-lnterêst (Form6r Employees) Samoer Khån

l-0thêr Slgnlflcant Partles-ln-lntErest (Former Employ€es) Sandeep Nama

l"Cther Slgnlflcant Partleslnlnterêst (Formêr Employees) Sandeep Yadav

l"0therSlgnlflcant Partles-lnlnterest (Former Employees) Sanjay Sadhwanl

l"0ther Slgnlflcant Partl6s-ln-lnterost (Former Employees) Sara Dênham

l"0ther Slgnlflcant Partlesln-lnterest (Former Employees) Satyendra Kumar

I'Othêr Signiflcant Partlesln-lnt€rest (Former Employees) Satynarayan BalEgl

l-Othêr Slgnlflcant Partlos-ln-lnterest (Formor Employees) Sayy€d All

l"OtherSlgnlflcant Partl€s-ln"lntErest (Former Employeês) i6bastlan Rosènst€l¡6r

l"OtherSlgnlflcant Partles-ln-lnterest (Former Employee¡l ;hahld All

l"Other SlBniflcant Partles-ln-lnter6st (Fo¡mer EmÞloyees) Shahnawaz All

l-OtherSlgnlflcant Partles-ln-lnterest (Former Employees) ;hàllñl Vêrme

l"Other Slgnlflcant Partlêsln-lntcrest (Former Employ€es) 3haruan Bansal

l"OtherSlgnlflcant Partles.ln-lnterest (Former Employees) shivânl Nendweñâ

l"OtherSlgnlflcant Partiesin-lnterest (Former Employêes) Shubhem Kâttâ

I'Othe¡ Slgnlf lcant Partles.ln-ht6rest (Formor Employees) imltha Chlnapagãnahalll

l"OtherSlgnlflcant Partl6sin-lnterest (FormerEmployees) Sohall Aazem

l"Other Slgnlflc¡nt Partles.ln-lnterest (Form6r Employees)

I'Sonja Klausburg

Page 18 of 21


Caterorv Name lNo Cônnedlon Pr¡or Connecllon u¡reñt Connêcllon

other SiBnlflcant Partles-lnlnterest (Form€r Employees)l"

Other Signlflcant Partleslnlnterest (Former Employeesì Stephan Breltralnerl-

other SlSnlflcant Partles-in-lnterest (Former Employees) St€phan Nlklas

I'Other Slgnlflcant Partleslnlnterest (Former Employees) subhash Jangid

l"Other S18nlflcant Partles-ln-lnterest (Former Employees) 5udheer Slneh

I'Other Slgnlf icant Partlesin-lntêr6st (Fo.mêr Employeês) Sumer Râhewâl

I'Other Slgnlflcant Partiesin-lnt€rest (Former Employees) Sumlt JanBld

l"Other SlSnlflcant Partles-ln"lnterest (Former Employees) Sumlt Sên

l"Other Slgniflcant Partlesln"lnterest (Former Employees) sun¡l Khãtlk

l"Other Slsnlficant Parti€sinlnt€rest (Formor Emplovees) Sunil Saln

t'OtherSltnlflcant Partl€sln-lnterêst (Former Employees) Sunny Pãte

l"OtherSlgnlflcant Partlesln-lnterest (Former Employees) surendra Prakash

l"Oth€r Sltn¡flcant Partlêslnlnterest (Former Employees) surendra s¡ngh

l-OtherSlgnlflcant Partl€sln-lntêrêst (Former Employees) Svetlana Barboza

I'Other Slgniflcant Partlesln.lnterest (Former Employees) Tara lndoria

l"Other Slgn¡f¡cant Partl€slnlnterest (Former Employees) Tarun Setlya

I'Other Slgnlflcant Partl€sln-lntèrêst (Form6r Employees) Tejpal Rathore

l-Other Sltnlflcânt Partlesin-lnterest (Former Employees) Thomas Cooke

l"Other Signlflcant Partlesln-lnt€rêst (Former Employees) Thomas Foley

l"Other Slgnlflcant Partieslnlnt€rest (Former Employees) Thomes Kestênhofêr

l"Other Signlflcant Partles-ln-lnter€st (Formêr Employees) Thomas Rutledge

l"Other Slgnlflcant Partiesin-lnt€rest (Former Employees) Tlrupatl Chahar

l"Other Slgnlflcant Partlesin-lnterêst (Formêr Employees) Jlrlke Meyer

l"Other Slgnlflcant Partiesinlnterest (Former Employees) Jmèsh Kumawat

l-Other Slgnlflcånt Partl€sin-lnterest (Former Employees) Jmesh Menarlya

l"Other Slgnlficant Partl€sln"lnterest (Former Employêes) Jtsah BanerJeg

l"Other Slgnlflcant Partl€sinlnterest (Former Employees) r'albhav Slngh

I'Other Slgnlflcant Partleslninterest (tormer Ëmployees) r'ijay OJha

I'Other Slgnlflcånt Partieslnlnterest (Former Employees) y'ljay Sharma

l-Other SlBnlflcant Partl€slnlntorest (Former Employees) r'ljay Sln8h

l"Other Slgnlflcant Partlesln.lnterest (Former Employees) y'liaypa Rajawat

l"Other Slgnlflcant Partles-lnlnterest (Former Employees) úlkasJaln

I'Other Sfgnlflcant Partles-ln-lnt6rest (Former Employees) úlkas Jangld

l"Othêr Slgnlflcant Partles-lnlnterest (Form6r Employeos) úikas Tank

l"Other Slgnlflcãnt Partles-lnlnterest (Former Empioyees) úlkram Kanawat

l"Other SlBniflcant Partles-ln-lntêrest (Former Employees) úlkram Sisodiya

l"Other Sltnlflcånt Parti€s-ln-lnterest (Former Employe6s) Yikrant Pahadla

l"Other Slgnlflcant Partlês-ln-lntêrest (Former Employees) úlmal Gautam

I'Other Slgnlflcant Partles-in-lnterest (Fo¡mor Employees) Ulnay Chauhan

l"Oth€r Slgnlficant Partles.ln.lnt€rest (Former Employees) úlnod Khatik

l-OtherSlgnlflcant Partlesln.lnterest (Former Employees)

I'úlnod Sharma

Page 19 of 21


lPanv Name No Connectlon Pflor Connectlon arrrr.ñt aôññÂdlôñ

Other Slgnlflcant Partlesinlnter€st (Former Employêes)lVlnod

sheketkar x

Othêr Slgnlflcant Pa¡tles-ln-lnterest (Former Employees)

lVkendra thatt (

other slgnlficant Partlesinlnterêst (Former Employees)

lvlsha BhatË

Othêr Slgnlflcant Partl€s-ln-lntêrest (Former Employees)

lvlshnu sahl (

Other Slgnlf lcant Partles-ln-lnterest (Former Employees)

lvrvek

Kaul (

Other Slgnlflcant Partles-ln-lnterest (Former Employees)

lYadvendra

Charan {

Other Slgnlflcant Partles-ln-lnt6rest (Form€r Employees)

lYosesh

Manwanl

Othêr Slgnlflcant Partl6s-lnlnt€rest (Former Employees)

lYosesh

salnl (

OtherSlgnlflcant Partlgs-ln-lnt€r€st (Former Employees)

lYuvrai

Udawat x

OtherSlgnlflcant Partles-ln-lnter€st (Former Êmployees)

lSapana

Shrimall x

OthêrSlgnlflcant Partlês-lnlnt6rest (Government Entltles)flabama

Department of Revenue x

OtherSlsnlflcant Partles-ln-lnterest (Government Entltles)frlzona

Department of Revenue x

OtherSlgnlflcant Partles-lnlnterest (Government Entltles)frkansas

Department of Flnance and Admlnlstrãtlon x

OtherSlgnlflcant Partlesin-lntêrêst {Gov6rnmênt Entltles)

lcallfornla Board of Equallzatlon (Sales and Use Tax) x

OtherSlgnlflcant Partles-ln-lnterêst (Govèrnment Entltlos)

lcoloEdo Department of R€v€nue x

OtherSlgnlficånt Partles-ln-lnterest (Government Entltles)

lconnectlcut Department of Revenue Connectlon Check Pendlng

OtherSlgnlflcant Partles"ln"lnterest (Government Entltl€s)

lDêlawarê

Dlvlsloñ of Rovênue

OtherSlgnlflcant Part16sln-lntèr6st (Govornmont Entltles)

lFlorlda

Department of Revenue

Oth€rSlgnlficant Partlesinlnterest (Government Entltlês)

feorgla Dêpartm€nt of Revenue Connectlon Check Pendlng

OtherSlgnlflcant Partles-ln-lnterest (Gov€rnment Entltl€s)lllllnols

Department of Rsv€nu6

Oth€r Slgnlf lcant Partiesin.lnterest (Government Entltles)llndlana

D6partm€nt of R€venue

OtherSlgnlflcant Partlêsinlnterest (Govornment Entltles)llowa

Department of Revenuê

Other SlBnlf lcant Partles-ln"lnterest (Government Entltles)

lN4aryland

Offlce of the Comptroller

Oth€rSignlflcant Partles-lnlnterest (Government Entltles)

lMassachusotts

Departmênt of Revenue

OtherSlgnlflcant Partlesinlnterost (covernmênt Entitles)

lMlchlgan

Department of Treasury

Other Signlflcant Partles.ln.lnterest (Government Entltl6s)

lMlnnesota


Other Slgnlflcant Partler-ln-lnterest (Gov€rnment Entltles)

lMlssourl

D€pa.tment of Revenue

Other Slgnlflcant Pa¡tl€sin-lnterest (Gov€rnment Entltles)

lMontana Department of Revenue

Oth€rSlgn¡flcant Padles.ln-lnterest (Government Entltles)

lNebraska

Department of Rev€nue

Oth€r Slgnlf lcãnt Partlesin-lntsrest (Government Entltles)

lNevada

Departm6nt of Taxatlon x

Other Slgnlflcant Partlesin-lnterest (Gov6rnmont Entltl€s)

lNew

J€rsey O€partment ofTreasury x

Other Slgnif lcant Partles-ln-lnterest (Government Entltles)

lNew

York Department ofTaxatlon and Flnãncê x

Other Slgnlf lcant Partles-ln-lnter€st (Government Entltles)

lNorth

CaÞllna Dopartm6nt of R6v€nuê x

OtherSlgnlficant Partles-ln-lnterest (Governm6nt Entltles)

fhlo Department of Taxatlon x

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frê8on Dêpartment of Revenue (

Oth€rSlsnlflcant Partl6s-lnlnt6r€st (Govornment Entltles)

lPênnsylvanla

Departmênt of Rovenuê (

Oth€rSlsnificant Partles-ln-lntêrêst (Gov6rnment Entltles)

lRevenu Quebec {

Other S18nlflcant Partles-ln-lnter€st (Government Entltles)

lsouth carollnã Department of Rêvenue

Other Slgnlflcãnt Partles-ln-lnter€st (Government Entltlos)

fouth Dakota Department of Rev€nue (

Othsr Slgnlflcant Partl€sln-lntqrest (Government Entltles)

Jt€xas

comptroller (

OtherSignlflcant Partles-ln-lntorest (Government Entltles)

lUtah

Tax Commission

Page 20 of 2!


itê!oru Nâme lPeÉv Neme lNô Cônnêdlôn trlot Connecllon urênt Connectlonf,ther Slgnlflcant Partles-ln-lnterest (Government Entities)

lvlrginia Department of Taxatlon

l-Ither Slgnificant Partles-in-lnterest (Government Entltles)

lWlsconsln


l"

Pate 2! of 2!


IN THE UNITED STATES BANKRUPTCY COURTFOR THE DISTRICT OF DELAWARE

In re: Chapter LL

JUMIO INC.,I Case No. L6-LO682 (BLS)

Debtor

ORDER GRANTING APPLICATION OF THE DEBTOR FOR ENTRY

OF AN ORDER AUTHORIZING THE EMPLOYMENT AND RETENTION

OF ERNST & YOUNG LLP AS FINANCIAL ADVISOR TO THE DEBTORNUNCPRO ?UNC TO THE PETITION DATE

Upon the Application for Entry of øn Order Authorizing the Employment and Retention

of Ernst &Young LLP as Financial Advisor to the Debtor Nunc Pro Tunc to the Petition Date

(the "Application");2 and upon the Ho Affidavit; and the Court having jurisdiction over this

matter pursuant to 28 U.S.C. $$ 157 and L334 and the Amended Standing Order of Reference

from the United States District Court for the District of Delaware dated as of February 29,2OL2;

and the Court having found that this Application is a core proceeding pursuant to 28 U.S.C. $

L57(b)(2) and the Court may enter an order consistent with Article III of the United States

Constitution; and the Court having found that venue of this proceeding and this Application in

this District is proper pursuant to 28 U.S.C. $$ 1408 and 1"409; and it appearing that sufficient

notice of the Application has been given; and it appearing that the relief requested by the

Application is in the best interests of the Debtor's estate; and sufficient cause appearing therefor;

it is hereby

l The last four digits of the Debtor's tax identification number are 6822. The Debtor's corporate headquarters and

the mailing address is 268 Lambert Avenue, Palo Alto, California 94306.

2 Capitalized terms used but not defined herein shall have the meanings set forth in the Application.

{ 1086.001-W0041068.2}


ORDERED that the Application is GRANTED as set forth herein; and it is further

ORDERED that the Debtor is authorized, pursuant to Bankruptcy Code sections 327(a)

and 328(a), to engage, effective as of the Petition Date, upon the terms and for the purposes set

forth in the Engagement lætters, Ernst & Young LLP ("EY") as financial advisor for the Debtor

in the above-captioned Chapter LL Case nunc pro tunc to the Petition Date; and it is further

ORDERED that EY shall be compensated for such services and reimbursed for any

related expenses in accordance with Bankruptcy Code sections 330 and 33L, the Bankruptcy

Rules, the Local Rules, and any other applicable orders of this Court; and it is further

ORDERED that the indemnification provisions of the Engagement l¡tters are approved,

subject during the pendency of this Chapter L1, Case to the following modifications:

(a) EY shall not be entitled to indemnification or reimbursement of expensespursuant to the Engagement [ætters unless such indemnification orreimbursement of expenses are approved by the Court;

(b) Notwithstanding any provision of the Engagement Iætters to the contrary,the Debtors shall have no obligation to indemnify or providereimbursement of expenses to EY for any claim or expense that is either(i) judicially determined (the determination having become final) to havearisen from EY's gross negligence or willful misconduct, (ii) for a

contractual dispute in which the Debtor alleges the breach of EY'scontractual obligations, unless the Court determines that indemnificationor reimbursement of expenses would be permissible pursuant to In reUnited Artists Theatre Company. et al., 315 F.3d 217 (3d Cir. 2003); or(iii) settled prior to a judicial determination as to EY's gross negligence orwillful misconduct, but determined by this Court, after notice and ahearing, to be a claim or expense for which EY should not receiveindemnity or reimbursement of expenses under the terms of theEngagement lætters, as modified by this Order;

(c) If, before the earlier of (i) the entry of an order confirming a Chapter 11plan in this case (that order having become a final order no longer subjectto appeal), and (ii) the entry of an order closing this Chapter 11 case, EYbelieves that it is entitled to the payment of any amounts by the Debtor onaccount of the Debtor's indemnification or expense reimbursementobligations under the Engagement lætters (as modified by this Order),including without limitation any advancement of defense costs, EY mustfile an application therefor in this Court, and the Debtor may not pay any

2{ 1086.001-W0041068.2}


such amounts to EY before the entry of an order by this Court approvingany such payment. This subparagraph (c) is intended only to specify theperiod of time under which the Court shall have jurisdiction over anyrequest by EY for indemnification or reimbursement of expenses, and isnot intended to limit the duration of the Debtor's obligations to indemnifyor reimburse expenses of EY; and it is further

ORDERED that subject to the conditions set forth herein, the Debtor is authorized to pay

EY in accordance with the Engagement lætters; and it is further

ORDERED that EY shall file applications for interim and final allowance of

compensation and reimbursement of expenses with respect to services rendered in this Chapter

LL Case in accordance with the applicable provisions of the Bankruptcy Code, the Bankruptcy

Rules, the l¡cal Rules, and any other such procedures as may be fixed by order of this Court,

and shall submit fee applications for hourly rate fees in one-tenth of an hour increments

consistent therewith; and it is further

ORDERED that the Debtor is authorized and empowered to take such actions as may be

necessary and appropriate to implement the terms of this Order; and it is further

ORDERED that this Court shall retain jurisdiction with respect to all matters related to

the interpretation or implementation of this Order.

Dated: 20t6rWilmington, Delaware

The Honorable Brendan Linehan ShannonChief United States Bankruptcy Judge

J{ 1086.001-w0041068.2}


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