1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

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    Equilibrium and Nonequilibrium Models in Ecological Anthropology: An Evaluation of"Stability" in Maring Ecosystems in New GuineaAuthor(s): Theodore C. Foin and William G. DavisSource: American Anthropologist, New Series, Vol. 89, No. 1 (Mar., 1987), pp. 9-31Published by: Wileyon behalf of the American Anthropological AssociationStable URL: http://www.jstor.org/stable/678746.

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    THEODOREC.

    FOIN

    WILLIAM G.

    DAVIS

    University

    f

    California,

    Davis

    Equilibrium and Nonequilibrium Models in

    Ecological

    Anthropology:

    An Evaluation

    of

    Stability

    in

    Maring

    Ecosystems

    in New

    Guinea

    Three

    models

    ertaining

    o

    the

    tability f

    Maring

    cosystems

    avebeen

    roposed.

    he

    irst

    is

    the

    local

    stability

    model,

    n which

    a

    population

    eeks

    ts own

    equilibrium

    tate;

    the second

    s

    the

    regional

    tability

    model,

    n

    which ach

    opulation

    s

    ultimately

    nstable,

    ut

    populationsersist

    somewheren space;andthe third s thedisequilibriumodel, n whichneithertabilitynor

    population

    egulation

    s attained.

    n the

    disequilibrium

    odel,

    xogenous

    actorsprevent

    pop-

    ulation,

    which

    s

    moving

    oward

    ome

    quilibrium

    tate,

    rom reaching

    t. The

    arge

    number

    f

    quantitativenthropological

    nd

    ecological

    tudies

    n

    Highlands

    New Guinea

    has not

    shown

    clearly

    which

    of

    these

    hree

    models

    bestdescribes

    eality.

    Simulation

    f shiftingagriculture

    n

    New Guinea

    hows

    hat the

    Highlands

    ystems

    re

    equilibrium-seeking,

    ut

    have uch

    imited

    recovery

    ates

    rom

    disturbance

    hateven

    mall

    perturbations

    re

    ufficient

    o

    keep

    hemfrom

    each-

    ing equilibrium.

    When

    he

    nfluences

    f technological

    nnovation,

    nvironmental

    hange,

    ndso-

    cial-cultural

    volution

    re taken

    nto

    account,

    he

    disequilibrium

    odel

    s the

    model

    of

    choice.

    These

    ystems

    emain

    way rom

    their table

    quilibrium

    oints

    most

    of

    the

    ime,

    f

    those xist

    at

    all. Thus,New Guinea groecosystemsanbestableor unstable ependingponhowstabilitys

    defined.

    THE

    STABILITY

    PROPERTIES

    OF

    SYSTEMS

    n which human

    populations

    are

    a

    major

    part

    have

    long occupied

    the attention

    of

    anthropologists

    and human

    ecologists.

    Eco-

    logical anthropology

    has

    moved

    from

    neofunctionalism,

    focused

    on

    systems

    properties

    that lead to homeostasis

    (i.e.,

    stability)

    (Vayda

    1971;

    Rappaport

    1984)

    to

    greater

    and

    greater

    emphasis

    on the

    effects

    of

    particular

    components

    and disturbance

    on the behavior

    of

    the

    system

    (the

    processual approach,

    see Orlove

    1980).

    A

    thorough

    analysis

    of the

    stability

    properties

    of

    any system

    must

    emphasize

    the effects of both

    stabilizing

    and desta-

    bilizing

    processes.

    Harris

    (1968:424)

    has

    emphasized

    this

    requirement

    most

    emphati-

    cally.

    The

    study

    of

    stability

    is

    not,

    however,

    a

    trivial,

    straightforwardprocess.

    This has been

    true

    in

    both

    anthropology

    and

    ecology.

    One

    problem

    is that the

    term

    stability

    has

    a

    number

    of

    meanings,

    some

    of

    which

    are

    mutually

    exclusive.

    Thus,

    the definition

    of sta-

    bility

    used

    is

    clearly

    important.

    Ecologists

    have

    progressed

    further

    than

    anthropologists

    in

    defining

    the various forms.

    Stability

    can mean

    (1)

    resistance

    to

    perturbation,

    such that the

    population

    remains at

    equilibrium

    unless the disturbance

    is

    severe;

    (2)

    the

    ability

    of a

    population

    to return

    to

    equilibriumfroma disturbance, no matter how long it may take; (3) the rate of returnof

    the

    population

    to

    equilibrium,

    following

    a

    disturbance,

    and

    assuming

    that

    (2)

    is

    true;

    and

    (4)

    recovery

    of

    a

    disturbed

    population

    to

    some,

    not

    necessarily

    the

    same,

    equilibrium

    point.

    The first of these

    is

    commonly

    termed

    constancy

    and is

    marked

    by

    the

    minimi-

    THEODORE

    .

    FOIN

    is

    Professor,

    ivision

    of

    Environmental

    tudies,

    University

    f California,

    Davis,

    CA 95616.

    WILLIAM

    G.

    DAVIS

    s Associate

    rofessor,

    epartment

    f

    Anthropology,

    niversity

    f California,

    Davis.

    9

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

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    10

    AMERICAN

    NTHROPOLOGIST

    [89,

    1987

    zation

    of

    population

    fluctuations;

    the second is one form of

    qualitative

    stability;

    the

    third

    is

    quantitative stability;

    and

    the last is

    another form of

    qualitative stability

    termed

    per-

    sistence,

    or

    resilience.

    The

    opposition

    of

    constancy

    and

    resilience is but

    one

    example

    of mutuallyexclusive definitions of stability (May 1975).

    A

    second

    problem

    is

    that field

    investigation

    of

    stability

    is

    very

    difficult,

    since it is

    often

    impossible

    to

    know,

    a

    priori,

    what the relevant measures

    are,

    irrespective

    of

    the

    length

    of

    investigation

    needed to

    develop

    precise

    estimates

    of

    stability

    properties

    (for

    a

    recent

    and

    fuller

    discussion of both of these

    issues,

    see Connell and Sousa

    1983).

    The

    magnitude

    of the field

    measurement

    problem

    has

    meant that

    many

    of the

    pioneer-

    ing

    studies

    in

    stability analysis

    in

    ecology

    have

    placed

    heavy

    dependence

    on

    models

    and

    model

    ecosystems

    as the

    only

    tool available for

    stability analysis

    (May

    1974;

    Pimm

    1981).

    This

    situation does not seem

    likely

    to

    change

    much

    in

    the near

    future because of

    the

    lim-

    itations

    of field

    ecology.

    The study of stability in human ecosystems suffers from exactly the same kinds of de-

    fects;

    if

    anything,

    they

    seem even more difficult

    to overcome.

    Ecological

    anthropologists

    have

    been

    interested

    in

    the measurement of

    stability

    for

    some

    years

    (Moore

    1957;

    Sahlins

    and

    Service

    1960;

    Piddocke

    1965;

    Vayda

    1961, 1969;

    Leeds

    and

    Vayda

    1965;

    Rappaport

    1968,

    1979,

    1984;

    Thomas

    1972),

    but have not

    given

    much

    attention to

    the

    details

    of

    measurement

    and definition. Human

    ecosystems

    are

    characterized

    by

    a

    rich,

    complex

    feedback

    loop

    structure,

    even

    in

    simple

    models

    (Forrester

    1972),

    and

    by

    limited

    human

    population growth

    rates

    compared

    to

    other

    populations. Together,

    these two

    factors

    en-

    sure that

    it

    will

    be

    very

    difficult to

    determine what factors

    regulate

    stability

    in

    human

    ecosystems,

    and it

    will

    take

    a

    great

    deal of

    effort to

    estimate

    stability

    with

    any

    degree

    of

    precision.

    The shifting agricultural systems of Highland Papua New Guinea probablyhave been

    studied

    by

    more

    investigators

    than

    those

    in

    any

    other

    place

    in

    the

    world

    (Vayda

    1971;

    Rappaport

    1968;

    Clarke

    1971;

    Strathern

    1971;

    Buchbinder

    1973;

    Moylan

    1973;

    Salisbury

    1975;

    Manner

    1977;

    Meggit

    1977;

    Lowman

    1980;

    Boyd

    1985).

    The

    information

    available

    for

    the

    Maring

    speakers

    is

    particularly

    rich

    and

    suitable for an

    analysis

    of

    stability

    prop-

    erties.

    These data

    permit

    simulations

    of

    Maring

    population

    dynamics,

    which

    enable

    us

    to

    gain

    further

    insight

    into

    the

    meaning

    of

    the vast

    body

    of

    empirical

    data

    that

    already

    exist. In

    turn,

    this

    leads to

    an

    examination of

    the

    stability

    properties

    of the

    simulation

    model,

    and hence

    the

    system

    itself.

    In

    this

    paper

    we

    present

    an

    analysis

    of

    population

    stability

    based

    on

    the

    Maring

    data. We

    begin

    by

    summarizing

    the

    key

    features of each

    of

    three

    population dynamics models that have been proposed for these agroecosystems,

    then

    analyze

    the

    behavior of each

    in

    an

    attempt

    to

    determine which of

    the

    three

    models

    best

    describes

    the

    Maring

    data.

    The

    Maring

    Agroecosystem

    The

    Maring

    population

    consists of

    approximately

    7,000

    persons

    who

    reside

    in

    the

    Jimi

    and

    Simbai

    River

    valleys

    in the Bismarck

    Range

    of

    Highlands

    Papua

    New

    Guinea. The

    population

    is

    organized

    into

    20 more-or-less

    politically

    autonomous,

    local

    groups

    which

    range

    in

    size from

    roughly

    100

    to

    900

    persons

    (Rappaport 1968).

    The main

    zone

    of hab-

    itation lies

    between

    1,000

    and

    2,000

    m

    and is

    characterized as

    being

    more

    heavily

    forested

    than is usual for similar altitudes elsewhere in New Guinea (Buchbinder 1977).

    Shifting

    cultivation

    is the main

    source

    of

    subsistence,

    but

    pig

    husbandry

    and

    foraging

    also

    are

    economically

    important.

    New fields

    are

    cut from

    the

    forest each

    year.

    Fields usu-

    ally

    are

    cropped

    for 14

    to

    26

    months,

    then

    returned to

    fallow for

    8 to

    20

    years.

    Mature

    secondary

    forest is

    favored for

    agriculture

    over

    primary

    forest.

    The

    major

    crops

    cultivated

    are

    taro,

    sweet

    potato, yams,

    manioc,

    and

    various

    kinds of

    leaves and

    grasses

    (Buchbin-

    der

    1977).

    Maring

    local

    populations

    are

    (or

    were)

    characterized

    by

    a

    complex

    cycle

    of

    warfare

    and

    truce. Each

    local

    population

    frequently

    is at war

    with

    some

    groups

    and allied

    with

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

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    Foinand

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    11

    others.

    Each

    group

    is

    likely

    to

    be

    involved in a

    significant

    period

    of

    warfare

    approximately

    every

    8 to

    12

    years,

    alternating

    with

    periods

    of truce.

    The

    incidence of

    warfare s

    regulated

    by

    the

    ritual

    cycle,

    the

    kaiko,

    he conclusion of

    which

    releases

    the

    group

    from

    taboos

    pre-

    venting conflict. The active military phase of the warfare-trucecycle usually persists for

    several

    months,

    then

    is terminated when

    a

    few

    casualties have

    been sustained

    by

    each

    side.

    There

    is

    disagreement

    among Maring

    scholars

    concerning

    the

    mortality

    levels

    associ-

    ated with these encounters.

    The

    most serious

    killing

    occurs when

    one's allies

    defect,

    thus

    allowing

    the

    numerically

    superior

    enemy

    group

    to effect

    a

    rout. At

    those times

    killing

    is

    not limited to

    opposing

    warriors,

    but

    is extended to women and children.

    Houses,

    gar-

    dens,

    and orchards

    are

    likely

    to be

    destroyed

    after a

    rout,

    but

    vacated

    enemy

    lands

    are

    only rarely

    occupied

    immediately.

    Rappaport

    (1968)

    reported

    that routs are

    unusual,

    but

    both

    Vayda (1971)

    and Lowman

    (1980)

    suggested

    that

    they commonly

    are the

    eventual

    outcome of hostilities.

    In

    the

    past

    decade

    a

    number of

    important

    changes

    have occurred

    in

    the

    Papua

    New

    Guinea

    Highlands.

    The intervention

    of the Australian administration

    in

    Papua put

    a

    temporary

    end

    to

    warfare,

    but there are

    reports

    that

    fighting

    has resumed since

    inde-

    pendence.

    Working

    with the

    Awa,

    Boyd

    (personal

    communication)

    has

    reported

    that

    wage

    labor

    in

    the lowland

    economy

    has

    been

    increasingly

    important

    in

    recent

    years,

    as

    young

    men have

    emigrated

    from their native territories

    seasonally

    to

    work

    as

    laborers.

    Degradation

    of

    the

    forest

    in

    New

    Guinea,

    especially

    conversion to

    anthropogenic

    grass-

    lands,

    is also

    reported

    to be

    widespread

    and

    increasing

    (Robbins

    1963).

    Models of

    Population Regulation

    In

    this

    paper

    we

    evaluate

    the

    application

    of three

    conceptual

    models of

    population

    regulation

    to the

    Maring

    of

    New

    Guinea. These three models

    are

    (1)

    the

    local,

    single-

    population

    equilibrium

    model;

    (2)

    the

    regional

    population

    model,

    consisting

    of a

    collec-

    tion of

    interacting

    groups;

    and

    (3)

    the

    disequilibrium

    model,

    in

    which

    the

    population

    is

    not

    normally

    at or even near

    equilibrium.

    These three models are somewhat

    arbitrary,

    since

    gradations

    between

    any

    two of

    them are

    easily

    found

    in

    the literature.

    However,

    these three are

    the dominant

    models

    in

    the literature and

    they

    will

    be

    analyzed

    here.

    In

    this

    paper

    a

    distinction is made between

    model,

    which

    without

    a

    modifier refers to

    these three

    conceptual

    models

    for

    Highlands

    populations,

    and

    simulation,

    which

    refers

    to

    mathematical simulation models constructed to test

    differences between the

    concep-

    tual

    models.

    The

    Local

    Equilibrium

    Model

    The

    model of local

    equilibrium

    is

    easily

    identified

    in

    the work

    of

    Rappaport

    (1968,

    1979),

    Clarke

    (1971,

    1977),

    and Buchbinder

    (1977).

    Each

    author

    has,

    however,

    proposed

    a

    different

    mechanism for

    population

    regulation

    within the

    context

    of

    the local

    equilib-

    rium

    model. It is

    important

    to note that with the

    Maring,

    local

    equilibrium

    is not

    point-

    stability;

    fluctuations

    in

    population

    size due to the ritual

    cycle

    and other

    factors

    produce

    something

    closer to a

    limit

    cycle.

    Clarke's

    model,

    most

    explicitly

    discussed in his 1977

    paper,

    is the most

    conventional

    of the

    three,

    in that it

    proposes

    that

    population

    size is

    regulated

    by

    resource limitation.

    Clarke

    argued

    that

    productivity

    of the swiddens

    would limit

    population growth

    and

    keep

    each

    local

    group

    in

    equilibrium

    with its environment.

    He termed the

    process

    of

    equili-

    bration with

    environment

    the structure

    of

    permanence.

    This

    idea has also

    been

    in-

    voked for other

    groups

    elsewhere

    (Conklin

    1957; Kunstadter,

    Chapman,

    and Sabhasri

    1978;

    Dove

    1981).

    Buchbinder's

    (1977)

    model also

    postulates

    an

    equilibrium

    solution for

    the local

    group,

    but she

    argues

    that the

    regulating

    variables are to be

    found

    in

    the

    interaction

    between

    nutritional

    status

    and disease rather than

    in

    productivity

    alone. In her

    view,

    each local

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    12

    AMERICAN

    NTHROPOLOGIST

    [89,

    1987

    group

    moves

    through

    a

    developmental

    cycle

    in

    which

    population

    density

    varies over

    time.

    Groups

    begin

    in a

    pioneering,

    low-density

    phase

    in

    which

    environmental

    quality

    and

    nu-

    tritional status

    are

    high.

    They

    mature at

    a

    high-density

    phase

    in

    which

    the

    forest

    envi-

    ronment is degraded, productivitydeclines, and nutritional status is poor. As nutritional

    status

    declines,

    the

    population

    becomes more vulnerable to

    malaria,

    which is

    the

    factor

    responsible

    for

    compensatory

    mortality.

    Buchbinder's

    hypothesis

    is

    based on data

    and is

    thus

    plausible,

    although

    some authors

    (Scrimshaw,

    Taylor,

    and

    Gordon

    1968;

    Murray

    et al.

    1978a, 1978b;

    Lepowsky

    1984;

    see also the review

    by

    Beisel

    1982)

    have

    argued

    that

    severe malnutrition

    will

    halt the

    growth

    of Plasmodium

    nd

    prevent

    a

    serious clinical

    man-

    ifestation

    of

    malaria.

    These

    findings

    cast some doubt

    upon

    the

    effectiveness of malaria

    as

    a

    mortality

    agent

    when nutritional status is

    poor.

    As a

    result,

    we

    examined

    the

    influence

    of

    malarial

    mortality

    on model behavior more

    closely.

    The

    ritual

    regulation

    hypothesis

    of

    Rappaport

    (1968,

    1984)

    is

    least conventional

    but

    is the best known of the threediscussed here. His model is based explicitly on ideas about

    population regulation

    advanced

    by Wynne-Edwards (1962).

    Wynne-Edwards

    argued

    that

    many

    social

    animals,

    especially

    in

    their

    optimal

    conditions,

    practice self-regulation

    by

    assessing

    numbers and

    consequently limiting

    density

    to

    average

    values below

    those

    which

    would

    damage

    essential resources.

    Self-regulated

    populations

    are

    supposed

    to

    have

    one or

    more means for

    sensing

    excess

    density

    ( epideictic signals ),

    and

    an

    effective

    group response

    for

    limiting

    further increase

    in

    density.

    Rappaport proposed

    that the

    key

    epideictic

    signal

    for

    the

    Tsembaga

    Maring

    is

    the in-

    tensity

    of

    female labor.

    In

    the

    Maring

    division of

    labor,

    females are

    principally

    respon-

    sible for

    pig

    husbandry.

    Women tend the

    gardens,

    prepare

    the

    food,

    and feed

    the

    pigs.

    These are

    labor-consuming

    tasks;

    Rappaport

    estimated that

    immediately

    before the cer-

    emonial pig slaughter that he witnessed, pigs were consuming 80% of the manioc har-

    vested and

    50%

    of

    the sweet

    potatoes produced

    by

    the

    Tsembaga.

    Gardens

    were

    36%

    larger

    before the

    pig

    sacrifice than afterwards. The

    intensity

    of

    female labor is

    directly

    proportional

    to

    pig

    density

    and thus is an

    attractively

    simple

    index of

    environmental

    quality.

    Rappaport

    argued

    that as

    labor devoted to

    pig

    husbandry

    increased,

    complaints

    about the

    workload would

    also,

    thus

    triggering

    a

    kaiko

    as the

    only

    response

    that

    could

    relieve

    the workload. An

    incidental,

    but

    crucial,

    consequence

    of the kaiko s

    that

    warfare

    usually

    resumes

    shortly

    thereafter.

    Thus,

    the ritual

    cycle

    is

    a

    means for

    reducing

    both

    pig

    and human

    numbers,

    and

    hence

    pressure

    on the

    environment and

    resources. The time

    required

    to

    rebuild the

    pig

    herd

    to

    the level necessaryto support a ritual festival, on the other hand, preventsexcessive war-

    fare. The

    net result of

    the ritual

    cycle,

    therefore,

    is

    establishment

    of

    population

    equilibria.

    In

    higher-quality

    environments

    pig populations grow

    more

    swiftly,

    kaikos

    are held

    more

    frequently,

    warfare

    occurs at shorter

    intervals,

    and war

    mortality

    is

    higher.

    In

    lower-

    quality

    environments,

    exactly

    the

    converse situation

    holds.

    It follows

    that the ritual

    cycle

    is a

    homeostat

    that

    functions to

    regulate

    the size

    of both human

    and

    pig

    populations,

    population

    dispersal,

    nutritional

    states,

    and

    environmental

    quality.

    Regional

    tability,

    Local

    Instability

    Moylan

    (1973)

    and Lowman

    (1980)

    are

    the

    principal

    proponents

    of

    this

    model. A

    re-

    gional

    stability,

    local

    instability

    model is based on

    the

    notion that local

    groups

    are

    un-

    stable (neitherpoint stable nor subject to a limit cycle), but that local

    populations

    persist

    in

    time

    and

    space

    at

    some

    points

    in

    the

    region

    and

    recolonize.

    Moylan

    developed

    a

    gen-

    eral,

    multiple-causation

    hypothesis

    of

    regional-local

    interactions,

    rather

    than a

    more

    spe-

    cific

    proposal

    for a

    group

    of

    populations.

    His

    major

    contribution was

    to

    point

    out that

    local

    instability

    is a

    necessary

    feature of

    regional

    stability.

    Indeed,

    it is

    unnecessary

    to

    invoke

    regional

    stability

    if local

    stability

    is

    commonplace.

    Lowman

    developed

    a

    more

    specific

    model,

    but one

    along

    the

    same lines

    as

    outlined

    by

    Moylan.

    She

    termed her

    hypothesis

    the

    structure of

    impermanence,

    in

    contrast to

    Clarke

    (1977).

    She

    postulated

    that

    individual

    populations

    exhibit a

    developmental cycle

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

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    Foin and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    13

    much like

    that

    portrayed

    by

    Buchbinder,

    but

    differs

    in that each

    population

    ultimately

    decreases

    to local extinction.

    A

    complete

    life

    cycle

    for

    a

    population,

    estimated

    by

    Lowman

    to

    occur

    in

    approximately

    200

    years,

    begins

    with establishment of a small

    group

    of

    mi-

    grants in an unused forest environment. With time, the group expands as new migrants

    join

    it;

    when the

    group

    reaches

    a

    critical

    minimum

    size,

    it will have established

    effective

    self-defense and social

    rules.

    As it continues to

    grow,

    partly

    through

    natural increase and

    partly

    through

    continuing immigration,

    forest

    regeneration

    is

    impaired

    and the resource

    base suffers.

    Immigration

    becomes

    emigration,

    fewer resources are available to

    reward

    allies,

    and

    a

    military

    defeat becomes

    inevitable.

    Each

    subsequent

    defeat worsens the sit-

    uation,

    as

    the

    group

    no

    longer

    can

    attract

    new brides

    or

    warriors,

    until

    ultimately

    the

    group

    is routed from

    the

    land.

    The

    group

    is forced to seek

    refuge

    at lower altitudes where

    malaria is

    endemic,

    and

    which

    ultimately

    leads to the

    extinction of the social

    unit

    in

    the

    lowland environment.

    Lowman's

    regional

    stability

    model is

    plausible

    and overcomes

    a

    number of the objections that have been set against the local equilibrium model

    (MacArthur

    1974;

    Salisbury

    1975).

    However,

    as

    Lowman

    points

    out,

    the data needed

    to

    confirm

    her model

    do not

    presently

    exist,

    nor

    is

    it

    clear that

    they

    ever

    will,

    given

    the

    long

    time frame of

    her

    hypothesis.

    Furthermore,

    a

    logical

    concern about

    the model

    may

    be

    raised here: it is not clear

    why

    a

    population

    would

    not,

    while

    it

    still

    possesses

    its

    greatest

    numerical

    strength

    and

    political

    power, simply

    use

    its

    position

    to annex

    higher-quality

    territories

    occupied

    by

    weaker

    neighbors,

    rather

    than

    resigning

    itself to inevitable de-

    cline.

    The

    Disequilibrium

    Model

    Several students of

    Highland

    New

    Guinea

    ecology

    have

    expressed

    skepticism

    about

    the

    validity

    of

    equilibrium

    models (Watson 1965;Salisbury 1975;Golson 1982). The two

    alternative states are

    nonequilibrium

    (which

    refers

    to the absence of

    any

    equilibrium

    point)

    and

    disequilibrium

    (which

    recognizes

    the existence

    of an

    equilibrium

    state,

    but

    argues

    that the

    system

    is seldom

    if

    ever

    in

    this

    state).

    We know of no authors who

    argue

    for

    nonequilibrium

    as defined

    here. Of those

    authors cited

    above,

    Salisbury

    comes

    closest

    to

    presenting

    a

    comprehensive

    qualitative

    model for

    disequilibrium

    for

    Highlands

    pop-

    ulations. He

    begins

    by

    explaining

    how cultural

    rules and environmental

    reality

    on which

    they

    are based

    can be

    seriously

    out

    of

    phase.

    He

    argues

    that culture consists

    essentially

    of

    sets of

    rules,

    each of which

    may

    permit

    a

    variety

    of

    behavioral

    outcomes,

    with no al-

    teration

    in

    the rules themselves.

    As

    many

    aspects

    of culture are sensitive to resource avail-

    ability, any given set of rules may be expressed in manifold ways, depending upon pop-

    ulation

    density.

    Thus,

    retention

    of the

    categories

    of

    traditional

    culture

    by

    a

    population

    may easily

    conceal the fact that the

    actual behavior associated with those rules has under-

    gone

    profound

    transformation

    as

    density

    or resource

    availability

    varies.

    Having

    shown that cultural

    stability

    does not

    necessarily

    imply

    population

    stability,

    Salisbury

    outlines

    a

    model to

    explain

    disequilibrium.

    The essence of the model is that

    exogenous

    inputs,

    typically

    new

    technologies

    for

    food

    production

    or more efficient

    orga-

    nization,

    can

    be

    expected

    at

    a

    frequency

    such

    that resource limitation

    is

    rarely

    a

    serious

    factor. Even a

    temporary

    limitation

    serves

    mainly

    to increase the likelihood of a

    techno-

    logical

    or

    organizational

    innovation.

    Furthermore,

    occasional

    episodes

    of

    disease,

    war

    mortality,

    or deaths from other causes occur.

    Consequently,

    the

    population

    receives no

    selective

    pressure

    to stabilize.

    Salisbury's

    model, then,

    is a

    nonequilibrium

    and a dise-

    quilibrium

    model: the

    population

    never

    reaches

    a

    true

    equilibrium

    because of continuous

    change,

    nor is it

    possible

    to define what the

    equilibrium population

    size is-if

    indeed

    there is one.

    Golson

    (1982)

    has

    provided

    one

    example

    of the

    impact

    of an

    exogenous

    factor on

    the

    Maring.

    He

    showed that the sweet

    potato

    had

    a

    dramatic and

    lasting

    impact

    on

    Maring

    culture,

    since it was

    so

    highly

    productive,

    was

    good

    for

    feeding pigs,

    and could be

    grown

    at

    higher

    elevations than

    traditional

    crops.

    The

    sweet

    potato opened

    new environments

    and modes of

    existence for the

    Maring

    and is

    but

    one

    illustration of the effects of

    exoge-

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

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    14

    AMERICAN

    NTHROPOLOGIST

    [89,

    1987

    nous

    factors on social

    systems.

    Other

    examples

    include

    the intervention

    of

    Australian

    authority

    and the

    introduction of

    market

    agriculture

    and

    commercial

    forestry

    to

    New

    Guinea.

    Using

    Simulation

    to

    Evaluate

    Stability

    The

    empirical

    difficulties

    associated with the field

    assessment of

    stability

    properties

    in

    human

    ecosystems

    suggest

    that mathematical models of the

    Maring

    are

    appropriate

    tools

    for

    the

    problem.

    Mathematical

    modeling

    of

    Highland

    New

    Guinea

    agroecosystems

    ad-

    dresses both the time

    and multivariate

    problems,

    and

    simulating

    the

    dynamics

    of

    shifting

    agroecosystems

    permits experimental

    manipulation

    of the

    simulation.

    By

    identifying

    the

    predictions

    of

    each

    stability

    model,

    it is

    possible

    to

    compare

    them

    to the

    predictions

    of

    the

    simulation

    model

    in

    order to determine which

    stability

    model best

    describes

    reality.

    The Local Equilibrium Simulation Model

    The

    Maring

    simulation

    is

    based

    upon

    a

    synthesis

    of the

    literature,

    particularly

    Buch-

    binder's

    work

    and

    many

    of the

    provisions

    included

    by

    Shantzis

    and

    Behrens

    (1973)

    in

    their

    simulation. The local

    system

    is defined as the

    population

    or

    social

    group

    that

    acts

    as

    a

    unit

    in

    warfare,

    and is

    most

    commonly

    seen

    as

    a

    village

    or

    group

    of

    villages.

    The

    causal-loop diagram

    for this

    system,

    displaying

    the

    main

    variables

    and their

    relation-

    ships,

    is shown

    in

    Figure

    1. The main

    sectors are:

    1.

    The

    population

    sector,

    which

    contains

    provisions

    for

    an

    average

    net

    growth

    rate,

    death

    rates

    set

    by

    war

    and

    by

    disease

    mortality,

    and

    negative

    feedback

    on birth

    rates.

    The

    major

    interactions of

    the

    population

    sector are with the

    forest

    succession

    and the

    food

    production/diet sectors; the latter mediates the severity of disease mortality. In this

    model the

    population

    was not

    disaggregated

    by

    age

    or

    sex,

    following

    the

    practice

    of

    Shantzis

    and Behrens

    (1973).

    Although

    we

    recognize

    that

    significant

    effects

    on the

    local

    population

    are

    traceable to

    age

    and sex

    (e.g.,

    labor

    available

    for

    specific

    tasks),

    close

    inspection

    of the

    results of the

    simulations

    indicated that our

    conclusions

    about

    stability

    properties

    would not

    be affected

    by

    further

    disaggregation

    of the

    population

    sector. For

    this

    reason,

    we

    chose not to

    do so.

    2.

    The

    forest

    succession

    sector,

    which

    tracks

    the

    composition

    of

    forest,

    forest

    produc-

    tivity,

    productivity

    of the

    swiddens,

    and

    changes

    in

    productivity

    and

    recovery

    rates

    de-

    pending

    on

    swidden

    practice

    and

    population

    size.

    The

    major

    function of

    this

    sector is

    to

    account forchanges in forestsuccession and its impacts upon restoration of productivity.

    The

    succession

    sector is

    sensitive to

    various

    human

    actions,

    such as

    forest

    cutting

    rate

    and

    delayed

    abandonment

    of

    gardens.

    3.

    The

    food,

    diet,

    and disease

    sector,

    which

    translates

    productivity

    into

    caloric

    output,

    calculates

    caloric

    availability

    per

    capita

    and sets the

    level

    of

    malarial

    impact

    on

    the

    pop-

    ulation.

    4.

    The

    pig

    population

    sector,

    the main

    functions of

    which

    are

    (1)

    to

    serve as a

    sink

    for

    some

    part

    of

    the

    productivity

    of the

    system

    and

    (2)

    to

    serve as a

    trigger

    mechanism

    for

    the

    ritual

    festivals

    characteristic of

    Maring

    society.

    5.

    The

    festival

    sector,

    which

    is

    the

    trigger

    for a

    period

    of

    warfare

    with

    neighbors.

    In

    this

    simulation

    warfare

    never

    leads to a

    rout from

    the

    territory;

    its

    role is

    restricted to

    being a source of mortality.

    The

    principal

    causal

    loops

    in

    this

    simulation were

    developed

    from a

    variety

    of

    sources,

    but

    the

    simulation

    constructed

    by

    Shantzis

    and

    Behrens

    (1973)

    was the

    original

    source

    of

    the

    structure of

    the

    program.

    This

    simulation

    was

    reprogrammed

    without

    substantial

    change

    and its

    behavior

    investigated

    in an

    earlier

    paper (Foin

    and Davis

    1984).

    Although

    the

    general

    orientation

    of

    the

    original

    simulation was

    retained,

    the

    present

    one

    differs

    in

    several

    important ways:

    1.

    The

    population

    sector has

    specific

    loops

    for

    malarial

    effects.

    As

    the

    populationgrows

    and

    experiences

    declining

    food

    supplies

    per capita,

    the

    death

    rate due

    to

    malaria in-

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    8/24

    Foin

    and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    15

    SWIDDEN

    SWIDDEN

    PRODUCTIVITY

    LANDS

    FOOD

    SUPPLY FOREST CUTTING

    PER CAPITA

    DECISIONMAKING

    MALARIAL

    DISEASE

    IMPACTS

    HUMAN

    POPULATION FOREST

    SUCCESSION

    DYNAMICS

    AND PRODUCTIVITY

    WARFARE

    FESTIVAL-WARFARE

    TRIGGER

    PIG POPULATION

    DYNAMICS

    Figure

    1

    The

    principal

    causal

    loops

    of the

    local

    simulation model.

    The

    arrows indicate

    the

    major

    causal

    flows

    in

    the

    model.

    By

    convention,

    the variable at

    the tail of the arrow has

    one

    or

    more

    specific impacts upon

    the

    variable

    at the head of the arrow.

    creases as

    a

    consequence

    of

    reduced host resistance

    and

    increased local

    endemicity

    of the

    mosquito

    vectors,

    following

    the work

    of Buchbinder

    (1973)

    and Lowman

    (1980).

    In

    ad-

    dition,

    malaria

    also

    reduces

    vigor

    such that

    fertility

    and

    early

    infant

    mortality

    also

    in-

    crease

    (Buchbinder

    1973,

    1977).

    Malaria acts as a

    classic

    regulatory

    mechanism,

    oper-

    ating

    on

    population

    density

    through

    the effects of

    dietary

    adequacy.

    Samuels

    (1982)

    has

    developed

    a

    simulation

    for

    the

    Maring,

    which

    also

    depends

    upon

    a

    significant

    role

    for

    disease in

    population

    control.

    2.

    The

    forest

    productivity

    sector was

    completely

    reconstructed.

    Shantzis

    and

    Behrens

    built

    in

    strong sensitivity

    to

    overuse of the

    forest

    such

    that

    collapse

    was

    inevitable

    once

    forest

    degradation

    reached

    a certain

    point.

    In

    this

    simulation

    we

    have

    developed

    a

    succes-

    sional

    sequence

    in which the forest is

    partitioned

    into a number of

    categories.

    Overuse of

    the forest

    affects

    recovery

    both

    quantitatively

    and

    qualitatively,

    but does not

    necessarily

    lead

    to

    irreversible

    forest destruction.

    The evidence

    available on Asian

    montane forests

    strongly

    supports

    this

    view rather

    than the

    more

    extreme

    scenario

    put

    forward

    by

    Shantzis

    and

    Behrens

    (Paijmans

    1976;

    Manner

    1981;

    Dove

    1981).

    3.

    The forest

    succession and

    cutting

    sector features

    explicit decision-making

    behavior

    absent

    from

    the

    Shantzis-Behrens

    simulation. The

    behavioral variables include a

    pref-

    erence

    function

    for

    forest

    type

    and

    age;

    limits on

    per capita ability

    to

    clear

    forest;

    adjust-

    ment of

    cutting

    rate as a

    function

    of

    dietary quality;

    and control over

    swidden

    retention

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    9/24

    16

    AMERICANNTHROPOLOGIST

    [89,

    1987

    and fallow

    period

    intervals.

    According

    to the

    literature,

    flexible decision

    making

    is

    com-

    monly

    associated

    with

    shifting

    cultivation

    (see,

    in

    particular,

    Conklin

    1954,

    1957;

    Dove

    1981).

    4. The ritual festival-warfarecycle differsbetween the two simulations. Shantzis and

    Behrens followed

    Rappaport

    (1968)

    in

    utilizing

    pig/human

    ratios and incidents of

    pigs

    raiding

    gardens

    as

    ritual festival

    triggers.

    Both

    of

    these

    triggers depend upon

    pigs

    becom-

    ing

    nuisances.

    The

    present

    simulation

    views

    pigs

    as

    a valuable

    economic

    commodity;

    the

    ritual festival

    is

    triggered

    only

    when there

    are

    sufficient

    numbers of

    pigs

    to

    support

    an

    adequate

    festival

    (Salisbury

    1975;

    Peoples

    1982;

    Boyd

    1985).

    The warfare

    phase

    is sub-

    stantially

    the same

    in both

    simulations,

    differing

    principally

    in the rate of

    mortality

    per

    episode

    (Foin

    and

    Davis

    1984).

    Detailed Structure

    of

    the

    Simulation

    Model

    Population egulation

    The

    Maring population

    grows

    or

    decays

    exponentially

    when rates

    are fixed. The

    equa-

    tion

    is

    (1)

    H,

    ,=

    H,+

    r-H,-

    (D,

    +

    D)

    where

    H

    is

    the

    Maring

    population,

    rH

    is

    the net

    growth

    rate,

    D.

    is the number of deaths

    in

    the

    interval t

    to

    t

    +

    1

    due to

    warfare,

    and

    Dd

    is

    the number

    of deaths due to

    disease.

    The

    parameter

    rHis

    calculated from

    a

    range

    of

    variables

    (-

    15%

    to

    1.5%),

    using

    a

    TA-

    BLE function based

    upon

    dietary

    adequacy

    and

    forest

    stocks,

    equally

    weighted.

    Dietary

    adequacyis normalizedon 742,000 kcal/capita/annum, the number used by Shantzis and

    Behrens. The forest

    stock function

    is

    %

    total

    mature forest

    as fraction

    of

    total

    territory.

    Denters

    episodically

    with warfare

    at 3% of

    the total

    population.

    Ddis

    also

    calculated

    with a

    TABLE function

    based on

    dietary

    adequacy;

    the

    mortality

    rate

    ranges

    nonlinearly

    from 0.0% to

    20%.

    There are

    no

    data

    to

    support

    these

    values,

    so

    they

    were

    subjected

    to

    extensive

    sensitivity analysis.

    Forest

    uccession

    The forest

    succession

    sequence

    consists

    of

    three

    categories:

    mature

    primary

    forest,

    ma-

    ture

    secondary

    forest,

    and

    immature

    forest. The distinction

    between

    primary

    and sec-

    ondary

    forest is

    principally

    one

    of historical

    use:

    primary

    forest

    has

    not been

    cut within

    recent

    memory,

    while

    secondary

    forest

    is cut on

    a

    regular

    rotational

    cycle

    (Dove 1981).

    Botanical differences tend

    to be

    quite

    minor

    (Whitmore 1975).

    Immature

    forest refers to

    early

    stages

    of

    regrowth

    and recolonization

    of abandoned swidden

    plots.

    This is estimated

    to be 8 to 15

    years following

    abandonment;

    in the simulation the

    longer

    time was

    used.

    There is also

    provision

    for an

    anthropogenic

    grassland

    succession

    when

    swiddens

    are

    kept

    in

    production

    too

    long.

    Succession

    is

    an

    input-output

    process

    for

    any

    one

    vegetation

    group.

    In

    mathematical

    form

    succession

    is

    (2)

    F, ,= F,

    +

    (I

    -

    O)(t)

    where Fis

    the

    number of acres of

    vegetation type

    F,

    I

    is

    the sum

    of

    the

    input

    rates

    (succes-

    sion

    from less

    mature

    vegetation types),

    and

    O

    is the sum of the loss rates

    (succession

    into

    the next

    higher

    category

    and losses to

    cutting

    for

    swiddens).

    All

    vegetation

    categories

    are

    transitory

    in this

    simulation

    except

    for

    primary

    mature

    forest,

    which

    will

    persist

    indefi-

    nitely

    in

    the absence of

    cutting.

    Normally

    succession is from old swiddens to immature

    forest,

    as the forest invades

    the site.

    However,

    with extended use of

    the

    swiddens

    (subject

    to a maximum of four

    years),

    some

    proportion

    of the abandoned swiddens

    will

    convert

    to

    anthropogenic

    grasslands

    typified

    by

    Imnperata

    ylindrica.

    f

    such

    grasslands

    are scat-

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    10/24

    Foin and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    17

    tered,

    they

    represent

    only

    a

    temporary

    delay

    in

    return to forest.

    Dove

    (1981)

    found

    that

    grasslands

    in

    Kandep territory

    n

    Kalimantan

    would

    be

    overtopped

    by

    forest and

    shaded

    out

    in

    four

    years).

    Under

    very

    heavy

    cutting

    rates,

    when

    acreage

    under

    total mature

    for-

    est is depressed,then grasslandsare more persistentas a consequenceof diminished abil-

    ity

    of the

    forest to recover.

    Literature

    estimates on

    succession

    rates

    are not

    very

    precise.

    Succession

    to mature

    sec-

    ondary

    forest was

    estimated to be 15

    years,

    but it could be as

    short as

    8

    years

    (Davis

    1973;

    Sabhasri

    1978);

    it is

    unlikely

    to be

    very

    much

    longer

    than

    20

    years.

    The

    least certain

    time

    is

    for

    succession

    into

    primary

    forest,

    estimated

    in

    this

    simulation to

    require

    100

    years.

    Swidden

    Cutting

    nd

    Decision

    Making

    In

    the

    simulation,

    swiddens are

    cut

    according

    to

    certain

    decision

    rules. Each

    member

    of

    the

    population

    is

    assumed to share a

    preference

    function for

    forest

    type.

    Thus,

    Iban

    areprimaryforest swiddeners (Freeman 1955)while Karen and

    Maring

    prefersecondary

    forest

    (Kunstadter,

    Chapman,

    and

    Sabhasri

    1978;

    Clarke

    1977).

    The

    cutting

    preference

    for

    the

    population

    is

    easily

    modeled

    by

    postulating

    various

    forms of

    relationships

    between

    the

    preference

    for

    type

    and

    proportion

    of

    secondary

    in

    mature

    forest. The

    Maring

    prefer

    secondary

    forest

    and

    will

    switch

    to

    primary

    forest

    only

    when

    secondary

    forest

    is rare

    com-

    pared

    to

    the former

    type.

    This

    preference

    was

    established

    using

    a

    TABLE

    function in

    the

    simulation.

    The

    acreage

    cut

    in

    the

    simulation

    depends

    upon

    dietary

    quality

    in

    the

    previous

    time

    step.

    If

    the

    harvest

    (measured

    in

    calories)

    at time t

    -

    1

    is

    adequate,

    the

    simulation

    only

    replaces

    the

    swiddens

    returning

    to forest.

    If

    caloric

    intake is not

    adequate,

    then

    more

    forest is cut, subject to a maximum of 0.085 ha per capita which, following Dove (1981),

    we

    take as the limit

    set

    by

    labor.

    This is

    an

    action

    taken to

    restore caloric

    output

    from

    the

    forest

    to

    adequate

    levels.

    Cutting

    rates

    ultimately

    affect the

    average

    fallow

    time for

    the

    average

    plot

    of

    forest.

    Finally,

    the

    simulated

    swiddeners also can

    control

    the time

    period

    in

    which

    they

    use a

    given

    plot

    (swidden

    retention

    time).

    This

    generally

    occurs

    simultaneously

    with

    expansion

    of

    cutting,

    since it is

    also

    a

    function

    of

    dietary

    quality,

    subject

    to

    a

    maximum

    retention

    period

    of

    4

    years.

    As

    noted

    above,

    the

    longer

    the

    retention

    time,

    the

    greater

    the

    subse-

    quent

    environmental

    degradation,

    expressed

    in

    delayed

    forest

    recovery

    and

    grass

    inva-

    sion

    of the

    swiddens.

    Swiddens can

    be

    cut from

    any

    forest

    type

    and/or

    from

    grassland.

    Swiddens from

    each

    type

    are accounted for

    separately,

    since each

    type

    has a differentinitial value for

    produc-

    tivity.

    In

    the

    present

    simulation these values

    (in

    106

    kcals/acre/yr)

    are

    5.2

    for

    primary

    forest,

    4.4

    for

    secondary

    forest,

    2.2

    for

    immature

    forest,

    and

    0.5 for

    grassland-derived

    swiddens.

    These

    values are

    assumed to

    hold for

    1.5

    years,

    the

    base

    value for

    retention

    time,

    but to

    decrease as

    average

    fallow

    times

    decrease.

    This

    provision

    incorporates

    the

    effect

    of

    declining

    soil

    fertility

    known

    to affect

    swidden

    productivity (Nye

    and

    Greenland

    1960;

    Sanchez

    1976),

    although

    not

    directly.

    The

    literature

    suggests

    that

    productivity

    is a

    function

    of

    vegetative

    biomass

    (Pelzer

    1978;

    Harcombe

    1977;

    Manner

    1981).

    Pig Populations

    nd

    Ritual

    Festivals

    The

    pig

    population grows

    exponentially

    at rates

    ranging

    from6% to

    14%.

    It will

    grow

    at

    lower rates in

    the absence

    of human

    husbandry,

    but

    achieves

    maximum rates

    only

    when a

    portion

    of

    garden

    produce

    is

    fed to the

    pigs.

    The

    specific

    forms

    of

    mortality

    im-

    posed

    upon

    the

    population

    are

    (1)

    a

    low annual rate

    of

    killing

    (1%)

    for

    use as

    sacrifices

    during

    illnesses

    and for

    those

    pigs

    caught

    raiding gardens;

    and

    (2)

    catastrophic

    mortality

    (75%

    to 90% in

    the

    literature)

    when a ritual

    festival

    is

    staged.

    A

    ritual

    festival is

    staged

    only

    when the

    pig

    population

    meets or

    exceeds 100

    animals

    (an

    imprecise

    figure

    but

    ap-

    proximately

    the same

    argued

    by

    Rappaport

    1968).

    If

    the herd is

    slaughtered,

    75% of the

    herd

    is

    killed,

    the

    remainder

    being

    reservedas a

    starter

    herd for the

    next

    generation.

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    11/24

    18 AMERICANNTHROPOLOGIST

    [89,

    1987

    Simulation

    Strategy

    The simulation was used to evaluate the inherent

    stability

    of the

    agroecosystem.

    Thus,

    we constructed the simulation as described above with data taken from the cited litera-

    ture,

    supplemented

    as

    needed

    by

    our own estimates.

    The model

    output

    obtained with

    the

    best

    estimates for

    parameter

    values is

    referred to

    as

    the baseline

    version. Once

    the

    simulation

    was

    debugged

    and

    verified,

    it was further modified to

    include a

    standard

    set

    of

    response

    variables

    (behavioral indicators),

    in

    addition to state variables

    already

    pres-

    ent in

    the

    outputs.

    The additional

    response

    variables are the

    derivatives of

    selected

    var-

    iables.

    The

    simulation

    strategy

    used was standard for simulations of this

    type.

    We

    compared

    the

    effect of

    a

    specified

    change

    in

    simulation structure or

    parameter

    values

    by

    comparing

    the

    response

    variables

    of

    the

    experimental

    run

    to the

    baseline,

    and

    where

    appropriate,

    by

    normalizing using

    the baseline

    version,

    in

    a fashion similar

    to that used

    by

    Miller

    (1974) and Miller, Butler, and Bramell (1976).

    All

    runs of the swidden simulation were carried out

    using

    a

    period

    of 400

    years,

    with

    integration

    step

    size of

    1

    year

    and

    print/plot

    intervals of 10

    years.

    Simulating Regional Equilibrium

    Evaluation of Lowman's

    (1980)

    regional

    stability

    model

    requires

    a

    simulation that is

    sectored into several local units. The

    simplest

    model that

    accomplishes

    this

    would consist

    of

    several local units that are

    dynamically

    equivalent.

    The

    regional

    simulation was

    con-

    structed

    by

    linking

    four of the local

    equilibrium

    models with a

    set of

    explicit migration

    provisions.

    Each local unit was

    subject

    to

    immigration

    and

    emigration

    rules

    developed

    fromLowman's

    hypothesis,

    i.e.,

    when forest stocks were

    large

    and

    productivity

    high

    in a

    given

    local

    unit,

    that

    unit would attract

    immigrants

    from

    the

    pool

    or

    potential migrants

    from

    other

    groups.

    The

    immigration

    rule

    draws from

    the

    pool,

    and

    all

    units

    with net

    outmigration

    potential

    contribute

    equally

    to that

    pool. Conversely,

    when

    population

    den-

    sity

    is

    high,

    productivity

    is

    down,

    and forest

    stocks are

    limited,

    a

    local

    group

    shifts to

    net

    emigration,

    corresponding

    to the

    hypothesis

    that it

    loses its

    attractiveness

    both to

    out-

    siders

    and local

    residents.

    In

    essence,

    local

    groups

    are

    attractive when

    forest

    stocks are

    good

    and diets

    are

    adequate,

    and

    unattractive when

    forests

    decrease and

    dietary

    quality

    declines.

    There

    are three

    equations

    governing migration

    behavior:

    (3)

    PMS(i,t)

    =

    MF(i,t)/MF(t)

    when

    PMS is the

    propensity

    to

    migrate

    for

    an

    individual

    in

    the

    ith

    group

    at time

    t,

    MF(i,t)

    is

    the

    proportion

    of

    standing

    mature forest in

    the ith

    group

    at

    t,

    and

    MF(t)

    is the

    total

    mature forest in all

    groups

    at

    t;

    (4)

    CMP(i,t)

    =

    DT(i,t)*HP(i,t)

    where

    CMP

    is the

    contribution of the ith

    group

    to

    the

    migrant

    pool

    at

    t,

    HP

    is

    the

    popu-

    lation

    size of

    group i,

    and DT is

    the

    proportion

    of

    the

    group

    that will

    migrate.

    DT

    is

    specifiedas a TABLE function which outputs the proportionof the population that

    joins

    the

    pool

    as

    a

    function of

    diet

    (range

    of

    output:

    23% to

    98%);

    and

    (5)

    M(i,t)

    =

    PMS(i,t)*MP(t)

    where

    M

    is the actual

    number of

    migrants

    and

    MP

    is the

    size of the

    migrant

    pool

    at

    t.

    The

    migrant

    pool

    is

    emptied

    at each

    step

    of

    the simulation

    by

    allocating

    all

    individuals

    in

    proportion

    to

    the

    forest

    stock

    available

    locally.

    Simulation

    control

    parameters

    for this

    model

    were

    the same

    as for

    the local

    stability

    model

    above.

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    12/24

    Foin and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUMODELS

    19

    Complete

    listings

    of

    both

    simulations,

    including

    lists

    of the variable

    names,

    are

    avail-

    able on

    request

    from

    the senior

    author. The

    DYNAMO

    language

    and simulations

    are

    implemented

    on

    the DEC

    1173

    system.

    Results

    Behavior

    f

    the

    Baseline

    Simulation

    Inspection

    of

    the

    outputs

    of the

    baseline simulation

    (Figs.

    2-6)

    shows

    that the

    system

    is

    inherently

    stable

    with the

    parameters

    chosen,

    in

    the

    sense that

    the derivatives of im-

    portant

    variables

    go

    to

    zero,

    even

    though

    the

    equilibrium

    values of

    these variables are

    not

    the same as the

    initial ones.

    The

    Maring

    population

    initially grows

    rapidly, approach-

    ing

    an

    asymptotic equilibrium

    at

    295

    individuals

    approximately

    170

    years

    into the

    sim-

    ulation

    (Fig. 2). Simultaneously

    mature

    secondary

    forest

    declines

    from -700 acres

    to

    200

    acres,

    to be

    replaced

    by

    successional

    forest

    (coded

    as immature

    secondary

    forest,

    IMF

    in

    Fig.

    3).

    All

    vegetation types

    reach

    steady

    state

    in

    less than 50

    years.

    The baseline sim-

    ulation

    predicts

    very

    little

    grassland

    invasion into old swiddens because

    plots

    are

    aban-

    doned

    quickly

    enough

    to

    permit

    the forest

    to

    regenerate

    normally. Average

    utilization

    times

    (UT,

    Fig.

    4)

    fluctuate

    around

    2

    years,

    which is insufficient to

    trigger

    much

    reversion

    to

    grasslands.

    Return

    times

    (RT),

    defined as

    the time between use of

    a

    particular piece

    of

    land,

    fluctuate more

    widely

    but seldom

    fall

    below 15

    years.

    Both estimates

    compare

    favorably

    to the

    literature,

    although

    RT

    may

    be

    slightly

    too

    high.

    The

    derivatives associated

    with

    population

    pressure

    on the land

    (Fig.

    5)

    all fall

    to zero

    asymptotically

    or

    go

    to

    a

    limit

    cycle

    as a

    consequence

    of the

    diet-disease

    loop.

    Disease

    incidence rises as population pressureon the forest reduces productivity, and ultimately

    forces the

    population growth

    rate to zero.

    In

    turn,

    reduction of

    population

    growth

    deriv-

    atives

    permits

    the derivatives associated

    with

    the

    state of the forest

    (Fig.

    6)

    to

    go

    to zero

    as

    well. The

    process

    of stabilization

    by

    increased

    impact

    of disease occurs

    only

    after di-

    400

    P

    0

    P

    U

    L

    300HP

    A

    T

    I

    o

    N

    S

    I

    200

    z

    E

    100

    0

    100

    200

    300

    400

    TIME IN

    YEARS

    Figure

    2

    The

    population

    growth

    curve

    for

    the

    baseline

    simulation.

    HP

    =

    human

    population.

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    13/24

    20

    AMERICAN NTHROPOLOGIST

    [89,

    1987

    800

    F

    0

    R

    E

    - -~ -

    . -

    - - - . ..--- - -.-

    T

    600

    C

    I

    v

    E

    R

    400

    I

    N

    A

    C

    200

    EXXX

    _X._X

    X_

    $

    R

    X

    X

    X

    XXX

    X

    X

    X

    Sxxxx

    xx

    xx

    xx

    X

    xx

    x

    cp

    S

    0-

    0

    100 200

    300

    400

    TIME IN YEARS

    Figure

    3

    Growth curves for four

    vegetation types

    in

    the baseline simulation.

    P

    =

    mature

    primary

    forest;S = maturesecondaryforest; I = immatureforest;and G = anthropogenicgrass-

    lands.

    etary

    quality

    begins

    to

    fall,

    which

    means

    that

    the forest resources are

    under increased

    pressure

    when disease

    increases,

    in

    accord with the field observations

    made

    by

    both

    Buchbinder and

    Lowman.

    Consequently,

    most of the

    response

    measures show

    limited

    fluctuations as the

    system

    moves toward

    equilibrium

    (e.g.,

    food

    per capita,

    return

    time,

    utilization

    time,

    and

    ephemeral appearance

    of

    grass

    invasions

    in a

    small

    proportion

    of

    the

    swiddens).

    The

    exceptions

    are the behavior of the

    pig population,

    which is

    expected

    to show

    continuing

    variation due to

    harvesting

    for the

    ritual

    festival,

    and the

    group

    of

    variables associated with quality of the diet. Since the diet variables control system reg-

    ulation,

    this

    variation is to be

    expected.

    Extensive

    simulation with

    different values

    of the

    malarial

    mortality

    vector

    showed that the

    critical

    rates are

    those

    operating

    when

    diet is

    80% to

    100% of the desired

    value.

    This is

    due to the low

    potential

    rate of

    population

    growth;

    not

    many

    deaths are

    required

    to limit

    population

    increase,

    so even low

    mortality

    rates

    are sufficient.

    Thus,

    the amelioration of malaria

    by

    malnutrition

    may

    be a

    real

    phe-

    nomenon,

    but should have

    only

    limited

    effects on the

    stability

    of the

    system.

    These

    results

    suggest

    that

    local

    stabilization is

    a

    reasonable model for

    the New

    Guinea

    Highlands,

    but it is

    important

    to remember that

    the model has

    very

    limited

    ability

    to

    choose

    from the

    number of

    competing

    mechanisms

    for

    regulation.

    Nevertheless,

    the sim-

    ulation

    model

    supports

    the

    feasibility

    of malarial

    mortality

    as

    a

    control

    agent

    in

    the Mar-

    ing

    ecosystem,

    and

    it

    rejects

    the

    Rappaport

    model.

    The baseline

    simulation,

    as

    well as a

    number

    of

    variants,

    all

    show that

    disease

    mortality

    is

    about ten

    times

    greater

    than

    war

    mortality

    in

    the

    system.

    War

    mortality

    becomes

    important only

    under

    extreme

    condi-

    tions. In

    the

    simulation,

    at

    least,

    it is malarial

    mortality

    stimulated

    by

    malnutrition which

    imposes

    control on

    population growth.

    Behavior

    f

    the

    Regional

    tability

    Simulation

    Linking

    four identical

    groups

    having

    equal territory

    sizes

    using

    simple migration

    rules,

    in

    accord with

    Lowman's

    hypothesis,

    fails to

    produce

    local

    disequilibrium

    (Fig.

    7).

    In-

    This content downloaded from 185.2.32.141 on Fri, 20 Jun 2014 18:14:34 PMAll use subject to JSTOR Terms and Conditions

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    14/24

    Foin and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    21

    30

    E220

    I

    4

    I

    IY

    R

    10

    IS

    TII

    E

    I

    E

    0 100

    200 300

    400

    TIME IN

    YEARS

    Figure

    4

    Changes

    in

    return

    (RT)

    and

    utilization

    (UT)

    times

    indicate

    changes

    in the

    stability

    of

    the

    agroecosystem.

    Neither return nor utilization time exhibits

    any significant

    trend.

    stead,

    all four

    groups

    converge

    to

    equilibrium

    values

    (2-375

    persons)

    which

    are

    held

    thereafter.Differences

    in initial

    conditions

    do not affect the

    final

    outcome.

    The

    failure of the model to

    reproduce

    the

    hypothesized

    developmental

    cycle

    with

    the

    simple

    migration

    rules used

    can

    be

    explained

    as follows. For

    a

    group early

    in the

    devel-

    opment,

    with low

    population

    densities

    and

    abundant

    standing

    forest,

    early

    population

    growth

    will

    be

    rapid

    due to the influx

    of

    immigrants

    from other

    groups

    with

    limited

    forest

    stocks.

    However,

    growth

    rates

    will slow as the

    surplus

    of

    forest is used.

    Groups

    that

    have

    reached peak densities and may have begun to decline will experience net emigration,

    which

    initially

    will

    accelerate

    their

    decline;

    but as

    densities

    fall

    and forest

    regeneration

    begins,

    the

    probabilities

    of

    emigration

    and

    immigration

    will

    converge

    and

    densities

    will

    stabilize.

    Thus,

    it

    is

    obvious

    that each

    group

    can

    be

    expected

    to reach an

    equilibrium

    density.

    One

    way

    to destabilize each local

    group

    would

    be

    to make

    migration

    behavior

    more

    complex.

    For

    example,

    it

    is

    possible

    that

    at the

    early

    phase

    immigration

    should be

    strong,

    but

    that

    at

    or after

    the

    peak population

    is

    reached,

    that

    emigration

    should be

    limited

    by

    some

    combination of social and

    political

    factors. This

    supposition

    has

    a

    problem,

    how-

    ever;

    if

    emigration

    is

    limited,

    then that

    group

    will

    remain

    large enough

    to

    survive chronic

    warfare

    and

    will

    dominate

    neighboring groups

    indefinitely.

    We

    require

    emigration

    to

    weakenthat group relative to others, but emigrationmust cease before that group simply

    disperses.

    In

    any

    case,

    simulation

    of these rules

    produces

    no

    change

    in

    outcome;

    each

    group

    still reaches a

    stable

    equilibrium.

    We were

    unable to find

    any

    combination

    of

    mi-

    gration

    rules that

    produces

    the desired

    cyclic

    behavior.

    Lowman's

    model

    embodies the

    implicit

    assumption

    that the resources

    controlled

    by

    each

    group

    are

    approximately equal.

    Groups

    that are

    founded

    in

    small territories

    (lim-

    ited,

    for

    example, by

    steep slopes,

    small

    size,

    or low soil

    fertility)

    should not

    be as suc-

    cessful as

    groups

    with

    greater

    resources,

    if

    only

    because their maximum

    population

    size

    will

    be limited. If

    the

    population

    is small

    enough

    and not

    successful

    in

    gaining

    depend-

    This content downloaded from 185.2.32.141 on Fri, 20 Jun 2014 18:14:34 PMAll use subject to JSTOR Terms and Conditions

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    15/24

    22

    AMERICANNTHROPOLOGIST

    [89,

    1987

    15

    D

    E

    R

    10

    I

    \

    V

    \

    A

    T

    -\R

    V

    5-

    A

    L

    FP

    100

    200 300 400

    TIME IN

    YEARS

    Figure 5

    Three

    system

    derivatives:

    human

    population

    growth

    rate

    (R),

    change

    in

    population

    size

    (HP),

    and caloric intake

    per capita

    (FPC).

    able

    allies,

    it will be

    defeated

    in war

    sooner

    or

    later,

    never

    having

    attained

    enough

    pop-

    ulation

    and

    power

    to reach

    the

    peak

    of the

    developmental

    cycle.

    Simulation

    of this alter-

    native

    was

    easily

    achieved

    by

    simply

    changing

    the

    parameters controlling territory

    size

    for each of the four

    groups.

    The results

    of

    this

    change

    (Fig.

    8)

    show that the

    dynamics

    of

    the

    four-group

    system

    are not

    fundamentally

    altered,

    except

    to

    change

    the

    equilibrium

    level of each group to reflect the resource base (measuredby territorysize) of each group.

    We

    also examined the two criteria for

    a

    rout to occur. The

    principal

    criterion is that

    there be

    a

    numerical

    disadvantage

    of about

    2:1

    for

    the

    group

    in

    degraded

    forest

    (following

    Rappaport

    1968).

    Although

    it

    was

    easy

    to simulate

    small

    groups

    they

    would not

    be de-

    feated

    routinely

    unless their territorieswere so small

    that

    a

    neighbor

    in

    a

    larger territory

    could

    fulfill

    the

    2:1

    rout criterion most of the

    time,

    or

    nutritional state

    so

    poor

    that

    net

    emigration

    reduced the

    population

    size to the critical

    proportion

    compared

    to

    hostile

    neighbors.

    The

    original

    criterion for

    emigration

    was that

    the

    average

    diet was

    only

    60%

    of

    normal,

    but

    it did not create sufficient

    outmigration

    to

    ensure

    a

    defeat. When

    the sim-

    ulation

    model was

    changed

    to

    permit

    outmigration

    at

    90% of normal

    caloric

    intake,

    routs

    did occur, but far too frequently to permit a newly founded, small group to undergo the

    hypothesized

    developmental

    cycle

    (Fig.

    9).

    The

    village

    with

    the smallest

    territory

    cannot

    grow large

    enough

    to

    escape frequent

    routs

    by

    its

    larger

    neighbors,

    while the other

    three

    groups

    are

    unaffected. This

    points

    out how sensitive

    the

    dynamics

    of

    the

    cycle

    are to

    small

    differences

    in

    parameters.

    This

    analysis

    casts

    doubt

    upon

    the

    veracity

    of

    Lowman's

    hypothesis

    as a

    model for

    Maring

    population dynamics.

    There

    must

    exist

    conditions under which a

    200-year

    cycle

    can

    occur,

    but

    they

    are

    empirically

    unrealistic.

    Our

    simulations show

    that,

    as

    intuitively

    appealing

    as

    Lowman's model

    is,

    it

    is not

    very

    likely

    to

    exist

    in

    nature.

    This content downloaded from 185.2.32.141 on Fri, 20 Jun 2014 18:14:34 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    16/24

    Foin

    and

    Davis]

    EQUILIBRIUM

    ND

    NONEQUILIBRIUM

    ODELS

    23

    20

    D

    E

    R

    10

    I

    V

    A

    -

    UT

    I

    *

    *

    .

    .

    .

    0

    - -

    -

    - -

    -

    -_- - - - -

    - -.

    .

    -

    .

    ..

    .

    .

    -

    -.--

    -M.-

    -

    E PSL

    V

    A

    L

    U

    E

    -10

    E

    PSF

    -20-

    0

    100 200

    300

    400

    TIME

    IN

    YEARS

    Figure

    6

    System

    derivatives for

    UT, RT,

    and PSF

    (%

    secondary

    forest).

    500

    P

    400

    L-D

    T

    B

    0

    N

    -

    /

    200 C/

    S

    I

    0-

    D

    0

    100

    200

    300

    400

    TIME

    IN

    YEARS

    Figure

    7

    Population

    growth

    curves for

    four

    villages

    with

    initial

    values of A

    =

    450,

    B

    =

    300,

    C

    =

    150,

    D

    =

    20.

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  • 7/25/2019 1987 Equilibrium and Noneequilibrium Models in Ecological Anthropology

    17/24

    24

    AMERICAN

    NTHROPOLOGIST

    [89,

    1987

    D

    P

    0

    P

    U

    4

    00

    A

    A

    E

    II I

    N

    s

    I 200

    z A

    100 200

    300

    400

    TIME IN

    YEARS

    Figure

    8

    Behavior of the

    regional equilibrium

    simulation model

    with

    the

    same initial

    populations,

    but also with differences in territory sizes. Territory size of A = 400 acres, B and C = 1,000,

    and

    D

    =

    1,600.

    Estimates

    fReturn

    Times n theLocal

    Simulation

    Model

    Elasticity,

    or

    return

    time,

    may

    be defined as the time

    required

    for selected

    response

    variables

    to return to their

    equilibrium

    values

    after a

    perturbation

    of known

    timing