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    i

    HANDBOOK OF STATISTICS

    ON

    INDIAN SECURITIES MARKET 2013

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    ii

    Conventions used in this report:

    ` : Indian Rupees

    Lakh : One Hundred Thousand

    Million : Ten LakhCrore : 10 Million

    Billion : 1000 Million / 100 Crore

    $ : US Dollar

    - : Not Available

    Copies available at: Securities and Exchange Board of India

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    iii

    FOREWORD

    U. K. Sinha

    Chairman

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    v

    CONTENTS

    Table No. Table Title Page No.

    Part I: SECURITIES MARKET (ANNUAL SERIES)

    1

    2

    2A 7

    2B

    3

    3A

    3B

    4 17

    5 `

    6 `

    7 `

    8 `

    9

    10

    11 `

    12

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    20 `

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    24

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    26 `

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    vi

    Table No. Table Title Page No.

    27 `

    28 `

    29 `

    30 `

    31 `

    32

    33

    34

    35

    36

    37

    38

    39

    NY1

    NY2

    Part II: SECURITIES MARKET (MONTHLY SERIES)

    40

    41 `

    42 `

    43 `

    44 `

    45 `

    46

    47

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    49

    50

    51

    52

    53 `

    54

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    Table No. Table Title Page No.

    55

    56A

    56B

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    58

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    61

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    66

    67 `

    68 170

    69 `

    70

    71

    72A

    72B

    73

    74

    75

    76 `

    77

    78 `

    NM1

    NM2

    NM3 `

    NM4

    NM5

    NM6

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    viii

    Table No. Table Title Page No.

    Part III: INTERNATIONAL SECURITIES MARKET

    79

    80

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    PART I

    SECURITIES MARKET (ANNUAL SERIES)

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    3

    Table 1: SEBI Registered Market Intermediaries / Institutions

    MarketIntermediaries

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010- 11 2011- 12 2012- 13 Apr 12-Dec 12

    Apr 13-Dec 13

    1 2 3 4 5 6 7 8 9 10 11 12

    Stock Exchanges(Cash Market) 23 23 22 19 19 19 19 19 20 20 19

    Stock Exchanges

    (Derivatives Market) 2 2 2 2 2 2 2 2 3 3 3

    Stock Exchanges(Currency Derivatives) - - - 0 3 4 4 4 4 4 4

    Brokers(Cash Segment) 9,128 9,335 9,443 9,487 8,652 8,804 9,235 9,307 10,128 9,195 9,150

    Corporate Brokers(Cash Segment) 3,764 3,952 4,101 3,955 4,079 4,197 4,563 4,672 5,113 4,713 4,925

    Sub-brokers(Cash Segment) 13,684 23,479 27,541 44,074 62,471 75,378 83,952 77,165 70,178 77,163 54,846

    Brokers(Equity Derivative) 1,003 1,188 1,349 1,575 1,770 1,899 2,301 2,337 2,957 2,614 3,072

    Brokers(Currency Derivatives) - - - - 1,202 1,450 1,894 2,173 2,330 1,738 2,382

    Foreign InstitutionalInvestors 685 882 997 1,319 1,635 1,713 1,722 1,765 1,757 1,767 1,739

    Sub-accounts - - - - 4,967 5,378 5,686 6,322 6,335 6,278 6,394

    Custodians 11 11 11 15 16 17 19 19 19 19 19

    Depositories 2 2 2 2 2 2 2 2 2 2 2

    Depository Participants 477 526 593 654 714 758 805 854 865 823 866

    Qualified DepositoryParticipants of NSDL& CDSL - - - - - - - - 59 - 62

    Merchant Bankers 128 130 152 155 134 164 192 200 198 199 198

    Bankers to an Issue 59 60 47 50 51 48 55 56 57 56 56

    Underwriters 59 57 45 35 19 5 3 3 3 3 3

    Debenture Trustees 35 32 30 28 30 30 29 32 32 30 32

    Credit Rating Agencies 4 4 4 5 5 5 6 6 6 6 6

    KYC RegistrationAgency (KRA) - - - - - - - - 5 5 5

    Venture Capital Funds 50 80 90 106 132 158 184 207 211 205 210

    Foreign VentureCapital Investors 14 39 78 97 129 143 153 175 182 164 193

    Alternative InvestmentFunds - - - - - - - - 42 23 90

    Registrars to an Issue &Share Transfer Agents 83 83 82 76 71 74 73 74 72 74 72

    Portfolio Managers 84 132 158 205 232 243 267 250 241 246 221

    Mutual Funds 39 38 40 40 44 47 51 49 52 51 50

    Investment Advisors - - - - - - - - - - 70

    Collective InvestmentSchemes 0 0 0 0 1 1 1 1 1 1 1

    Approved Intermediaries(Stock Lending Schemes) 3 3 3 2 2 2 2 2 2 2 2

    STP (Centralised Hub) 0 0 1 1 1 1 1 1 1 1 1

    STP Service Providers 0 0 4 2 2 2 2 2 2 2 2

    Notes: 1. Hyderabad Stock Exchange, Coimbatore Stock Exchange and Saurashtra Kutch Stock Exchange have been granted exit by SEBI vide order dated January 25, 2013, April 4, 2013and April 5, 2013 respectively.

    2. SEBI vide order dated September 3, 2007 refused to renew the recognition granted to Magadh Stock Exchange3. As per Securities Appellete Tribunal order dated October 4, 2006, the Mangalore Stock Exchange is a de-recognized Stock Exchange under Section 4 (4) of SCRA.4. The Cochin Stock Exchange and Gauhati Stock Exchange have made applications for exit under SEBI circular dated May 30, 2012.5. MCX-SX was granted registration in Cash and Equity Derivative Segment on July 10, 20126. The number of brokers and sub brokers in cash segment pertains to the number of Stock Exchanges existing in the respective year.

    7. Qulaified Depository Participants (QDPs) are SEBI registered Depository Participants (DPs) offering services to Qualified Foreign Investor (QFI)Source: SEBI.

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    4

    Table 2: Exchange-wise Brokers Registered with SEBI in Cash Segment

    2004-05 2005-06 2006-07 2007-08

    Stock Exchange TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    1 2 3 4 5 6 7 8 9 10 11 12 13

    Ahmedabad 317 150 47.3 317 152 47.9 317 153 48.3 321 157 48.9

    Bangalore 250 119 47.6 256 125 48.8 256 125 48.8 256 124 48.4

    BSE 726 534 73.6 840 661 78.7 901 722 80.1 946 767 81.1

    Bhubaneshwar 221 18 8.1 219 19 8.7 216 19 8.8 214 19 8.9

    Calcutta 962 204 21.2 962 204 21.2 960 204 21.3 957 204 21.3

    Cochin 446 76 17.0 434 79 18.2 432 80 18.5 435 80 18.4

    Delhi 376 215 57.2 375 214 57.1 374 213 57.0 374 213 57.0

    Gauhati 119 4 3.4 110 4 3.6 104 3 2.9 103 3 2.9

    ICSE 654 250 38.2 788 283 35.9 925 336 36.3 935 345 36.9

    Jaipur 522 19 3.6 507 19 3.7 492 18 3.7 488 18 3.7

    Ludhiana 293 84 28.7 293 86 29.4 293 85 29.0 297 85 28.6

    Madhya Pradesh 174 35 20.1 174 35 20.1 174 35 20.1 174 34 19.5

    Madras 178 69 38.8 182 71 39.0 181 71 39.2 181 71 39.2

    MCX-SX - - - - - - - - - - - -

    NSE 976 877 89.9 1,014 922 90.9 1,077 988 91.7 1,129 1,039 92.0

    OTCEI 801 616 76.9 769 588 76.5 752 574 76.3 719 551 76.6

    Pune 186 55 29.6 192 57 29.7 188 55 29.3 188 55 29.3

    UPSE 504 103 20.4 463 93 20.1 384 82 21.4 354 78 22.0

    Vadodara 311 64 20.6 311 64 20.6 311 64 20.6 311 64 20.6

    Total 8,016 3,492 43.6 8,206 3,676 44.8 8,337 3,827 45.9 8,382 3,907 46.6

    (Continued)

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    5

    Table 2: Exchange-wise Brokers Registered with SEBI in Cash Segment

    2008-09 2009-10 2010-11 2011-12

    Stock Exchange TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    1 14 15 16 17 18 19 20 21 22 23 24 25

    Ahmedabad 325 161 49.5 329 171 52.0 333 177 53.2 340 182 53.5

    Bangalore 257 126 49.0 261 129 49.4 270 131 48.5 273 133 48.7

    BSE 984 805 81.8 1,003 826 82.4 1,301 1,087 83.6 1,376 1,164 84.6

    Bhubaneshwar 213 19 8.9 214 19 8.9 215 19 8.8 214 19 8.9

    Calcutta 926 200 21.6 908 197 21.7 901 201 22.3 892 204 22.9

    Cochin 435 79 18.2 438 79 18.0 441 81 18.4 441 82 18.6

    Delhi 375 213 56.8 455 254 55.8 481 268 55.7 497 275 55.3

    Gauhati 103 3 2.9 98 3 3.1 97 3 3.1 94 3 3.2

    ICSE 946 347 36.7 943 345 36.6 943 348 36.9 917 336 36.6

    Jaipur 488 18 3.7 484 18 3.7 481 18 3.7 471 18 3.8

    Ludhiana 301 87 28.9 300 89 29.7 307 89 29.0 306 89 29.1

    Madhya Pradesh 174 34 19.5 192 38 19.8 203 42 - 208 45 21.6

    Madras 183 73 39.9 193 75 38.9 211 85 40.3 216 90 41.7

    MCX-SX - - - - - - - - - - - -

    NSE 1,243 1,125 90.5 1,310 1,175 89.7 1,389 1,239 89.2 1,423 1,269 89.2

    OTCEI 713 545 76.4 704 538 76.4 701 536 76.5 691 528 76.4

    Pune 188 55 29.3 186 54 29.0 185 54 29.2 182 52 28.6

    UPSE 351 77 21.9 339 75 22.1 328 73 22.3 317 70 22.1

    Vadodara 312 64 20.5 312 64 20.5 312 64 20.5 313 65 20.8

    Total 8,517 4,031 47.3 8,669 4,149 47.9 9,099 4,515 49.6 9,171 4,624 50.4

    (Continued)

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    6

    Note : 1. MCX-SX was granted registration in Cash Segment on July 10, 2012

    2. The total will differ from Table 1 and previous year publication as the data pertains to existing recognised Stock Exchanges.Source : SEBI

    Table 2: Exchange-wise Brokers Registered with SEBI in Cash Segment (Concld.)

    2012-13 Apr 12- Dec 12 Apr 13-Dec 13

    Stock Exchange TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers as

    a percentof totalbrokers

    1 26 27 28 29 30 31 32 33 34

    Ahmedabad 339 180 53.1 341 182 53.4 339 179 52.8

    Bangalore 261 128 49.0 263 130 49.4 258 127 49.2

    BSE 1,361 1,162 85.4 1,358 1,158 85.3 1,349 1,126 83.5

    Bhubaneshwar 202 17 8.4 202 17 8.4 200 17 8.5

    Calcutta 869 210 24.2 872 210 24.1 858 209 24.4

    Cochin 407 78 19.2 408 79 19.4 396 78 19.7

    Delhi 484 271 56.0 484 270 55.8 476 265 55.7

    Gauhati 62 2 3.2 62 2 3.2 44 2 4.5

    ICSE 883 319 36.1 887 316 35.6 844 305 36.1

    Jaipur 458 18 3.9 462 18 3.9 444 18 4.1

    Ludhiana 304 89 29.3 302 88 29.1 303 86 28.4

    Madhya Pradesh 256 68 26.6 242 62 25.6 286 80 28.0

    Madras 198 81 40.9 201 81 40.3 181 77 42.5

    MCX-SX 458 428 93.4 159 148 93.1 534 493 92.3

    NSE 1,416 1,261 89.1 1,411 1,256 89.0 1,326 1,175 88.6

    OTCEI 647 496 76.7 647 494 76.4 621 473 76.2

    Pune 173 49 28.3 173 49 28.3 169 47 27.8

    UPSE 280 67 23.9 281 67 23.8 211 55 26.1

    Vadodara 310 65 21.0 310 65 21.0 311 65 20.9

    Total 9,368 4,989 53.3 9,065 4,692 51.8 9,150 4,877 53.3

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    7

    Table 2A: Exchange-wise Brokers Registered with SEBI in Equity Derivatives Segment

    Year BSE NSE MCX-SX BSE+NSE+MCX-SX

    TotalBrokers

    CorporateBrokers

    CorporateBrokers asa percent

    of totalBrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers asa percent

    of totalBrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers asa percent

    of totalBrokers

    TotalBrokers

    CorporateBrokers

    CorporateBrokers asa percent

    of totalBrokers

    1 2 3 4 5 6 7 8 9 10 11 12 13

    2004-05 260 234 90.0 743 674 90.7 - - - 1,003 908 90.5

    2005-06 281 252 89.7 907 832 91.7 - - - 1,188 1,084 91.2

    2006-07 332 300 90.4 1,017 939 92.3 - - - 1,349 1,239 91.8

    2007-08 431 392 91.0 1,144 1,056 92.3 - - - 1,575 1,448 91.9

    2008-09 458 419 91.5 1,312 1,189 90.6 - - - 1,770 1,608 90.8

    2009-10 474 435 91.8 1,425 1,280 89.8 - - - 1,899 1,715 90.3

    2010-11 791 721 91.2 1,510 1,348 89.3 - - - 2,301 2,069 89.9

    2011-12 897 826 92.1 1,289 1,141 88.5 - - - 2,186 1,967 90.0

    2012-13 974 877 90.0 1,329 1,176 88.5 457 427 93.4 2,760 2,480 89.9

    Apr 12-Dec 12 954 878 92.0 1,321 1,169 88.5 147 141 95.9 2,422 2,188 90.3

    Apr 13-Dec 13 997 896 89.9 1,361 1,202 88.3 534 496 92.9 2,892 2,594 89.7

    Note : MCX-SX was granted registration in Equity Derivative Segment on July 10, 2012Source: SEBI.

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    Table2B:E

    xchange-wiseBrokersRegisteredwithSEBIinCurrencyDerivativesSegment

    Stock

    Excha

    nge

    2008-09

    2009-10

    2010-11

    2011-12

    2

    012-13

    Apr12-Dec12

    Apr13-Dec13

    Total

    Brokers

    Corporate

    Brokers

    Corporate

    Brokersa

    s

    percent-

    age

    ofTotal

    Brokers

    Total

    Brokers

    Corporate

    Brokers

    Corporate

    Brokersa

    s

    percent-

    age

    ofTotal

    Brokers

    Total

    Brokers

    Corporate

    Brokers

    Corporate

    Brok

    ersa

    s

    percent-

    age

    ofTotal

    Brok

    ers

    Total

    Brokers

    Corporate

    Brokers

    Corporate

    Brokersa

    s

    percent-

    age

    ofTotal

    Brokers

    Total

    Brokers

    C

    orporate

    Brokers

    Corporate

    Brokersa

    s

    percent-

    age

    ofTotal

    Brokers

    Total

    Brokers

    Corporate

    Brokers

    Corpora

    te

    Broke

    rsas

    percent-

    a

    ge

    ofTo

    tal

    Broke

    rs

    Total

    Brokers

    Corporate

    Brokers

    Corporate

    Brokersa

    s

    percent-

    age

    ofTotal

    Brokers

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    20

    21

    22

    BSE

    157

    148

    94.

    3

    162

    153

    94.

    4

    168

    159

    9

    4.

    6

    156

    148

    94.

    9

    159

    144

    90.

    6

    156

    148

    94.

    9

    162

    147

    90.

    7

    NSE

    516

    486

    94.

    2

    624

    582

    93.

    3

    849

    778

    9

    1.

    6

    801

    735

    91.

    8

    885

    808

    91.

    3

    835

    766

    91.

    7

    906

    827

    91.

    3

    MCX-S

    X

    529

    499

    94.

    3

    664

    608

    91.

    6

    877

    784

    8

    9.

    4

    763

    695

    91.

    1

    882

    801

    90.

    8

    810

    740

    91.

    4

    901

    816

    90.

    6

    USE

    -

    -

    -

    -

    -

    -

    317

    286

    9

    0.

    2

    375

    342

    91.

    2

    409

    370

    90.

    5

    381

    348

    91.

    3

    413

    372

    90.

    1

    Total

    1,202

    1,133

    94.3

    1,450

    1,343

    92.6

    2,211

    2,007

    9

    0.8

    2,095

    1,920

    91.6

    2,335

    2,123

    90.9

    2,182

    2,002

    91.8

    2,382

    2,162

    90.8

    Source:SEBI.

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    (Continued)

    Table 3: Stock brokers on the Basis of Ownership in Cash Segment

    StockExchange

    Proprietorship

    Number Per centage to Total Number of Brokers

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23

    Ahmedabad 144 142 142 142 143 139 137 137 137 137 137 45.4 44.8 44.8 44.4 44.0 42.2 41.1 40.3 40.4 40.2 40.5

    Bangalore 128 128 128 129 128 129 135 134 127 127 125 51.2 50.0 50.0 50.4 49.8 49.4 50.0 49.1 48.7 48.3 48.4

    BSE 156 148 148 148 148 147 183 181 171 171 167 21.5 17.6 16.4 15.7 15.0 14.7 14.1 13.2 12.6 12.6 12.6

    Bhubaneshwar 203 200 197 195 194 195 196 195 185 185 183 91.9 91.3 91.2 91.1 91.1 91.1 91.2 91.1 91.6 91.6 91.5

    Calcutta 712 712 710 707 682 667 656 644 616 618 605 74.0 74.0 74.0 74.0 73.7 73.5 72.8 72.2 70.9 70.9 70.6

    Cochin 360 345 342 345 346 350 351 350 320 320 309 80.7 79.5 79.2 79.3 79.5 79.9 79.6 79.4 78.6 78.4 78.0

    Delhi 128 129 129 129 130 169 181 190 183 183 180 34.0 34.4 34.5 34.6 34.7 37.1 37.6 38.2 37.8 37.8 37.9

    Gauhati 114 105 100 99 99 94 93 90 59 59 41 95.8 95.5 96.2 96.1 96.1 95.9 95.9 95.7 95.2 95.2 93.2

    ICSE 403 496 562 562 570 569 566 552 537 541 513 61.6 62.9 60.8 60.2 60.3 60.3 60.0 60.2 60.8 61.0 60.9

    Jaipur 497 482 468 464 464 460 457 447 434 438 420 95.2 95.1 95.1 95.1 95.1 95.0 95.0 94.9 94.8 94.8 94.6

    Ludhiana 207 205 206 210 212 209 216 215 213 212 215 70.6 70.0 70.3 70.7 70.4 69.7 70.4 70.3 70.1 70.2 71.0

    Madhya Pradesh 137 137 137 139 139 153 160 162 187 179 204 78.7 78.7 78.7 79.9 79.9 79.7 78.8 77.9 73.0 74.0 71.6

    Madras 93 95 95 96 96 104 112 112 104 107 92 52.2 52.2 52.5 53.0 52.5 53.9 53.1 51.9 52.5 53.2 50.8

    MCX-SX - - - - - - - - 20 5 22 - - - - - - - - 4.4 3.2 4.2

    NSE 48 46 44 46 61 68 73 72 74 72 70 4.9 4.5 4.1 4.1 4.9 5.2 5.3 5.1 5.2 5.1 5.3

    OTCEI 166 162 159 149 149 148 147 145 135 135 134 20.7 21.1 21.1 20.8 20.9 21.0 21.0 21.0 20.9 20.9 21.6

    Pune 124 128 126 126 126 125 124 123 117 117 115 66.7 66.7 67.0 67.0 67.0 67.2 67.0 67.6 67.6 67.6 68.0

    UPSE 395 364 297 271 269 259 252 244 210 211 153 78.4 78.6 77.3 76.6 76.6 76.4 76.8 77.0 75.0 75.1 72.5

    Vadodara 244 244 244 244 245 245 245 245 242 242 243 78.5 78.5 78.5 78.5 78.5 78.5 78.5 78.3 78.1 78.1 78.1

    Total 4,259 4,268 4,234 4,201 4,201 4,230 4,284 4,238 4,071 4,059 3,928 53.1 52.0 50.8 50.1 49.3 48.8 47.1 46.8 43.5 44.8 43.1

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    (Continued)

    Table 3: Stock brokers on the Basis of Ownership in Cash Segment

    StockExchange

    Proprietorship

    Number Per centage to Total Number of Brokers

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    1 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45

    Ahmedabad 23 23 22 22 21 19 19 21 22 22 22 7.3 7.3 6.9 6.9 6.5 5.8 5.7 6.2 6.5 6.5 6.5

    Bangalore 3 3 3 3 3 3 4 6 6 6 6 1.2 1.2 1.2 1.2 1.2 1.1 1.5 2.2 2.3 2.3 2.3

    BSE 36 31 31 31 31 30 31 30 28 28 29 5.0 3.7 3.4 3.3 3.2 3.0 2.4 2.2 2.1 2.1 2.2

    Bhubaneshwar 0 0 0 0 0 0 0 0 0 0 0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0

    Calcutta 46 46 46 46 44 44 44 43 43 43 43 4.8 4.8 4.8 4.8 4.8 4.8 4.9 4.8 4.9 4.9 5.0

    Cochin 10 10 10 10 10 9 9 9 9 9 9 2.2 2.3 2.3 2.3 2.3 2.1 2.0 2.0 2.2 2.2 2.3

    Delhi 33 32 32 32 32 32 32 32 30 30 30 8.8 8.5 8.6 8.6 8.5 7.0 6.7 6.4 6.2 6.2 6.3

    Gauhati 1 1 1 1 1 1 1 1 1 1 1 0.8 0.9 1.0 1.0 1.0 1.0 1.0 1.1 1.6 1.6 2.3

    ICSE 1 9 27 28 29 29 29 28 27 28 24 0.2 1.1 2.9 3.0 3.1 3.1 3.1 3.1 3.1 3.2 2.9

    Jaipur 6 6 6 6 6 6 6 6 6 6 6 1.1 1.2 1.2 1.2 1.2 1.2 1.2 1.3 1.3 1.3 1.4

    Ludhiana 2 2 2 2 2 2 2 2 2 2 2 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7 0.7

    Madhya Pradesh 2 2 2 1 1 1 1 1 1 1 1 1.1 1.1 1.2 0.6 0.6 0.5 0.5 0.5 0.4 0.4 0.4

    Madras 16 16 15 14 14 14 14 14 13 13 12 9.0 8.8 8.3 7.7 7.7 7.3 6.6 6.5 6.6 6.5 6.6

    MCX-SX - - - - - - - - 10 5 14 - - - - - - - - 2.2 3 2.6

    NSE 51 46 45 44 57 67 77 80 81 81 79 5.2 4.5 4.2 3.9 4.6 5.1 5.5 5.6 5.7 5.7 6.0

    OTCEI 19 19 19 19 19 18 18 18 16 16 13 2.4 2.5 2.5 2.7 2.7 2.6 2.6 2.6 2.5 2.5 2.1

    Pune 7 7 7 7 7 7 7 7 7 7 7 3 .8 3.6 3.7 3 .7 3 .7 3.8 3.8 3 .8 4.0 4.0 4 .1

    UPSE 6 6 5 5 5 5 3 3 3 3 3 1 .2 1.3 1.3 1 .4 1 .4 1.5 0.9 0 .9 1.1 1.1 1 .4

    Vadodara 3 3 3 3 3 3 3 3 3 3 3 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0

    Total 265 262 276 274 285 290 300 304 308 304 304 3.3 3.2 3.3 3.3 3.3 3.3 3.3 3.3 3.3 3.4 3.3

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    12

    Table 3: Stock brokers on the Basis of Ownership in Cash Segment

    StockExchange

    Corporate

    Number Per centage to Total Number of Brokers

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    1 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67

    Ahmedabad 150 152 153 157 161 171 177 182 180 182 179 47.3 47.9 48.3 48.9 49.5 52.0 53.2 53.5 53.1 53.4 53.0

    Bangalore 119 125 125 124 126 129 131 133 128 130 127 47.6 48.8 48.8 48.4 49.0 49.4 48.5 48.7 49.0 49.4 49.2

    BSE 534 661 722 767 805 826 1,087 1,164 1,162 1,158 1,126 73.6 78.7 80.1 81.1 81.8 82.4 83.6 84.6 85.4 85.3 85.2

    Bhubaneshwar 18 19 19 19 19 19 19 19 17 17 17 8.1 8.7 8.8 8.9 8.9 8.9 8.8 8.9 8.4 8.4 8.5

    Calcutta 204 204 204 204 200 197 201 204 210 211 209 21.2 21.2 21.3 21.3 21.6 21.7 22.3 22.9 24.2 24.2 24.4

    Cochin 76 79 80 80 79 79 81 82 78 79 78 17.0 18.2 18.5 18.4 18.2 18.0 18.4 18.6 19.2 19.4 19.7

    Delhi 215 214 213 213 213 254 268 275 271 271 265 57.2 57.1 57.0 57.0 56.8 55.8 55.7 55.3 56.0 56.0 55.8

    Gauhati 4 4 3 3 3 3 3 3 2 2 2 3.4 3.6 2.9 2.9 2.9 3.1 3.1 3.2 3.2 3.2 4.5

    ICSE 250 283 336 345 347 345 348 336 319 318 305 38.2 35.9 36.3 36.9 36.7 36.6 36.9 36.6 36.1 35.9 36.2

    Jaipur 19 19 18 18 18 18 18 18 18 18 18 3.6 3.7 3.7 3.7 3.7 3.7 3.7 3.8 3.9 3.9 4.1

    Ludhiana 84 86 85 85 87 89 89 89 89 88 86 28.7 29.4 29.0 28.6 28.9 29.7 29.0 29.1 29.3 29.1 28.4

    Madhya Pradesh 35 35 35 34 34 38 42 45 68 62 80 20.1 20.1 20.1 19.5 19.5 19.8 20.7 21.6 26.6 25.6 28.1

    Madras 69 71 71 71 73 75 85 90 81 81 77 38.8 39.0 39.2 39.2 39.9 38.9 40.3 41.7 40.9 40.3 42.5

    MCX-SX - - - - - - - - 428 147 493 - - - - - - - - 93.4 94 93.2

    NSE 877 922 988 1 ,039 1 ,125 1 ,175 1 ,239 1 ,269 1 ,261 1 ,256 1 ,175 89.9 90.9 91.7 92.0 90.5 89.7 89.2 89.2 89.1 89.1 88.7

    OTCEI 616 588 574 551 545 538 536 528 496 496 473 76.9 76.5 76.3 76.6 76.4 76.4 76.5 76.4 76.7 76.7 76.3

    Pune 55 57 55 55 55 54 54 52 49 49 47 29.6 29.7 29.3 29.3 29.3 29.0 29.2 28.6 28.3 28.3 27.8

    UPSE 103 93 82 78 77 75 73 70 67 67 55 20.4 20.1 21.4 22.0 21.9 22.1 22.3 22.1 23.9 23.8 26.1

    Vadodara 64 64 64 64 64 64 64 65 65 65 65 20.6 20.6 20.6 20.6 20.5 20.5 20.5 20.8 21.0 21.0 20.9

    Total 3,492 3,676 3,827 3,907 4,031 4,149 4,515 4,624 4,989 4,697 4,877 43.6 44.8 45.9 46.6 47.3 47.9 49.6 50.4 53.3 51.8 53.5

    (Continued)

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    13

    Notes : 1. MCX-SX was granted registration in Cash Segment on July 10, 20122. The total number of brokers in cash segment in this table may not match with the figure in Table 1 as this table provides data only for proprietorship, partnership and corporate brokers.3. The total will differ from Table 1 and previous year publication as the data pertains to existing recognised Stock Exchanges.

    Source: SEBI

    Table 3: Stock brokers on the Basis of Ownership in Cash Segment (Concld.)

    StockExchange

    Total Number of Brokers

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr 12-Dec 12

    Apr 13-Dec 13

    1 68 69 70 71 72 73 74 75 76 77 78

    Ahmedabad 317 317 317 321 325 329 333 340 339 341 338

    Bangalore 250 256 256 256 257 261 270 273 261 263 258

    BSE 726 840 901 946 984 1,003 1,301 1,376 1,361 1,357 1,322

    Bhubaneshwar 221 219 216 214 213 214 215 214 202 202 200

    Calcutta 962 962 960 957 926 908 901 892 869 872 857

    Cochin 446 434 432 435 435 438 441 441 407 408 396

    Delhi 376 375 374 374 375 455 481 497 484 484 475

    Gauhati 119 110 104 103 103 98 97 94 62 62 44

    ICSE 654 788 925 935 946 943 943 917 883 887 842

    Jaipur 522 507 492 488 488 484 481 471 458 462 444

    Ludhiana 293 293 293 297 301 300 307 306 304 302 303

    Madhya Pradesh 174 174 174 174 174 192 203 208 256 242 285

    Madras 178 182 181 181 183 193 211 216 198 201 181

    MCX-SX - - - - - - - - 458 157 529

    NSE 976 1,014 1,077 1,129 1,243 1,310 1,389 1,423 1,416 1,409 1,324

    OTCEI 801 769 752 719 713 704 701 691 647 647 620

    Pune 186 192 188 188 188 186 185 182 173 173 169

    UPSE 504 463 384 354 351 339 328 317 280 281 211

    Vadodara 311 311 311 311 312 312 312 313 310 310 311

    Total 8,016 8,206 8,337 8,382 8,517 8,669 9,099 9,171 9,368 9,060 9,109

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    14

    Table3A:StockBrokersontheBasisofOwnershipinEquit

    yDerivativesSegment

    Year

    BSE

    NSE

    MCX-SX

    Total

    Proprietor-

    ship

    Percentage

    ofTotal

    Brokers

    Partnership

    Percentage

    ofTotal

    Brokers

    Corporate

    Percentage

    ofTotal

    Brokers

    Proprietor-

    ship

    Percentage

    ofTotal

    Brokers

    Partnership

    Percentage

    ofTotal

    Brokers

    Corporate

    Percentage

    ofTotal

    Brokers

    Proprietor-

    ship

    Percentage

    ofTotal

    Brokers

    Partnership

    Percentage

    ofTotal

    Brokers

    Corporate

    Percentage

    ofTotal

    Brok

    ers

    BSE

    NSE

    MCX-SX

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    20

    21

    22

    2004-05

    22

    8.

    5

    3

    1.2

    234

    90.

    3

    33

    4.

    5

    34

    4.

    6

    674

    91.

    0

    -

    -

    -

    -

    -

    -

    259

    741

    -

    2005-06

    25

    8.

    9

    3

    1.1

    252

    90.

    0

    35

    3.

    9

    37

    4.

    1

    832

    92.

    0

    -

    -

    -

    -

    -

    -

    280

    904

    -

    2006-07

    28

    8.

    5

    3

    0.9

    300

    90.

    6

    35

    3.

    5

    39

    3.

    8

    939

    92.

    7

    -

    -

    -

    -

    -

    -

    331

    1,

    013

    -

    2007-08

    34

    7.

    9

    3

    0.7

    392

    91.

    4

    41

    3.

    6

    43

    3.

    8

    1056

    92.

    6

    -

    -

    -

    -

    -

    -

    429

    1,

    140

    -

    2008-09

    34

    7.

    5

    3

    0.7

    419

    91.

    9

    58

    4.

    4

    61

    4.

    7

    1189

    90.

    9

    -

    -

    -

    -

    -

    -

    456

    1,

    308

    -

    2009-10

    34

    7.

    2

    3

    0.6

    435

    92.

    2

    67

    4.

    7

    74

    5.

    2

    1,2

    80

    90.

    1

    -

    -

    -

    -

    -

    -

    472

    1,

    421

    -

    2010-11

    65

    8.

    2

    3

    0.4

    721

    91.

    4

    74

    4.

    9

    84

    5.

    6

    1,3

    48

    80.

    0

    -

    -

    -

    -

    -

    -

    789

    1,

    506

    -

    2011-12

    68

    7.

    6

    3

    0.3

    826

    92.

    1

    68

    5.

    3

    80

    6.

    2

    1,1

    41

    80.

    0

    -

    -

    -

    -

    -

    -

    897

    1,

    289

    -

    2012-13

    71

    7.

    4

    7

    0.7

    877

    91.

    8

    65

    4.

    9

    82

    6.

    2

    1,1

    76

    88.

    9

    18

    4.

    0

    9

    2.

    0

    427

    9

    4.

    1

    955

    1,

    323

    454

    Apr12-Dec12

    71

    7.

    4

    5

    0.5

    878

    92.

    0

    69

    5.

    2

    83

    6.

    3

    1,1

    69

    88.

    5

    3

    2.

    0

    3

    2.

    0

    141

    9

    5.

    9

    954

    1,

    321

    147

    Apr13-Dec13

    74

    7.

    6

    8

    0.8

    896

    91.

    6

    73

    5.

    4

    83

    6.

    1

    1,2

    02

    88.

    5

    20

    3.

    8

    14

    2.

    6

    496

    9

    3.

    6

    978

    1,

    358

    530

    Notes

    :

    1.MCX-SXwasgrantedregistrationinEquityDerivativeSegmentonJuly10,2012

    2.Thetotalnumberofbrokersinequityderivative

    segmentinthistablemaynotmatchwiththefigure

    inTable1asthistableprovidesdataonlyforproprietorship,partnershipandcorporatebrokers.

    Source:SEBI.

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    15

    Table3B

    :StockBrokersontheBasisofOwnershipinCurren

    cyDerivativesSegment

    Stock

    Exchange

    Proprietorship

    Partenership

    Number

    PercentagetoTotalNumber

    ofBrokers

    Numb

    er

    PercentagetoTotalNumberofBrokers

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13Ap

    r12-

    De

    c12

    Apr13-

    Dec13

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13A

    pr12-

    Dec12A

    pr13-

    Dec13

    2008-09

    2009-10

    2010-11

    20

    11-12

    2012-13A

    pr12-

    Dec12

    Apr13-

    Dec13

    2008-09

    2009-10

    201

    0-11

    2011-12

    2012-13A

    pr12-

    Dec12

    Apr13-

    Dec13

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    20

    21

    22

    23

    24

    25

    26

    27

    28

    29

    BSE

    6

    6

    6

    6

    6

    6

    6

    3.

    8

    3.

    7

    3.

    7

    3.

    8

    3.

    9

    3.

    8

    3.

    8

    2

    2

    2

    2

    2

    2

    2

    1.

    3

    1.

    2

    1.

    2

    1.

    3

    1.

    3

    1.

    3

    1.

    3

    NSE

    11

    17

    23

    26

    30

    27

    31

    2.

    1

    2.

    7

    3.

    1

    3.

    2

    3.

    4

    3.

    2

    3.

    7

    17

    23

    34

    40

    43

    42

    44

    3.

    3

    3.

    7

    4.

    6

    5.

    0

    4.

    9

    5.

    0

    4.

    9

    MCX-S

    X

    19

    33

    40

    40

    43

    40

    45

    3.

    6

    5.

    0

    5.

    3

    5.

    2

    4.

    9

    4.

    9

    5.

    6

    11

    23

    27

    28

    33

    30

    34

    2.

    1

    3.

    5

    3.

    6

    3.

    7

    3.

    8

    3.

    7

    3.

    8

    USE

    -

    -

    20

    21

    22

    21

    24

    -

    -

    6.

    3

    5.

    6

    5.

    4

    5.

    5

    6.

    3

    -

    -

    11

    12

    13

    12

    13

    -

    -

    3.

    5

    3.

    2

    3.

    2

    3.

    1

    3.

    2

    Total

    36

    56

    89

    93

    101

    94

    106

    3.0

    3.9

    4.5

    4.4

    4.4

    4.3

    4.9

    30

    48

    74

    82

    91

    86

    93

    2.5

    3.3

    3

    .8

    3.9

    3.9

    3.9

    3.9

    (Continued)

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    16

    Table3B:Sto

    ckBrokersontheBasisofOwnershipinCurrencyD

    erivativesSegment(Conc

    ld.)

    Stock

    Excha

    nge

    Corporate

    Total

    Number

    PercentagetoTotalNumberofBrokers

    Numbe

    r

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr12-

    Dec12

    Apr13-

    Dec13

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr12-

    Dec12

    Apr13-

    Dec13

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr12-

    Dec12

    Apr13-

    Dec13

    1

    30

    31

    32

    33

    34

    35

    36

    37

    38

    39

    40

    41

    42

    43

    44

    45

    46

    47

    48

    49

    50

    BSE

    148

    153

    154

    148

    144

    148

    147

    94.

    9

    95.

    0

    95.

    1

    94.

    9

    94.

    7

    94.

    9

    94.

    8

    156

    161

    162

    1

    56

    152

    156

    155

    NSE

    486

    582

    685

    720

    808

    766

    827

    94.

    6

    93.

    6

    92.

    3

    89.

    9

    91.

    7

    91.

    7

    91.

    7

    514

    622

    742

    8

    01

    881

    835

    902

    MCX-S

    X

    499

    608

    681

    694

    801

    740

    816

    94.

    3

    91.

    6

    91.

    0

    91.

    0

    91.

    3

    91.

    4

    91.

    2

    529

    664

    748

    7

    63

    877

    810

    895

    USE

    -

    -

    286

    335

    370

    348

    372

    -

    -

    90.

    2

    89.

    3

    91.

    4

    91.

    3

    91.

    0

    -

    -

    317

    3

    75

    405

    381

    409

    Total

    1,133

    1,343

    1,806

    1,897

    2,123

    2,002

    2,162

    94.5

    92.8

    91.7

    90.5

    91.7

    91.8

    91.6

    1,199

    1,447

    1,969

    2,0

    95

    2,315

    2,182

    2,361

    Note:

    1.

    Thetotalnumberofbrokersincurrencyderiva

    tivesegmentinthistablemaynotmatchwiththefigureinTable1asthistableprovidesdataonlyforproprietorship,partnershipandcorporatebrokers.

    Source:SEBI.

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    17

    Table4:RegisteredSub-Brokers

    StockExchange

    Sub-Brokers

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-11

    2011-12

    2012-13

    Apr12-Dec12

    Apr13-Dec13

    No.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTota

    l

    No.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTotal

    N

    o.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTotal

    No.

    Perc

    ent-

    age

    toT

    otal

    No.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTotal

    No.

    Percent-

    age

    toTotal

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    20

    21

    22

    23

    Ahmed

    abad

    119

    0.9

    119

    0.

    5

    97

    0.

    4

    97

    0.

    2

    96

    0.

    2

    95

    0.

    1

    93

    0.1

    81

    0.1

    77

    0.

    1

    80

    0.

    1

    73

    0.

    1

    Bangalore

    156

    1.1

    156

    0.

    7

    156

    0.

    6

    156

    0.

    4

    1

    58

    0.

    3

    158

    0.

    2

    158

    0.2

    158

    0.2

    158

    0.

    2

    158

    0.

    2

    158

    0.

    3

    BSE

    6,

    917

    50.6

    10,

    691

    45.

    5

    13,

    482

    49.

    0

    20,6

    16

    46.

    8

    30,0

    59

    48.

    1

    33,

    710

    44.

    7

    38,

    124

    45.4

    33,

    852

    43.9

    31,

    635

    45.

    1

    3

    1,8

    72

    45.

    2

    23,8

    35

    43.

    5

    Bhubaneshwar

    17

    0.1

    17

    0.

    1

    17

    0.

    1

    17

    0.

    0

    17

    0.

    0

    17

    0.

    0

    16

    0.0

    16

    0.0

    14

    0.

    0

    14

    0.

    0

    14

    0.

    0

    Calcutta

    88

    0.6

    88

    0.

    4

    87

    0.

    3

    87

    0.

    2

    84

    0.

    1

    81

    0.

    1

    79

    0.1

    71

    0.1

    71

    0.

    1

    71

    0.

    1

    48

    0.

    1

    Cochin

    42

    0.3

    42

    0.

    2

    42

    0.

    2

    42

    0.

    1

    43

    0.

    1

    41

    0.

    1

    41

    0.0

    41

    0.1

    41

    0.

    1

    41

    0.

    1

    41

    0.

    1

    Delhi

    343

    2.5

    343

    1.

    5

    292

    1.

    1

    277

    0.

    6

    2

    61

    0.

    4

    255

    0.

    3

    239

    0.3

    222

    0.3

    200

    0.

    3

    201

    0.

    3

    196

    0.

    4

    Gauhati

    4

    0.0

    4

    0.

    0

    4

    0.

    0

    4

    0.

    0

    4

    0.

    0

    4

    0.

    0

    4

    0.0

    4

    0.0

    4

    0.

    0

    4

    0.

    0

    4

    0.

    0

    ICSE

    3

    0.0

    3

    0.

    0

    3

    0.

    0

    3

    0.

    0

    3

    0.

    0

    2

    0.

    0

    1

    0.0

    1

    0.0-

    -

    0

    0.

    0

    0.

    0

    Jaipur

    34

    0.3

    34

    0.

    1

    33

    0.

    1

    33

    0.

    1

    33

    0.

    1

    32

    0.

    0

    32

    0.0

    30

    0.0

    30

    0.

    0

    30

    0.

    0

    30

    0.

    1

    Ludhia

    na

    38

    0.3

    38

    0.

    2

    37

    0.

    1

    37

    0.

    1

    36

    0.

    1

    36

    0.

    0

    35

    0.0

    28

    0.0

    21

    0.

    0

    21

    0.

    0

    0.

    0

    Madhy

    aPradesh

    5

    0.0

    5

    0.

    0

    5

    0.

    0

    5

    0.

    0

    5

    0.

    0

    5

    0.

    0

    5

    0.0

    5

    0.0

    5

    0.

    0

    5

    0.

    0

    5

    0.

    0

    Madras

    115

    0.8

    115

    0.

    5

    112

    0.

    4

    112

    0.

    3

    1

    10

    0.

    2

    109

    0.

    1

    109

    0.1

    107

    0.1

    103

    0.

    1

    103

    0.

    1

    103

    0.

    2

    MCX-S

    X

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    -

    NSE

    5,

    338

    39.0

    11,

    359

    48.

    4

    12,

    724

    46.

    2

    22,1

    44

    50.

    2

    31,3

    28

    50.

    1

    40,

    600

    53.

    9

    44,

    783

    53.3

    42,

    327

    54.9

    37,

    600

    53.

    6

    3

    7,6

    97

    53.

    5

    30,1

    46

    55.

    0

    OTCEI

    19

    0.1

    19

    0.

    1

    19

    0.

    1

    19

    0.

    0

    19

    0.

    0

    17

    0.

    0

    17

    0.0

    14

    0.0

    -

    -

    14

    0.

    0

    14

    0.

    0

    Pune

    161

    1.2

    161

    0.

    7

    158

    0.

    6

    158

    0.

    4

    1

    56

    0.

    2

    156

    0.

    2

    156

    0.2

    156

    0.2

    156

    0.

    2

    156

    0.

    2

    153

    0.

    3

    UPSE

    19

    0.1

    19

    0.

    1

    14

    0.

    1

    8

    0.

    0

    3

    0.

    0

    3

    0.

    0

    3

    0.0

    3

    0.0

    2

    0.

    0

    2

    0.

    0

    2

    0.

    0

    Vadodara

    41

    0.3

    41

    0.

    2

    38

    0.

    1

    38

    0.

    1

    37

    0.

    1

    37

    0.

    0

    37

    0.0

    29

    0.0

    27

    0.

    0

    27

    0.

    0

    24

    0.

    0

    Total

    13,459

    100

    23,254

    100

    27,320

    100

    43,853

    100

    62,4

    52

    100

    75,358

    100

    83,932

    100.0

    77,145

    100.0

    70,144

    100

    7

    0,496

    100

    54,846

    100

    Note:

    1.MCX-SXwasgrantedregistrationinCashandEquity

    DerivativeSegmentonJuly10,2012

    2.ThetotalwilldifferfromTable1andpreviousyearpublicationasthedatapertainstoexistingrecognisedSto

    ckExchanges.

    Source

    :SEBI

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    18

    Table 5: Resources Mobilised from the Primary Market (Amt in `crore)

    Year Total Category - wise Issuer Type Instrument - wise

    Public Rights Listed IPOs Equities CCPS Bonds Others

    At Par At Premium

    No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21

    2004-05 60 28,256 34 24,640 26 3,616 37 14,507 23 13,749 6 420 49 23,968 0 0 5 3,867 0 36

    2005-06 139 27,382 103 23,294 36 4,088 60 16,446 79 10,936 10 372 128 27,000 0 0 0 0 1 670

    2006-07 124 33,508 85 29,796 39 3,710 47 5,002 77 28,504 2 12 119 32,889 0 0 2 356 1 13

    2007-08 124 87,029 92 54,511 32 32,518 39 44,434 85 42,595 7 387 113 79,352 2 5,687 2 1,603 0 0

    2008-09 47 16,220 22 3,582 25 12,638 26 14,138 21 2,082 5 96 40 14,176 1 448 1 1,500 0 0

    2009-10 76 57,555 47 49,236 29 8,319 37 32,859 39 24,696 1 9 71 54,866 1 180 3 2,500 0 10

    2010-11 91 67,609 68 58,105 23 9,503 38 32,049 53 35,559 2 50 78 57,617 1 490 10 9,451 0 249

    2011-12 71 48,468 55 46,093 16 2,375 17 6,953 54 41,515 4 104 47 12,753 0 0 20 35,611 0 0

    2012-13 69 32,455 53 23,510 16 8,945 36 25,926 33 6,528 4 571 45 14,902 0 0 20 16,982 0 0

    Apr 12-Dec 12 40 20,869 29 13,861 11 7,007 20 14,825 20 6,043 9 5,625 22 7,425 0 0 9 7,818 0 0

    Apr 13-Dec 13 50 27,716 41 25,550 9 2,166 25 26,550 25 1,166 5 29 30 10,261 0 0 15 17,425 0 0

    Note: Instrument-wise break up may not tally to the total number of issues, as for one issue there could be more than one instruments.

    Source: SEBI.

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    19

    Table6:Industry-wiseClassificationofCapitalRaised

    (Amtin`crore)

    Indus

    try

    2004-05

    2005-06

    2006-07

    2007-08

    2008-09

    2009-10

    2010-

    11

    2011-12

    2012-13

    A

    pr12-Dec12

    Apr13-Dec13

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    No.

    Amt

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    20

    21

    22

    23

    Banking/FIs

    12

    11,

    311

    1

    2

    12,

    439

    5

    2,

    190

    6

    30,

    955

    0

    0

    6

    3,

    138

    18

    17,

    248

    20

    35,

    611

    7

    8,

    273

    9

    7,

    476

    1

    11,

    553

    Ceme

    nt&Construction

    2

    169

    1

    1

    1,

    020

    13

    2,

    747

    27

    18,

    905

    3

    80

    8

    2,

    780

    3

    2,

    841

    2

    187

    1

    9

    1

    9

    3

    725

    Chem

    ical

    4

    128

    2

    128

    5

    147

    8

    661

    4

    218

    1

    36

    5

    247

    0

    0

    1

    9

    1

    9

    0

    0

    Electronics

    2

    61

    2

    54

    9

    480

    4

    684

    0

    0

    1

    1,

    156

    0

    0

    1

    121

    0

    0

    0

    0

    0

    0

    Engin

    eering

    3

    133

    6

    1,

    124

    2

    465

    5

    378

    0

    0

    1

    50

    5

    1,

    394

    1

    217

    2

    74

    2

    74

    2

    25

    Entertainment

    3

    154

    7

    710

    8

    1,

    219

    2

    403

    2

    1,

    156

    9

    2,

    461

    4

    715

    1

    89

    1

    12

    0

    0

    2

    602

    Finan

    ce

    3

    116

    7

    824

    9

    2,

    765

    7

    1,

    773

    3

    1,

    966

    2

    1,

    826

    3

    2,

    210

    10

    7,

    708

    16

    10,

    739

    4

    1,

    553

    19

    3,

    200

    Food

    Processing

    6

    317

    9

    427

    9

    634

    2

    100

    0

    0

    2

    443

    1

    1,

    245

    0

    0

    2

    19

    1

    8

    0

    0

    Healthcare

    2

    109

    1

    0

    651

    2

    208

    3

    542

    3

    144

    3

    1,

    059

    3

    292

    1

    65

    2

    210

    2

    210

    0

    0

    Inform

    ationTechnology

    5

    5,

    095

    1

    5

    902

    12

    2,

    077

    10

    691

    1

    42

    6

    540

    1

    170

    2

    138

    1

    4

    1

    4

    1

    19

    Paper&Pulp

    1

    60

    4

    182

    1

    15

    1

    35

    0

    0

    1

    35

    0

    0

    2

    306

    0

    0

    5

    442

    1

    28

    Plastic

    0

    0

    0

    0

    3

    106

    5

    211

    0

    0

    1

    39

    0

    0

    1

    11

    0

    0

    0

    0

    1

    6

    Power

    2

    5,

    854

    6

    2,

    164

    1

    30

    4

    13,

    709

    2

    958

    6

    25,

    293

    4

    9,

    469

    0

    0

    0

    0

    0

    0

    4

    9,

    709

    Printing

    1

    130

    1

    43

    2

    121

    0

    0

    0

    0

    0

    0

    1

    52

    2

    71

    0

    0

    0

    0

    0

    0

    Telecommunication

    2

    25

    0

    0

    3

    2,

    994

    2

    1,

    000

    2

    100

    0

    0

    0

    0

    0

    0

    1

    4,

    173

    1

    4,

    173

    1

    5

    Textile

    0

    0

    1

    3

    771

    15

    1,

    064

    7

    442

    5

    710

    3

    237

    3

    207

    0

    0

    4

    582

    0

    0

    1

    4

    Other

    s

    12

    4,

    595

    3

    4

    5,

    944

    25

    16,

    246

    31

    16,

    541

    22

    10,

    845

    26

    18,

    461

    40

    31,

    519

    28

    3,

    943

    31

    8,

    352

    13

    6,

    911

    14

    1,

    841

    Total

    60

    28,256

    13

    9

    27,382

    124

    33,508

    124

    87,029

    47

    16,219

    76

    57,555

    91

    67,609

    71

    48,468

    69

    32,455

    40

    20,869

    50

    27,716

    Sourc

    e:SEBI.

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    20

    Table 7: Size-wise Classification of Capital Raised (Amt in `crore)

    Year Total < 5 crore 5 crore - < 10 crore 10 crore - < 50 crore 50 crore -< 100 crore

    100 crore

    No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt

    1 2 3 4 5 6 7 8 9 10 11 12 13

    2004-05 60 28,256 2 3 5 44 17 461 11 723 25 27,025

    2005-06 139 27,382 6 20 4 32 47 1,325 33 2,189 49 23,815

    2006-07 124 33,508 3 10 6 45 40 1,129 31 2,386 44 29,938

    2007-08 124 87,029 4 16 1 6 33 920 25 1,669 61 84,418

    2008-09 47 16,220 1 3 1 7 21 509 6 445 18 15,255

    2009-10 76 57,555 1 2 3 24 18 596 9 636 45 56,298

    2010-11 91 67,609 1 2 2 11 13 455 20 1,406 55 65,735

    2011-12 71 48,468 2 9 2 14 18 510 14 1,018 35 46,916

    2012-13 69 32,455 2 7 13 86 15 290 6 440 33 31,632

    Apr 12-Dec 12 40 20,869 1 4 11 76 6 141 2 132 20 20,515

    Apr 13-Dec 13 50 27,716 7 18 11 80 9 164 1 75 22 27,378

    Source: SEBI.

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    21

    Table 8: Sector-wise and Region-wise Distribution of Capital Mobilised (Amt in `crore)

    Year Total Sector-wise Region-wise

    Private Public Northern Eastern Western Southern Foreign*

    No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt No. Amt

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

    2004-05 60 28,256 55 17,162 5 11,094 8 8,725 7 204 34 17,951 11 1,377 0 0

    2005-06 139 27,382 131 20,199 8 7,183 30 5,389 13 1,495 56 14,963 40 5,535 0 0

    2006-07 124 33,508 122 31,728 2 1,779 28 3,673 5 165 55 22,964 36 6,706 0 0

    2007-08 124 87,029 120 67,311 4 19,718 22 16,526 11 1,093 55 64,139 36 5,270 0 0

    2008-09 47 16,220 47 16,220 0 0 6 2,902 5 315 21 11,202 15 1,800 0 0

    2009-10 76 57,555 71 32,477 5 25,078 17 24,714 10 4,175 36 15,796 13 12,870 0 0

    2010-11 91 67,609 77 29,385 14 38,223 20 16,356 8 17,190 35 21,479 27 10,097 1 2,487

    2011-12 71 48,468 62 19,874 9 28,594 20 35,546 5 225 25 5,817 21 6,880 0 0

    2012-13 69 32,455 49 15,473 20 16,982 25 25,817 3 98 30 4,499 11 2,041 0 0

    Apr 12-Dec 12 40 20,869 31 13,050 9 7,818 11 16,146 2 85 19 2,928 8 1,709 0 0

    Apr 13-Dec 13 50 27,716 43 7,108 7 20,608 16 20,936 7 679 19 4,094 8 2,008 0 0

    Note : * In 2010-11, Standard Charted Bank issued IDRs.

    Source: SEBI.

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    22

    Table 9: ADRs/GDRs and ECBs

    Year ADRs/GDRs (USD million) ECBs (USD million)

    1 2 3

    2004-05 613 5,194

    2005-06 2,552 2,508

    2006-07 3,776 16,103

    2007-08 6,645 22,610

    2008-09 1,162 7,860

    2009-10 3,328 2,000

    2010-11 2,049 12,160

    2011-12 597 10,344

    2012-13 187 8,485

    Apr 12- Dec 12 187 4,263

    Apr 13-Dec 13 20 -

    Note: Data for 2012-13 are preliminary estimates.Source: RBI.

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    23

    Table 10: Annual Averages of Share Price Indices and Market Capitalisation

    Year BSE Sensex S&P CNX Nifty Market Capitalisation (`crore)

    BSE NSE

    1 2 3 4 5

    2004-05 5741 1805 16,98,428 15,85,585

    2005-06 8280 2513 30,22,191 28,13,201

    2006-07 12277 3572 35,45,041 33,67,350

    2007-08 16569 4897 51,38,014 48,58,122

    2008-09 12366 3731 30,86,075 28,96,194

    2009-10 15585 4658 61,65,619 60,09,173

    2010-11 18605 5584 68,39,084 67,02,616

    2011-12 17423 5243 62,14,941 60,96,518

    2012-13 18202 5257 53,48,645 52,32,273

    Apr 12-Dec 12 17765 5392 69,21,815 67,63,781

    Apr 13-Dec 13 19789 5919 70,44,258 68,84,167

    Source: BSE, NSE.

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    24

    Table 11: Distribution of Turnover at Cash Segment of Exchanges (`crore)

    Stock Exchange 2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr 12-Dec 12

    Apr 13-Dec 13

    1 2 3 4 5 6 7 8 9 10 11 12

    Ahmedabad 0 0 0 0 0 0 0 0 0 0 0

    Bangalore 0 0 0 0 0 0 0 0 0 0 0

    Bhubaneshwar 0 0 0 0 0 0 0 0 0 0 0

    Calcutta 2,715 2,800 694 446 393 0 2,597 5,991 4,614 3,286 159

    Cochin 0 0 0 0 0 0 0 0 0 0 0

    Delhi 0 0 0 0 0 0 0 0 0 0 0

    Gauhati 0 0 0 0 0 0 0 0 0 0 0

    ISE 0 0 0 0 0 0 0 0 0 0 0

    Jaipur 0 0 0 0 0 0 0 0 0 0 0

    Ludhiana 0 0 0 0 0 0 0 0 0 0 0

    Madhya Pradesh 0 0 0 0 0 0 0 0 0 0 0

    Madras 27 5 1 0 0 0 0 0 0 0 0

    MCX-SX - - - - - - - - 33 - 10,252

    BSE 5,18,717 8,16,074 9,56,185 15,78,857 11,00,075 13,78,809 11,05,027 6,67,498 5,48,774 4,10,230 3,75,015

    NSE 11,40,072 15,69,558 19,45,287 35,51,037 27,52,023 41,38,023 35,77,410 28,10,893 27,08,279 19,73,624 20,87,367

    OTCEI 0 0 0 0 0 0 0 0 0 0 0

    Pune 0 0 0 0 0 0 0 0 0 0 0

    Uttar Pradesh 5,343 1,486 799 475 89 25 0 0 0 0 0

    Vadodara 0 0 0 0 0 0 0 0 0 0 0

    Note: Cash Segment of MCX-SX commenced its operations in Feb. 2013

    Source: Various Stock Exchanges.

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    page

    has

    been

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    (Continued)

    Table 12: Trading Statistics of Stock Exchanges

    Stock Exchanges Quantity of Shares Traded (Lakh)

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr 12-Dec 12

    Apr 13-Dec 13

    1 2 3 4 5 6 7 8 9 10 11 12

    Ahmedabad 4 0 0 0 0 0 0 0 0 0 0

    BSE 4,77,174 6,64,467 5,60,780 9,86,005 7,39,600 11,36,513 9,90,776 6,54,137 5,67,220 4,13,178 3,37,157

    Bangalore 0 0 0 0 0 0 0 0 0 0 0

    Bhubaneswar 0 0 0 0 0 0 0 0 0 0 0

    Calcutta 3,381 2,602 453 298 235 551 778 1,681 1,776 1,221 37

    Cochin 0 0 0 0 0 0 0 0 0 0 0

    Delhi 0 0 0 0 0 0 0 0 0 0 0

    Gauhati 0 0 0 0 0 0 0 0 0 0 0

    ISE 0 0 0 0 0 0 0 0 0 0 0

    Jaipur 0 0 0 0 0 0 0 0 0 0 0

    Ludhiana 0 0 0 0 0 0 0 0 0 0 0

    Madras 14 6 6 0 0 0 0 0 0 0 0

    MPSE 0 0 0 0 0 0 0 0 0 0 0

    MCX-SX - - - - - - - - 19 - 1,853

    NSE 7,87,996 8,18,438 8,50,515 14,81,229 14,18,928 22,05,878 18,10,910 16,05,205 16,59,160 12,03,558 11,51,961

    OTCEI 1 0 0 0 0 0 0 0 0 0 0

    Pune 2 0 0 0 0 0 0 0 0 0 0

    UPSE 1,917 357 151 74 23 5 0 0 0 0 0

    Vadodara 0 0 0 0 0 0 0 0 0 0 0

    Total 12,70,535 14,85,947 14,11,945 24,67,606 21,58,786 33,42,947 28,02,464 22,61,023 22,28,176 16,17,956 14,91,008

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    27

    (Continued)

    Table 12: Trading Statistics of Stock Exchanges

    Stock Exchanges Quantity of Shares Delievered (Lakh)

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr 12-Dec 12

    Apr 13-Dec 13

    1 13 14 15 16 17 18 19 20 21 22 23

    Ahmedabad 0 0 0 0 0 0 0 0 0 0 0

    BSE 1,87,519 3,00,653 2,29,685 3,61,628 1,96,330 3,63,578 3,76,710 2,55,999 2,43,217 1,70,642 1,52,540

    Bangalore 0 0 0 0 0 0 0 0 0 0 0

    Bhubaneswar 0 0 0 0 0 0 0 0 0 0 0

    Calcutta 1,383 1,463 341 270 219 404 601 1,380 1,629 1,097 35

    Cochin 0 0 0 0 0 0 0 0 0 0 0

    Delhi 0 0 0 0 0 0 0 0 0 0 0

    Gauhati 0 0 0 0 0 0 0 0 0 0 0

    ISE 0 0 0 0 0 0 0 0 0 0 0

    Jaipur 0 0 0 0 0 0 0 0 0 0 0

    Ludhiana 0 0 0 0 0 0 0 0 0 0 0

    Madras 14 6 6 0 0 0 0 0 0 0 0

    MPSE 0 0 0 0 0 0 0 0 0 0 0

    MCX-SX - - - - - - - - 0.3 - 43

    NSE 2,01,405 2,26,346 2,38,305 3,66,974 3,03,299 4,73,952 4,97,367 4,43,232 4,59,349 3,31,886 3,18,651

    OTCEI 0 0 0 0 0 0 0 0 0 0 0

    Pune 0 0 0 0 0 0 0 0 0 0 0

    UPSE 28 1 0 0 0 0 0 0 0 0 0

    Vadodara 0 0 0 0 0 0 0 0 0 0 0

    Total 3,90,386 5,28,542 4,68,376 7,28,872 4,99,848 8,37,934 8,74,678 7,00,611 7,04,195 5,03,625 4,71,269

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    28

    Table 12: Trading Statistics of Stock Exchanges (Concld.)

    Stock Exchanges Value of Shares Delivered ( `crore)

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr 12-Dec 12

    Apr 13-Dec 13

    1 24 25 26 27 28 29 30 31 32 33 34

    Ahmedabad 0 0 0 0 0 0 0 0 0 0 0

    BSE 1,40,056 2,71,227 2,97,660 4,76,196 2,30,332 3,11,364 3,02,126 1,81,560 1,68,487 1,22,177 1,21,644

    Bangalore 0 0 0 0 0 0 0 0 0 0 0

    Bhubaneswar 0 0 0 0 0 0 0 0 0 0 0

    Calcutta 1,262 1,689 541 406 372 788 1,299 3,119 2,876 2,010 52

    Cochin 0 0 0 0 0 0 0 0 0 0 0

    Delhi 0 0 0 0 0 0 0 0 0 0 0

    Gauhati 0 0 0 0 0 0 0 0 0 0 0

    ISE 0 0 0 0 0 0 0 0 0 0 0

    Jaipur 0 0 0 0 0 0 0 0 0 0 0

    Ludhiana 0 0 0 0 0 0 0 0 0 0 0

    Madras 27 5 1 0 0 0 0 0 0 0 0

    MPSE 0 0 0 0 0 0 0 0 0 0 0

    MCX-SX - - - - - - - - 2 - 234

    NSE 2,76,120 4,07,976 5,43,048 9,70,618 6,10,498 9,16,460 9,78,015 7,84,407 7,96,784 5,70,883 6,14,291

    OTCEI 0 0 0 0 0 0 0 0 0 0 0

    Pune 0 0 0 0 0 0 0 0 0 0 0

    UPSE 28 42 1 0 0 0 0 0 0 0 0

    Vadodara 0 0 0 0 0 0 0 0 0 0 0

    Total 4,17,502 6,81,025 8,41,343 14,47,220 8,41,202 12,28,612 12,81,441 9,69,086 9,68,149 6,95,070 7,36,221

    Note: Cash Segment of MCX-SX commenced its operations in Feb. 2013Source: Various Stock Exchanges.

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    29

    Table13:TrendsinCashSegmentofBSE

    Year

    No.of

    Companies

    Listed

    No.of

    Companies

    Permitted

    No.of

    Companies

    Traded

    No.of

    Trading

    Days

    No.of

    Trades

    (Lakh)

    Traded

    Quantity

    (Lakh)

    Turnover

    (`c

    rore)

    Average

    Daily

    Turnover

    (`c

    rore)

    Average

    TradeSize

    (`)

    Demat

    Securities

    Traded

    Quantity

    (Lakh)

    De

    mat

    Turnover

    (cr

    ore)

    Market

    Capitalisa-

    tion

    (`c

    rore)

    BSESensex

    BSE-100Index

    High

    Low

    Close

    High

    Low

    Close

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    2004-05

    4,

    731

    36

    2,

    382

    253

    2,

    374

    4,

    77,

    171

    5,

    18,

    71

    5

    2,

    050

    21,

    849

    4,

    31,

    307

    4,

    51

    ,080

    16,

    98,

    428

    6955

    4228

    649

    3

    3756

    2226

    3482

    2005-06

    4,

    781

    42

    2,

    548

    251

    2,

    640

    6,

    64,

    455

    8,

    16,

    07

    4

    3,

    251

    30,

    911

    6,

    45,

    061

    7,

    90

    ,446

    30,

    22,

    190

    11357

    6118

    1128

    0

    5943

    3303

    5904

    2006-07

    4,

    821

    60

    2,

    641

    249

    3,

    462

    5,

    60,

    777

    9,

    56,

    18

    5

    3,

    840

    27,

    618

    5,

    58,

    068

    9,

    52

    ,025

    35,

    45,

    041

    14724

    8799

    1307

    2

    7444

    4472

    6587

    2007-08

    4,

    887

    63

    2,

    709

    251

    5,

    303

    9,

    86,

    010

    15,

    78,

    85

    7

    6,

    290

    29,

    771

    9,

    84,

    081

    15,

    74

    ,729

    51,

    38,

    014

    21207

    12426

    1564

    4

    11656

    6271

    8233

    2008-09

    4,

    929

    66

    3,

    194

    243

    5,

    408

    7,

    39,

    600

    11,

    00,

    07

    4

    4,

    527

    20,

    342

    7,

    39,

    287

    10,

    99

    ,871

    30,

    86,

    075

    17736

    7697

    970

    9

    9433

    3949

    4943

    2009-10

    4,

    975

    86

    3,

    297

    244

    6,

    056

    11,

    36,

    513

    13,

    78,

    80

    9

    5,

    651

    22,

    768

    11,

    35,

    750

    13,

    78

    ,529

    61,

    65,

    619

    17793

    9546

    1752

    8

    9447

    4871

    9300

    2010-11

    5,

    067

    91

    2,

    933

    255

    5,

    285

    9,

    90,

    777

    11,

    05,

    02

    7

    4,

    333

    20,

    910

    9,

    89,

    999

    11,

    03

    ,978

    68,

    39,

    084

    21109

    15960

    1944

    5

    11193

    8510

    10096

    2011-12

    5,

    133

    95

    2,

    977

    249

    3,

    944

    6,

    54,

    137

    6,

    67,

    49

    8

    2,

    681

    16,

    925

    6,

    53,

    445

    6,

    66

    ,761

    62,

    14,

    941

    19811

    15136

    1740

    4

    5990

    4516

    5315

    2012-13

    5,

    211

    76

    2,

    867

    250

    3,

    235

    5,

    67,

    220

    5,

    48,

    77

    4

    2,

    195

    16,

    963

    5,

    67,

    125

    5,

    48

    ,725

    63,

    87,

    887

    20204

    15749

    1883

    6

    6172

    4786

    5540

    Apr12-Dec12

    5,

    191

    100

    2,

    986

    188

    2,

    459

    4,

    13,

    181

    4,

    10,

    23

    0

    2,

    182

    16,

    682

    4,

    13,

    086

    4,

    10

    ,180

    69,

    21,

    815

    19612

    15749

    1942

    7

    6010

    4786

    5976

    Apr13-Dec13

    5,

    294

    92

    2,

    682

    188

    2,

    679

    3,

    37,

    157

    3,

    75,

    01

    5

    1,

    995

    13,

    997

    3,

    37,

    157

    3,

    75

    ,015

    70,

    44,

    258

    21484

    17449

    2117

    1

    6399

    5117

    5911

    Note:

    ColumnNo.ofscripsListedhasbeenremoved

    Sourc

    e:BSE.

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    30

    Table14:TrendsinCashSegmentofNSE

    Year

    No.of

    Companies

    Listed

    No.of

    Companies

    Permitted

    No.of

    Companies

    Traded

    No.of

    Trading

    Days

    No.of

    Trades

    (Lakh)

    Traded

    Quantity

    (Lakh)

    Turno

    ver

    (`cr

    ore)

    Average

    Daily

    Turnover

    (`c

    rore)

    Average

    TradeSize

    (`)

    Demat

    Securities

    Traded

    Quantity

    (Lakh)

    Demat

    Tu

    rnover

    (`c

    rore)

    Market

    Capitalisa-

    tion

    (`c

    rore)

    S&PCNXNiftyIndex

    CNXNiftyJuniorIndex

    High

    Low

    Close

    High

    Low

    Close

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    18

    19

    2004-05

    970

    0*

    856

    255

    4,

    508

    7,

    97,

    685

    11,

    40,

    072

    4,

    471

    25,

    283

    7,

    97,

    685

    11,

    40,

    072

    15,

    85,

    585

    2183

    1292

    20

    36

    4705

    2494

    4275

    2005-06

    1,

    069

    0*

    928

    251

    6,

    089

    8,

    44,

    486

    15,

    69,

    558

    6,

    253

    25,

    044

    8,

    44,

    486

    15,

    69,

    558

    28,

    13,

    201

    3434

    1896

    34

    03

    6437

    3999

    6412

    2006-07

    1,

    228

    0*

    1,

    114

    249

    7,

    847

    8,

    55,

    456

    19,

    45,

    287

    7,

    812

    24,

    790

    8,

    55,

    456

    19,

    45,

    287

    33,

    67,

    350

    4245

    2596

    38

    22

    7567

    4464

    6878

    2007-08

    1,

    381

    0*

    1,

    244

    251

    11,

    727

    14,

    98,

    469

    35,

    51,

    038

    14,

    148

    30,

    280

    14,

    98,

    469

    35,

    51,

    038

    48,

    58,

    122

    6357

    3617

    47

    35

    13209

    6560

    7976

    2008-09

    1,

    432

    0*

    1,

    277

    243

    13,

    650

    14,

    26,

    355

    27,

    52,

    023

    11,

    325

    20,

    161

    14,

    26,

    355

    27,

    52,

    023

    28,

    96,

    194

    5299

    2253

    30

    21

    9541

    3588

    4336

    2009-10

    1,

    470

    37

    1,

    343

    244

    16,

    816

    22,

    15,

    530

    41,

    38,

    023

    16,

    959

    24,

    608

    22,

    15,

    530

    41,

    38,

    023

    60,

    09,

    173

    5330

    2966

    52

    49

    10897

    4297

    10774

    2010-11

    1,

    574

    61

    1,

    450

    255

    15,

    507

    18,

    24,

    515

    35,

    77,

    410

    14,

    029

    23,

    070

    18,

    24,

    515

    35,

    77,

    410

    67,

    02,

    616

    6339

    4786

    58

    34

    11355

    11164

    11280

    2011-12

    1,

    646

    73

    1,

    533

    249

    14,

    377

    16,

    16,

    978

    28,

    10,

    893

    11,

    289

    19,

    551

    16,

    16,

    978

    28,

    10,

    893

    60,

    96,

    518

    5944

    4531

    52

    96

    11758

    8224

    10450

    2012-13

    1,

    666

    76

    1,

    542

    250

    13,

    605

    16,

    59,

    160

    27,

    08,

    279

    10,

    833

    19,

    907

    16,

    59,

    160

    27,

    08,

    279

    62,

    39,

    035

    6112

    4770

    56

    83

    12744

    9269

    11223

    Apr12-Dec12

    1,

    665

    76

    1,

    546

    188

    9,

    934

    12,

    11,

    095

    19,

    73,

    624

    10,

    498

    19,

    868

    12,

    11,

    095

    19,

    73,

    624

    67,

    63,

    781

    5965

    4770

    59

    05

    12349

    9269

    12340

    Apr13-Dec13

    1,

    679

    75

    1,

    535

    188

    10,

    864

    11,

    51,

    960

    20,

    87,

    367

    11,

    103

    19,

    214

    11,

    51,

    960

    20,

    87,

    367

    68,

    84,

    167

    6415

    5119

    63

    04

    12979

    12854

    12933

    Note

    :

    *During2004-09nocompanieswerepermit

    ted

    Sourc

    e:NSE.

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    31

    Table15:Settlement

    StatisticsforCashSegme

    ntofBSE

    Mont

    h/Year

    No.

    of

    Tra

    des

    (La

    kh)

    Quan

    tity

    Se

    ttled

    (La

    kh)

    De

    livere

    d

    Quanti

    ty

    (Lakh

    )Percen

    to

    f

    De

    livere

    d

    Quan

    tity

    toTra

    de

    d

    Quan

    tity

    Se

    ttlemen

    t

    Turnover

    (`c

    rore

    )

    De

    livere

    d

    Va

    lue

    (`c

    rore

    )Percen

    to

    f

    De

    livere

    d

    Va

    lue

    t

    oTo

    tal

    Tu

    rnover

    De

    livere

    d

    Quan

    tityin

    Dema

    t

    Mo

    de

    (La

    kh)

    Percen

    to

    f

    Dema

    t

    De

    livere

    d

    Quan

    tity

    toTo

    tal

    De

    livere

    d

    Quan

    tity

    De

    livered

    Va

    luein

    Dema

    t

    Mode

    (`crore

    )

    Percen

    t

    ofDema

    t

    De

    livere

    d

    Va

    lue

    toTo

    tal

    De

    livere

    d

    Va

    lue

    Short

    De

    livery

    (Auc

    tione

    d

    quan

    tity)

    (La

    kh)

    Percen

    to

    f

    Short

    De

    livery

    toDe

    livery

    Fun

    ds

    Pay-in

    (`

    crore

    )Securi

    ties

    Pay-in

    (`c

    rore

    )Se

    ttlemen

    t

    Guaran

    tee

    Fun

    d

    (`c

    rore

    )*

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    17

    2004-0

    5

    2,3

    74

    4,7

    7,1

    71

    1,8

    7,51

    9

    39

    .3

    5,1

    8,7

    16

    1,4

    0,0

    56

    27

    .0

    1,8

    7,3

    47

    100

    1,3

    9,5

    27

    100

    1,5

    52

    0.8

    48

    ,391

    1,3

    9,9

    99

    1,1

    65

    2005-0

    6

    2,6

    43

    6,6

    4,4

    67

    3,0

    0,65

    3

    45

    .2

    8,1

    6,0

    74

    2,7

    1,2

    27

    33

    .2

    3,0

    0,4

    97

    100

    2,7

    0,9

    86

    100

    2,5

    18

    0.8

    73

    ,156

    2,7

    1,2

    27

    3,2

    97

    2006-0

    7

    3,4

    62

    5,6

    0,7

    80

    2,2

    9,68

    5

    41

    .0

    9,5

    6,1

    85

    2,9

    7,6

    60

    31

    .1

    2,2

    9,5

    73

    100

    2,9

    6,9

    20

    100

    1,3

    12

    0.6

    85

    ,868

    2,9

    7,6

    60

    2,7

    35

    2007-0

    8

    5,3

    03

    9,8

    6,0

    09

    3,6

    1,62

    8

    36

    .7

    15

    ,78

    ,855

    4,7

    6,1

    96

    30

    .2

    3,6

    1,5

    42

    100

    4,7

    5,8

    09

    100

    2,2

    42

    0.6

    1,44

    ,376

    4,7

    6,1

    96

    4,3

    99

    2008-0

    9

    5,4

    08

    7,3

    9,6

    01

    1,9

    6,63

    0

    26

    .6

    11

    ,00

    ,074

    2,3

    0,3

    32

    20

    .9

    1,9

    6,0

    96

    100

    2,3

    0,1

    73

    100

    740

    0.4

    84

    ,841

    2,3

    0,3

    32

    3,6

    24

    2009-1

    0

    6,0

    56

    11

    ,36

    ,513

    3,6

    3,57

    8

    32

    .0

    13

    ,78

    ,809

    3,1

    1,3

    64

    22

    .6

    3,6

    3,5

    00

    100

    3,1

    1,3

    52

    100

    1,7

    69

    0.5

    99

    ,102

    3,1

    1,3

    64

    4,3

    98

    2010-1

    1

    5,2

    85

    9,9

    0,7

    76

    3,7

    6,89

    0

    38

    .0

    11

    ,05

    ,027

    3,0

    2,1

    26

    27

    .3

    3,7

    4,2

    77

    99

    3,0

    2,0

    82

    100

    1,3

    23

    0.4

    88

    ,072

    3,0

    2,1

    26

    4,1

    38

    2011-1

    2

    3,9

    44

    6,5

    4,1

    37

    2,5

    5,99

    9

    39

    .1

    6,6

    7,4

    98

    1,8

    1,5

    60

    27

    .2

    2,5

    5,9

    90

    100

    1,8

    1,5

    57

    100

    928

    0.4

    65

    ,978

    1,8

    1,5

    60

    3,3

    35

    2012-1

    3

    3,2

    35

    5,6

    7,2

    18

    2,4

    3,21

    7

    42

    .9

    5,4

    8,7

    74

    1,6

    8,4

    90

    30

    .7

    2,4

    2,1

    50

    100

    1,6

    8,4

    62

    100

    595

    0.2

    65

    ,214

    1,6

    8,4

    90

    3,2

    43

    Apr1

    2-Dec

    12

    2,4

    59

    4,1

    3,1

    78

    1,7

    0,64

    2

    41

    .3

    4,1

    0,2

    30

    1,2

    2,1

    77

    29

    .8

    1,6

    9,5

    75

    99

    1,2

    2,1

    49

    100

    442

    0.3

    47

    ,218

    1,2

    2,1

    77

    3,0

    88

    Apr1

    3-Dec

    13

    2,6

    79

    3,3

    7,1

    53

    1,5

    2,54

    0

    45

    .2

    3,7

    5,0

    15

    1,2

    1,6

    44

    32

    .4

    1,5

    2,5

    15

    100

    1,2

    1,6

    40

    100

    404

    0.3

    48

    ,612

    1,2

    1,6

    44

    3,3

    96

    Notes:

    1.

    Co

    lumns

    un-rec

    tifie

    dba

    dde

    liveryan

    d%o

    fun-rec

    tifie

    dba

    dde

    livery

    haveb

    eenremove

    d

    2.

    The

    term

    ino

    logyuse

    dinCo

    lumn

    3&Co

    lumn

    6isrep

    lace

    das

    Quan

    titySe

    ttle

    d&Se

    ttlemen

    tTurnover

    3.

    *Ba

    lancea

    ttheen

    do

    fperio

    d.

    Source:

    BSE

    .

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    32

    Table16:Settlement

    StatisticsforCashSegme

    ntofNSE

    Mont

    h/

    Year

    No.

    of

    Tra

    des

    (La

    kh)

    Quan

    tity

    Se

    ttled

    (La

    kh)

    De

    livere

    d

    Quan

    tity

    (Lakh)

    Percen

    to

    f

    De

    livere

    d

    Quan

    tity

    toTra

    de

    d

    Quan

    tity

    Se

    ttlemen

    t

    Turnover

    (`c

    rore

    )

    De

    livere

    d

    Va

    lue

    (`

    crore

    )

    Percen

    to

    f

    De

    livere

    d

    Va

    lue

    to

    To

    tal

    T

    urnover

    De

    livere

    d

    Quan

    tity

    inDema

    t

    Mo

    de

    (La

    kh)

    Percen

    to

    f

    Dema

    t

    De

    livere

    d

    Quan

    tity

    toTo

    tal

    De

    livere

    d

    Quan

    tity

    De

    livere

    d

    Va

    luein

    Dema

    t

    Mode

    (`

    crore

    )Percen

    to

    f

    Dema

    t

    De

    livere

    d

    Va

    lue

    to

    To

    tal

    De

    livere

    d

    Va

    lue

    Short

    De

    livery

    (Auc

    tione

    d

    quan

    tity)

    (La

    kh)

    Percen

    t

    ofShort

    De

    livery

    to

    De

    livery

    Fun

    ds

    Pay-in

    (`crore

    )Securi

    ties

    Pay-in

    (`c

    rore

    )Se

    ttlemen

    t

    Guaran

    tee

    Fun

    d

    (`c

    rore

    )*

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    17

    18

    19

    2004-0

    5

    4,4

    94

    7,8

    7,9

    96

    2,0

    1,405

    25

    .6

    11

    ,40

    ,969

    2,7

    6,1

    20

    24

    .2

    2,0

    1,4

    05

    100

    2,7

    6,1

    2

    0

    100

    868

    0.4

    9

    7,2

    41

    2,7

    6,1

    20

    2,0

    85

    2005-0

    6

    6,0

    00

    8,1

    8,4

    38

    2,2

    6,346

    27

    .7

    15

    ,16

    ,839

    4,0

    7,9

    76

    26

    .9

    2,2

    6,3

    46

    100

    4,0

    7,9

    7

    6

    100

    894

    0.4

    1,3

    1,4

    26

    4,0

    7,9

    76

    4,0

    55

    2006-0

    7

    7,8

    57

    8,5

    0,5

    15

    2,3

    8,571

    28

    .1

    19

    ,40

    ,094

    5,4

    3,5

    33

    28

    .0

    2,3

    8,5

    71

    100

    5,4

    3,5

    3

    3

    100

    769

    0.3

    1,7

    3,1

    88

    5,4

    3,9

    50

    2,7

    00

    2007-0

    8

    11

    ,645

    14

    ,81

    ,229

    3,6

    6,974

    24

    .8

    35

    ,19

    ,919

    9,7

    0,6

    18

    27

    .6

    3,6

    6,9

    74

    100

    9,7

    0,6

    1

    8

    100

    997

    0.3

    3,0

    9,5

    43

    9,7

    0,6

    18

    4,7

    68

    2008-0

    9

    13

    ,639

    14

    ,18

    ,928

    3,0

    3,299

    21

    .4

    27

    ,49

    ,450

    6,1

    0,4

    98

    22

    .2

    3,0

    3,2

    99

    100

    6,1

    0,4

    9

    8

    100

    625

    0.2

    2,2

    0,7

    04

    6,1

    0,4

    98

    4,8

    44

    2009-1

    0

    16

    ,788

    22

    ,05

    ,878

    4,7

    3,952

    21

    .5

    41

    ,29

    ,214

    9,1

    6,4

    60

    22

    .2

    4,7

    3,9

    52

    100

    9,1

    6,4

    6

    0

    100

    862

    0.2

    2,7

    8,3

    87

    9,1

    6,4

    60

    5,5

    47

    2010-1

    1

    15

    ,480

    18

    ,10

    ,910

    4,9

    7,367

    27

    .5

    35

    ,65

    ,195

    9,7

    8,0

    15

    27

    .4

    4,9

    7,3

    67

    100

    9,7

    8,0

    1

    5

    100

    903

    0.2

    2,9

    3,3

    57

    9,7

    9,2

    69

    5,1

    00

    2011-1

    2

    14

    ,372

    16

    ,05

    ,205

    4,4

    3,232

    27

    .6

    28

    ,03

    ,889

    7,8

    4,4

    07

    28

    .0

    4,4

    3,2

    32

    100

    7,8

    4,4

    0

    7

    100

    702

    0.2

    2,5

    1,7

    54

    7,8

    5,2

    68

    4,8

    21

    2012-1

    3

    13

    ,574

    16

    ,44

    ,259

    4,5

    9,349

    27

    .9

    27

    ,00

    ,656

    7,9

    6,7

    84

    29

    .5

    4,5

    9,3

    49

    100

    7,9

    6,7

    8

    4

    100

    661

    0.1

    2,5

    1,0

    34

    7,9

    7,5

    04

    4,7

    32

    Apr1

    2-Dec

    12

    9,9

    48

    12

    ,03

    ,558

    3,3

    1,886

    27

    .6

    19

    ,76

    ,568

    5,7

    0,8

    83

    28

    .9

    3,3

    1,8

    86

    100

    5,7

    0,8

    8

    3

    100

    487

    0.1

    1,7

    6,7

    36

    5,7

    1,3

    90

    4,7

    75

    Apr1

    3-Dec

    13

    10

    ,880

    11

    ,43

    ,461

    3,1

    8,651

    27

    .9

    20

    ,86

    ,131

    6,1

    4,2

    91

    29

    .4

    3,1

    8,6

    51

    100

    6,1

    4,2

    9

    1

    100

    464

    0.1

    2,0

    4,2

    49

    6,1

    4,7

    88

    4,3

    02

    Notes:

    1.

    Co

    lumns

    un-rec

    tifie

    dba

    dde

    liveryan

    d%o

    fun-rec

    tifie

    dba

    dde

    livery

    haveb

    eenremove

    d

    2.

    The

    term

    ino

    logyuse

    dinCo

    lumn

    3&Co

    lumn

    6isrep

    lace

    das

    Quan

    titySe

    ttle

    d&Se

    ttlemen

    tTurnover

    3.

    *Ba

    lancea

    ttheen

    do

    fperio

    d.

    Source:

    NSE

    .

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    33

    Table 17: City-wise Distribution of Turnover of Cash Segment at BSE and NSE(Percentage share in Turnover)

    City BSE

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr12-Dec12

    Apr13-Dec13

    1 2 3 4 5 6 7 8 9 10 11 12

    Ahmedabad 3.1 2.9 4.4 4.6 7.3 9.9 9.4 9.5 8.0 7.6 5.5

    Bangalore 0.7 0.9 0.5 0.4 0.3 0.4 0.4 0.3 0.3 0.3 0.3

    Baroda 0.0 0.0 - 2.1 2.4 2.1 2.1 0.0 0.8 0.8 0.7

    Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0

    Chennai 0.4 0.5 0.4 0.4 0.4 0.3 0.4 0.4 0.5 0.7 0.9

    Cochin 0.1 0.2 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.0 0.2

    Delhi 3.1 3.8 8.3 10.5 11.4 12.8 12.8 10.9 4.6 4.6 3.9

    Gauhati 0.1 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.1 0.1

    Hyderabad 0.2 0.4 0.5 0.5 0.5 0.5 0.5 0.3 0.3 0.3 0.3

    Indore 0.5 0.5 0.5 0.5 0.5 0.5 0.6 0.4 0.4 0.4 0.5

    Jaipur 0.7 0.8 0.9 1.0 1.1 1.1 1.0 0.9 0.9 1.0 1.0

    Kanpur 0.4 0.3 0.5 0.4 0.4 0.6 0.7 0.7 0.7 0.8 0.8

    Kolkata 1.0 1.4 2.3 2.1 1.7 1.6 2.0 5.0 6.3 6.2 6.2

    Ludhiana 0.3 0.3 0.3 0.3 0.2 0.3 0.2 0.2 0.1 0.1 0.1

    Mangalore 0.1 0.1 0.0 0.0 0.0 0.0 0.0 0.0 0.1 0.0 0.0

    Mumbai 75.3 75.1 49.3 45.2 38.6 36.0 36.3 37.4 51.7 52.3 57.0

    Patna 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1 0.1

    Pune 0.6 0.7 0.8 0.7 0.6 0.7 0.7 0.6 0.6 0.6 0.5

    Rajkot 1.7 1.3 1.5 2.4 4.8 5.1 4.8 4.9 4.0 3.8 3.1

    Others 11.4 10.7 27.6 28.4 29.7 27.9 28.0 28.4 20.3 20.2 18.6

    Total 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0

    (Continued)

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    34

    Table 17: City-wise Distribution of Turnover of Cash Segmentat BSE and NSE (Percentage share in Turnover) (Concld.)

    City NSE

    2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 Apr12-Dec12

    Apr13-Dec13

    1 2 3 4 5 6 7 8 9 10 11 12

    Ahmedabad 2.9 3.0 2.9 3.4 5.3 5.6 6.2 6.1 3.8 4.3 3.4

    Bangalore 1.7 1.6 1.3 0.8 0.6 0.6 0.6 0.5 0.3 0.4 2.0

    Baroda 0.7 0.8 0.9 0.8 0.7 0.6 0.5 0.4 0.4 0.5 0.4

    Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0

    Chennai 2.9 2.8 2.2 1.9 2.0 1.6 1.6 1.4 1.3 1.6 1.5

    Cochin 0.6 0.6 0.5 0.5 0.8 1.7 1.7 1.7 1.3 1.6 1.5

    Delhi 14