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Lucent Technologies ProprietaryThis document contains proprietary information of
Lucent Technologies and is not to be disclosed or usedexcept in accordance with applicable agreements
Copyright 1999 Lucent TechnologiesUnpublished and Not for Publication
All Rights Reserved
401-614-012Issue 6August, 1999
AUTOPLEX Cellular
Telecommunications System
System 1000
CDMA RF EngineeringGuidelines (Volume 2)
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Lucent Technologies ProprietarySee notice on first page
Copyright 1999 Lucent Technologies
All Rights Reserved
Printed in U.S.A.
This material is protected by the copyright and trade secret laws of the United States and other countries. Itmay not be reproduced, distributed or altered in any fashion by any entity (either internal or external to LucentTechnologies), except in accordance with applicable agreements, contracts or licensing, without the expresswritten consent of the Customer Training and Information Products organization and the businessmanagement owner of the material.
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NoticeEvery effort was made to ensure that the information in this document was complete and accurate at the timeof printing. However, information is subject to change.
TrademarksAUTOPLEX is a registered trademark of Lucent Technologies.
Other trademarked terms may appear in this document as well. They are marked on first usage.
WarrantyLucent Technologies provides no warranty for this product.
Ordering InformationThe ordering number of this document is 401-614-012. To order this document, call the Lucent TechnologiesCustomer Information Center in Indianapolis, Indiana, on 1-888-582-3688, and ask for Operator 13.
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AUTOPLEX Cellular Telecommunications Systems, System 1000 CDMA RF Engineering
Guidelines (Volume 2)
401-614-012 6 August, 1999
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Issue 6, August 1999 v
Lucent Technologies ProprietarySee notice on first page
Contents
Chapter 1 - About This Document
Purpose 1-1
Technical Support Coverage 1-1
Scope 1-1
Intended Audience 1-2
Prerequisite Skills and Knowledge 1-2
Reason for Reissue 1-2
How to Use This Document 1-3How to Find Information on Related Customer
Documentation 1-5
How to Find Information on Related Customer Training 1-5
How to Comment on This Document 1-6
Chapter 2 - CDMA Overview
Concept 2-1
s Attributes 2-2
Capacity 2-2
Power Control 2-4
Soft Handoff 2-5
Voice Activity 2-5
s Deployment/Implementation Issues 2-6
Spectrum Clearance 2-6
Cell Site Locations 2-7
Boundaries 2-7
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Contents
Chapter 3 - Cell Site Architecture
Introduction 3-1
s Operation 3-2
s Series II CDMA Cell Site Equipment 3-2
Overview 3-2
Cell Site Components 3-4
Directional Cell Site Configuration 3-7
s CDMA System Capacities 3-9
Chapter 4 - Call Processing
Mobile Access 4-1
s Introduction 4-1
s Description of IS-95A Mobile Access Protocol 4-1
s Average Persistence Delay for Access Request Attempt 4-9
s Traffic, Throughput, and Delay Performance for IS-95A
Mobile Access Protocol 4-15
s Recommended Value of Access Parameters 4-23
Handoff 4-25
s Hard Handoff 4-25
s Soft and Softer Handoff 4-26
Definition 4-26
Procedure 4-26
Comparisons 4-27
Performance 4-29
Parameters 4-38
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Contents
Chapter 5 - Packet Pipe Engineering
Introduction 5-1
s Simulation Model and Numerical Results 5-2
Assumptions 5-2
Packet Dropping Rate and Criterion 5-3
Numerical Results 5-3
Appendix A: CDMA Cellular Antenna Guideline
Introduction A-1
Antenna Concepts A-1
Antenna System with Interference and Cell Coverage A-3
s Directional Antenna and Sectorization Gain A-4
s Coverage with Antenna Height and Gain A-6
s Reducing Interference Using Antenna Downtilt A-7
Diversity Antenna Systems A-10
s Space Diversity Antenna A-10
s Polarization Diversity Antenna A-11
Appendix B: Antenna Isolation Guidelines for
Collocated RF Stations
Introduction B-1
Mathematical Models for Mutual Interference Evaluation B-1
s Receiver Desensitization B-3
s
Intermodulation Product Interference B-4s Receiver Overload B-5
Antenna Isolation Criteria and Safe Antenna Isolation B-6
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Contents
Example of Antenna Isolation Calculation B-7Antenna Separation Between Two Collocated
RF Stations B-11
Mutual Interference Between Multiple CollocatedRF Stations B-12
Site Survey B-15
Appendix C: References and Acronyms
References C-1
List Of Acronyms C-2
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401-614-012
Contents
Issue 6, August 1999 1-i
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1
About This Document
Purpose 1
Technical Support Coverage 1Scope 1
Intended Audience 2
Prerequisite Skills and Knowledge 2
Reason for Reissue 2
How to Use This Document 3
How to Find Information on Related CustomerDocumentation 5
How to Find Information on Related Customer Training 5
How to Comment on This Document 6
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1
About This Document
Purpose
This document provides basic radio frequency engineering guidelines and
recommendations for use in the planning and design of a Code Division Multiple
Access (CDMA) cellular telecommunications system. These guidelines are
generic. Specific implementations will vary from system to system. All information
is consistent with the CDMA common air interface (IS-95A), minimum
performance standards for base stations (IS-97), and minimum performance
standards for mobile stations (IS-98).
Technical Support Coverage
Warranty and non-warranty support may be provided by several Lucent
Technologies organizations. The technical support may vary as outlined in specific
customer contracts and agreements. Your Lucent Technologies Account
Executive can provide details regarding the extent of your technical support
coverage.
Scope
This material comprises guidance, recommendations, and insights necessary to
optimally engineer a CDMA service system. Particular emphasis is given to
concepts such as power control that are key to successful system operation.
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All information is consistent with the CDMA common air interface (IS-95A),
minimum performance standards for base stations (IS-97), and minimum
performance standards for mobile stations (IS-98). These standards are listed in
the Chapter footnotes.
Intended Audience
This document is intended for system-level CDMA RF Engineers working in the
field who are planning new CDMA installations or adding to existing installations.
Prerequisite Skills and Knowledge
To use this document effectively, the user should have an in-depth understanding
of past analog and digital cellular telephone technologies with regard to RF
engineering.
Reason for Reissue
This is the sixth release of this document. CDMA technology is in an evolving
technology that is undergoing change on a day-by-day basis. Issue 6 brings the
document up to date with current applications being used in the field.
The size of the original document has increased over time making it necessary to
split this document into 2 documents. This document has been split into 2
documents, Volume 1 and Volume 2.
"Appendix E: Microcell RF Engineering Guidelines"has been removed from this
document (original document). A new document, the "FlexentTMPCS/Cellular
CDMA Microcell RF Engineering Guidelines" - 401-703-349, has been written to
replace Appendix E.
Chapter 9, contained a section on the Multiple-Carrier CDMA System. This
section has been removed from this document (original document). A new
document, the "Multi-carrier CDMA Systems RF Engineering Guidelines"
401-614-014, replaces the information in Chapter 9 of this document.
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How to Use This Document
This document consists of Chapters 1 through 5 and Appendix A through C. You
are presently reading Chapter 1, About this Document.
This document is organized as follows:
s Chapter 1 About this Document Provides general information about
this document. It includes information regarding the intended audience,
organization and contents, how to order, and how to make comments.
s Chapter 2 CDMA Overview An overview of CDMA features is
presented here. This chapter summarizes CDMA concepts and operations,
and provides a basis for understanding the sections that follow.
s Chapter 3 Cell Site Architecture The CDMA cell site is based on the
existing Series II platform. Components such as RF combiners, linear
amplifiers, and antenna interface equipment can be shared by Advanced
Mobile Phone Service (AMPS) and CDMA. The CDMA specificcomponents must be housed in CDMA exclusive frames. The CDMA
components required for CDMA cell site implementation and configuration
are described in this chapter.
s Chapter 4 Call Processing The elements of call processing related to
mobile access and handoff are addressed.
In IS-95A, CDMA mobiles transmit on the access channels according to a
random access protocol. The packet throughput and delay performance of
the mobile access protocol are analyzed in terms of various mobile access
parameters. Based on the obtained numerical results from the analysis,
values of various parameters of the mobile access channels are
recommended.CDMA system supports several types of handoff. These include hard
handoff, soft handoff, and softer handoff. A mobile in hard handoff switches
from one cell site to another cell site by a brief interruption of the traffic
channel. Examples of hard handoff include handdown from CDMA system
to an analog system, and handoff from one CDMA carrier to another CDMA
carrier. A CDMA-to-CDMA hard handoff can also occur at the boundary
between different mobile switching centers.
Soft handoff is a technique whereby a mobile in moving between one cell
and its neighboring cells transmits and receives the same signal from
several cell sites simultaneously. On the forward link, the mobile in soft
handoff can combine the signals using appropriate diversity techniques.
On the reverse link, the Mobile Switching Center (MSC) can decide whichcell site is receiving stronger. In softer handoff, the mobiles call is
supported by neighboring sectors of the same cell. Proper use of soft and
softer handoff can enhance call quality, improving cell coverage and
capacity.
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In soft handoff, mobile continuously scans for pilots, and establishes
communication with any cell (up to three) whose pilot exceeds a given
threshold. Similarly, communication with cells whose pilot drops below a
threshold is terminated. The operation of soft handoff is addressed in this
chapter. The values of various soft handoff parameters are alsorecommended.
s Chapter 5, Packet Pipe Engineering In this chapter, the number of
traffic channels that a packet pipe with a given bit rate can support is
determined.
s Appendix A, CDMA Cellular Antenna Guideline In wireless
communication systems, the antenna is one of the most critical
components that can either enhance or constrain system performance.
This Appendix addresses the antenna as a subsystem, including antenna
and feed, and how the antenna is designed to transmit or receive radio
waves. The basic function of an antenna is to couple electromagnetic (EM)
energy between free space and a guiding device such as a transmission
line, coaxial line, or waveguide. The orientation of the antenna plays a rolein improving capacity with a directional cell site. The directional antenna, as
a particular direction served to a sectored cell, can be used to increase
system capacity due to reducing the cochannel interference in CDMA
cellular communication systems. Antenna diversity is an important issue in
wireless communication systems. Multipath propagation due to many paths
(reflection, diffraction, and scattering) causes fading which results in rapid
variations in the received signal. The antenna diversity, such as space
diversity and polarization diversity at the base station or mobile, is received
by two separated antennas or an orthogonal polarized antenna to reduce
the severity of fading and to provide significant link improvement of the
reception.
s
Appendix B, Antenna Isolation Guidelines for Collocated RFStations Due to deployment constraints, estate acquisition difficulties
and other reasons, sometimes it is highly desired that CDMA cellular cell
sites (CSs) can be collocated with RF stations of other communications
systems such as TDMA PCS, CDMA PCS, Cellular TDMA, AMPS, AM,
SMR, etc. When they are collocated, mutual interference between stations
always exist that may cause receiver desensitization, overload and/or
Intermodulation Product (IMP) pollution, thereby degrading their system
performances. Therefore, if the service provider wants to collocate a CDMA
cellular CS with other RF station(s), precaution should be taken to avoid/
minimize those harmful mutual interferences. This Appendix addresses
these issues.
s Appendix C, References and Acronyms A list of references and
acronyms that are used within the document is provided.
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How to Find Information on RelatedCustomer Documentation
Lucent Technologies product documentation can be ordered by mail using thefollowing address:
Lucent Technologies Customer Information Center
Attention: Order Entry Section
2855 N. Franklin Road
P.O. Box 19901
Indianapolis, IN 46219
Lucent Technologies product documentation can be ordered by phone using the
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How to Find Information on RelatedCustomer Training
Lucent Technologies provides a complete set of training courses. For a complete
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catalog.
To order current catalogs from any location worldwide, call (International Access
Code) 1-614-764-5274.
To register for training or to inquire about training schedules, call the appropriate
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s From within the United States: 1-800-TRAINER (1-800-872-4637)
s From locations outside the United States, call (International Access Code)1-614-764-5274.
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How to Comment on This Document
We at Lucent Technologies have tried to make this document fit your needs, and
we are interested in your suggestions for improving this document.
Please send the name of this document and your comments to:
Lucent Technologies Bell Laboratories
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Attn.: Technical Publications - Room 1A-410
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2
CDMA Overview
Concept 1
s Attributes 2
Capacity 2
Power Control 4Soft Handoff 5
Voice Activity 5
s Deployment/Implementation Issues 6
Spectrum Clearance 6
Cell Site Locations 7
Boundaries 7
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2
CDMA Overview 2
Concept 2
CDMA is a multiple access concept based on the use of wideband spread
spectrum techniques that enable the separation of signals that are coincident intime and frequency. All signals share the same wideband spectrum. The energy in
each user's signal is spread over the entire bandwidth and coded so as to appear
like broadband noise to every other user. Individual signals are identified and
demodulated at the receiver by applying replicas of the coding used for each
signal. This process enhances the signal of interest, while dismissing all others as
broadband interference. This level of interference rises with the number of users.
Since a minimum signal-to-interference ratio is required to ensure call quality, the
total level of background interference ultimately limits system capacity;
consequently, all t ransmissions are carefully controlled in order to operate with the
least necessary power.
The CDMA concept can be contrasted with other multiple access techniques. In
Frequency Division Multiple Access (FDMA), each user has full-timeuse of partofthe spectral allocation. The allocation is divided into a number of narrowband
portions (channels). Each user's signal energy is confined to a channel. Signals
coincident in time are distinguished by using frequency-selective filters. In Time
Division Multiple Access (TDMA), each user has part-timeuse of allthe spectral
allocation. The allocation is broken down into a number of time slots. Each user's
signal energy is confined to a slot. Signals coincident in frequency are
distinguished through time gating. In CDMA, each user has full-time use of the
entire spectral allocation. Each user's signal energy is spread over the entire
bandwidth. Signals coincident in time and frequency are distinguished through the
use of coding unique to each signal.
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Attributes 2
The chief rationale behind the deployment of a CDMA system is its potential for
high spectral efficiency; that is, its ability to support significantly more users within
a given bandwidth. Key system components such as power control and softhandoff are designed to realize and enhance this potential while maintaining
acceptable call quality. In addition, the modulation concept permits the offering of
such desirable system attributes as dynamic capacity and voice privacy.
In the following, key attributes of a CDMA system are summarized. More detailed
explanations can be found in the sections that follow.
Capacity 2
Capacity considerations are fundamental to CDMA planning and operation. For
the purpose of this discussion, capacity will be defined simply as the number of
users that can be simultaneously supported. Forward and reverse link capacitywill be addressed separately.
In each link, CDMA signals share the same wideband spectrum (carrier). Each
user's signal is coded so as to appear as broadband interference to every other
user. Power control minimizes the impact of this interference by adjusting each
signal level to the minimum necessary to achieve call quality. In the following,
these principles are applied to describe the dynamics of CDMA capacity.
Reverse Link 2
In order to place a call, a CDMA mobile must have sufficient power to overcome
the interference generated by all other CDMA mobiles within the band; that is, the
received signal at the cell site must achieve a required signal-to-interference ratio.The required mobile transmit power will thus depend on the distance of the mobile
from the cell site as well as on the total level of interference (that is, cell loading).
The establishment of each additional call raises the interference levels seen by all
users. Accordingly, to maintain call integrity, each user appropriately increments
its transmit power. These adjustments, in turn, raise the level of interference that
must be overcome by the next user. This process repeats itself until a new user
cannot achieve acceptable voice quality at the cell site. At this point, system
capacity has been reached.
The capacity limit occurs because the mobile stations eventually have insufficient
transmit power to overcome interference levels. The limit thus depends upon
factors that influence the level of interference seen at the cell site, for example,
traffic distributions within and outside the cell. Since the mobile restricts output
power when the user is not speaking, the limit will also depend upon the average
level of reverse link voice activity.
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The many factors influencing CDMA capacity give rise to a desirable flexibility in
system operation. Since capacity is dependent upon interference levels, a cell's
capacity is inherently dynamic, that is, a cell can naturally absorb more users if
neighboring cells are lightly loaded. In addition, the system can naturally exploit
the reduced levels of interference generated by low voice activity. Finally, capacity
limits are soft rather than hard because system capacity can be increased by
lowering voice quality requirements. In this procedure, more users are supported
at the expense of slightly degrading the call quality of all users.
The flexibility described above makes it di fficult to exactly assess CDMA capacity
in a manner that will be applicable to all situations. As discussed in Chapter 4,
Reverse Link Capacity, a useful reference point can be obtained by assessing
the number of allowed users in an embedded cell when the power control is ideal
and the mobile transmit powers are not l imited. The maximum number of users
that can be supported under these circumstances is the "pole point" or "power
pole".
The values used in assessing pole point are tabulated in Chapter 4, Reverse LinkCapacity. For these figures, the pole point is approximately 27. This value applies
to a single sector of a directional cell. The pole point is obtained using 1.23 MHz
or 1/10 of the current cellular spectral allocation. In contrast, a single sector of an
FM system with frequency reuse of 7 will support about 2 channels within this
bandwidth. Thus, a CDMA system with significant capacity can be obtained by
implementing CDMA within a modest portion of the cellular band.
Forward Link 2
Upper limits on forward link capacity are fundamentally determined by restrictions
on cell site radiated power. The forward link signal comprises message traffic for
subscribers, a sector-specific signal (pilot) used by all mobiles, and miscellaneous
signals (for example, sync and paging). Total power is allocated among thesefunctions. Additional users cannot be supported when the sum of the allocations
required exceeds the available transmit power.
Required allocations are governed by the need for a minimum signal-to-
interference ratio at each mobile. The power allocated to other users within the
cell, as well as the received power from neighbor cell sites, contribute to this
interference. Interference from same-cell users is par tly mitigated by the use of
orthogonal codes which allow the receiver to suppress these signals; however,
multipath effects limit the extent to which this interference can be screened out.
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Forward link power distributions are further restricted by the requirement that a
generous fraction of power must be allocated to the sector pilot. The sector pilot is
important because it is used by all mobiles in site acquisition and tracking.
Capacity limits are therefore reached when the remaining power, distributed
among all users, is not enough to meet mobile signal-to-interference
requirements.
Power Control 2
As discussed above, capacity can be maximized by minimizing the total level of
system interference, that is, by controlling all CDMA signals to be at the lowest
level necessary to meet signal-to-interference requirements. Power control
ensures that each signal meets minimum requirements for communication while
not causing undue levels of interference to other signals.
Control is accomplished via a closed-loop algorithm on the forward link, and open-
and closed-loop algorithms on the reverse link. The open-loop mechanisms are
based on measurement of parameters known to influence the desired output,whereas the closed-loop mechanisms are based on direct measurements of the
output itself.
The objective of reverse link control is to ensure the minimum necessary signal-to-
interference ratio at the cell site for each mobile. In the open-loop path, the mobile
makes power adjustments based on its estimate of path loss from cell site to
mobile. This estimate is based on the mobile's measurement of received total
power. These adjustments compensate for path loss variations that are correlated
between the forward and reverse links. In the closed loop-path, the cell site
compensates for uncorrelated path loss variations (for example, multipath fading)
and additional sources of interference by measuring the received signal-to-
interference from the mobile and transmitting appropriate power adjustmentcommands. The final value of mobile transmit power is jointly determined by these
two control paths.
The objective of the forward link control is to ensure the minimum necessary
signal-to-interference ratio at each mobile from the cell site. In this closed-loop
mechanism, the mobile requests forward link power adjustments based on its
received FER.
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Soft Handoff 2
In CDMA, various mechanisms are provided to ensure a robust handoff; that is, to
ensure call support when a mobile crosses the boundary from one cell to another.
The chief mechanism employed is "soft" handoff, where the mobile's call issimultaneously supported by up to three sectors. This process enables the mobile
to establish contact with the sectors that it is likely to proceed into well before it
leaves its serving (host) site. In addition, the simultaneous support provides a
diversity gain that improves link quality in "fringe" areas. The application of power
control from neighbor sites also ensures that a progressively distant mobile will
not unduly boost its transmit strength and become a primary source of
interference to a nearby cell site.
The CDMA soft handoff differs from the more familiar analog "hard" handoff in
several ways. In an analog system, cochannel interference is controlled by not
reusing the same channels in nearby cells. Accordingly, a mobile proceeding out
of one cell into another must switch its call to an available channel in the new cell.
This hard handoff requires a brief interruption of the traffic channel. In CDMA softhandoff, channel switching per se is not required because the same channel
(carrier) is reused in every cell. Moreover, the acquisition of new sites is
accomplished before contact with the old (serving) site is broken. No interruption
of the traffic channel occurs. This handoff procedure is robust because the
connection with the new host(s) is made before the connection with the old host(s)
is broken. This process is often referred to as a make-before-break connection, as
opposed to the analog break-before-make.
Voice Activity 2
Capacity may be enhanced through exploitation of voice activity. On the average,
each link in a two-way voice conversation is active about half the time. Iftransmitters vary output power with voice activity, the total interference power from
a large number of users will therefore be reduced by about a factor of two*. This
reduction in interference translates naturally into a direct increase in system
capacity. Such use of voice activity is possible because the same channel is
reused by all subscribers; in contrast, an analog FM system could exploit voice
activity only through the difficult task of reassigning the channel resource
whenever the speaker pauses.
* The actual reduction depends upon the level of channelactivity, which includes both voiceactivity as well as message activity (for example, power control). These considerations aredetailed further in Chapter 4.
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Deployment/Implementation Issues 2
Implementation of a CDMA system requires careful planning, particularly if the
system is to be deployed within an area already possessing analog service.
Deployment issues include clearance of spectrum, location of cell sites, boundaryhandoff (CDMA-to-analog) procedures, and cost. Several of these issues are
summarized below.
Spectrum Clearance 2
The use of CDMA requires a block of RF spectrum. In an isolated service area
with no pre-existing analog service, the spectrum required for each link is simply
the CDMA bandwidth (1.23 MHz). The spectrum requirement in an area with
analog capability within and outside its boundaries is more complex because
CDMA must coexist and interact with these other systems. In this situation, a
guard bandis required at carrier edges, and a guard zoneis required in the
surrounding area.
The objective of the guard band is to ensure that CDMA and spectrally adjacent
services do not interfere with one another. The spectrum requirement in the
service area thus comprises the CDMA bandwidth plus guard band. Spectrum is
required outside the service area as well. The CDMA bandwidth must be cleared
within the surrounding area (guard zone) in order to ensure that CDMA and
geographically adjacent services that employ the same carrier do not interfere
with one another. A modest guard band is also recommended within the guard
zone.
The use of the CDMA bandwidth by the analog system is forbidden within the
guard zone. This restriction results in a loss of analog capacity within this region.
This loss might be tolerated (as, for example, in a region of typically low traffic) orcompensated for by such means as microcells or TDMA.
Computations based on minimum performance standards indicate that a guard
band of 0.27 MHz on either side of the carrier is sufficient within the CDMA
service area. Accordingly, a total of 1.77 MHz must be set aside within the service
area for a single CDMA carrier. Some relaxation of this requirement may be
possible based on the specific performance of Lucent hardware. A reduced guard
band is required in the guard zone. Geographical guard zone requirements range
from 1 to 3 tiers of cells.
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Cell Site Locations 2
In general, cell site locations must be chosen so as to meet coverage and capacity
objectives. Considerable flexibility in choice may be available in isolated areas
where analog capacity does not pre-exist. In contrast, cell site candidates in areaswhere analog capacity is already available should generally be restricted to
analog sites in order to reduce costs.
In areas with pre-existing analog capability, the CDMA system may be "overlaid"
on the existing analog system. Overlays may be 1:1 (that is, a CDMA cell
collocated with each analog cell) or n:1 (i.e., 1 CDMA cell for every n analog cells,
where n is greater than 1). In the latter process, a single CDMA cell encompasses
the equivalent area and traffic of more than one analog cell; however, many-to-1
overlays are not desirable due to the fact that the CDMA traffic capacity per
underlying analog cell is decreased. In addition, many:1 overlays could
compromise CDMA coverage as well as impair the ability of the CDMA system to
combat sources of external interference (see for example Mobile Receiver
Intermodulation, Chapter 2). In general, n:1 overlays with modest n (for example,between 1 and 2) are preferred, and 1:1 overlays are required in order to realize
the full benefit of CDMA capacity within every cell.
Deployment choices for a specific area entail a number of trade-offs. Collocating
CDMA sites with existing cell sites is generally preferred because it obviates the
need to acquire new sites and allows reuse of certain cell site equipment. A n-to-1
overlay needs less cell sites and entails less start-up cost, but requires careful
engineering to address issues of receiver overload (for example, a CDMA mobile
passing an analog site). A 1-to-1 overlay obviates these concerns but is more
expensive; however, the one-to-one correspondence facilitates CDMA-to-analog
handoff and may better accommodate future growth. Actual deployments could be
mixed, with n-to-1 in the interior of the service area and 1-to-1 at the boundary.
The latter choice might be made to facilitate boundary handoffs (see below).
Boundaries 2
Particular attention must be given to handoffs at a geographic boundary between
CDMA and an analog system. A mobile proceeding out of the CDMA service area
must hand-off to the analog system in order to maintain its call. Analog locate
radios do not detect CDMA mobiles; accordingly, mechanisms must be devised to
engineer the (hard) CDMA-to-analog handoff without the use of locate
information.
Such handoffs can be accomplished through associating analog channels with
each pilot in a CDMA border cell. A mobile served by that pilot may then hand-offto an analog channel before crossing the CDMA-analog border. Handoff across
the border is then analog-to-analog.
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An unambiguous mapping between CDMA pilot and analog channels permits the
CDMA-analog handoff without the use of locate information. Such mappings may
be established through 1-to-1 overlays, dualization, or CDMA beacons. The last
automatically hands off a CDMA call to preset analog channels.
The strategy for facilitating analog handoffs must entail careful cost trade-offs. In
particular, the cost of local infrastructure required to raise the probability of
success must be weighed against the cost of dropping some fraction of calls in a
boundary area that may serve little traffic. For example, overall CDMA cell count
might be minimized by adding infrastructure (for example, additional CDMA cells
or beacons) only in local boundary areas where a substantial amount of CDMA
traffic is anticipated to exit the CDMA service area.
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3
Cell Site Architecture
Introduction 1
s Operation 2
s Series II CDMA Cell Site Equipment 2
Overview 2Cell Site Components 4
Directional Cell Site Configuration 7
s CDMA System Capacities 9
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Cell Site Architecture 3
Introduction 3
A functional view of the Series II CDMA application is shown in Figure 3-1.
Figure 3-1. CDMA System Architecture
Control (RCC)
DS1
DFU
Analog
TDMA
CDMA
rf/ampl/dist
Control (RCC)
DS1
DFU
Analog
TDMA
CDMA
Control (RCC)
DS1
DFU
Analog
TDMA
CDMA
Series II
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Operation 3
In the AUTOPLEXCDMA system, digital voice frames from mobiles are relayed by
the cell sites to the Speech Handlers (SHs) at the MSC for speech processing and
frame selection. The speech frames are in a packetized voice format using astandard protocol. A Digital Facilities Unit (DFU) provides interface between the
cell site and the DS1 facility linking the site to the MSC. The frame relay function is
performed by the 5ESS DCS switch.
The architecture of a CDMA system is similar to that of a traditional analog and/or
TDMA digital system except that the CDMA system requires speech processing
equipment at the MSC and new CDMA radio equipment at the cell site. In
addition, CDMA utilizes an embedded switching platform for switching CDMA
voice information.
The MSC will continue to support an Executive Cellular Processor (ECP) complex
and up to 16 DCSs. These DCSs can be in any combinations of 5ESS or G2
DCSs. There is no change in ECP hardware.
The 5ESS DCS performs the following:
s Speech processing
s Frame selection (for soft/hard hand-offs)
s Echo cancellation.
Series II CDMA Cell Site Equipment 3
Overview 3
This section describes and lists all new circuit packs and components necessary
to support CDMA in a given cell site configuration.
The CDMA cell site is based on existing Series II (SII) platform. The CDMA
system can easily be integrated with cell site also support ing AMPS, or TDMA, or
both AMPS and TDMA. The cell site is fully backward-compatible with the existing
analog (AMPS) and new digital (TDMA) systems.
While the Series II Primary Radio Channel Frame can contain the cell site
components for AMPS or TDMA, or both AMPS and TDMA, the CDMA specific
components must be housed in a CDMA-exclusive frame, the CDMA Growth
Radio Channel Frame. Once a frame is dedicated for CDMA support, neitheranalog AMPS nor digital TDMA components can be housed in that frame. A block
diagram to illustrate the frames of a SII and CDMA cell site is shown in Figure 3-2.
Also, as shown in Figure 3-3, components, such as, RF combiners, linear
amplifier, and RF equipment can be shared by the analog and CDMA systems.
R
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Figure 3-2. SII /CDMA Cell Site Frames Block Diagram
Figure 3-3. SII Cell Site with CDMA and Analog Components
A SII cell site (SII-CS) can be implemented to support either an omni or up to six
sectors. In the case of microcells, each cell supports an omni or up to six
microcells. The CDMA Growth Frame consists of six shelves. Up to three CDMA
shelves can be interconnected to support combinations of three sector cells and/or microcells. When two or three adjacent shelves are interconnected, they will
transmit and receive at the same CDMA carrier frequency. In CDMA Release 1,
only three sectors and one carrier are supported. In CDMA Release 2.0 (and
beyond), full six sectors (one carrier) configuration will be supported.
L i n e a r
A m p l i f i e r
F r a m e 0
L i n e a r
A m p l i f i e r
F r a m e 1
A n t e n n a
I n t e r f a c e
F r a m e 1
C D M A
G r o w t h
R a d i o
C h a n n e l
F r a m e 1
C D M A
G r o w t h
R a d i o
C h a n n e l
F r a m e 2
A n t e n n a
I n t e r f a c e
F r a m e 2
( o p t i o n a l )
R F R F
R F
D S 1 I n p u t s
D a t a L i n k s &
V o i c e T r u n k s
G P S
S e r i e s I I
P r i m a r y
R a d i o
C h a n n e l
F r a m e 0
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Major hardware required to support CDMA are:
s CDMA Digital Radio Frame(s)
s Global Positioning System (GPS) receiver
s CDMA Radio Test Unit (CRTU).
Cell Site Components 3
Shelf 3
A typical shelf layout for a CDMA application is shown in Figure 3-4.
Figure 3-4. CDMA SII-CS Shelf Layout
The CDMA specific components follows.
CDMA Channel Unit (CCU) 3
A CDMA Channel Unit (CCU) supports two identical channel elements. Each
channel element, in turn, provides the baseband spread spectrum signal
processing for a given channel.
Note that in rate set 2 applications the CCU becomes a TCU(See Appendix D,
CDMA Channel Unit (CCU)).
CDMA Cluster Controller CCC) 3
A CDMA Cluster Controller (CCC) supports call processing for each of the
channel elements and also provides interface between the CCU and the Radio
Control Complex (RCC). Packet pipe is terminated at the CCC.
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Analog Conversion Unit (ACU) 3
In the transmit direction, the Analog Conversion Unit (ACU) digitally combines
signals from the CCUs, performs D/A conversion, and limits the signal with a low-
pass filter. Each ACU has six analog outputs which represent the I and Q signalsto each of three sectors.
In the receive direction, the baseband signals from up to three Baseband
Combiner and Radios (BCRs) are sampled and sent to each channel element.
Baseband Combiner and Radio (BCR) 3
In the transmit direction, the Baseband Combiner and Radio (BCR) combines the
I and Q signals from each of the ACUs and converts the signals to RF with an up-
converter.
In the reverse direction, it receives RF signals and down-converts them to
baseband levels.
Bus Interface Unit (BIU) 3
A Bus Interface Unit (BIU) provides the interface between the BCR, ACU, and the
TDM bus. It also provides power conversion and alarm control functions.
Synchronized Clock and Tone (SCT) 3
Synchronized Clock and Tone (SCT) board provides the timing signals for the
CDMA system operation.
Digital Facilities Unit (DFU) 3
A Digital Facilities Unit (DFU) provides interface between the cell site and the DS1
facility linking the site to the MSC.
CDMA Radio Test Unit (CRTU) 3
A CDMA Radio Test Unit (CRTU) is used to perform the functional and diagnostic
tests either on a scheduled basis or on demand basis. This radio is placed in the
RCC shelf as shown in Figure 3-5.
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Figure 3-5. RCC Shelf and Boards
The Linear Amplifier Frame (LAF) and Antenna Interface Frame (AIF) are the
same as the Release 5.0 cell site.
CDMA Radio Shelf Backplane 3
A new backplane is required for the radio shelves that suppor t CDMA
components.
Cabling Specifications 3
In a CDMA Radio Channel Frame unit, when multiple shelves are used to support
sectorized cells, coaxial cables are used to connect ACUs and BCRs across
shelves. In such cases, the lengths of connecting cables must be matched to
maintain equal propagation delays on various connections.
Redundancy and Reliability 3
To improve reliability of cell sites and to avoid a "single point" failure, two ACUs,
two BCRs, and two BIUs are maintained in each shelf. Similarly, there will be two
SCTs equipped for each TDM bus.
Global Positioning System (GPS) Receiver 3
The rubidium oscillator is in the AIF. The GPS receiver and its antenna are
mounted externally to the cell site frames (RCF, LAF, and AIF).
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TDM Bus Configuration 3
In a CDMA cell, the configuration of the TDM Bus is similar to any TDMA SII-CS
configuration. The timing for the TDM bus is provided by the Synchronized Clock
and Tone (SCT) board. When needed for reliability and redundancy purposes, twoSCTs are placed in each even and odd addresses of a shelf of a cabinet.
Directional Cell Site Configuration 3
CDMA components include CDMA Channel Unit (CCU), CDMA Cluster Controller
(CCC), Analog Conversion Unit (ACU), Baseband Combiner and Radio (BCR),
and Bus Interface Unit (BIU). The location and interconnection of these
components of a 3-sector configuration are indicated in Figure 3-6. There are two
CCC's per shelf, each controlling up to 7 CCU's. The CCC also provides an
interface to the Time Division Multiplex (TDM) bus. A CCU comprises two
Channel Elements (CEs). Each CE supports a CDMA channel performing
baseband processing. The BIU controls TDM bus interface for the ACU and BCR.
In the forward link, the ACU (one per sector) digitally combines CCU outputs and
performs digital-to-analog (D/A) conversion to intermediate frequency (IF). Each
ACU can connect to all BCRs in order to support softer handoff. The BCR (one
per sector) combines the IF signals and up-converts to RF for transmission.
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In the reverse link, the BCR down-converts RF to IF and distributes the signals to
the appropriate ACUs. The ACU A/D converts the IF to digital and passes the
signals to the CCUs.
Figure 3-6. 3-Sector Configuration
C D M A
C C C
A C U
B C R
C C U
C C UC C U
C D M A
C C C
D
F
U
C C U
L A F
A I F
&
A C U B C R
C D M A
C C C
C C U
C C UC C U
C D M A
C C C
C C U
B I U
B I U
A C U B C R
C D M A
C C C
C C U
C C UC C U
C D M A
C C C
C C U
B I U
C R T U
G P SS C T
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CDMA System Capacities 3
This section summarizes major system capacities.
s The CDMA BHCA capacity is a percentage of the total BHCA capacity of
AUTOPLEXSystem 1000 product.
s The CDMA system handles up to 10 CDMA carriers (1.23 MHz each).
CDMA carriers can be re-used in every sector and every cell.
s A SII /CDMA cell site with two CDMA Growth frames support up to 336
channel elements (CEs).
s The MSC supports:
222 cell sites
17,000 trunks
30 packet pipes per cell site
s The 5ESS DCS supports:
The Packet Switching Unit (PSU) and the Switching Modules (SMs)
support at least 10000 BHCA.
The SM handles up to 108,000 BHCA
The PSU requires 35 speech handler cards to handle 10,000 BHCA
(assuming call holding time of 100 seconds).
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4
Call Processing
Mobile Access 1
s Introduction 1
s Description of IS-95A Mobile Access Protocol 1
s Average Persistence Delay for Access Request Attempt 9s Traffic, Throughput, and Delay Performance for IS-95A Mobile
Access Protocol 15
s Recommended Value of Access Parameters 23
Handoff 25
s Hard Handoff 25
s Soft and Softer Handoff 26
Definition 26
Procedure 26
Comparisons 27
Performance 29
Parameters 38
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4
Call Processing 4
Mobile Access 4
Introduction 4
In IS-95A [1], CDMA mobiles transmit on the access channels according to a
random access protocol. Detailed procedures of this random access protocol and
ranges of various access parameters can be found in TIA IS-95A Standard. In
references [4] and [5], protocol performance has been analyzed and appropriate
settings of mobile access parameters have been determined. Mobile Access
consists of five subsections. In Description of IS-95A Mobile Access Protocol,
the operation of the mobile access protocol and its associated parameters are
described. In Average Persistence Delay for Access Request Attempt, based on
reference [4], persistence delays for access request attempt are presented. In
Traffic, Throughput, and Delay Performance for IS-95A Mobile Access Protocol,
based on reference [5], traffic, throughput, and delay performance of the mobile
access protocol are presented. In Recommended Value of Access Parameters,settings of the various parameters associated with the mobile access channel are
recommended.
Description of IS-95A Mobile Access Protocol 4
As described in IS-95A, the mobile transmits on the access channel using a
random access procedure. A flow chart of the CDMA mobile access protocol is
shown in Figure 4-1. The entire process of sending one message and receiving
(or failing to receive) an acknowledgment for that message is called an access
attempt. Each transmission in the access attempt is called an access probe (see
Figure 4-2). The mobile transmits the same message in each access probe in an
access attempt. Each access probe consists of an access channel preamble andan access channel message capsule.
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The length of the preamble as well as the length of message capsule
are expressed with the number of 20 millisecond frames. Thus,
the duration of an access probe (access channel slot) is
frames.
Within an access attempt, access probes are grouped into access probe
sequence. There are two types of messages sent on the access channel: a
response message (one that is a response to a base station message, see
Figure 4-3), or a request message (one that is sent autonomously by the mobile,
see Figure 4-4). Each access attempt consists of up to max_req_seq(for a
request access) or max_rsp_seq(for a response access) access probe
sequences.
The timing of the start of each access probe sequence is determined pseudo
randomly. For every access probe sequence, a backoff delay, RS, from 1 to
slots is generated pseudo randomly.
In the case for request access probe sequences, for each slot after the backoffdelay RS, the mobile performs a pseudo random persistence test. If the
persistence test passes, the first probe of the sequence begins in that slot. If the
persistence test fails, the access probe sequence is deferred until at least the next
slot. Thus, an additional delay, PD, is imposed by the use of a persistence test. For
each access channel slot, the persistence test generates a random number and
compares it with a pre-determined threshold. The pre-computed threshold is
different depending on the nature of the request, the access overload class nand
its persistence value psist(n) as well as its persistence modifier msg_psistfor
message transmission or reg_psistfor registrations.
Each access probe sequence consists of up to access probes, all
transmitted on the same access channel. The access channel number, RA, used
for each access probe sequence is chosen pseudo randomly from 0 to acc_chanamong all the access channels associated with the current paging channel. The
mobile will use this access channel number for all access probes in that access
probe sequence. The first access probe of each access probe sequence is
transmitted at a specified power level relative to the nominal open-loop power
level. Each subsequent access probe is transmitted at a power level a specified
amount PI(determined from pwr_step) higher than the previous access probe
until an acknowledgment response is obtained or the sequence ends. Between
access probes, the mobile will disable its transmitter.
The mobile transmits the first probe in each access probe sequence at a mean
output power level (referenced to the nominal CDMA channel bandwidth of 1.23
MHz) depending on open-loop power estimate, the initial power offset for access
init_pwrand the nominal transmit power offset nom_pwr.
1+ pam sz_3 + max cap sz_ _
4 + +pam sz max cap sz_ _ _
1+ bkoff
1+ num step_
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The timing of access probes and access probe sequences is expressed in terms
of access channel slots. The transmission of an access probe begins at the star t
of an access channel slot. The precise timing of the access channel transmissions
in an access attempt is determined by a procedure called PN randomization. For
the duration of each access attempt, the mobile computes a delay, RN, from 0 to
PN chips using a (non-random) hash function that depends on its
electronic serial number ESN. The mobile delays its transmit timing by RNPN
chips. This transmit timing adjustment includes delay of the direct sequence
spreading long code and of the quadrature spreading I and Q pilot PN sequence,
so it effectively increases the apparent range from the mobile to the base station.
This increases the probability that the base station will be able to separately
demodulate transmissions from multiple mobiles in the same access channel slot,
especially when many mobiles are at a similar range from the base station.
Timing between access probes of an access probe sequence is also generated
pseudo randomly. After transmitting each access probe, the mobile waits a
specified period, milliseconds, from the end of the slot to
receive an acknowledgment from the base station. If an acknowledgment isreceived, the access attempt ends. If no acknowledgment is received, the next
access probe is transmitted after an additional backoff delay RT, from 1 to
slots.
2probe pn ran_ _
( )TA acc tmo= +80 2 _
1+ probe bkoff_
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Figure 4-1. CDMA Mobile Access Protocol
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Figure 4-2. Mobile Access Probe
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Figure 4-3. Mobile Access Response Attempt
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Figure 4-4. Mobile Access Request Attempt
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Average Persistence Delay for Access RequestAttempt 4
As discussed in Description of IS-95A Mobile Access Protocol, for access due to
mobile request, TIA IS-95A requires that persistence test be performed prior toinitiating the access probe sequence in order to control the rate at which the
mobile transmits request. To assess the appropriate range of persistence values
to be assigned to the mobiles, the amount of delays due to persistence tests are
needed. In this section, based on reference [4], average persistence delays as a
function of persistence values are calculated for various types of request and
access overload classes.
For each access channel slot, the persistence test generates a random
number and compares it with a pre-determined threshold . If
the generated random number RPis smaller than the pre-determined threshold
P, access probe sequence is initiated. Since the random number is generated
from uniform distribution over the unity interval, thus
In other words, the larger implies the higher probability to initiate the access
probe sequence.
The pre-computed threshold , in general, is different depending on the nature
of the request, the access overload class, and its persistence value , as
well as its persistence modifier. As an example, for registration request of access
overload classes 0 through 9, if , then , thus the persistence
test fails, and no access probe sequence is initiated; if is not equal to 63,
for a given persistence modifier , is monotonic, decreasing function of
; the largest , the smaller , thus the smaller probability to initiatethe access probe sequence. Table 4-1 summarizes the persistence test
thresholds for various types of requests and access overload classes.
From Table 4-1, it is noted that maximum persistent value is 63 for access
overload classes 0 through 9, and is 7 for access overload classes 10 through 15.
If the maximum persistent value is assigned to the mobile, the access attempts
fails, and the mobile enters the system determination substateof the mobile
initialization state[1].
( )0 1<
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For persistence value not equal to the maximum, random persistence delays canbe incurred to control the transmissions of mobile requests. The persistence delay
PDis the number of times to perform the tests before the condition is
satisfied. Thus, persistence delay PDis a random variable, and its discrete
probability density is geometric with parameter P, that is,
One performance measure to characterize the persistence test is the average
persistence delay. Let be the expectation operator. The average persistence
delay is:
Using the values of persistence test thresholds Pin Table 4-1 for various types of
requests and access overload classes, Table 4-2 summarizes their average
persistence delay .
Table 4-1. Persistence Test Thresholds for Registration,Message, and Other Requests
Persistence Test Threshold
access overload classes access overload classes
Registration Request 0 0
Message Request 0 0
Other Request 0 0
P
n= 0 1 9, , , n=10 11 15, , ,
( )psist n 63 ( )psist n = 63 ( )psist n 7 ( )psist n = 7( )
2 4
psist nreg psist_
( )2 psist n reg psist_
( )
2 4
psist nmsg psist_ ( )2
psist n msg psist_
( )
2 4
psist n( )2
psist n
RP P