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12/6/18
1
AP GOV
REVIEWED! Government in America(Pearson) Chapter 14
American Government: Institutions & Policies
BUREAUCRACY THE FEDERAL
(Wilson) Chapter 15
• Thegovernmentbureaucracyisanorganiza4onofnon-electedgovernmentofficialswhofulfillthefunc4onsoftheirpar4cularagency– Jobistocarryouttheresponsibili4es
ofthefederalgovernment• ImplementlawspassedbyCongress&EOofPresident
• Developandenforcerulesandregula4ons
• Administergovernmentprograms– Thisobjec4veisperformedby:
• Agencies• Commissions• Departments• Governmentcorpora4ons
THE BUREAUCRACY
• Bureaucra4cMyths&Reali4es– Americansdislikebureaucrats
• Ci4zensandelectedofficialsdislike“faceless”bureaucracies– Toomuch“redtape”,ineffec4ve,inefficient
• Butmajorityofci4zensreportfavorableinterac4onswithvariousbureaucra4cagencies
– Bureaucraciesareincreasing• Federalbureaucracyisshrinking,butstateandlocalbureaucracieshavegrown
– BureaucratsworkinD.C.• Mostworkatthestateorlocallevel
THE BUREAUCRATS
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• Dis4nc4on:
– Patronage:systeminwhichhiringandpromo4onsarebaseduponpoli4calfactors
– Merit:systeminwhichhiringandpromo4onsarebasedskillandtalent
• Backintheday:Patronagesystem– Jobnotbaseduponmerit-“spoilssystem”
• CivilServiceSystem:passexam(s)andpromo4onsarebaseduponmerit/performance– PendletonAct(1883):createdfederalcivil
service– HatchAct(1939):prohibitscivilservants
fromengaginginpoli4calac4vi4es– Meritbasedprofessionalcivilservicehelp
the“effec4venessofthebureaucracybypromo4ngprofessionalism,specializa4on,andneutrality.”
• Patronagejobshavenotcompletelydisappeared– Newlyelectedpresidentsfillthousandsof
execu4veposi4ons(Poli4calappointees)• Civilservantsarerela4velyprotectedfrombeing
firedforpoli4calreasonsando^enoutlastspoli4calappointeesandelectedofficials.
ORGANIZATION OF THE FEDERAL BUREAUCRACY Fourtypesofbureaucra4cfederalagencies:1)CabinetDepartments2)IndependentRegulatoryCommissions3)GovernmentCorpora4ons4)IndependentExecu4veAgencies
• CabinetDepartments:– 15differentdepts.– SecretaryofeachdepartmentisappointedbythePresident– Bureauswithinthedepartment
• IndependentRegulatoryCommissions:– Makeandenforcetherulesinthepublicinterest– Alphabetsoupofgovernmentagencies:
• FCC(FederalCommunica4onsCommission)• SEC(Securi4esandExchangeCommission)
• GovernmentCorpora4ons:– Provideservicestoci4zensthatcouldbedealtwithbytheprivatesector– Examples:
• TVA:electricitytoruralareas• U.S.PostalService
• IndependentExecu4veAgencies:– Anyagencythatisnotoneoftheabove– Examples:EPA,NASA,CIA
• CongresspassesthelawsandBUREAUCRACIES AS IMPLEMENTORS
• Thebureaucracyimplementthepoliciesbyworkingoutthedetails– Createanewagencyorassignresponsibilitytoanexis4ngagency– Developrulesandguidelines– Coordinateresourcestoensuresuccessfulimplementa4on
• Discre4onaryauthority:theabilityofanagencytochooseacourseofac4onandsetpolicies
• Implementa4oncanbedifficult– Lackofclarity– Lackofresources
• Funding• Personnel
– Lackofauthority– Standardopera4ngprocedures– Fragmenta4on
• ThePresidentensuresthelawsarefaithfullyexecuted
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“Discre4onaryandrule-makingauthoritytoimplementpolicyaregiventobureaucra4cdepartments,agencies,andcommissions,suchas:”• DepartmentofHomelandSecurity• DepartmentofTransporta4on• DepartmentofVeteransAffairs• DepartmentofEduca4on• EnvironmentalProtec4onAgency(EPA)• FederalElec4onsCommission(FEC)• Securi4esandExchangeCommission(SEC)
BUREAUCRACIES AS IMPLEMENTORS
• Movetowardsreinven4ngthegovernmentbeganinthe1980s– Decentralizeauthority–devolu4on:powershi^fromfedtostates– Morejobspreviouslydonebypublicemployeestransferredtotheprivate
sector• Problemsremain
• Regula4onisoneofthemostimportantjobsandoneofthemostcontroversialrolesofbureaucracies
• U.S.hasa“freeenterprise”system,butitisregulated– Backintheday,notthecase-laissezfairecapitalism– InterstateCommerceCommission(1887):fed.regula4onofrailroadservices– Tremendousgrowthofregula4ons
• Enforcementislargelydependentonagencyandbureaucra4cdiscre4on– Cri4cisms:overlycomplicated,increasedprices,hurtsAmericancompe44on– Deregula4onandweakenforcementofregula4onshascreatedproblems:
• Environmentalpollu4on• Economiccollapseinhousingandfinancialindustries
• Presidentstrytocontrolthebureaucracy– Appointagencyheadswhosharetheirpolicy
ideasandideology– IssueExecu4veOrders– Budget– Reorganizingtheagency
• Congresstriestocontrolthebureaucracy– Influencetheappointmentsofagencyheads– Budget(“powerofthepurse”)– Holdoversightcommiieehearings– Createmoredetailedlegisla4on
• Thefederalcourtscanalsoholdthebureaucracyaccountable– Canrulealaworexecu4veorder
uncons4tu4onal
CONTROLLING THE BUREAUCRACY
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CONTROLLING THE BUREAUCRACY
• Irontriangleistherela4onshipbetweenaregulatedindustry’sinterestgroup,theregula4ngagency(bureaucracy),andthecommiieesinCongressthatmakepolicyinthatarea
• Issuenetworksconsistofainformalgroupofinterestgroups,congressionalstaff,themedia,thinktanks,andvariousotherswhoaredrawntoanissueandtrytoshapegovernmentpolicy
• Bureaucraciesmakepolicy• Partoftheunelected
policymakingins4tu4ons– Courts– Bureaucracy
• Toomuchgovernment?– Thefederalbureaucracyhasshrunk• Deregula4onanddevolu4on
– Widevarietyofsocialandeconomicproblemswelooktowardthebureaucracytosolve
UNDERSTANDING BUREAUCRACIES
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