65
Exhibits: A Bus Tour of Chicago-Style Fraud October 18, 2012

121018 CTA Exhibits

Embed Size (px)

DESCRIPTION

Exhibits: A Bus Tour of Chicago-Style Fraud, emails, reports, and other exhibits

Citation preview

Page 1: 121018 CTA Exhibits

Exhibits: A Bus Tour of Chicago-Style Fraud

October 18, 2012

Page 2: 121018 CTA Exhibits

E!"#$#%&1. March 28, 2012 Letter to 'e Honorable Tony West, Acting Associate Attorney General of the U.S..........3

2. May 3-24, 2011 Redacted email communications..........................................................................................6

3. March 22, 2012 A(davit from Independent Auditor (Name Redacted).....................................................10

4. Report: “Chicago Transit Authority Over reporting of Motor Bus Vehicle Revenue Miles” .....................14

5. September 7, 2012 Letter to Calvin Scovel, III, Inspector General, U.S. Department of Transportation.40

6. September 7, 2012 Letter to U.S. Department of Transportation, Inspector General, FOIA O(ce..........53

Page 3: 121018 CTA Exhibits

EXHIBIT 1

Page 4: 121018 CTA Exhibits
Page 5: 121018 CTA Exhibits
Page 6: 121018 CTA Exhibits

EXHIBIT 2

Page 7: 121018 CTA Exhibits

1

Karen Groen Olea

From: Scovel, Calvin L. <[email protected]>Sent: Tuesday, May 24, 2011 6:12 PMTo: Rogoff, Peter; Cc: Calvaresi-Barr, Ann; Dixon, Lou E.; Barry, Timothy M; Dettelbach, Brian A.; Come, Joseph

W.; Sturniolo, Maria; Biehl, ScottSubject: RE: FTA Grant Program

Thank!you,!Peter.!!I'm!just!back!from!one!hearing!this!afternoon!and!resetting!my!sights!on!another!tomorrow.!!!!We!have!been!reviewing!options!for!our!response!to!the!matters!brought!to!our!attention!by!Mr! !and!would!like!to!discuss!further!with!Scott!Biehl!of!your!office.!!We!will!contact!Scott!by!the!end!of!the!week.!!And!I!fully!concur!that!we!must!deconflict!our!actions!going!forward.!!Greatly!appreciate!your!attention!and!cooperation!in!this!case""!!Cal!!From: [email protected] [mailto:[email protected]] Sent: Tuesday, May 24, 2011 1:17 PM To: Scovel, Calvin L.; @mail.house.gov Cc: Calvaresi-Barr, Ann; Dixon, Lou E.; Barry, Timothy M; Dettelbach, Brian A.; Come, Joseph W.; Sturniolo, Maria; Biehl, Scott Subject: RE: FTA Grant Program !Cal: I asked my Deputy Chief Counsel to look into this matter further. He is still gathering information. It’s noteworthy that the State Auditor chose not to follow up on this finding. At the same time, I understand that there is some data that compares CTA’s deadhead hours to those of like-sized agencies…data that raises some questions about CTA’s interpretation of our reporting requirements. Let me encourage your staff to be in touch with my Deputy Chief Counsel, Scott Biehl (copied) on this matter as I have other folks in the agency that will be necessarily recused. We should take care not to trip over each other if we both decide to dig further into this matter. Many thanks to you and Mr. for calling this to our attention. -P From: Scovel, Calvin L. [mailto:[email protected]] Sent: Wednesday, May 04, 2011 4:59 AM To: ' Cc: Rogoff, Peter (FTA); Calvaresi-Barr, Ann <OIG>; Dixon, Lou E <OIG>; Barry, Timothy M <OIG>; Dettelbach, Brian A <OIG>; Come, Joseph W <OIG>; Sturniolo, Maria <OIG> Subject: RE: FTA Grant Program !Thank!you,!Mr! ""we!will!include!these!matters!in!our!review!and!communicate!further!with!you.!!Cal!Scovel!DOT!IG!!From: [mailto: @mail.house.gov] Sent: Tuesday, May 03, 2011 7:27 PM To: Scovel, Calvin L.

Page 8: 121018 CTA Exhibits
Page 9: 121018 CTA Exhibits

3

![!.!.!.!]!!http://www.auditor.illinois.gov/Audit"Reports/Performance"Special"Multi/Performance"Audits/07"Mass"Transit"NE"IL"Perf"Main"Report.pdf!!(This!is!the!audit!report!that!generated!this!issue.)!!Go!to!page!72,!which!is!“pdf”!page!126,!first!paragraph:!!

“Our review raised questions about the accuracy of CTA’s reporting of revenue vehicle hours and miles. CTA may be incorrectly reporting some deadhead hours/miles as revenue hours/miles (i.e., miles and hours a vehicle travels when out of revenue service). This clearly is suggested by differences in reported hourly values for CTA and the peer group (Exhibit 3-19). The average vehicle revenue hours as a percent of vehicle hours is 87 percent for the peer group and 99 percent for CTA.”!

!This!audit!report!did!get!spread!around!fairly!well!for!this!type!of!thing;!in!fact,!it!won!the!award!from!the!National!Association!of!State!Auditors!for!the!best!large!performance!audit!(large)!of!the!year!for!2008.!![!.!.!.]!!

Page 10: 121018 CTA Exhibits

EXHIBIT 3

Page 11: 121018 CTA Exhibits
Page 12: 121018 CTA Exhibits
Page 13: 121018 CTA Exhibits
Page 14: 121018 CTA Exhibits

EXHIBIT 4

Page 15: 121018 CTA Exhibits

!!!"#$"%&'!()%*+$(!%,(#')$(-!

'./))/0')($*&!'1!2'(')!3,+!./#$"4/!)/./*,/!2$4/+!!+,22%)-!!

"#$!%#&'()*!"+(,-&.!/0.#*+&.1!2%"/3!(44$(+-!.*!#(5$!6$$,!&74+*4$+81!'8(--&91&,)!(-!:$#&'8$!;$5$,0$!<&8$-!2:;<3!(,=!:$#&'8$!;$5$,0$!>*0+-!2:;>3!7*.*+!60-!7&8$-!(,=!#*0+-!.#(.?!0,=$+!.#$!@$=$+(8!"+(,-&.!/=7&,&-.+(.&*,A-!2@"/3!B(.&*,(8!"+(,-&.!C(.(6(-$!2B"CD3!+$)08(.&*,-?!(+$!,*.!4+*4$+81!-*!'8(--$=E!!

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

!OE! P,=$+!QR!PS%!TUVW!(,=!TUUX!(,=!.#$&+!&748$7$,.&,)!+$)08(.&*,-?!:;<!&-!0.&8&L$=!.*!

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

[E! D$'(0-$!%"/!+$4*+.-!5$+1!=&99$+$,.!:;<!(,=!:;<!(-!(!4$+'$,.()$!*9!:$#&'8$!"*.(8!<&8$-!2:"<3!(,=!>*0+-!2:">3!.#(,!&.-!4$$+-?!7(,1!*9!.#$!7*-.!'*77*,!(,=!0-$908!4$+9*+7(,'$!&,=&'(.*+-!'(,,*.!6$!4+*4$+81!0.&8&L$=!.*!$5(80(.$!%"/!-$+5&'$E!

!/-!(!+$-08.!*9!.#$-$!9&,=&,)-N!

!OE! `$!+$'*77$,=!.#(.!%"/!,*.&91!@"/!*9!.#&-!'*,=&.&*,?!&,'80=&,)!+$,=$+&,)!.#&-!

+$4*+.!.*!@"/E!!%"/!-#*08=!+$5&-$!&.-!7$.#*=*8*)&$-!9*+!+$4*+.&,)!:;<!(,=!:;>!.*!6$'*7$!'*748&(,.!F&.#!.#$!(448&'(68$!-.(.0.$!(,=!&748$7$,.&,)!+$)08(.&*,-E!!_.!-#*08=?!&,!90.0+$!B"CD!+$4*+.-!.*!@"/?!+$4*+.!:;<!(,=!:;>!&,!(!'*748&(,.!7(,,$+!(,=?!9*+!4(-.!1$(+-?!+$'(8'08(.$!:;<!(-!7(1!6$!=&+$'.$=!61!@"/!(,=!#(5$!.#$!+$M0&+$=!*4&,&*,-!+$,=$+$=!61!&,=$4$,=$,.!4068&'!(''*0,.(,.-E!

Page 16: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!F!!

[E! D$'(0-$!%"/A-!:;<H!(,=!:;>H6(-$=!4$+9*+7(,'$!7$.+&'-!(+$!,*.!'*74(+(68$!.*!.#*-$!*9!&.-!4$$+!()$,'&$-?!F$!#(5$!-06-.&.0.$=!4$+9*+7(,'$!7$(-0+$-!0.&8&L&,)!:"<!(,=!:">!9*+!40+4*-$-!*9!.#&-!4$+9*+7(,'$!(0=&.E!!`$!9&,=!.#$!5$#&'8$!.*.(8!7&8$a#*0+!7$.+&'-!.*!6$!6(-$=!*,!'*74(+(68$?!(,=!0-(68$?!=(.(!9*+!%"/!(,=!&.-!4$$+-E!

!")$(/)$%!!%9G>=!+=E8GE:GA!!"#$!(448&'(68$!/0=&.!S.(,=(+=-!9*+!.#&-!4$+9*+7(,'$!(0=&.!$,)()$7$,.!(+$N!

!OE! !"#$%&'$&()*+,-(-&.)/(0&,0%,1)2)3445)6$#-1-"&!2(K(!I^$88*F!D**KJ3!

2Y/bHVUHXWUY3?!c0,$![VVU?!%*74.+*88$+!Y$,$+(8!*9!.#$!P,&.$=!S.(.$-?!P,&.$=!S.(.$-!Y$,$+(8!/''*0,.(6&8&.1!b99&'$?!c0,$![VVUO?!4(+.&'08(+81!%#(4.$+-!U?!IY$,$+(8!S.(,=(+=-?!W?!I@&$8=!`*+K!S.(,=(+=-!9*+!d$+9*+7(,'$!/0=&.-?J!(,=!\?!I;$4*+.&,)!S.(,=(+=-!9*+!d$+9*+7(,'$!/0=&.-EJ!

[E! 7$%8"%'0&9$)*+,-():0&+0;?!<(+'#![VVQ?!b99&'$!*9!.#$!/0=&.*+!Y$,$+(8?!S.(.$!*9!_88&,*&-!4+*708)(.$=!61!.#$!b99&'$!*9!.#$!/0=&.*+!Y$,$+(8!(.!WQ!_88E!/=7E!%*=$!Q[VEUOVE!

!"#$-$!4068&'(.&*,-!(+$!5&+.0(881!&=$,.&'(8!&,!+$)(+=!.*!.#$!4(+.&'08(+!&--0$!(.!M0$-.&*,!(,=?!

6$'(0-$!.#$!+$-08.-!&74('.!@$=$+(8!)+(,.!90,=&,)?!F$!F&88!'&.$!.*!.#$!Y/b!-.(,=(+=E!!"#$!4+&,'&48$!-.(,=(+=-!.#(.!(4481!.*!.#&-!4(+.&'08(+!&,'80=$N!

!^$88*F!D**K!eWE[\?!I_=$,.&91&,)!/0=&.!%+&.$+&(?J!-.(.$-N!

!I%+&.$+&(!(+$!.#$!-.(,=(+=-?!7$(-0+$-?!$G4$'.(.&*,-!*9!F#(.!-#*08=!$G&-.?!6$-.!4+('.&'$-?!(,=!6$,'#7(+K-!()(&,-.!F#&'#!4$+9*+7(,'$!&-!'*74(+$=!*+!$5(80(.$=E!!%+&.$+&(?!*,$!*9!.#$!$8$7$,.-!*9!(!9&,=&,)?!4+*5&=$!(!'*,.$G.!9*+!0,=$+-.(,=&,)!.#$!+$-08.-!*9!.#$!(0=&.E!f!"#$!9*88*F&,)!(+$!-*7$!$G(748$-!*9!4*--&68$!'+&.$+&(N!!(E! 40+4*-$!*+!)*(8-!4+$-'+&6$=!61!8(F!*+!+$)08(.&*,!*+!-$.!61!*99&'&(8-!*9!

.#$!(0=&.$=!$,.&.1?!f!'E! .$'#,&'(881!=$5$8*4$=!-.(,=(+=-!*+!,*+7-?!=E! $G4$+.!*4&,&*,-?!f!9E! 4$+9*+7(,'$!*9!-&7&8(+!$,.&.&$-?J!

!_,!'*748&(,'$!F&.#!.#&-!-.(,=(+=?!.#$!$G4$+.!7$76$+-!*9!4$+9*+7(,'$!(0=&.!.$(7?!F#*!

#(5$!F$88!*5$+!OVV!1$(+-!*9!=&+$'.81!(448&'(68$!.+(,-&.!()$,'1!*4$+(.&,)?!'*,-08.&,)?!(,=!(0=&.&,)!$G4$+&$,'$!6$.F$$,!.#$7?!#(5$!=$5$8*4$=!(!-$.!*9!4$+9*+7(,'$!7$.+&'-?!=$-'+&6$=!6$8*FE!!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!O!b,!@$6+0(+1!O?![VVW?!.#$!%*74.+*88$+HY$,$+(8!&--0$=!.#$![VVW!;$5&-&*,!.*!.#$!I^$88*F!D**KJ!2Y/bHVWHOX[Y3g!.#$!9&$8=!F*+K!+$8(.$=!.*!.#&-!-.0=1!F(-!'*748$.$=!4+&*+!.*!&.-!4068&'(.&*,!0,=$+!.#$!-.(,=(+=-!4+*708)(.$=!&,!.#$![VVU!;$5&-&*,E!

Page 17: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!H!!

^$88*F!D**K!eWEUO?!I_=$,.&91&,)!S*0+'$-!*9!/0=&.!Z5&=$,'$?J!-.(.$-N!!

I_,!&=$,.&91&,)!4*.$,.&(8!-*0+'$-!*9!=(.(!.#(.!'*08=!6$!0-$=!(-!(0=&.!$5&=$,'$?!(0=&.*+-!-#*08=!'*,-&=$+!.#$!5(8&=&.1!(,=!+$8&(6&8&.1!*9!.#$!=(.(?!&,'80=&,)!=(.(!'*88$'.$=!61!.#$!(0=&.$=!$,.&.1?!=(.(!)$,$+(.$=!61!.#$!(0=&.*+-?!*+!=(.(!4+*5&=$=!61!.#&+=!4(+.&$-?!(-!F$88!(-!.#$!-099&'&$,'1!(,=!+$8$5(,'$!*9!.#$!$5&=$,'$EJ!

!^$88*F!D**K!eWET[?!I"$-.-!*9!Z5&=$,'$?J!-.(.$-N!

!IZ5&=$,'$!-#*08=!6$!-099&'&$,.?!'*74$.$,.?!(,=!+$8$5(,.!.*!-044*+.!(!-*0,=!6(-&-!9*+!(0=&.!9&,=&,)-?!'*,'80-&*,-?!(,=!+$'*77$,=(.&*,-E!f!!6E! Z5&=$,'$!&-!'*74$.$,.!&9!&.!&-!5(8&=?!+$8&(68$?!(,=!'*,-&-.$,.!F&.#!9('.E!!_,!(--$--&,)!.#$!'*74$.$,'$!*9!$5&=$,'$?!(0=&.*+-!-#*08=!'*,-&=$+!-0'#!9('.*+-!(-!F#$.#$+!.#$!$5&=$,'$!&-!(''0+(.$?!(0.#*+&.(.&5$?!.&7$81?!(,=!(0.#$,.&'E!!`#$,!(44+*4+&(.$?!(0=&.*+-!7(1!0-$!-.(.&-.&'(8!7$.#*=-!.*!=$+&5$!'*74$.$,.!$5&=$,'$EJ!!

eeWEUO!(,=!WET[!+$M0&+$!0-!.*!.$-.!.#$!'*74$.$,'$?!-4$'&9&'(881!&,'80=&,)!.#$!(''0+('1?!*9!.#$!%"/!=(.(!F$!0.&8&L$=!.*!'(8'08(.$!.#$!4$+9*+7(,'$!7$.+&'-!=&-'0--$=!6$8*FE!!

^$88*F!D**K!e\E[Q?!IC&+$'.!;$4*+.&,)!*9!@+(0=?!_88$)(8!/'.-?!:&*8(.&*,-!*9!d+*5&-&*,-!*9!%*,.+('.-!*+!Y+(,.!/)+$$7$,.-?!(,=!/60-$?J!-.(.$-N!!

Ib99&'&(8-!*9!.#$!(0=&.$=!$,.&.1!(+$!+$-4*,-&68$!9*+!.(K&,)!.&7$81!(,=!(44+*4+&(.$!-.$4-!.*!+$7$=1!9+(0=?!&88$)(8!('.-?!5&*8(.&*,-!*9!4+*5&-&*,-!*9!'*,.+('.-!*+!)+(,.!()+$$7$,.-?!*+!(60-$!.#(.!(0=&.*+-!+$4*+.!.*!.#$7E!!`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

!/-!F&88!6$!=&-'0--$=!6$8*F?!F$!#(5$!'*,'80=$=!.#(.!.#$!*5$+-.(.$7$,.!*9!:;<!7(1!6$!(!

I5&*8(.&*,!*9!4+*5&-&*,-!*9!'*,.+('.-!*+!)+(,.!()+$$7$,.-J!(,=!F$!#(5$!'*,'80=$=!.#(.!.#&-!&-!(!+$4*+.(68$!9&,=&,)E!!`$!7(K$!,*!+$4+$-$,.(.&*,!.#(.!&.!&-?!*+!&-!,*.?!(,1!*9!.#$!*.#$+!'*,=&.&*,-!8&-.$=!&,!.#$!(6*5$g!9*+!*0+!40+4*-$-?!.#&-!&-!,*.!(!7(..$+!*9!'*,'$+,?!(-!.#$!+$4*+.&,)!+$M0&+$7$,.-!(+$!&=$,.&'(8!,*!7(..$+!F#&'#!*9!.#$!*.#$+-!'*,=&.&*,-!7(1?!*+!7(1!,*.?!,*.!6$!&,5*85$=E!!

Page 18: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!I!!

`$!(+$!+$4*+.&,)!.#&-!9&,=&,)!.*!%"/!7(,()$7$,.?!F#&'#!#(-!(!=0.1!.*!+$4*+.!&.!=&+$'.81!.*!&.-!)*5$+,&,)!6*=1?!.#$!%"/!D*(+=!*9!C&+$'.*+-?!(,=!F$!(+$!(8-*!+$4*+.&,)!&.!=&+$'.81!.*!.#$!%"/!D*(+=!*9!C&+$'.*+-[E!!_9!.#&-!9&,=&,)!&-!,*.!+$4*+.$=!.*!.#$!$,.&.1!.#(.!4+*5&=$=!.#$!)*5$+,7$,.(8!(--&-.(,'$?!.#$!@"/?!.#$,!.#$!4$+9*+7(,'$!(0=&.*+!2.#$!/0=&.*+HY$,$+(83!#(-!(!+$-4*,-&6&8&.1!.*!=*!-*E!

!06:@<:JE8C6!26=:>CA!!

"#$!.+(,-&.!$G4$+.!4$+9*+7(,'$!(0=&.!.$(7!7$76$+-!7(=$!(!=$.$+7&,(.&*,!.*!9&+-.!&=$,.&91!F$88!*5$+!OVV!4*.$,.&(8!.+(,-&.!*4$+(.&*,-!(,=!*.#$+!(448&'(68$!4$+9*+7(,'$!7$.+&'-!9*+!0-$!(-!'(,=&=(.$!'+&.$+&(!&,!.#$!'*,=0'.!*9!.#&-!4$+9*+7(,'$!(0=&.E!!`$!.#$,!'(8'08(.$=!.#$!5(80$-!9*+!%"/!2(,=!.#$!*.#$+!.+(,-&.!*4$+(.*+-3!(,=!.#$!7$76$+-!*9!.#$!-$8$'.$=!.+(,-&.!7*=$!27*.*+!60-?!#$(51!+(&8?!=$7(,=H+$-4*,-&5$!9*+!%"/3!4$$+!)+*04-E!!D(-$=!*,!*0+!$5(80(.&*,!*9!+$-08.-!(,=!*.#$+!F*+K?!F$!-$8$'.$=!'$+.(&,!*9!.#$-$!'(,=&=(.$-!9*+!&,'80-&*,!&,!.#&-!+$4*+.E!!S$5$+(8!*9!.#$-$!7*.*+!60-!7*=$!'(,=&=(.$!7$(-0+$-?!&,'80=&,)!-*7$!*9!.#$!7*-.!F&=$81!0.&8&L$=!&,!.+(,-&.!&,=0-.+1?!0.&8&L$!:;<!(,=a*+!:;>!(-!'*74*,$,.-?!&,'80=&,)N!!

OE! %*-.!4$+!:$#&'8$!;$5$,0$!>*0+!h!/!7$(-0+$!*9!'*-.H$99&'&$,'1!*9!.+(,-&.!-$+5&'$!4+*5&=$=!

[E! D*(+=&,)-!4$+!:$#&'8$!;$5$,0$!>*0+!h!/!7$(-0+$!*9!4+*=0'.&5&.1!*9!.+(,-&.!-$+5&'$!4+*5&=$=!

UE! D*(+=&,)-!4$+!:$#&'8$!;$5$,0$!<&8$!h!/!7$(-0+$!*9!4+*=0'.&5&.1!*9!.+(,-&.!-$+5&'$!4+*5&=$=!

QE! b4$+(.&,)!S4$$=!2:$#&'8$!;$5$,0$!<&8$-a:$#&'8$!;$5$,0$!>*0+-3!h!/!'8(--&9&'(.&*,!7$.+&'?!0.&8&L$=!.*!(--&-.!&,!=&99$+$,.&(.&*,!*9!.14$-!*9!60-!-$+5&'$!(,=!$-.(68&-#7$,.!*9!4$$+!)+*04-!(,=!&,!&,.$+4+$.&,)!.#$!&,9*+7(.&*,!4+*=0'$=!61!*.#$+!7$.+&'-!!2"$'#,&'(881?!:$#&'8$!;$5$,0$!<&8$-a:$#&'8$!;$5$,0$!>*0+-!4+*=0'$-!(!5(80$!.#(.!&-!-8&)#.81!8*F$+!.#(,!.#$!('.0(8!5$#&'8$!*4$+(.&,)!-4$$=E!!_,!B"CD!+$4*+.&,)?!:$#&'8$!;$5$,0$!>*0+-!&,'80=$-!Ii(1*5$+a;$'*5$+1!"&7$J!6$.F$$,!.#$!$,=!*9!-$+5&'$!*,!(!5$#&'8$a.+(&,!*,$HF(1!.+&4!&,!-'#$=08$=!-$+5&'$!(,=!.#$!6$)&,,&,)!*9!.#$!+$.0+,!.+&4EU!!/-!(!+$-08.?!.#$!('.0(8!5$#&'8$!*4$+(.&,)!-4$$=!&-!)$,$+(881!(!9$F!4$+'$,.!4*&,.-!#&)#$+!.#(,!.#$!5(80$!*6.(&,$=!61!.#$!:;<a:;>!'(8'08(.&*,E!!"#$!5(+&(.&*,!6$.F$$,!=&99$+$,.!7$76$+-!*9!(!4$$+!)+*04!=0$!.*!.#&-!9('.*+!&-!0-0(881!7&,*+E3!

TE! /5$+()$!d(--$,)$+!i*(=!2d(--$,)$+!<&8$-a:$#&'8$!;$5$,0$!<&8$-3!h!/!7$(-0+$!*9!4+*=0'.&5&.1!*9!.+(,-&.!-$+5&'$!4+*5&=$=!

XE! C$(=#$(=!;(.&*!h!<&8$-!2j:$#&'8$!"*.(8!<&8$-!h!:$#&'8$!;$5$,0$!<&8$-ka:$#&'8$!"*.(8!<&8$-3!h!/!4+*=0'.&5&.1!7$.+&'?!0-$=?!(7*,)!*.#$+!.#&,)-?!.*!#$84!(--$--!$99&'&$,'1!*9!8*'(.&*,!*9!*4$+(.&,)!9('&8&.&$-!(,=!(--&),7$,.!*9!60-!8&,$-!.*!-4$'&9&'!*4$+(.&,)!)(+()$-!(,=!.*!(--&-.!&,!&=$,.&91&,)!+$(-*,-!9*+!'*-.!=&99$+$,'$-!6$.F$$,!7$76$+-!*9!4$$+!)+*04-E!

!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!![!!"#&-!7(..$+!F(-!=&-'0--$=?!!&,!=$.(&8?!F&.#!%"/!9&,(,'&(8?!*4$+(.&*,(8?!(,=!8$)(8!7(,()$7$,.g!#*F$5$+?!.#&-!+$4*+.!F(-!,*.!+$,=$+$=E!U!!@"/?!<0(-"&0;)=%0&1-()>0(0?01$)344@)6$A"%(-&.):0&+0;?!4()$!UTQ!

Page 19: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!K!!

/88!*9!.#$!(6*5$!7$.+&'-!#(5$!8*,)!#&-.*+&$-!&,!.+(,-&.!4$+9*+7(,'$!(0=&.&,)E!!@*+!$G(748$?!.F*!*9!.#$!9&5$!-.(.0.*+1!.+(,-&.!4$+9*+7(,'$!(0=&.!7$.+&'-!9*+!.+&$,,&(8!4$+9*+7(,'$!(0=&.-!*9!%(8&9*+,&(!.+(,-&.!*4$+(.*+-!(+$!I*4$+(.&,)!'*-.!4$+!5$#&'8$!-$+5&'$!#*0+J!2F#&'#!&-!&=$,.&'(8!.*!7$.+&'!OE!(6*5$3!(,=!I4(--$,)$+-!4$+!5$#&'8$!-$+5&'$!7&8$J!2F#&'#!&-!&=$,.&'(8!.*!7$.+&'!UE!(6*5$3QE!!d+*9$--*+!Y*+=*,!cE!@&$8=&,)?!&,!#&-!-$7&,(8!:0&0.-&.)7+?;-9)=%0&1-()/(%0($.-90;;B)2)*)C"'A%$D$&1-#$)*AA%"09D)(")/(%$&.(D$&-&.)/$%#-9$)0&,):"&-("%-&.)7$%8"%'0&9$E?!0-$-!-4$$=!27$.+&'!QE!(6*5$3!(-!*,$!*9!.#+$$!7$.+&'-!.#(.!'8(--&91!7*.*+!60-!.+(,-&.!*4$+(.*+-!&,.*!4$$+!)+*04-!(,=!.#$,!&=$,.&9&$-!+$5$,0$!5$#&'8$!#*0+-a*4$+(.&,)!$G4$,-$!2.#$!&,5$+-$!*9!7$.+&'!OE3!(,=!6*(+=&,)-!4$+!+$5$,0$!5$#&'8$!#*0+!27$.+&'![E!(6*5$3!(-!.F*!*9!#&-!-$5$,!I7(+K$+J!5(+&(68$-!.#(.!#$!&=$,.&9&$=?!*0.!*9!(!.*.(8!*9!Q\!5(+&(68$-!.#(.!#$!-'+$$,$=!9*+!0.&8&.1!&,!4$+9*+7(,'$!(,(81-&-?!(-!.#$!7*-.!0-$908E!!

@+*7!4+&*+!4$$+!)+*04!4$+9*+7(,'$!(,(81-&-!*9!8(+)$+!7*.*+!60-!.+(,-&.!*4$+(.*+-?!.#$!4$+9*+7(,'$!(0=&.!.$(7!#(=!4+$5&*0-!K,*F8$=)$!*9!%"/A-!5$+1!#&)#!+(.&*!*9!:;<!.*!:"<!(,=!:;>!.*!:">E!!/,!(,(81-&-!*9!.#$![VVQ!=(.(!+$4*+.$=!9*+!.#$![V!8(+)$-.!7*.*+!60-!=&+$'.81!*4$+(.$=!-$+5&'$!.+(,-&.!*4$+(.*+-!27$(-0+$=!61!:"<3!-#*F$=!.#(.!%"/!#(=!(!I7&8$-J!=$(=#$(=!+(.&*!*9!OE\lE!

!!!!!!!!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!Q!!%(8&9*+,&(!d068&'!P.&8&.&$-!%*=$!eRR[QX2=3E!T!c*--$1HD(--!_,'E?!OR\WE!!S$$!(8-*!Y*+=*,!cE!@&$8=&,)?!"&7&81,,!iE!D(6&.-K1?!(,=!<(+1!ZE!D+$,,$+?!7$%8"%'0&9$)F#0;+0(-"&)8"%)G-H$,)6"+($)=%0&1-(I)=D$)J$B)(")K+-9LM)F88-9-$&()0&,)N&$HA$&1-#$)*&0;B1-1?!_,-.&.0.$!*9!"+(,-4*+.(.&*,!S.0=&$-!(,=!S'#**8!*9!S*'&(8!S'&$,'$-?!P,&5$+-&.1!*9!%(8&9*+,&(?!_+5&,$?!C$'$76$+!OR\U?!F#&'#!&-!.#$!6(-&-!9*+!70'#!*9!d+*9$--*+!@&$8=&,)A-!8(.$+!6**KE!

Page 20: 121018 CTA Exhibits
Page 21: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!L!!

(,=!OWE\l!9*+!.#$![VVO?![VV[?!(,=![VVU!B"CD!+$4*+.&,)!1$(+-?!+$-4$'.&5$81?!(,=!#(=!+$4*+.$=!(,!I#*0+-J!=$(=#$(=!*9![VETl!9*+![VVQE!!"#$!m%HCb"![VVQ!;:<!(,=!*.#$+!=(.(!(+$!7(+K$=!F&.#!(!InJ!&,!.#$!B"CD!+$4*+.-?!&,=&'(.&,)!.#(.!.#$1!F$+$!IM0$-.&*,$=J!61!@"/!-.(99!(,=!'*,.+('.*+-?!9*+!+$(-*,-!.#(.!(+$!*65&*0-E!!@*+!.#$-$!+$(-*,-?!F$!+$)(+=!.#&-!m%HCb"!=(.(!(-!0,+$8&(68$!(,=!0,0-(68$!9*+!*0+!'0++$,.!40+4*-$-E3?!.#$!+(,)$!+$4*+.$=!61!.#$!*.#$+!*4$+(.*+-!F(-!9+*7!(!8*F!*9!OOERl!2<(--('#0-$..-!D(1!"+(,-4*+.(.&*,!/0.#*+&.1!j<D"/k?!F#&'#!-$+5$-!.#$!)+$(.$+!D*-.*,!(+$(3!.*!(!#&)#!*9![UEUl!2d*+.!/0.#*+&.1!*9!/88$)(,1!%*0,.1ad*+.!/0.#*+&.1!"+(,-&.!jd/"k?!F#&'#!-$+5$-!.#$!)+$(.$+!d&..-60+)#!(+$(3?!F&.#!(!F$&)#.$=!(5$+()$!*9!OQEXlE!!_9!.#$!=(.(!9*+!%"/!(,=!.#$!I.*4![VJ!+$4*+.$+!.#(.!F$!.**K!$G'$4.&*,!.*!(+$!$G'80=$=?!.#$!F$&)#.$=!(5$+()$!*9!.#$!*.#$+!O\!4$$+-!&-!OXETl!h!*5$+!,&,$!.&7$-!.#$!OE\l!+$4*+.$=!61!%"/E!!"#$!-&748$!(5$+()$!*9!.#$!5(80$-!+$4*+.$=!61!.#$!*.#$+!O\!4$$+-!&-!OXEUlE!!%"/A-!5(80$!*9!OE\l!F(-!0,=$+!*,$H-&G.#!.#$!OOERl!8*F$-.!5(80$!+$4*+.$=!61!.#$!*.#$+!O\!4$$+-E!!

"#&-!F&=$!5(+&(,'$!9+*7!.#$!,*+7!$-.(68&-#$=!61!.#$!4$$+-!'(0-$=!.#$!4$+9*+7(,'$!(0=&.!.$(7!.*!4$+9*+7!(==&.&*,(8!9&$8=!F*+K!.*!=$.$+7&,$!.#$!+$(-*,2-3!9*+!.#$!5(+&(,'$E!!

_,!(==&.&*,?!(,!(,(81-&-!*9!%"/A-!5(80$-!*,!*.#$+!7$.+&'-!4+*=0'$=!+(,K&,)-!.#(.!F$+$!M0$-.&*,$=!61!.#$!$G4$+.!7$76$+-!*9!.#$!4$+9*+7(,'$!(0=&.!.$(7E!!%"/A-!%*-.!4$+!:$#&'8$!;$5$,0$!>*0+!F(-!oR\EWQ?!$&)#.#!8*F$-.!F&.#&,!.#$!4$$+!)+*04!(,=!F$88!0,=$+!.#$!4$$+!)+*04!2(88![V!7$76$+-3!F$&)#.$=!(5$+()$!*9!oOVRETQ?!(,=!p0-.!*5$+!.#$!,(.&*,(8!(5$+()$!9*+!(88!7*.*+!60-!=&+$'.81!*4$+(.$=!-$+5&'$!()$,'&$-!*9!oRXEXXE!!D(-$=!*,!.#$!.$(7A-!4+&*+!K,*F8$=)$!*9!%"/A-!*4$+(.&,)!'#(+('.$+&-.&'-!(,=!.#*-$!*9!.#$!+$-.!*9!.#$!.+(,-&.!&,=0-.+1?!(!#&)#$+!5(80$!F(-!$G4$'.$=E!!

%"/A-!D*(+=&,)-!4$+!:$#&'8$!;$5$,0$!>*0+!F$+$!QUEU?!6$8*F!.#$!4$$+!)+*04!2(88![V!7$76$+-3!(5$+()$!*9!QTE[g!(!5(80$!#&)#$+!.#(,!.#$!(5$+()$!F(-!$G4$'.$=E!!/5$+()$!d(--$,)$+!i*(=!F(-!OOE\?!6$8*F!.#$!4$$+!)+*04!(5$+()$!*9!O[EQg!()(&,?!(!5(80$!#&)#$+!.#(,!.#$!(5$+()$!F(-!$G4$'.$=E!!

"#$-$!+$-08.-?!.(K$,!&,!.*.(8?!.$,=$=!.*!'*,9&+7!.#$!M0$-.&*,-!*,!'*74(+(6&8&.1!*9!=(.(!+(&-$=!61!%"/A-!8*F!=$(=#$(=!+(.&*E!!"#$1!(8-*!-$+5$=!.*!&,=&'(.$!.*!.#$!$G4$+.-!.#(.!&.!F(-!,*.!(=5&-(68$!.*!0.&8&L$!4$+9*+7(,'$!7$.+&'-!6(-$=!*,!:;<!(,=!:;>!&,!.#$!$5(80(.&*,!*9!%"/A-!7*.*+!60-!-$+5&'$!6$'(0-$!.#$!+$-08.&,)!'*74(+&-*,-!(44$(+$=!.*!4+*=0'$!,*.!$,.&+$81!8*)&'(8!+$-08.-E!!

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

S$'.&*,!OT!*9!F#(.!F(-!9*+7$+81!K,*F,!(-!.#$!P+6(,!<(--!"+(,-4*+.(.&*,!/'.!*9!ORXQ?!/-!/7$,=$=!j-&,'$!+$'*=&9&$=!(-!QR!PS%!TUVO!$()1$OPg!IS$'.&*,!OTJ!&-!,*F!9*0,=!(.!QR!PS%!TUUT2(3k?!$-.(68&-#$=!.#$!-.(.0.*+1!0,=$+4&,,&,)!9*+!F#(.!F(-!*+&)&,(881!.#$!P+6(,!<(--!

Page 22: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!O!!

"+(,-4*+.(.&*,!/=7&,&-.+(.&*,A-!2P<"/?!,*F!@"/3!@&,(,'&(8!/''*0,.&,)!(,=!;$4*+.&,)!Z8$7$,.-!2@/;Z3!4+*p$'.?!F#&'#!6$'(7$!.#$!,(.&*,(8!-.(,=(+=!9*+!(,,0(8!+$4*+.&,)!*9!9&,(,'&(8!(,=!*4$+(.&,)!=(.(!.*!.#$!PESE!C$4(+.7$,.!*9!"+(,-4*+.(.&*,!&,!(!'*,-&-.$,.!7(,,$+E!!2QR!PS%!TUUT2(32[3!-.(.$-?!I"#$!S$'+$.(+1!2*9!"+(,-4*+.(.&*,3!7(1!7(K$!(!)+(,.!0,=$+!-$'.&*,!TUVW!*9!.#&-!.&.8$!*,81!&9!.#$!(448&'(,.?!(,=!(,1!4$+-*,!.#(.!F&88!+$'$&5$!6$,$9&.-!=&+$'.81!9+*7!.#$!)+(,.?!(+$!-06p$'.!.*!.#$!+$4*+.&,)!(,=!0,&9*+7!-1-.$7-?J!F#&'#!#(-!-$+5$=!(-!(!7*-.!-&),&9&'(,.!&,'$,.&5$!.*!.+(,-&.!*4$+(.*+-!.*!-067&.!B"CD!+$4*+.-E3!!"#$+$!#(-!6$$,!(!8*,)!-$+&$-!*9!$5*80.&*,(+1!'#(,)$-!.*!F#(.!&-!,*F!K,*F,!(-!.#$!B(.&*,(8!"+(,-&.!C(.(6(-$!-&,'$!.#$!9&+-.!+$4*+.-!F$+$!+$,=$+$=!9*+!.#$!ORWR!+$4*+.&,)!1$(+?!60.!7(,1!*9!.#$!7*-.!-&),&9&'(,.!'*,'$4.-!(,=!+$M0&+$7$,.-!h!&,'80=&,)!:;<?!:;>?!":<?!(,=!":>!h!'(,!6$!.+('$=!6('K!.*!.#$!*+&)&,(8!&748$7$,.&,)!+$)08(.&*,-!9+*7!.#$!ORWVA-!F&.#!8&..8$!'#(,)$!&,!=$.(&8!(,=!5&+.0(881!,*,$!&,!'*,'$4.E!!

_,!.#$!S0+9('$!"+(,-4*+.(.&*,!/--&-.(,'$!/'.!*9!OR\[!2S"//3!2dEiE!RWHQ[Q3?!%*,)+$--!7(=$!7(p*+!'#(,)$-!.*!.#$!.+(,-&.!I9*+708(J!90,=&,)!4+*)+(7E!!"#$!9*+708(!)+(,.!4+*)+(7?!*+&)&,(881!K,*F,!(-!IS$'.&*,!T?J!8(.$+!IS$'.&*,!R?J!(,=!,*F!(-!QR!PS%!TUVW!)+(,.-?!(+$!(88*'(.$=!.*!0+6(,&L$=!(+$(-!2Pq/3!0,=$+!(!'*748$G!7$.#*=*8*)1!F&.#!-$5$+(8!$8$7$,.-!2QR!PS%!TUUX!h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

2"#$+$!&-!(,!(==&.&*,(8!@$=$+(8!.+(,-&.!)+(,.!4+*)+(7!.#(.!&-!9*+708(H=+&5$,!61!:;<?!.#$!QR!PS%!TUVR!@&G$=!Y0&=$F(1!<*=$+,&L(.&*,!4+*)+(7E!!%"/!=&=!+$4*+.!60-H*,H9&G$=!)0&=$F(1!:;<!.*!B"CD!&,!OR\QHRU!(,=!ORRTH[VVVE!!B*!(,(81-&-!F(-!4$+9*+7$=!*9!.#$!4*.$,.&(8!&74('.!*,!eTUVR!9*+708(!(88*'(.&*,-!.#+*0)#!*5$+-.(.$7$,.!*9!:;<!6$'(0-$N!2O3!%"/!#(-!,*.!+$4*+.$=!7*.*+!60-!9&G$=!)0&=$F(1!:;<!-&,'$![VVV?!2[3!.#$!,076$+!*9!.*.(8!7*.*+!60-!9&G$=!)0&=$F(1!:;<!F(-!+$8(.&5$81!8*F!'*74(+$=!.*!.#$!%"/!.*.(8-?!(44+*G&7(.$81!OEQT!7&88&*,!4$+!1$(+!9*+!.#$!1$(+-!6$.F$$,!OR\Q!(,=!ORRX!(,=!(44+*G&7(.$81!EX!7&88&*,!4$+!1$(+!9*+!ORRWH[VVV?!*+!(44+*G&7(.$81!OH[l!*9!%"/!.*.(8!:;<?!2U3!.#$!4*.$,.&(8!9*+!*5$+H+$4*+.$=!7*.*+!60-!9&G$=!)0&=$F(1!:;<!F*08=!8&K$81!6$!-7(88!6$'(0-$!7*-.?!&9!,*.!(88?!=$(=#$(=!&,5*85&,)!7*.*+!60-!9&G$=!)0&=$F(1!-$+5&'$!F*08=!6$!.*!(,=!9+*7!.#$!)0&=$F(1?!,*.!*,!&.E3!

!/-!.#$!+$-4*,-&68$!@$=$+(8!()$,'1!9*+!B"CD!(,=!9*+!.#$!(88*'(.&*,!*9!QR!PS%!TUVW!

9*+708(!90,=-?!@"/!#(-!4+*708)(.$=!&.-!+$)08(.&*,-E!!"#$-$!+$)08(.&*,-!(+$!9*0,=!&,!.F*!8*'(.&*,-?!.#$!9&+-.!6$&,)!QR!%@;!XUV?!F&.#!.#$!7*+$!=$.(&8$=!+$)08(.&*,-!6$&,)!4+*708)(.$=!(,,0(881!&,!.#$!9*+7!*9!.#$!<0(-"&0;)=%0&1-()>0(0?01$)6$A"%(-&.):0&+0;!2;$4*+.&,)!<(,0(83E!!"#&-!8(..$+!=*'07$,.!#(-!6$$,!+$&--0$=!9*+!$('#!1$(+A-!+$4*+.&,)!'1'8$!9*+!.#$!4(-.!-$5$+(8!1$(+-?!F&.#!)$,$+(881!9(&+81!7&,*+!'#(,)$-!(,=!04=(.$-!9+*7!1$(+!.*!1$(+E!!`$!F&88!0.&8&L$!.#$![VVQ!

Page 23: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!P!!

5$+-&*,W?!(-![VVQ!F(-!.#$!1$(+!F&.#!.#$!7*-.!+$'$,.!(5(&8(68$!B"CD!=(.(!(5(&8(68$!9+*7!@"/E!!"#$+$!#(5$!6$$,!,*!7(p*+!'#(,)$-!&,!.#$!+$)08(.&*,-!4$+.(&,&,)!.*!=$9&,&.&*,-!*9!:;<?!:;>?!":<?!(,=!":>!-&,'$!.#$!6$)&,,&,)!*9!.#$!4+*)+(7E!!

"#$!-4$'&9&'!;$4*+.&,)!<(,0(8!$8$7$,.-!.#(.!(+$!&74*+.(,.!.*!.#&-!&--0$!&,'80=$N!!

OE! C$9&,&.&*,!*9!ID0-J!.+(,-&.!29*+7$+81!K,*F,!(-!I<*.*+!D0-?J!7*=$!'*=$!I<DgJ!@"/!-.&88!0.&8&L$-!.#$!<D!7*=$!'*=$!9*+!B"CD!40+4*-$-3!24()$!\O3N!I/!.+(,-&.!7*=$!'*74+&-$=!*9!+066$+H.&+$=!4(--$,)$+!5$#&'8$-!*4$+(.&,)!*,!9&G$=!+*0.$-!(,=!-'#$=08$-!*5$+!+*(=F(1-E!!:$#&'8$-!(+$!4*F$+$=!61N!

!! C&$-$8!! Y(-*8&,$!! D(..$+1?!*+!! /8.$+,(.&5$!90$8!$,)&,$-!'*,.(&,$=!F&.#&,!.#$!5$#&'8$EJ!

!_,!.#$!(6*5$?!9*+!*0+!40+4*-$-?!.#$!K$1!4#+(-$!&-?!I*4$+(.&,)!*,!8-H$,)%"+($1!0&,)19D$,+;$1!2$74#(-&-!(==$=3E!!`&.#!.F*!7&,*+!$G'$4.&*,-!.#(.!=*!,*.!(4481!.*!.#$!%"/!-&.0(.&*,?!60-!7&8$-!(,=!#*0+-!,*.!*,!9&G$=!+*0.$-!0&,!*4$+(.$=!&,!(''*+=(,'$!F&.#!(!4068&-#$=!-'#$=08$!&-!&"(!D0-!-$+5&'$!0,=$+!.#$!B"CD!=$9&,&.&*,E!!D$-&=$-!D0-?!@"/!+$'*),&L$-!9&9.$$,!*.#$+!7*=$-!*9!.+(,-&.!-$+5&'$N!!/$+&(8!"+(7F(1?!/0.*7(.$=!Y0&=$F(1?!%(68$!%(+?!%*770.$+!;(&8?!C$7(,=!;$-4*,-&5$?!@$++16*(.?!>$(51!;(&8?!_,'8&,$=!d8(,$?!c&.,$1?!i&)#.!;(&8?!<*,*+(&8?!d068&'*?!"+*88$160-?!:(,4**8?!(,=?!9*+!'$+.(&,!40+4*-$-?!/8(-K(!;(&8+*(=\!h!.#$!7&8$-!(.!&--0$!.#(.!%"/!&-!'8(--&91&,)!(-!D0-!:;<!-$+5&'$!=*$-!,*.!7$$.!.#$!'#(+('.$+&-.&'-!*9!(,1!*9!.#$!(6*5$!,*,HD0-!7*=$-E!!2"#$!.F*!$G'$4.&*,-!.#(.!=*!,*.!(4481!(+$!Id*&,.!C$5&(.&*,J!(,=!I;*0.$!C$5&(.&*,EJ!!Id*&,.!C$5&(.&*,J!-$+5&'$!&-?!I/!7$.#*=!*9!4+*5&=&,)!.+(,-&.!-$+5&'$!.*!(88!*+&)&,-!(,=!=$-.&,(.&*,-!F&.#&,!(!'*++&=*+?!=$9&,$=!61!(!4+$-'+&6$=!=&-.(,'$!9+*7!(!-.+$$.!2$E)E?!r!7&8$3?!7(K&,)!-'#$=08$=!-.*4-!(.!7(,=(.*+1!.&7$!4*&,.-!(8*,)!.#$!'*++&=*+!*,!(!4+$=$.$+7&,$=!-'#$=08$E!!"#&-!.14$!*9!-$+5&'$!=*$-!,*.!9*88*F!(!9&G$=!+*0.$!6$'(0-$!.#$!4(.#!&-!=$.$+7&,$=!6(-$=!*,!.#$!*+&)&,-!(,=!=$-.&,(.&*,-!*9!.#$!4(--$,)$+-E!!d(--$,)$+-!'(,!0-$!.#$!-$+5&'$!&,!.#+$$!F(1-N!OE! D1!.+(5$8&,)!6$.F$$,!7(,=(.*+1!.&7$!4*&,.-!*,!.#$!-'#$=08$![E! D1!(=5&-&,)!.#$!60-!*4$+(.*+!&9!.#$1!F(,.!.*!6$!.(K$,!.*!(!=$-.&,(.&*,!.#&-!

&-!,*.!(!-'#$=08$!.&7$!4*&,.!F#$,!6*(+=&,)?!*+!UE! _9!.#$1!F(,.!.*!6$!4&'K$=!04!(.!(!8*'(.&*,!.#(.!&-!,*.!(!-'#$=08$=!.&7$!

4*&,.?!61!'(88&,)!.#$!.+(,-&.!-1-.$7!(,=!+$M0$-.&,)!(!4&'K04ERJ!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!W!/5(&8(68$!*,!.#$!B"CD!F$6!-&.$!(.N!#..4NaaFFF ,.=4+*)+(7E'*7aB"Ca;$4+.<(,E,-9a`$6a;$4*+.&,)<(,0(8[VVQsb4$,C*'07$,.?!-4$'&9&'(881!.#$!I"+(,-&.!/)$,'1!S$+5&'$!<*=08$J!9*+!7*-.!*9!*0+!'0++$,.!40+4*-$-E!\!!26$A"%(-&.):0&+0;?!4()$-!TTHTW?!F&.#!=$.(&8$=!=$9&,&.&*,-!&,!.#$!)8*--(+1!(.!4()$-!\OH\R3!R!!6$A"%(-&.):0&+0;?!4()$!\Xg!-$$!(8-*!4()$!TW!9*+!(,!&880-.+(.&*,!(,=!=&()+(7E!

Page 24: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QR!!

I;*0.$!C$5&(.&*,J!-$+5&'$!&-?!I/!.14$!*9!.+(,-&.!-$+5&'$!.#(.!*4$+(.$-!(-!'*,5$,.&*,(8!9&G$=!+*0.$!60-!-$+5&'$!(8*,)!(!9&G$=!(8&),7$,.!*+!4(.#!F&.#!-'#$=08$=!.&7$!4*&,.-!(.!$('#!.$+7&,(8!4*&,.!(,=!K$1!&,.$+7$=&(.$!8*'(.&*,-E!!;*0.$!=$5&(.&*,!-$+5&'$!&-!=&99$+$,.!9+*7!'*,5$,.&*,(8!9&G$=!+*0.$!60-!-$+5&'$!&,!.#(.!.#$!60-!7(1!=$5&(.$!9+*7!.#$!+*0.$!(8&),7$,.!.*!-$+5$!=$-.&,(.&*,-!F&.#&,!(!4+$-'+&6$=!=&-.(,'$!2$E)E?!r!7&8$3!*9!.#$!+*0.$E!!@*88*F&,)!(,!*99!+*0.$!=$5&(.&*,-?!.#$!60-!70-.!+$.0+,!.*!.#$!4*&,.!*,!.#$!+*0.$!&.!8$9.E!!d(--$,)$+-!7(1!0-$!.#$!-$+5&'$!&,!.F*!F(1-N!OE! _9!.#$1!F(,.!.*!6$!.(K$,!*99!+*0.$!(-!4(+.!*9!-$+5&'$!=$5&(.&*,?!.#$1!70-.!

.$88!.#$!60-!*4$+(.*+!F#$,!6*(+=&,)?!*+![E! _9!.#$1!F(,.!.*!6$!4&'K$=!04!(,!*99!+*0.$!8*'(.&*,?!.#$1!70-.!'(88!.#$!.+(,-&.!

-1-.$7!(,=!+$M0$-.!(!4&'K04?!(,=!.#$!=&-4(.'#$+!,*.&9&$-!.#$!60-!*4$+(.*+EOVJ!!

"#$!-$+5&'$!&,5*85$=!F&.#!.#$!7&8$-!(.!&--0$!.#(.!%"/!&-!'8(--&91&,)!(-!:;<!=*$-!,*.!-(.&-91!.#$!M0(8&9&'(.&*,!'#(+('.$+&-.&'-!*9!$&.#$+!*9!.#$!(6*5$E3!!!!

[E!!!!!!!!C$9&,&.&*,!*9!I;$5$,0$!S$+5&'$!2<&8$-?!>*0+-?!(,=!"+&4-3J!24()$!UTV3N!!I"#$!.&7$!F#$,!(!5$#&'8$!&-!(5(&8(68$!.*!.#$!)$,$+(8!4068&'!(,=!.#$+$!&-!(,!$G4$'.(.&*,!*9!'(++1&,)!4(--$,)$+-E!!"#$-$!4(--$,)$+-!$&.#$+N!! C&+$'.81!4(1!9(+$-!! /+$!-06-&=&L$=!61!4068&'!4*8&'1?!*+!! d+*5&=$!4(17$,.!.#+*0)#!-*7$!'*,.+('.0(8!(++(,)$7$,.E!:$#&'8$-!*4$+(.$=!&,!9(+$!9+$$!-$+5&'$!(+$!'*,-&=$+$=!&,!+$5$,0$!-$+5&'$E!!;$5$,0$!-$+5&'$!&,'80=$-N!! i(1*5$+a+$'*5$+1!.&7$!;$5$,0$!-$+5&'$!$G'80=$-N!! C$(=#$(=!! :$#&'8$!7(&,.$,(,'$!.$-.&,)!! S'#**8!60-!-$+5&'$?!(,=!! %#(+.$+!-$+5&'$EJ!

!UE! C$9&,&.&*,!*9!I"*.(8!S$+5&'$J!24()$!UT[3N!!I"#$!.&7$!9+*7!F#$,!(!.+(,-&.!5$#&'8$!

-.(+.-!24088H*0.!.&7$3!9+*7!(!)(+()$!.*!)*!&,.*!+$5$,0$!-$+5&'$!.*!.#$!.&7$!F#$,!&.!+$.0+,-!.*!.#$!)(+()$!24088H&,!.&7$3!(9.$+!'*748$.&,)!&.-!+$5$,0$!-$+5&'$E!!S&,'$!.*.(8!-$+5&'$!'*5$+-!.#$!.&7$!6$.F$$,N!! d088Hb0.?!(,=!! d088H&,!_.!.#$+$9*+$!&,'80=$-!6*.#N!! C$(=#$(=?!(,=!! ;$5$,0$!S$+5&'$EJ!

!QE! C$9&,&.&*,!*9!IC$(=#$(=!2<&8$-!(,=!>*0+-3J!24()$!UQX3N!!I"#$!7&8$-!(,=!#*0+-!

.#(.!(!5$#&'8$!.+(5$8-!F#$,!*0.!*9!+$5$,0$!-$+5&'$E!!C$(=#$(=!&,'80=$-N!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OV!!6$A"%(-&.):0&+0;?!4()$!\Wg!-$$!(8-*!4()$!TWE!

Page 25: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QQ!!

! i$(5&,)!*+!+$.0+,!.*!.#$!)(+()$!*+!1(+=!9('&8&.1!! %#(,)&,)!+*0.$-!! `#$,!.#$+$!&-!,*!$G4$'.(.&*,!*9!'(++1&,)!+$5$,0$!4(--$,)$+-!>*F$5$+?!=$(=#$(=!=*$-!,*.!&,'80=$N!! %#(+.$+!-$+5&'$!! S'#**8!60-!-$+5&'$!! b4$+(.*+!.+(&,&,)!! <(&,.$,(,'$!.+(&,&,)OOEJ!

!@"/!%&+'08(+!%!RVUVEO!%?!b'.*6$+!O?!ORR\?!IP+6(,&L$=!/+$(!@*+708(!d+*)+(7N!!Y+(,.!

/448&'(.&*,!_,-.+0'.&*,-?!%#(4.$+!:N!;$M0&+$7$,.-!/--*'&(.$=!F&.#!P+6(,&L$=!/+$(!@*+708(!Y+(,.-?!4*&,.![E?!-.(.$-N!!

IB/"_bB/i!";/BS_"!C/"/D/SZ!;Zdb;"_BY!S^S"Z<E!S$'.&*,!TUUT2(3!*9!"&.8$!QR?!PESE%E!4+*#&6&.-!.#$!S$'+$.(+1!*9!"+(,-4*+.(.&*,!9+*7!7(K&,)!(,1!)+(,.-!0,=$+!.#$!P+6(,&L$=!/+$(!@*+708(!d+*)+(7!0,8$--!.#$!)+(,.!(448&'(,.!(,=!(,1!4$+-*,!2$,.&.1?!*+)(,&L(.&*,3!.*!+$'$&5$!6$,$9&.-!=&+$'.81!9+*7!.#(.!)+(,.!(+$!$('#!-06p$'.!.*!.#$!B(.&*,(8!"+(,-&.!C(.(6(-$!;$4*+.&,)!S1-.$7!(,=!P,&9*+7!S1-.$7!*9!/''*0,.-E!/88!+$'&4&$,.-!(,=!=&+$'.!6$,$9&'&(+&$-!0,=$+!.#$!P+6(,&L$=!/+$(!@*+708(!d+*)+(7!70-.!7(&,.(&,!(,=!+$4*+.!9&,(,'&(8!(,=!*4$+(.&,)!&,9*+7(.&*,!*,!(,!(,,0(8!6(-&-?!(-!4+$-'+&6$=!&,!@"/!+$)08(.&*,-!2QR!%E@E;E!d(+.!XUV3!(,=!.#$!'0++$,.!B(.&*,(8!"+(,-&.!C(.(6(-$!;$4*+.&,)!<(,0(8E!@(&80+$!.*!=*!-*!F&88!+$-08.!&,!8*--!*9!$8&)&6&8&.1!9*+!(--&-.(,'$!0,=$+!.#$!P+6(,&L$=!/+$(!@*+708(!d+*)+(7E!/,,0(8!F*+K-#*4-!*,!+$4*+.&,)!+$M0&+$7$,.-!(+$!*99$+$=!61!@"/EJ!!"#$!(6*5$!&-!.#$!+$)08(.*+1!4+*5&-&*,!.#(.!+$M0&+$-!.+(,-&.!*4$+(.*+-!.*!+$,=$+!B"CD!

+$4*+.-!&,!'*748&(,'$!F&.#!.#$!(448&'(68$!@"/A-!+$)08(.&*,-E!!"#$!I*+&)&,(8J!5$+-&*,!*9!.#&-!%&+'08(+?!P+6(,!<(--!"+(,-&.!/=7&,&-.+(.&*,!h!.#$!I*8=J!

,(7$!9*+!@"/!4+&*+!.*!.#$!-.(.0.*+1!,(7$!'#(,)$!2P<"/3!%!RVUVEO?!c0,$![W?!OR\U?!#(-!+$8$5(,'$!.*!.#&-!9&,=&,)?!$5$,!.#*0)#!&.!&-!6$$,!-04$+-$=$=?!(-!=&-'0--$=!6$8*FE!!"(%S+!2/(#'T'4'&-!%*T!0/)1')2%*"/!%,T$(')!)/+0'*+/!!

_,!&,.$+5&$F-!F&.#!%"/!7(,()$7$,.!4$+-*,,$8?!4+&7(+&81!i1,,!S(41.(?!:&'$!d+$-&=$,.a!%*74.+*88$+?!F$!F$+$!&,9*+7$=!.#(.!%"/!=*$-!,*.!+$4*+.!7&8$-!(,=!#*0+-!I8$(5&,)!*+!+$.0+,!.*!.#$!)(+()$!*+!1(+=!9('&8&.1J!(-!=$(=#$(=!6$'(0-$?!61!%"/!D*(+=!4*8&'1?!%"/!60-$-!(+$!&,!.+(,-&.!-$+5&'$!(,=!60-!*4$+(.*+-!(+$!&,-.+0'.$=!.*!4088!*5$+!(,=!4&'K!04!(,1!4*.$,.&(8!+&=$+!.#(.!98()-!.#$7!=*F,E!!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OO!! 6$A"%(-&.):0&+0;!=&-'0--$-!;$5$,0$!S$+5&'$!(,=!C$(=#$(=!7&8$-!(,=!#*0+-?!&,'80=&,)!&880-.+(.&*,-!*9!4+*4$+!'8(--&9&'(.&*,?!(.!44E![\TH[\XE!

Page 26: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QF!!

@*88*F&,)!*0+!&,.$+5&$F-?!F$!F$+$!4+*5&=$=!F&.#!.#$!9*88*F&,)!$H7(&8?!9+*7!Y(+1!C$i*+7$?!B"C!<(,()$+?!@"/!.*!<-E!S(41.(!*,!.#&-!-06p$'.E!!D$'(0-$!.#$!'*,.$,.-!*9!.#&-!'*770,&'(.&*,-!4(+(88$8!F#(.!F$!#(5$!6$$,!&,9*+7$=!61!%"/!7(,()$7$,.!(,=!.#$!(+)07$,.-!4+$-$,.$=!61!&.?!(,=!6$'(0-$!.#$!@"/!&-!.#$!+$-4*,-&68$!@$=$+(8!()$,'1!9*+!-0'#!7(..$+-?!F$!#(5$!$8$'.$=!.*!&,'80=$!.#&-!$H7(&8!(,=!+$-4*,=!.*!.#$!4*&,.-!7(=$!.#$+$&,E!!b0+!+$-4*,-$!9*88*F-!.#$!.$G.!*9!.#$!$H7(&8E!

!@*+!.#$!-(7$!*9!$(-$!*9!&=$,.&9&'(.&*,!*9!F#*-$!F*+=-!(+$!6$&,)!4+$-$,.$=?!!"#$%&'&"()*+$

),(-./$0.//$1)$2")+)34)5$.3$6".-/$.4-/.7$8&34"!F#&8$!.#$!F*+=-!*9!.#$!4$+9*+7(,'$!(0=&.!.$(7!F&88!6$!4+$-$,.$=!&,!"&7$-!B$F!;*7(,!I,*+7(8EJ!

Page 27: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QH!!

From:$9-":#%)/&"();5&4#<&=$$To:$/+-2:4-;4"-3+.47>.7-<&#7&($$Cc:$+0)./)";4"-3+.47>.7-<&#7&($?$9-":#%)/&"();5&4#<&=$?$@)"3.)#A.47>B);3452"&<"-(#7&($$Sent:$C)53)+5-:D$!-:$EFD$GHHI$JKFL$6!$Subject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l!(,=![EVl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`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a2>&3)$3Q(1)"$&(.44)5b)

Page 28: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QI!!

!@&+-.?!,*.$!.#(.!.#&-!+$-4*,-$!-#*F-!.#(.!@"/!#(-!,*.!4$+9*+7$=!(!=$.(&8$=!(,(81-&-!*9!.#&-!

&--0$?!60.!#(-!6$$,!(,=!&-!+$81&,)!*,!.#$!F*+K!*9!*.#$+-?!(,=!&-!(-K&,)!9*+!(,1!9&,=&,)-!*9!&++$)08(+&.&$-!.*!6$!+$4*+.$=!.*!&.E!!

S$'*,=?!F$!(+$!,*.!(F(+$!*9!$G('.81!F#(.!M0$-.&*,!F(-!4*-$=!.*!<+E!C$i*+7$!*+!F#(.!&,9*+7(.&*,!F(-!4+*5&=$=!.*!#&7?!60.!&.!'*08=!,*.!#(5$!&,'80=$=!(,1!*9!.#$!,(++(.&5$!7(.$+&(8-!&,!.#&-!-$'.&*,?!(-!.#$1!#(=!,*.!6$$,!4+*5&=$=!.*!%"/!(.!.#(.!.&7$E!!

<+E!C$i*+7$!-.(.$-!.#(.!cUP6$>-+$4>)$-"&Q35$a+.7b$4>)$/&0)+4$2)"7)34$&8$5)-5>)-5$(./)+$2)"$4&4-/$(./)+$&8$4>)$/-"<)$Q"1-3$4"-3+.4$+:+4)(+#d!!@+*7!*0+!(,(81-&-!*9![VVU!B"CD!=(.(?!%"/!#(-!61!9(+!.#$!8*F$-.!=$(=#$(=!*9!.#$![X!D0-!.+(,-&.!*4$+(.*+-!.#(.!+$4*+.$=!7*+$!.#(,![V?VVV?VVV!"*.(8!:$#&'8$!<&8$-E!!%"/A-!=$(=#$(=!F(-!OEXlg!.#$!-$'*,=!8*F$-.!F(-!:_/!<$.+*4*8&.(,!"+(,-&.!2S(,!/,.*,&*3?!(.!WE[l?!9*0+H(,=H*,$H#(89!.&7$-!%"/A-!+(.&*E!!"#&+=!8*F$-.!F(-!.#$!<(--('#0-$..-!D(1!"+(,-4*+.(.&*,!/0.#*+&.1!2D*-.*,3?!(.!OOE\l?!*5$+!-$5$,!.&7$-!%"/A-!+(.&*E!!"#&-!&-!,*.!(!=&99$+$,'$!*9!=$)+$$g!&.!&-!8&.$+(881!(!=&99$+$,'$!*9!*+=$+!*9!7(),&.0=$E!!2`$!(+$!$G'80=&,)!.#$!OEQl!=$(=#$(=!+$4*+.$=!9*+!.#$!7*-.!+$'$,.!1$(+!61!m&,)!%*0,.1!Cb"?!(-!&.!F(-!M0$-.&*,$=!61!@"/!9*+!+$(-*,-!=&-'0--$=!(6*5$E3!!

>$!(8-*!,*.$-!.#(.!%"/!c>-+$-"&Q35$]$1Q+$<-"-<)+$+2")-5$)=)3/:$-"&Q35$4>)$7.4:D$+&$5)-5>)-5$.+$3-4Q"-//:$/&0#d!!`#&8$!&.!&-!,*.!&88*)&'(8!.*!$G4$'.!.#(.?!(88!$8-$!$M0(8?!*4$+(.*+-!F&.#!7*+$!)(+()$-!4$+!7&8$!*9!-$+5&'$!(+$(!(+$!8&K$81!.*!#(5$!8*F$+!=$(=#$(=?!.#$+$!(+$!(!5$+1!8(+)$!,076$+!*9!*.#$+!9('.*+-!.#(.!'(,!&74('.!=$(=#$(=E!!"*!'&.$!p0-.!*,$?!.#$!-.(.$7$,.!(6*5$?!.#(.!.#$+$!(+$!c-"&Q35$]$1Q+$<-"-<)+$+2")-5$)=)3/:$-"&Q35$4>)$7.4:Dd!&-!(!6&.!*9!(,!*5$+-.(.$7$,.!#-1QRQ#-1).#$!c)=)3/:Dd!(,=!(88!$&)#.!(+$!&,!.#$!%&.1!*9!%#&'()*!4+*4$+?!F#&'#!#(-!(,!(+$(!*9![[\ET!-M0(+$!7&8$-O[?!F#&'#!&-!(44+*G&7(.$81!XQl!*9!.#$!UTX!-M0(+$!7&8$-!*9!-$+5&'$!(+$(!.#(.!%"/!+$4*+.$=!.*!B"CDE!!"*!-$+5&'$!+*0.$-!.#(.!6$)&,!(,=!$,=!*0.-&=$!*9!.#$!%&.1!*9!%#&'()*?!%"/!60-$-!#(5$!.*!.+(5$8!9+*7!.#$&+!)(+()$-!&,!.#$!%&.1!.*!.#$!+*0.$!$,=-!&,!-060+6(,!%**K!%*0,.1E!!

`$!4$+9*+7$=!(!-.(.&-.&'(8!(,(81-&-!.*!.$-.!.#$!$99$'.-!*9!.#$!,076$+!*9!)(+()$-!4$+!-$+5&'$!(+$(!'*5$+()$!*,!=$(=#$(=E!`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p$'.$=!.*!=$.(&8$=!+$5&$F!(,=!.#$!-$+5&'$!(+$(-!+$4*+.$=!9*+!-*7$!*4$+(.*+-!(44$(+!5$+1!8(+)$!9*+!.#$!.14$!*9!-$+5&'$!*4$+(.$=E!!/8-*?!-$+5&'$!(+$(!&-!+$4*+.$=!9*+!(88!-$+5&'$-!4+*5&=$=!61!(,!*4$+(.*+!(,=!.#$+$!(+$!-&.0(.&*,-!F#$+$!.#$!*4$+(.*+!4+*5&=$-!-$+5&'$!&,!,*,H'*+$!0+6(,!(+$(-!.#+*0)#!,*,H60-!7*=$-?!F#&'#!F*08=!.$,=!.*!*5$+-.(.$!-$+5&'$!(+$(!9*+!*0+!&,-.(,.!40+4*-$E!!>*F$5$+?!.#$!,076$+!*9!#&)#81!M0$-.&*,(68$!=(.(!4*&,.-!&-!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!O[!%&.1!*9!%#&'()*!F$6!-&.$?!I%&.1!i(1*0.?J!#..4NaaFFFE'&E'#&E&8E0-a'&.1aF$64*+.(8a4*+.(8%*,.$,._.$7/'.&*,E=*sD: S$--&*,_CtuuuuOU\R[TWQRXEOOTOXVXROVuuuuvD: Z,)&,$_Ct'''9(==&$=7$789'$9$'$88=99#=9)7EVv'*,.$,.b_CtTUXRVWWQXv'*,.$,"14$B(7$t%b% ZC_"b;_/iv.*4%#(,,$8B(7$t>*7$d()$!

Page 29: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QK!!

+$8(.&5$81!-7(88!'*74(+$=!.*!.#$!.*.(8!-&L$!*9!.#$!4*408(.&*,!(,=!(+$!9*'0-$=!9(+!7*+$!*,!.#$!-7(88$+!*4$+(.*+-E!!`$!=$.$+7&,$=!.#(.!(''$4.&,)!.#$!4*408(.&*,!F&.#!(!=$)+$$!*9!4*--&681!'*74+*7&-$=!=(.(!F(-!4+$9$+(68$!.*!*0+!(+6&.+(+&81!=$.$+7&,&,)!F#&'#!=(.(!.*!(''$4.!(,=!+$p$'.!(,=!.#(.!.#$!=(.(!9*+!.#$!4*408(.&*,!F(-!0-(68$!9*+!*0+!40+4*-$-E3!!`$!.#$,!'(8'08(.$=!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!(,=!=$(=#$(=!4$+'$,.()$!9*+!.#$-$!*4$+(.*+-!(,=!=&=!(!,076$+!*9!-&748$!+$)+$--&*,-?!F&.#!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!(-!.#$!&,=$4$,=$,.!5(+&(68$!(,=!=$(=#$(=!4$+'$,.()$!(-!.#$!=$4$,=$,.!5(+&(68$E!!"#$!+$-08.-!(+$!-077(+&L$=!&,!.#$!9*88*F&,)!-'#$=08$N!

!/UB>V>=!F!

+W9E:6!2>D6A!;6:!';6:E=>8?!1EC>D>=M!7AX!T6EGB6EG!06:C68=E?6!)6A9D=A!<@!)6?:6AA><8!%8EDMA6A!

! ! ! ! ! ! ! ! !%&'()(&'(&*!+,-.,/0(1!!234,-(!5.0(6!)(-!7)(-,*.&8!9,:.0.*;! ! !<()(&'(&*!+,-.,/0(1!!!!<(,'=(,'!>(-:(&*,8(! ! ! ! !! ! ! ! ! ! ! ! !! ! ! ! -?634,-('! ! >-('.:*@-!+,04(6!2(0(:*.@&! ! A4B/(-!@C! ! #D@--(0,*.@&! ! #,6!>(-:(&*,8(6$!D-.*(-.@&! ! 7/6(-E,*.@&6! ! D@(CC.:.(&*$! ! D@&6*,&*! ! F!D@(CC.:.(&*!! ! ! ! ! ! ! ! !G00! ! HIJ!! ! IKILMINJO!! ! PKQMR! ! IKIIHSSLOR!! ! ! ! ! ! ! ! !TO!7)(-,*.&8!9,:.0.*;! ! PN!! ! IKIHHHNPL!! ! OSKLJR! ! ?IKIIOLIMLR!! ! ! ! ! ! ! ! !TS!7)(-,*.&8!9,:.0.*.(6! ! HH!! ! IKIHJNOSP!! ! ONKQNR! ! ?IKIIMIMMJR!! ! ! ! ! ! ! ! !TH!7)(-,*.&8!9,:.0.*.(6! ! SO!! ! IKIHIJNOP!! ! OMKMOR! ! ?IKIIMSJJLR!! ! ! ! ! ! ! ! !TN!7)(-,*.&8!9,:.0.*.(6! ! ON!! ! IKISNLQJM!! ! OMKLNR! ! ?IKIIPINMPR!! ! ! ! ! ! ! ! !TOI"III"III!G:*4,0!+(=.:0(!5.0(6! ! NI!! ! IKIIHJLHL!! ! OMKINR! ! ?IKIIIQNSNR!! ! ! ! ! ! ! ! !TSI"III"III!G:*4,0!+(=.:0(!5.0(6! ! SN!! ! IKISQMSQI!! ! OPKIIR! ! ?IKIIHOMSLR!

!_,!-077(+1?!,*,$!*9!.#$-$!.+&(8-!4+*=0'$=!(,1.#&,)!+$7*.$81!'8*-$!.*!(!-.(.&-.&'(881!

-&),&9&'(,.!+$8(.&*,-#&4E!!

"#$!'*++$8(.&*,!'*$99&'&$,.!2+[3!7$(-0+$-!.#$!=$)+$$!.*!F#&'#!.#$!&,=$4$,=$,.!(,=!=$4$,=$,.!5(+&(68$-!(+$!+$8(.$=g!(!5(80$!*9!IOJ!7$(,-!.#(.!.#$!&,=$4$,=$,.!(,=!=$4$,=$,.!7*5$!&,!.*.(8!'*,'$+.!F&.#!$('#!*.#$+!(,=!.#(.!5(+&(.&*,-!&,!.#$!&,=$4$,=$,.!5(+&(68$!2-M0(+$!7&8$-!4$+!

Page 30: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QY!!

*4$+(.&,)!9('&8&.1!&,!.#&-!'(-$3!$G48(&,!OVVl!*9!.#$!5(+&(.&*,-!&,!.#$!=$4$,=$,.!5(+&(68$!2=$(=#$(=!4$+'$,.()$3!(,=!(!5(80$!*9!L$+*!7$(,-!.#(.!.#$+$!&-!,*!+$8(.&*,-#&4!F#(.H-*H$5$+E!!Y$,$+(881!-4$(K&,)?!+[!5(80$-!6$.F$$,!L$+*!(,=!EU!h!F#&'#!F*08=!7$(,!.#(.!5(+&(.&*,-!&,!.#$!&,=$4$,=$,.!5(+&(68$!$G48(&,!UVl!*9!.#$!5(+&(.&*,-!&,!.#$!=$4$,=$,.!5(+&(68$!h!(+$!'*,-&=$+$=!.**!8*F!.*!&,=&'(.$!-.(.&-.&'(881!-&),&9&'(,.!+$8(.&*,-#&4-E!!

"#$!#&)#$-.!+[!5(80$!*6.(&,$=?!EV\T!2F#&'#!F*08=!&,=&'(.$!.#(.!5(+&(.&*,-!&,!-$+5&'$!(+$(!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!$G48(&,$=!\ETl!*9!.#$!5(+&(.&*,!&,!=$(=#$(=!4$+'$,.()$3?!F(-!9*+!.#$!(88H&,'80-&5$?!UVW!*4$+(.*+!'(-$E!!"#&-!+[!5(80$!9(+!.**!8*F!.*!6$!+$)(+=$=!(-!&,=&'(.&,)!(,1!-.(.&-.&'(8!-&),&9&'(,'$E!

!_,.$+$-.&,)81?!9*+!$5$+1!*.#$+!+$)+$--&*,?!.#$!wH'*$99&'&$,.!#(=!(!,$)(.&5$!5(80$E!!"#$!

8(..$+!7$(,-!.#(.?!(-!.#$!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!&,'+$(-$-?!.#$!=$(=#$(=!4$+'$,.()$!=$'+$(-$-!h!F#&'#!&-!.#$!+$5$+-$!*9!.#$!#14*.#$-&-!6$&,)!.$-.$=!(,=!-&7481!,*.!8*)&'(8E!!"#$!-'(..$+!)+(4#!*9!.#$!=(.(!4*&,.-!(,=!.#$!+$8(.&*,-#&4!4+$=&'.$=!61!.#$!9&+-.?!,!t!UVW!+$)+$--&*,?!(+$!-#*F,!6$8*FOU!(,=!.#$!9*88*F&,)!)+(4#!-#*F-!.#$!+$-08.-!9*+!.#$!8(+)$+!7*.*+!60-!*4$+(.*+-!*,81N!

!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OU!_,!.#&-!)+(4#?!,*.$!.#$!-&),&9&'(,.!,076$+!*9!$,.&.&$-!F&.#!I=$(=#$(=!+(.&*-J!8*F$+!.#(,!.#*-$!.#(.!F$!(+$!M0$-.&*,&,)!9*+!%"/?!&,'80=&,)!-*7$!F&.#!VEVl!=$(=#$(=E!!`$!=*!,*.!(''$4.!(,!(+)07$,.!.#(.!.#$!$G&-.$,'$!*9!*.#$+!.+(,-&.!()$,'&$-!+$4*+.&,)!=$(=#$(=!+(.&*-!.#&-!8*F?!F#&'#!F$+$!(''$4.$=!61!@"/?!7(K$-!F#(.!%"/!+$4*+.$=!I+$(-*,(68$gx!+(.#$+?!F$!6$8&$5$!.#(.!(,!(8.$+,(.&5$!#14*.#$-&-?!.#(.!.#$+$!(+$!-&),&9&'(,.!,076$+-!*9!*.#$+!.+(,-&.!()$,'&$-!.#(.!(+$!0,=$++$4*+.&,)!=$(=#$(=!(,=!.#(.!.#$1!+$4*+.-!(+$!(''$4.$=!61!@"/?!-#*08=!6$!'*,-&=$+$=E!!!!!!_,!.#$!QR!PS%!TUVW!9*+708(!(88*'(.&*,!4+*'$--?!*,81!.#*-$!.+(,-&.!*4$+(.*+-!&,!Pq/A-!F&.#!4*408(.&*,-!*9![VV?VVV!*+!)+$(.$+!+$'$&5$!9*+708(!90,=&,)!6(-$=!*,!5$#&'8$!+$5$,0$!7&8$-g!.#$+$9*+$?!.#&-!=(.(!#(-!,*!@$=$+(8!90,=&,)!&74*+.E!!<*-.!*9!.#$!()$,'&$-!+$4*+.&,)!$G.+$7$81!8*F!I=$(=#$(=!+(.&*-?J!&,'80=&,)!.#$!$&)#.!.#(.!+$4*+.$=!L$+*!=$(=#$(=!7&8$-?!F$+$!9+*7!Pq/A-!F&.#!4*408(.&*,-!0,=$+![VV?VVVE!!!

Page 31: 121018 CTA Exhibits
Page 32: 121018 CTA Exhibits
Page 33: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!QP!!

&"(!+$4*+.$=!(-!#$(51!7(&,.$,(,'$!9('&8&.&$-EOQ3?!&,!.#$![VVU!+$4*+.&,)!1$(+?!%"/!#(-!$&)#.!*4$+(.&,)!9('&8&.&$-?!-*!F&.#!UTX!-M0(+$!7&8$-!&,!&.-!-$+5&'$!(+$(?!&.!#(-!QT!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1E!!_.-!(5$+()$!60-!.+&4!8$,).#!F(-![ET\!7&8$-!9*+![VVUOTE!!%"/!+$4*+.$=!(!OEXl!=$(=#$(=!9*+![VVUE!!

B*F!8$.!0-!'*,-&=$+!.#$!S(,!@+(,'&-'*!<0,&'&4(8!;(&8F(1!2<PB_3?!F#&'#!4+*5&=$-!(88!60.!(!.&,1!4*+.&*,!*9!&.-!-$+5&'$!&,!.#$!QR!-M0(+$!7&8$-!*9!.#$!%&.1!(,=!%*0,.1!*9!S(,!@+(,'&-'*?!F&.#!*.#$+!60-?!(,=!*.#$+!7*=$?!.+(,-&.!*4$+(.*+-!4+*5&=&,)!-$+5&'$!&,.*!.#$!%&.1!9+*7!.#$!B*+.#?!Z(-.?!(,=!S*0.#!2F&.#!.#$!d('&9&'!b'$(,!.*!.#$!`$-.3E!!`&.#!.#+$$!D0-!*4$+(.&,)!9('&8&.&$-?!<PB_!#(-!OX!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1E!!<PB_A-!D0-!(5$+()$!.+&4!8$,).#!F(-![EOT!7&8$-!9*+![VVUE!!>*F$5$+?!=$-4&.$!(!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!.#(.!F(-!(44+*G&7(.$81!(!.#&+=!*9!%"/A-?!(,=!(,!(5$+()$!60-!.+&4!8$,).#!OWl!-#*+.$+!.#(,!%"/A-?!<0,&!+$4*+.$=!(!OUETl!=$(=#$(=!+(.&*!h!*5$+!$&)#.!.&7$-!F#(.!%"/!+$4*+.$=E!!

<"/HB$F!^*+K!%&.1!"+(,-&.!#(-!(!5$+1!-#*+.!D0-!(5$+()$!.+&4!8$,).#?!OEW\!7&8$-E!!_.-!-$+5&'$!(+$(!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!&-!O\X?!(,=!&.-!=$(=#$(=!4$+'$,.()$!&-!OQEXlE!!

"#$!C$.+*&.!C$4(+.7$,.!*9!"+(,-4*+.(.&*,?!F&.#!Q\!-M0(+$!7&8$-!4$+!*4$+(.&,)!9('&8&.1!(,=!(!-$4(+(.$!60-!*4$+(.*+!.#(.!-$+5&'$-!.#$!C$.+*&.!-060+6-?!(,=!(,!(5$+()$!.+&4!8$,).#!*9!QER[?!+$4*+.$=!(!O[EVl!=$(=#$(=!+(.&*E!!

"#$-$!-4$'&9&'!$G(748$-?!&,!'*76&,(.&*,!F&.#!.#$!-.(.&-.&'(8!(,(81-&-?!-#*F!(!+(.#$+!.$,0*0-!+$8(.&*,-#&4!6$.F$$,!(5$+()$!.+&4!8$,).#!(,=!=$(=#$(=!+(.&*!h!.#$+$!&-!(!8*)&'(8!8&,K!6$.F$$,!.#$-$!9('.*+-?!60.!(88!.#$!9('.*+-!=&-'0--$=!-*!9(+!(44$(+!.*!(''*0,.!9*+!*,81!(!-7(88!-$)7$,.!*9!.#$!*6-$+5$=!5(+&(.&*,!&,!=$(=#$(=!4$+'$,.()$E!!

`#&8$!.#$+$!(+$!7(,1!(-4$'.-!*9!%"/A-!*4$+(.&*,-!.#(.!.$,=!.*!8*)&'(881!-044*+.!(!#14*.#$-&-!.#(.!&.-!=$(=#$(=!+(.&*!&-!8&K$81!.*!6$!(.!.#$!8*F$+!$,=!*9!.#$!+(,)$!*9!&.-!4$$+-?!%"/A-!+$4*+.$=!+$-08.-!(44$(+!.*!6$!9(+!6$1*,=!.#$!+$(-*,(68$!+(,)$!.#(.!'(,!6$!$G48(&,$=!61!-0'#!9('.*+-E!!/-!F(-!=&-'0--$=!4+$5&*0-81?!9*+!.#$![VVQ!+$4*+.&,)!1$(+?!%"/A-!=$(=#$(=!+(.&*!F(-!OE\l?!F#&8$!&.-!4$$+-!(7*,)!.#$![V!8(+)$-.!60-!*4$+(.*+-!2$G$74.&,)!m%HCb"?!F#&'#!+$4*+.$=!5(80$-!M0$-.&*,$=!61!@"/3!F$+$!&,!(!+(,)$!9+*7!OOERl!.*![UEUlE!!

b65&*0-81?!.#$+$!&-!-*7$.#&,)!$8-$!*9!7(p*+!&74*+.!.#(.!&-!)*&,)!*,!.*!(''*0,.!9*+!%"/A-!$G.+$7$81!8*F!=$(=#$(=!+(.&*!h!F#&'#!6+&,)-!0-!.*!.#$!9*88*F&,)!9+*7!<+E!C$i*+7$A-!$H7(&8N!!

c635$8.3-//:D$-35$(&+4$.(2&"4-34D$UP6$>-+$-$Q3.TQ)$2Q//$&Q4$2&/.7:D$0>)")$1Q+)+$-")$.3$+)"=.7)$&3$4>)."$0-:$4&$4>)."$3&"(-/$"&Q4)+$".<>4$-84)"$/)-=.3<$4>)$1Q+$<-"-<)#$$$Y$0-+$4&/5$4>)$+.<3+$&3$4>)$1Q+)+$+-:$Y3$R)"=.7)$-35$4>):$2.7B$Q2$2-++)3<)"+$0>./)$5)-5>)-5.3<#$$A)"$4>)$OP%$(-3Q-/D$.8$4>)$1Q+$&"$=-3$.+$.3$+)"=.7)$&3$4>)$0-:$4&$4>)."$3&"(-/$+)"=.7)$"&Q4)+D$4>):$5&$3&4$-77"Q)$5)-5>)-5$>&Q"+#d$

!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OQ!!6$A"%(-&.):0&+0;?!4()$![[RE!OT!!%(8'08(.&*,-!*9!(5$+()$!.+&4!8$,).#-!61!*4$+(.*+!&,!.#&-!-$'.&*,!9+*7!B"DC![VVU!Id+*9&8$J!=(.(E!

Page 34: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FR!!

"#$+$!(+$!.F*!-$4(+(.$!&--0$-!.#$+$?!.#$!9&+-.!&,!+$)(+=!.*!.#$!=$9&,&.&*,!*9!+$5$,0$!-$+5&'$?!.#$!-$'*,=!&,!+$)(+=!.*!.#$!=$9&,&.&*,!*9!=$(=#$(=E!!2`$!(8-*!,*.$!.#(.!<+E!C$i*+7$A-!-.(.$7$,.!(6*5$!('.0(881!-.(.$-?!ST)U?+1$1V)A-9L)+A)A011$&.$%1)while deadheadingW!j$74#(-&-!(==$=kE3!!

"#$!(448&'(68$!-.(,=(+=!9*+!+$5$,0$!-$+5&'$!&-!.#$!B"CD!=$9&,&.&*,!*9!D0-N!!I/!.+(,-&.!7*=$!'*74+&-$=!*9!+066$+H.&+$=!4(--$,)$+!5$#&'8$-!*4$+(.&,)!*,!9&G$=!+*0.$-!(,=!-'#$=08$-!*5$+!+*(=F(1-EJ!!_9!.#$!60-!&-!,*.!*4$+(.&,)!*,!9&G$=!+*0.$-!0,=$+!(,!$-.(68&-#$=!-'#$=08$?!&.!&-!&"(!&,!D0-!-$+5&'$!(,=!.#$!(448&'(68$!7&8$-!(+$!&"(!+$4*+.(68$!(-!:$#&'8$!;$5$,0$!<&8$-E!!

"*!.$-.!%"/A-!'*748&(,'$!F&.#!.#$!I9&G$=!+*0.$J!(,=!I-'#$=08$-J!.$-.-?!F$!*6.(&,$=!9+*7!.#$!%"/!F$6!-&.$!(!-$8$'.&*,!*9!+*0.$!-'#$=08$-!F&.#!7(4-!9*+!%"/!-$+5&'$!*,!<&'#&)(,!/5$,0$?!*,$!*9!.#$!7*-.!#$(5&81!0.&8&L$=!60-!.+(,-&.!-.+$$.-!&,!.#$!PESE?!-4$'&9&'(881!%"/!60-!+*0.$-![?!U?!wU?!wQ?!X?!W?!OQ?![X?!w[\?!O[X?!O[W?!OQU?!OQQ?!OQT?!OQX?!OQW?!OQ\?!OTO?!(,=!OTWE!!`$!$G(7&,$=!.#$!4068&-#$=!-'#$=08$-!9*+!$('#!*9!.#$-$!60-!8&,$-!9*+!-'#$=08$=!-$+5&'$!6$.F$$,!.#$!6$)&,,&,)-!(,=!$,=-!*9!.#$!+*0.$-!(,=!.#$!*4$+(.&,)!9('&8&.&$-!(,=!9*0,=!,*,$E!!`$!-$(+'#$=!%"/A-!F$6!-&.$!I-'#$=08$J!4()$!9*+!*.#$+!+*0.$-!F&.#!-$+5&'$!6$.F$$,!.#$!$&)#.!%"/!*4$+(.&,)!9('&8&.&$-!(,=!.#$!6$)&,,&,)-!(,=!$,=-!*9!.#$!<&'#&)(,!/5$,0$!+*0.$-!(,=!9*0,=!,*.#&,)E!!`$!$G(7&,$=!$('#!*9!.#$!+*0.$!7(4-!4+&,.$=!&,!.#$!-'#$=08$-!.*!=$.$+7&,$!&9!.#$!.+(5$8!.*!(,=!9+*7!*4$+(.&,)!9('&8&.&$-!F$+$!-#*F,!(,=!9*0,=!,*.#&,)E!!`$!$G(7&,$=!.#$!%"/!c(,0(+1![VVX!ID0-!(,=!;(&8!<(4J!9*+!&,=&'(.&*,-!*9!+*0.$-!)*&,)!9+*7!.#$!$,=-!*9!.#$-$!8&,$-!.*!(,=!9+*7!*4$+(.&,)!9('&8&.&$-!(,=!9*0,=!,*,$E!!

`$!#(5$!9*0,=!,*!&,=&'(.&*,!F#(.H-*H$5$+!.#(.!8$(=-!0-!.*!6$8&$5$!.#(.!%"/!$-.(68&-#$-!-'#$=08$-!9*+!.#$!.+(5$8!*9!60-$-!6$.F$$,!*4$+(.&,)!9('&8&.&$-!(,=!.#$!6$)&,,&,)-!(,=!$,=-!*9!60-!8&,$-?!,*+!6$.F$$,!60-!8&,$-!F#$+$!.#$!-(7$!60-$-!(+$!0-$=!.*!4+*5&=$=!-$+5&'$-!*,!708.&48$!8&,$-?!,*+!.#(.!%"/!#(-!$-.(68&-#$=!9&G$=!60-!+*0.$-!*,!.#$!-.+$$.-!0.&8&L$=!9*+!.+(5$8!6$.F$$,!*4$+(.&,)!9('&8&.&$-!(,=!.#$!6$)&,,&,)!(,=!$,=-!*9!60-!+*0.$-E!!

D$'(0-$!.#$+$!(+$!,$&.#$+!9&G$=!+*0.$-!,*+!-'#$=08$-!9*+!60-!.+(5$8!6$.F$$,!*4$+(.&,)!9('&8&.&$-!(,=!.#$!6$)&,,&,)-!(,=!$,=-!*9!60-!+*0.$-?!-0'#!60-!.+(5$8!&-!&"(!+$4*+.(68$!(-!;$5$,0$!:$#&'8$!<&8$-!*+!>*0+-E!!

"0+,&,)!,*F!.*!.#$!I=$(=#$(=J!&--0$?!%"/A-!(+)07$,.!(44$(+-!.*!6$!6(-$=!*,!&.-!+$(=&,)!*9!.#$!B"CD!=$9&,&.&*,!*9!=$(=#$(=N!!

I"#$!7&8$-!(,=!#*0+-!.#(.!(!5$#&'8$!.+(5$8-!F#$,!*0.!*9!+$5$,0$!-$+5&'$E!!C$(=#$(=!&,'80=$-N!! i$(5&,)!*+!+$.0+,!.*!.#$!)(+()$!*+!1(+=!9('&8&.1!! %#(,)&,)!+*0.$-!! `#$,!.#$+$!&-!,*!$G4$'.(.&*,!*9!'(++1&,)!+$5$,0$!4(--$,)$+-J!

!%"/!(+)0$-!.#(.?!6$'(0-$!&.!#(-!$-.(68&-#$=!(!4*8&'1!*9!4&'K&,)!04!4(--$,)$+-!F#$,!60-$-!

(+$!.+(5$8&,)!6$.F$$,!*4$+(.&,)!9('&8&.&$-!(,=!.#$!6$)&,,&,)-!(,=!$,=-!*9!60-!+*0.$-?!.#$+$!-1!I(,!$G4$'.(.&*,!*9!'(++1&,)!+$5$,0$!4(--$,)$+-?J!(,=?!6$'(0-$!.#&-!9('.*+!&,!.#$!=$9&,&.&*,!*9!=$(=#$(=!&-!,*.!-(.&-9&$=?!.#$!60-!.+(5$8!&,!M0$-.&*,!&-?!.#$+$9*+$?!&"(!4+*4$+81!'8(--&9&$=!(-!=$(=#$(=!(,=?!.#$+$9*+$?!-0'#!60-!.+(5$8!70-.!6$!'*0,.$=!(-!5$#&'8$!+$5$,0$!7&8$-E!

Page 35: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FQ!!

!_.!'(,!6$!(+)0$=!.#(.?!F#&8$!.#$+$!7(1!6$!-*7$!$G4$'.(.&*,!*9!'(++1&,)!+$5$,0$!

4(--$,)$+-!&,!60-!.+(5$8!*9!.#&-!.14$?!F#$,!F$!'*,-&=$+!.#(.!-0'#!.+(5$8!F&88!*9.$,!6$!=0+&,)!#*0+-?!-0'#!(-!4+&*+!.*!.#$!6$)&,,&,)!*9!.#$!7*+,&,)!+0-#!#*0+?!F#$,!.+(,-&.!.+(5$8!&-!7&,&7(8g!.#(.?!.*!(!5$+1!8(+)$!=$)+$$?!-0'#!60-!.+(5$8!F&88!,*.!6$!*,!4068&-#$=!60-!+*0.$-g!.#(.!70'#!*9!-0'#!.+(5$8!F&88!6$!*,!-.+$$.-!F&.#*0.!60-!-.*4-!F#$+$!4*.$,.&(8!+&=$+-!'*08=!,*.!+$(-*,(681!#(5$!$G4$'.(.&*,-!*9!60-$-!(++&5&,)g!.#(.!&.!F*08=!6$!=&99&'08.!9*+!-0'#!4*.$,.&(8!60-!+&=$+-!.*!=$.$+7&,$!F#$+$!.#$!60-!.#(.!.#$1!(+$!.#&,K&,)!*9!98())&,)!=*F,!&-!)*&,)!F&.#!(!#$(=$+!-&),!-.(.&,)!*,81?!I_,!S$+5&'$gJ!(,=!.#(.!.#$!60-!*4$+(.*+-!F&88!8&K$81!,*.!6$!$G4$'.&,)!.*!-.*4!.*!4&'K!04!4(--$,)$+-?!4(+.&'08(+81!F#$+$!.#$+$!(+$!,*!60-!-.*4-g!.#(,!.#(.!.#$-$!$G4$'.(.&*,-!*9!'(++1&,)!+$5$,0$!4(--$,)$+-!70-.!6$!+(.#$+!8*FE!!_,!'*,-&=$+&,)!(88!*9!.#$-$?!&.!&-!(8-*!5(8&=!.*!4*,=$+!&9!.+$(.&,)!.#&-!.14$!*9!60-!5$#&'8$!.+(5$8!(-!:$#&'8$!;$5$,0$!<&8$-!&-!'*,-&-.$,.!F&.#!F#(.!%*,)+$--!&,.$,=$=!F#$,!&.!=$.$+7&,$=!.#(.!90.0+$!.+(,-&.!9*+708(!)+(,.!90,=-!F$+$!.*!6$!(88*'(.$=!*,!.#$!6(-&-!*9!:$#&'8$!;$5$,0$!<&8$-!(,=!,*.!:$#&'8$!"*.(8!<&8$-!*+!(,1!*.#$+!5$#&'8$!7&8$!-.(.&-.&'E!!

>*F$5$+?!9*+!*0+!'0++$,.!40+4*-$?!8$.!0-!(--07$!0&B!$G4$'.(.&*,!*9!'(++1&,)!+$5$,0$!4(--$,)$+-!.#(.!&-!(6*5$!(6-*80.$!L$+*?!,*!7(..$+!8&..8$!(6*5$!(6-*80.$!L$+*?!=*$-!7$(,!.#(.!.#&-!(..+&60.$!*9!.#$!=$(=#$(=!=$9&,&.&*,!&-!&"(!7$.E!!Z5$,!&9!.#&-!&-!5(8&=?!(,=!$5$,!&9!F$!)*!90+.#$+!(,=?!9*+!40+4*-$-!*9!(+)07$,.?!)+(,.!.#(.!-0'#!60-!.+(5$8!&-!,*.!4+*4$+81!'8(--&9&$=!(-!=$(=#$(=?!.#&-!&-!&"(!+$8$5(,.!.*!.#$!4*&,.!(.!&--0$E!!"#$!K$1!M0$-.&*,!&-!&"(?!I&-!-0'#!60-!.+(5$8!=$(=#$(=sgJ!&.!&-?!I&-!-0'#!60-!.+(5$8!+$5$,0$!-$+5&'$!4+*4$+81!'8(--&9&$=!(-!:$#&'8$!;$5$,0$!<&8$-sJ!!Z5$,!&9!-0'#!60-!.+(5$8!=*$-!,*.!7$$.!.#$!+$M0&+$7$,.-!.*!6$!'8(--&9&$=!(-!=$(=#$(=!(-!4+*708)(.$=!(6*5$?!.#(.!=*$-!&"(!7$(,!.#(.!&.!&-!4+*4$+81!'8(--&9&$=!(-!:$#&'8$!;$5$,0$!<&8$-E!!@(&80+$!.*!7$$.!.#$!+$M0&+$7$,.!.*!6$!'8(--&9&$=!(-!=$(=#$(=!7&8$-!,"$1)&"(!7$(,!.#(.!-0'#!-$+5&'$!&-!(0.*7(.&'(881!'8(--&9&$=!(-!:;<E!!

"#$+$9*+$?!$5$,!&9!F$!)+(,.!.#(.!%"/A-!(+)07$,.!.#(.!-0'#!60-!.+(5$8!&-!,*.!=$(=#$(=!&-!'*++$'.?!&.-!(+)07$,.!.#(.!-0'#!-$+5&'$!&-?!.#$+$9*+$?!:;<!=*$-!&"(!4+$5(&8E!!

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

_.!&-!'$+.(&,81!'*++$'.!.#(.!%"/!#(-!-.+0'.0+$=!(!4(+.&'08(+!'*76&,(.&*,!*9!'*,=&.&*,-!.#(.!'#(88$,)$-!.#$!B"CD!=$9&,&.&*,!"8),$0,D$0,g!#*F$5$+?!6*.#!.#$!-4&+&.!(,=!&.-!8$..$+!*9!.#&-!=$9&,&.&*,!4+$5(&8!.*!=$.$+7&,$!.#(.!%"/A-!(+)07$,.!.#(.!-0'#!60-!.+(5$8!&-!:;<!9(&8-OXE!!

`#&8$!%"/A-!D*(+=!*9!C&+$'.*+-!#(-!.#$!4*F$+!.*!*+=$+!.#(.!&.-!60-$-!*4$+(.&,)!*.#$+!.#(,!*,!9&G$=!+*0.$-!(,=!&,!-'#$=08$=!-$+5&'$!F&88!'(++1!4(--$,)$+-?!0,=$+!*0+!@$=$+(8!-1-.$7!*9!)*5$+,(,'$?!$5$,!&9!.#$!%"/!D*(+=!F$+$!.*!.(K$!('.&*,!.*!9*+7(881!'8(--&91!-0'#!60-!.+(5$8!(-!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OX!@"/!7(1!F&-#!.*!'*,-&=$+!&9!.#$!4068&-#$=!=$9&,&.&*,-!$()0;!&,!.#$!B"C!+$)08(.&*,-!-#*08=!6$!+$5&-$=!.*!(==+$--!.#&-!&--0$E!!

Page 36: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FF!!

I+$5$,0$!-$+5&'$?J!,*!8*'(8!8$)&-8(.&5$!6*=1!'(,!*5$++&=$!.#$!8(F-!$,('.$=!61!.#$!PESE!%*,)+$--!(,=!.#$!+$)08(.&*,-!&748$7$,.&,)!-0'#!8(F-E!!

<+E!C$i*+7$!(8-*!-.(.$-?!c684)"$TQ)+4.&3.3<$UP6*+$5)-5>)-5$.3$4>)$FJ]H+D$4>)$GW$8.<Q")$>-+$1))3$-77)24)5$)-7>$:)-"D$8."+4D$1)7-Q+)$.4$0-+$-Q5.4)5$-3$.35)2)35)34$-Q5.4.3<$8."($-35$7)"4.8.)5$1:$4>)$UNZ#d$!

"#&-!)$.-!.*!.#$!#$(+.!*9!.#$!4+*68$7?!6$'(0-$?!&,!$--$,'$?!&.!&748&$-!.#(.?!*,'$!.#$!%"/![l!=$(=#$(=!F(-!(''$4.$=!(-!6$&,)!&,!'*748&(,'$!F&.#!.#$!+$)08(.&*,-!(-!.#$1!$G&-.$=!(.!.#$!.&7$?!&.!F(-?!.*!(!8(+)$!=$)+$$?!(''$4.$=?!(-!8*,)!(-!.#$!.F*!'$+.&9&'(.&*,-!F$+$!4+*5&=$=E!!>*F$5$+?!.#&-!4*-&.&*,!&-!6(-$=!*,!.#$!(--074.&*,!.#(.!.#$![l!=$(=#$(=!F(-!4+*4$+81!(''$4.$=!F#$,!&.!F(-!9&+-.!+$4*+.$=E!!

"#$!(448&'(68$!@"/!+$)08(.&*,-!#(5$!'#(,)$=!*5$+!.#$!1$(+-E!!"#$!*+&)&,(8!@"/!2.#$,!P<"/3!+$)08(.&*,!*,!+$5$,0$!5$#&'8$!7&8$-!F(-!P<"/!%&+'08(+!%!RVUVEO?!c0,$![W?!OR\U?!F#&'#!#(-!.#$!9*88*F&,)!*,!4()$!OU!*9!/44$,=&G!%N!!

If!.*!'(.$)*+&L$!.+(,-&.!5$#&'8$!.+(5$8!(-!+$5$,0$!-$+5&'$?!(!5&(68$!7(+K$.!9*+!.#&-!.+(5$8!70-.!6$!=$7*,-.+(.$=E!!@*+!$G(748$?!5$#&'8$!.+(5$8!6$.F$$,!(!60-!)(+()$!(,=!F#(.!4+$5&*0-81!F(-!.#$!6$)&,,&,)!*9!(!+*0.$!-#*08=!,*.!6$!+$4*+.$=!(-!5$#&'8$!+$5$,0$!7&8$-!-&7481!6$'(0-$!.#$!+*0.$!F(-!+$=$9&,$=!(-!6$)&,,&,)!(.!.#$!)(+()$E!!b.#$+!,$'$--(+1!'+&.$+&(!(+$N!!.#&-!&,'+$(-$=!+*0.$!7&8$()$?!F&.#!(==$=!-.*4-?!70-.!6$!&,'*+4*+(.$=!9*+7(881!&,.*!4068&-#$=!-'#$=08$-g!(,=!.#$+$!70-.!6$!7*+$!.#(,!&,'&=$,.(8!0-$!*9!.#&-!(==&.&*,(8!-$+5&'$!61!+$5$,0$!4(--$,)$+-EJ!

!/-!=&-'0--$=!&,!=$.(&8!(6*5$?!(.!.#$!4+$-$,.!.&7$?!%"/!=*$-!&"(!&,'80=$!.#$!=&-.(,'$!

6$.F$$,!60-!)(+()$-!(,=!.#$!6$)&,,&,)!*9!60-!+*0.$-!&,!&.-!+*0.$!7(4-!(,=!-'#$=08$-?!,*+!=&=!F$!9&,=!(,1!*.#$+!$5&=$,'$!.#(.!60-!.+(5$8!*,!-0'#!-.+$$.-!F$+$!&,'80=$=!&,!=$-'+&4.&*,-!*9!60-!+*0.$-E!!`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

%!RVUVEO!&-!,*!8*,)$+!&,!9*+'$?!#(5&,)!6$$,!-04$+-$=$=!.#+$$!.&7$-?!F&.#!.#$!'0++$,.!5$+-&*,?!%!RVUVEO!%?!(=*4.$=!b'.*6$+!O?!ORR\EOW!!>*F$5$+?!.#$!K$1!4*&,.!&-!&"(!.#(.!.#&-!&-!.#$!'0++$,.!+$M0&+$7$,.!h!&.!'8$(+81!&-,A.!h!60.!.#(.!&.!X01!.#$!.#$,H'0++$,.!-.(,=(+=!F#$,!.#&-!4+*'$--!6$)(,?!&.!-#*08=!#(5$!6$$,!(448&$=!(.!.#$!.&7$!h!60.!$5&=$,.81!F(-,A.!h!(,=!.#(.!.#$!(+)07$,.!.#(.!.#$!'0++$,.![l!=$(=#$(=!-#*08=!6$!(''$4.$=!6$'(0-$!&.!F(-!(''$4.$=!&,!.#$!4(-.!F(-!6(-$=!*,!9(&80+$!.*!(4481!.#$!4+*4$+!-.(,=(+=-!(.!.#(.!.&7$E!!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!OW!! @"/?!I%&+'08(+-aY0&=(,'$?J!(5(&8(68$!(.N!!#..4NaaFFF 9.(E=*.E)*5a4068&'(.&*,-a4068&'(.&*,- '&+'08(+- )0&=(,'$E#.78E!

Page 37: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FH!!

! "#$+$!&-!(!9&,(8!&,.$+$-.&,)!(-4$'.!.*!%"/A-!4+*'$--!*9!.+$(.&,)!D0-!=$(=#$(=!7&8$-!(,=!#*0+!(-!;$5$,0$!:$#&'8$!<&8$-!(,=!>*0+-!h!-&,'$!.#$!*,81!'*74*,$,.-!*9!":<!(,=!":>!(+$!;$5$,0$!S$+5&'$!(,=!=$(=#$(=?!&9!(88!%"/!D0-!=$(=#$(=!-$+5&'$!&-!'8(--&9&$=!(-!;:<!(,=!;:>?!.#$,!F#(.!&-!8$9.!.*!6$!)$,$+(.$!.#$!OE\l![VVQ!=$(=#$(=!-.(.&-.&'?!(,=!.#$!*.#$+!5$+1!8*F!-.(.&-.&'-!9*+!*.#$+!1$(+-s!!! b,!<(+'#![X?![VVW?!@"/!4068&-#$=!(!4+*4*-$=!+08$?!IB(.&*,(8!"+(,-&.!C(.(6(-$N!!/7$,=7$,.!.*!;$4*+.&,)!;$M0&+$7$,.-!(,=!B*,HS06-.(,.&5$!"$'#,&'(8!%#(,)$-O\EJ!!"#$!4+*4*-$=!+08$!=*'07$,.-!.#$!4*.$,.&(8!9*+!(!-&),&9&'(,.81!-.+*,)$+!+$-4*,-$!.*!,*,H'*748&(,'$!B"CD!-067&--&*,-?!-4$'&9&'(881!&,!e!XUVE\!24()$!OQVXQ3?!F#&'#!-.(.$-N!!

! I@"/!7(1!$,.$+!(!L$+*!*+!(=p0-.!(,1!M0$-.&*,(68$!=(.(!&.$72-3!&,!(!+$4*+.&,)!()$,'1A-!-$'.&*,!TUUT!+$4*+.!0-$=!&,!'*740.&,)!.#$!-$'.&*,!TUVW!*+!TUOO!(44*+.&*,7$,.E!!"#$-$!(=p0-.7$,.-!7(1!6$!7(=$!&9!(,1!=(.(!(44$(+!&,(''0+(.$!*+!#(5$!,*.!6$$,!'*88$'.$=!&,!(''*+=(,'$!F&.#!@"/A-!=$9&,&.&*,-!(,=a*+!'*,9&=$,'$!(,=!4+$'&-&*,!8$5$8-?!*+!&9!.#$+$!&-!(!8('K!*9!(=$M0(.$!=*'07$,.(.&*,!*+!(!+$8&(68$!+$'*+=K$$4&,)!-1-.$7EJ!

!/+($2%(/T!)%*&/!'1!1$*%*"$%4!$20%"(!'1!'./)+(%(/2/*(!'1!./#$"4/!)/./*,/!2$4/+!!

`#&8$!F$!'*,'80=$!.#(.!%"/!&-!*5$+-.(.&,)!D0-!:;<!61!(!-&),&9&'(,.!(7*0,.?!F&.#*0.!9(+!7*+$!=$.(&8!F*+K?!&.!&-!,*.!4*--&68$!.*!4+$'&-$81!M0(,.&91!.#$!9&,(,'&(8!&74('.E!

!/-!(,!(8.$+,(.&5$?!F$!#(5$!=*,$!(!4+*p$'.&*,!*9!(!+$(-*,(68$!+(,)$!*9!$-.&7(.$!*9!&74('.E!

!P-&,)!.#$!I"*4![VJ!.+(,-&.!*4$+(.*+-!9*+!.#$![VVQ!B"CD!+$4*+.&,)!1$(+?!(,=!$G'80=&,)!

%"/!(,=!m%HCb"!2F#&'#!#(=!&.-!:;<!(,=!:"<!=(.(!IM0$-.&*,$=J!61!@"/3?!.#$!+(,)$!*9!=$(=#$(=!+(.&*-!&-!OOERl!9*+!<D"/!.*![UEUl!9*+!d/"?!'*74(+$=!.*!%"/A-!OE\lE!!`$!F&88!'(8'08(.&*,!.#$!9&,(,'&(8!&74('.!*,!.#$!@$=$+(8!@^VX!QR!PS%!TUVW!9*+708(!)+(,.-!.*!.#$!Y+$(.$+!%#&'()*!9+*7!%"/A-!:;<!+$4*+.!.*!B"CD!61!'*74(+&,)!F#(.!F*08=!#(5$!6$$,!.#$!'#(,)$!&9!&.-!=$(=#$(=!+(.&*!F$+$!.#$!7&,&707!(,=!7(G&707-!*9!.#$!+(,)$!9*+!.#$!I"*4![VJ!4$$+-!(,=!:"<!F(-!,*.!'#(,)$=E!

!2"#$!7$.#*=*8*)1!9*+!.#$!QR!PS%!TUVW!(88*'(.&*,-!9*+!.#$!:;<!4*+.&*,!*9!.#$!90,=-!&-!

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l!*9!.#(.!.*.(8g!.#$!'#(,)$!&,!5(80$!*9!(!:;<!F*08=!6$!+$8(.&5$81!7&,*+!(,=!F&88!6$!&),*+$=!9*+!40+4*-$-!*9!*0+!'(8'08(.&*,-E3!

!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!O\!!G$,$%0;)6$.-1($%?!:*807$!W[?!B076$+!TW?!44E!OQVXOHXE!

Page 38: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FI!!

/UB>V>=!K!"B>CE?<!(:E8A>=!%9=B<:>=M!

'76:A=E=6J68=!<@!.6B>CD6!)676896!2>D6A!)E8?6!<@!1>8E8C>ED!$J;EC=!

FRRI!)6;<:=>8?NFRRY!198G>8?!-6E:A! ! !

U@*,0!+(=.:0(!5.0(6"!A,*.@&,0!U-,&6.*!<,*,/,6("!SIIN! ! PJ"JLH"III!! ! !

V@W(6*!G::()*('!<(,'=(,'!>(-:(&*,8(!@C!XU@)!SIX!Y46!7)(-,*@-6! ! OOKQR!V(661!!DUG!<(,'=(,'!>(-:(&*,8(! ! ?OKLR!

! ! !V@W!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*![!>(-:(&*,8(! ! OIKOR!

! ! !V@W!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*!??!Z(E(&4(!+(=.:0(!5.0(6! ! P"LPM"HSN!

+,04(!@C!,!Z(E(&4(!+(=.:0(!5.0("!9\IP! ! ]IKHJQOOHQJ!! ! !

V@W!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*![!<@00,-6! ! S"PIS"JNI!! ! !

^.8=(6*!G::()*('!<(,'=(,'!>(-:(&*,8(!@C!XU@)!SIX!Y46!7)(-,*@-6! ! SHKHR!V(661!!DUG!<(,'=(,'!>(-:(&*,8(! ! ?OKLR!

! ! !^.8=!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*![!>(-:(&*,8(! ! SOKMR!

! ! !^.8=!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*!??!Z(E(&4(!+(=.:0(!5.0(6! ! ON"MLO"SPM!

+,04(!@C!Z(E(&4(!+(=.:0(!5.0(!*@!9\IP!NQ!_2D!MHIJ!9@-B40,!`-,&*! ! IKHJQOOHQJ!! ! !

^.8=!Z,&8(!@C!>@*(&*.,0!7E(-6*,*(B(&*!??!<@00,-6! ! ]M"MSJ"QPO!! ! !Notes ! ! !DUG!U@*,0!+(=.:0(!5.0(6!,&'!'(,'=(,'!)(-:(&*,8(6!C-@B!XG&,0;6.6!@C!9(,6./.0.*;!@C!!<(,'=(,'!2*,*.6*.:6KX! ! !! ! !U=(!XU@)!SIX!/46!@)(-,*@-!W.*=!*=(!0@W(6*!'(,'=(,'!)(-:(&*,8("!,C*(-!(a:046.@&!@C!DUG!%*6(0C!,&'!b.&8!D@4&*;!<(),-*B(&*!@C!U-,&6)@-*,*.@&"!W=.:=!=,'!.*6!-()@-*('!B.0(,8(!X34(6*.@&('X!/;!*=(!9('(-,0!U-,&6.*!G'B.&.6*-,*.@&"!W,6!*=(!5,66,:=46(**6!Y,;!U-,&6)@-*,*.@&!G4*=@-.*;!#Y@6*@&$"!,*!OOKQRK!!U=(!XU@)!SIX!/46!@)(-,*@-!W.*=!*=(!=.8=(6*!'(,'=(,'!)(-:(&*,8(!W,6!*=(!>@-*!G4*=@-.*;!@C!G00(8=(&;!D@4&*;!#>.**6/4-8=$"!,*!SHKHRK!! ! !U=(!',*,!-()@-*('!*@!*=(!A,*.@&,0!U-,&6.*!<,*,/,6(!/;!*=(!*-,&6.*!@)(-,*@-6!C@-!*=(!SIIN!-()@-*.&8!;(,-!W,6!4*.0.c('!*@!B,d(!,00@:,*.@&6!@C!XC@-B40,X!8-,&*6!4&'(-!NQ!_2D!NHIJ!C@-!9('(-,0!C.6:,0!;(,-!SIIPK!!U=(!+,04(!@C!,!Z(E(&4(!+(=.:0(!5.0(!.6!*=(!E,04(!C@-!)4-)@6(6!@C!'(*(-B.&.&8!*=(!,00@:,*.@&!*@!(,:=!4-/,&.c('!,-(,"!*,d(&!C-@B!X9UG!9.6:,0!\(,-!SIIP!G))-@)-.,*.@&6!,&'!G00@:,*.@&6!D=,&8(!6,&'!D@--(:*.@&6e!G&&@4&:(B(&*!@C!2*,*(6!2(0(:*('!C@-!>,-*.:.),*.@&!.&!2(:*.@&!SHOI!>.0@*!>-@8-,B"X!IS?IH?IP"!A4B/(-!JO!9Z!MQIQ"!U,/0(!P"!XZ(E.6('!9.6:,0!\(,-!SIIP!9@-B40,!>-@8-,B!G))@-*.@&B(&*!<,*,!_&.*!+,04(6KX! ! !

Page 39: 121018 CTA Exhibits

"(%!5!)676896!5!'76::6;<:=>8?!'@!2<=<:!39A!.6B>CD6!)676896!2>D6A! !!!!!!!!!!0E?6!FK!!

"#$!(6*5$!-'#$=08$!$-.(68&-#$-!(!+(,)$!*9!$-.&7(.$!*9!.#$!=*88(+!5(80$!*9!.#$!*5$+!+$4*+.&,)!*9!%"/!D0-!:$#&'8$!<&8$-!9*+!.#$![VVQ!B"CD!+$4*+.&,)!1$(+!*9!(44+*G&7(.$81!o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j@^VXk?!)$,$+(881!$(+81!&,!@^VXE3!!@+*7!*0+!K,*F8$=)$!*9!%"/A-!*4$+(.&,)!'#(+('.$+&-.&'-?!F$!F*08=!$G4$'.!.#(.!%"/A-!('.0(8!=$(=#$(=!4$+'$,.()$!.*!6$!,$(+$+!.*!.#$!8*F!$,=!*9!.#$!+(,)$?!(,=!4$+#(4-!$5$,!6$8*F!.#$!OOERl!8*F!$,=!*9!.#$!+(,)$E!!_9!.#$!('.0(8!%"/!=$(=#$(=!4$+'$,.()$!F(-!#(89F(1!6$.F$$,!.#$!OOERl!(,=!%"/A-!+$4*+.$=!OE\l?!(.!XE\Tl?!.#(,!.#$!(==&.&*,(8!90,=&,)!+$'$&5$=!.#+*0)#!.#$!*5$+!+$4*+.&,)!*9!:;<!F*08=!6$!(44+*G&7(.$81!oOEU!7&88&*,E!!

C(.(!9+*7!(!-4+$(=-#$$.!4+$4(+$=!61!Y(+1!C$i*+7$?!B"C!<(,()$+?!@"/?!-#*F-!.#(.!%"/!#(-!+$4*+.$=!=$(=#$(=-!6$.F$$,!OEQl!(,=![EVl!$5$+1!1$(+!-&,'$!OR\Q?!F#&'#!F*08=!.$,=!.*!&,=&'(.$!.#(.!.#$+$!(+$!+*0)#81!'*74(+(68$!9&,(,'&(8!&74('.-!$5$+1!1$(+!(.!8$(-.!6('K!.*!OR\X!2.#$!1$(+!9*+!F#&'#!.#$!OR\Q!+$4*+.&,)!1$(+!=(.(!F*08=!#(5$!6$$,!0-$=!.*!(88*'(.$!I9*+708(J!90,=-3?!F#&'#!F*08=!&,=&'(.$!.#$!4*.$,.&(8!9*+![O!1$(+-!*9!*5$+H+$4*+.&,)!*9!:;<!7&8$!=(.(!2B"CD!+$4*+.&,)!1$(+-!OR\Q!.*![VVQ!&,'80-&5$3!(,=?!.#$+$9*+$?![O!1$(+-!2@$=$+(8!9&-'(8!1$(+-!OR\XH[VVX3!*9!#&)#$+!.#(,!p0-.&9&$=!QR!PS%!TUVW!9*+708(!90,=&,)E!!C(.(!+$4*+.$=!61!%"/!9*+!.#$![VVT!B"CD!+$4*+.&,)!1$(+!F&88!,*.!)$,$+(.$!)+(,.!90,=&,)!0,.&8!.#$!6$)&,,&,)!*9!@$=$+(8!@^VW!&,!b'.*6$+![VVX?!(.!.#$!$(+8&$-.?!(,=!F$!#(5$!,*.!.$-.$=!%"/!:;<!+$4*+.$=!9*+!.#$!1$(+-!4+&*+!.*!OR\QE!

Page 40: 121018 CTA Exhibits

Exhibit 5

Page 41: 121018 CTA Exhibits
Page 42: 121018 CTA Exhibits
Page 43: 121018 CTA Exhibits
Page 44: 121018 CTA Exhibits
Page 45: 121018 CTA Exhibits
Page 46: 121018 CTA Exhibits
Page 47: 121018 CTA Exhibits
Page 48: 121018 CTA Exhibits
Page 49: 121018 CTA Exhibits
Page 50: 121018 CTA Exhibits
Page 51: 121018 CTA Exhibits
Page 52: 121018 CTA Exhibits
Page 53: 121018 CTA Exhibits

Exhibit 6

Page 54: 121018 CTA Exhibits
Page 55: 121018 CTA Exhibits
Page 56: 121018 CTA Exhibits
Page 57: 121018 CTA Exhibits
Page 58: 121018 CTA Exhibits
Page 59: 121018 CTA Exhibits
Page 60: 121018 CTA Exhibits
Page 61: 121018 CTA Exhibits
Page 62: 121018 CTA Exhibits
Page 63: 121018 CTA Exhibits
Page 64: 121018 CTA Exhibits
Page 65: 121018 CTA Exhibits