1209088 - Federal Reserve Bank of Chicago - Federal .../media/others/banking/financial... · 1209088 OrganiJ.ational ... 12131 2012 Non-mnnnging member I \lanteno Capital Tru;t I

$Page 1: 1209088 - Federal Reserve Bank of Chicago - Federal .../media/others/banking/financial... · 1209088 OrganiJ.ational ... 12131 2012 Non-mnnnging member I \lanteno Capital Tru;t I$
1209088

OrganiJ.ational Chart December 2016

Legal Entity Identifier (LEI) -

C!Qllf for all entitles within

the organization

I HomeStar Education

Foundation, Inc. Manteno, IL

(Illinois Non-Profit Corp) 100°.

6'2212001

I

llome tar Deferred lschange Corp

Manteno, IL (lhnoos Corporation)

IOO°o 7;3012002

317/2017 1144AM

HomcStar Financial Group, Inc.

Manteno, IL (A Delaware Corporation)

3/29/1983

HomeStar Bank and Financial

Services

Manteno, IL (lllonoos Chanered Community Bank)

IOO°o 2'2311946

llomc tar Tille Company LLC

Bradlev IL IOO:r.

(llhno1s LLC) 2/0112000

Managinl! member

I Home tar Title Services, LLC

(OBA llomeStar Title Company) Bradley, IL

50% (llhno1s LLC)

12131 2012 Non-mnnnging member

I \lanteno Capital

Tru;t I Manteno, IL

(Delaware Statutory Business Trust)

(1 rust Preferred Stock) IOO°o

3 9'2000

Attachment A

I llome tar Capital TrU5t

II Manteno, IL

(Delaware Statutory Business Trust)

(Trust Preferred Stock) IOO°o

1111112005

I llomcStar

Insurance Services, LLC Manteno, IL

50% (llhno1s LLC)

12i31'2010 Non-managing member

T \F1nance\Oeb\HSFG\Org Chart\HSFG Org Cllan 2016 xis

Results: A hst of branches for your depository institution. H.JMESTAll BAN Aim F N.t.NOAI. SEl!VIC£S OO�RSSD )(Xl()36� This depository institution 1s held by ·-OMESTAll F AA GllO..f> '<.. L.!09088) ol M4HTINO. iL

The data are as of U 31/20lli. Data reflects Information that was received and processed through 01/10/2017

Reconclllatlon and Verification Steps 1. In the Dalli Action column of each branch row, enter one or more of the actions speafled below 2. If required, enter the date In the Effective Date column

Actions

OK: If the branch Information is correct, enter ·OK' In the Data Action column. Chance: If the branch lnformauon Is incorrect or incomplete, revtse the data, enter ·o.ang" in the Dalli Action column and the date when this Information first became valid tn the Effective Date column. Close: If a branch hsted was sold or closed, enter 'Oast!' in the Dalli Action column and the sale or closure date In the Effective Date column. Delett!; If a branch listed was never owned by this depository inst1tut1on, enter ·0e1ete in the Data Action co lumn. Add: If a reportable branch 1s missing. insert a row, add the branch data, and enter Add' In the Data Action column and the opening or acqu1srt1on date in the Effective Date column.

If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scahng. and/or legal sized paper.

Submission Procedure When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.

If you are e-mailing this to your FRB contact, put your institution name, crtv and state in the subject hne of the e-mail.

Note:

To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Dalli Action of Change, Close, Delete. or Add The FR Y-10 report may be submitted 1n a hardcopy format or via the FR Y-10 Online application - https://ylOonllne .. federalreserve.gov

• FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.

Dete E"9ctlve Brandl Stat Zip Action Dete Branch Service Tvee ID_RSSD' Popular Name Street Address City e Code County Country

HOMESTAR BANK AND OK Full Service (Head Office) 300036 FINANCIAL SERVICES 303 SECTION LINE ROAD MANTENO IL 60950 KANKAKEE UNITED STATES

OK Full Service 2419071 BOURBONNAIS BRANCH 576 LATHAM DRIVE BOURBONNAIS IL 60914 KANKAKEE UNITED STATES

OK Full Service 310633 BRADLEY BRANCH 435 EAST NORTH STREET BRADLEY IL 60915 KANKAKEE UNITED STATES

OK Full Service 3677814 KANKAKEE BRANCH 255 EAST STATION STREET KANKAKEE IL 60901 KANKAKEE UNITED STATES

OK Full Service 36nsn MANHAlTAN BRANCH 25640 SOUTH GOUGAR ROAD MANHAlTAN IL 60442 WILL UNITED STATES

Office FDIC Numbe

UNINUM• r•

10S57 0

222409 4

6678 3

4ns21 11

451643 7

\Uathment II

Head Office Com me

Head Office ID_RSSD' nts

HOMESTAR BANK AND FINANCIAL SERVICES 300036





3/l/1017 I S7 PM r \F1110ncr\O.b\HSFG\8runcha FR H\Broncha 10300036 FuM Public 20161131 J of J >IV

Attachment C

FORM FR-Y 6

HOMESTAR FINANCIAL GROUP, INC.

Manteno, IL

Fiscal Year Ending December 31, 2016

Amended Final 6-13-2017

Report Item 3: Securities Holders

(1)(a)(b)(c) and (2)(a)(b)(c)

Current Securities Holders with ownership, control or holdings of 5% or more with power to Securities Holders not listed in 3(1)(a) through (3)(1)(c) that

vote as of fiscal year ending 12-31-2016 had ownership, control or holdings of 5% or more with power

to vote during the fiscal year

(1) (a) (1) (b) (1) (c) (2) (a) (2) (b) (2) (c)

Name & Address Country of Citizensip Percentage Name & Address Country of Citizensip Percentage

(city, State, Country)

Nbr of Nbr of

or Incorporation (city, State, Country) or Incorporation Shares Shares

Madelyn A O'Brien, Trustee USA 1934 13.3306% Common Stock "none" "none" "none" "none" "none"

GST Family Trust C/U Patrick M O'Brien

Bourbonnais, IL USA

Madelyn A O'Brien Self Directed IRA USA 806 5.5556% Common Stock

HomeStar Bank and Financial Services,

Custodian

Bradley, IL USA

Madelyn A O'Brien USA 106 0.7306% Common Stock

Bourbonnais, IL USA

Dennis O'Brien, Trustee USA 25 0.1723% Common Stock

under Dennis O'Brien Trust

Washington DC USA

Dennis O'Brien USA 409 2.8191% Common Stock

Washington DC USA

Michael P. and Nicole O'Brien USA 109 0.7513% Common Stock

Kankakee, IL USA

6/13/2017 2:21 PM T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 3-Sec Holders).xls \ 12-31-16 Pg 1 of 4

Attachment C

Current Securities Holders with ownership, control or holdings of 5% or more with power to

vote as of fiscal year ending 12-31-2016

Securities Holders not listed in 3(1)(a) through (3)(1)(c) that

had ownership, control or holdings of 5% or more with power


(1) (a) (1) (b)

Name & Address Country of Citizensip

(city, State, Country) or Incorporation

(1) (c) (2) (a) (2) (b)



(2) (c)

Nbr of

Shares

Percentage Nbr of

Shares

Percentage

Michael P. O'Brien, Trustee USA

under Michael P. O'Brien Trust

Kankakee, IL USA

25 0.1723% Common Stock

Michael P. O'Brien USA

Kankakee, IL USA


Mary Denise O'Brien Self Directed IRA USA

HomeStar Bank & Fincl Services, Custodian

Bradley, IL USA


Francis J Smith USA

Manteno, IL USA


Francis J Smith Self Directed IRA USA


Custodian

Bradley, IL USA


Jean Smith USA

Manteno, IL USA


William F Smith, voting individually USA

and as a Trustee

Chicago, IL USA


Laura Bertucci Smith USA

Chicago, IL USA



Attachment C






(1) (a) (1) (b)



(1) (c) (2) (a) (2) (b)



(2) (c)

Nbr of

Shares

Percentage Nbr of

Shares

Percentage

Pamela J Smith USA

Washington DC, USA


Kelly C Smith-Haley, voting USA

individually and as a Trustee

Chicago, IL USA


Michael D Smith and Amy Tejral USA

in Joint Tenancy

Chevy Chase, MD USA


Michael D Smith, voting individually USA

and as a Trustee

Chevy Chase, MD USA


Amy C Tejral USA

Chevy Chase, MD USA


James P Smith as Trustee Under USA

James P Smith Revocable Trust

Washington, DC USA


Christine K Smith as Trustee Under USA

Christine K Smith Revocable Trust

Washington, DC USA


Daniel P Smith USA

Washington, DC USA



Attachment C






(1) (a) (1) (b) (1) (c) (2) (a) (2) (b) (2) (c)

Name & Address


Country of Citizensip

or Incorporation

Nbr of

Shares

Percentage Name & Address


Country of Citizensip

or Incorporation

Nbr of

Shares

Percentage

Molly Smith Molloy

Baltimore, MD USA

Martin J Whalen Jr.

LaPort, IN USA

USA

USA

399

800

2.7502%

5.5142%

Common Stock

Common Stock


Attachment D

FORM FR Y-6

Report Item 4: Insiders

(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)



Manteno, IL


(1)

Names & Adress (City, State,

Country)

(2)

Principal Occupation

if other than with

Bank Holding

Company

(3)(a)

Title & Position with

Bank Holding

Company

(3)(b)

Title & Position with Subsidiaries

(include names of subsidiaries)

(3)(c)

Title & Position with Other Businesses (include

names of other businesses)

(4)(a) (4)(b) (4)(c) Percentage of

Voting

Securities in

Subsidiaries

(include

names of

subsidiaries)

Percentage of

Voting

Securities in

Bank

Holding

Company

List names of other companies

(includes partnerships) if 25% or

more of voting securities are held

(List names of companies &

percentage of voting securities held)

Madelyn A O'Brien, Trustee Retired

GST Family Trust C/U Patrick M O'Brien

Bourbonnais, IL USA

"n/a" "n/a" "n/a" 13.3306% None "n/a"

Madelyn A O'Brien Self Retired

Directed IRA


Custodian

Bradley, IL USA

"n/a" "n/a" "n/a" 5.5556% None "n/a"

Madelyn O'Brien

Bourbonnais

IL, USA

Retired "n/a" "n/a" "n/a" 0.7306% None "n/a"

Dennis O'Brien, Trustee

under Dennis O'Brien Trust

Washington DC USA

Director of Business

Operations

"n/a" "n/a" Director -Dennis J Smith Legacy

Foundation

CEO/Founder - Clover Consulting LLC

0.1723% None "n/a"

Dennis P O'Brien

Washington

DC, USA

Director of Business

Operations

"n/a" "n/a" Director -Dennis J Smith Legacy

Foundation

CEO/Founder - Clover Consulting LLC

2.8191% None "n/a"

Michael P. O'Brien, Trustee Banker

under Michael P. O'Brien Trust

Kankakee, IL USA

Secretary

Director

COO, Sr. EVP & Director - Home-

Star Bank and Financial Services

Director - Community Foundation

of Kankakee River Valley

Chairman and Director - Kankakee

Development Corporation

Secretary and Treasurer - Dennis J.

Smith Legacy Foundation

Managing Partner - DJS N&N, LLC

0.1723% None "n/a"

Page 1 of 5 T:\Finance\Deb\HSFG\FR Y-6\FR Y6 Attachment (Report Item 4-Insiders) Dec 16.xls 6/13/2017

A

ervices,

Attachment D

FORM FR Y-6


(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)



Manteno, IL


(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)


Country)


if other than with

Bank Holding

Company


Bank Holding

Company





Percentage of

Voting

Securities in

Bank

Holding

Company

Percentage of

Voting

Securities in

Subsidiaries

(include

names of

subsidiaries)






Michael P O'Brien

Kankakee

IL, USA

Banker Secretary

Director

COO, Sr. EVP & Director - Home-

Star Bank and Financial Services

Director - Community Foundation

of Kankakee River Valley

Chairman and Director - Kankakee

2.7433% None "n/a"

Development Corporation

Secretary and Treasurer - Dennis J.

Smith Legacy Foundation


Michael P & Nicole "n/a" "n/a" "n/a" "n/a" 0.7513% None "n/a"

O'Brien

Kankakee

IL, USA

Mary Denise O'Brien Retired attorney "n/a" "n/a" Director, Secretary-Treasurer - Manage- 1.3785% None "n/a"

Self Directed IRA ment and Regulatory Consultants, Inc.

HomeStar Bank & Fincl Services, Custodian

Bradley,IL, USA

Francis J Smith Banker/Real Estate Chairman Sr. EVP, Director, & Business Director - Manteno Comm. Dev. Corp. 6.4792% None Smith Development Limited

Manteno Developer Director Development Officer - HomeStar Partner - 1551 Associates, LP Liability Corporation (25%)

IL, USA Bank and Financial Services Managing Partner - Smith Dev't LLC

Director - HomeStar Titlt Co.

Francis J Smith Self Directed IR Banker/Real Estate Chairman Sr. EVP, Director, & Business Director - Manteno Comm. Dev. Corp. 1.1028% None Smith Development Limited

HomeStar Bank and Financial S Developer Director Development Officer - HomeStar Partner - 1551 Associates, LP Liability Corporation (25%)

Custodian Bank and Financial Services Managing Partner - Smith Dev't LLC

Bradley, IL USA Director - HomeStar Titlt Co.


Attachment D

FORM FR Y-6


(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)



Manteno, IL


(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)


Country)


if other than with

Bank Holding

Company


Bank Holding

Company





Percentage of

Voting

Securities in

Bank

Holding

Company

Percentage of

Voting

Securities in

Subsidiaries

(include

names of

subsidiaries)






Jean Smith

Manteno

IL, USA

Retired "n/a" "n/a" "n/a" 7.1960% None "n/a"

William F Smith,

voting individually &

as a Trustee

Chicago

IL, USA

Banker President & CEO

Director

CEO, Chairman, General Counsel,

Chief Trust Officer, Chief Investment

Officer - HomeStar Bank and Finan-

cial Services

Partner - Erickson, Smith, O'Hara,

Keigher, LLC

President - Dennis J. Smith Legacy

Foundation


4.1288% None "n/a"

Laura Bertucci Smith

Chicago

IL, USA

Associate Judge "n/a" "n/a" Director -Dennis J Smith Legacy

Foundation

0.4342% None "n/a"

Pamela J Smith

Washington

DC, USA

Government

Relations

"n/a" "n/a" Partner - Tarplin, Downs & Young, LLC 3.8875% None "n/a"

Kelly C Smith-Haley,

voting individually &

as a Trustee

Chicago

IL, USA

Attorney "n/a" "n/a" Partner - Fox, Swibel, Levin, & Carroll,

LLP

Director - Chicago Foundation for Women

Director - Twelve Clans, Inc.

4.6250% None "n/a"

Michael D Smith,

voting individually

& as a Trustee

Chevy Chase

MD, USA

Government

Relations

"n/a" "n/a" Principal and Director - Cornerstone

Government Affairs

5.1006% None "n/a"


Attachment D

FORM FR Y-6


(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)



Manteno, IL


(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)


Country)


if other than with

Bank Holding

Company


Bank Holding

Company





Percentage of

Voting

Securities in

Bank

Holding

Company

Percentage of

Voting

Securities in

Subsidiaries

(include

names of

subsidiaries)






Michael D Smith &

Amy Tejral in Joint

Tenancy

Chevy Chase

MD, USA

N/A "n/a" "n/a" "n/a" 0.8616% None "n/a"

Amy C Tejral

Chevy Chase

MD, USA

Government

Relations

"n/a" "n/a" Partner - Avenue Solutions 2.0678% None "n/a"

James P Smith as Trustee

Under James P Smith

Revocable Trust

Washington, DC USA

Attorney Vice-President

Director

Director - HomeStar Bank and

Financial Services

President - Smith, Dawson, & Andrews,

Inc.

6.2104% None Smith Development Limited

Liability Corporation (25%)

Smith, Dawson & Andrews,

Inc. (100%)

Christine K Smith as Trustee

Under Christine K Smith

Revocable Trust

Washington, DC USA

Assistant Head

Master

"n/a" "n/a" "n/a" 10.1461% None "n/a"

Daniel P Smith

Washington

DC, USA

Deputy Counsel "n/a" "n/a" Minority Partner - DJS N&N, LLC 2.7433% None "n/a"

Molly Smith Molloy

Baltimore

MD, USA

Post Doctoral Fellow "n/a" "n/a" Minority Partner - DJS N&N, LLC 2.7502% None "n/a"


Attachment D

FORM FR Y-6


(1), (2), (3)(a)(b)(c), and (4)(a)(b)(c)



Manteno, IL


(1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c)


Country)


if other than with

Bank Holding

Company


Bank Holding

Company





Percentage of

Voting

Securities in

Bank

Holding

Company

Percentage of

Voting

Securities in

Subsidiaries

(include

names of

subsidiaries)






Patrick D Martin Banker Assistant Secretary President, CAO & Director - Trustee - Kankakee Community College 0.0069% None "n/a"

Manteno Director HomeStar Bank and Financial Chairman - Oakside Board of Riverside

IL, USA Services

Deborah S Maw Banker Treasurer Sr. VP & CFO - HomeStar Bank "n/a" 0.0069% None "n/a"

Bourbonnais and Financial Services

IL, USA Treasurer - HomeStar Title Co.


Documents

1209088 - Federal Reserve Bank of Chicago - Federal .../media/others/banking/financial... · 1209088 OrganiJ.ational ... 12131 2012 Non-mnnnging member I \lanteno Capital Tru;t I