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7/30/2019 104523993 Behavior of Concrete Moment Resisting Frames Under Seismic Loading (1)
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Behavior of Concrete
Moment-Resisting Frames
Under Seismic Loading
12/5/2011
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Table of Contents
Abstract ........................................................................................................................................... 2
Introduction ..................................................................................................................................... 2
Objective and Organization ............................................................................................................ 3
Response of Structure to Earthquake Motion ................................................................................. 4
Behavior of Steel Reinforcement .................................................................................................... 4
Behavior of Reinforced Concrete ................................................................................................... 5
Unconfined Concrete .................................................................................................................. 5
Confined Concrete ...................................................................................................................... 6
Moment-Resisting Frames .............................................................................................................. 6
Behavior of Beams .......................................................................................................................... 7
Reversing Plastic Hinges ............................................................................................................ 7
Flexure and Shear ................................................................................................................... 8Unidirectional Plastic Hinges ..................................................................................................... 9
Flexure and Shear ................................................................................................................. 10
Behavior of Columns .................................................................................................................... 11
Influence of an Axial Load on Plastic Hinge Zones ................................................................. 11
Strength Enhancement of Columns .......................................................................................... 12
Behavior of Beam-Column Joints ................................................................................................. 12
Shear Forces in Joint Zones ...................................................................................................... 12
Mechanisms of Resisting Shear Forces .................................................................................... 13Diagonal Strut Action ........................................................................................................... 13
Panel Truss Action ................................................................................................................ 14
Bond in Beam-Column Joints ................................................................................................... 14
Contribution of Mechanisms in Internal Joints ......................................................................... 15
Slabs and Beam-Column Joints ................................................................................................ 16
External Joints ........................................................................................................................... 16
Conclusions ................................................................................................................................... 17
Tables and Figures ........................................................................................................................ 18
List of References ......................................................................................................................... 26
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Abstract
The behaviors of concrete and the steel reinforcement under seismic loading have
become popular topics of current investigation in structural engineering. Compared with
monotonic loading (sustained static loading), the structural responses under seismic loading
(cyclic) account for horizontal and vertical motion, which makes it worth further investigation.
A thorough study of the behavior of moment-resisting frames during earthquake situations has
been carried out. The moment-frames were deconstructed into their three main parts: beams,
columns, and beam-column joints, which were looked at separately. Our study shows the
importance of plastic hinge zone formation in the beam as a means of handling the inelastic
rotation induced by seismic actions. Additionally, it shows the possible positive effect that axial
loads could have on confined concrete columns, which is important since earthquakes impose not
only horizontal loads, but vertical loads on a structure as well. In a structure subjected to
earthquake loading, perhaps the most important part essential to the stability of the structure are
the beam-column joints. We found that these joints are subjected to high amounts of shear stress
during loading and that there are two main mechanisms to handling this stress, diagonal strut
action and panel truss action. With diagonal strut action, we found that the bond stresses
between the concrete and steel reinforcement must be significantly high. However, with panel
action, the bond strength can be as little as 0.25 the magnitude of that required for diagonal strut
action. This is due to the fact that with this type of response, the bond stresses are spread out
over the full width of the reinforcement. We have also found that the interaction between slabs
and beam-column joints plays an important factor in contributing to the flexural strength of the
structure. Our efforts focus solely on the effects in moment-resisting frames, though it has been
recognized that other earthquake-resistant structural systems exist. We conclude that in order to
determine what system should be used in certain circumstances, all possibilities should be
considered.
Introduction
An earthquake is the result of a sudden release of energy in the Earths crust that creates
seismic waves. Earthquakes are mostly caused by rupture of geological faults, but other
activities such as mine blasts and explosions can trigger seismic activity (Nilson). As history has
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(Booth and Key). Finally, these ideas are looked at within the general scope of design of
concrete structures in areas with seismic activity.
Response of Structure to Earthquake MotionSince earthquakes consist ofrandom horizontal and vertical movements of the earths
surface, it can be difficult to predict the effect they would have on structures. The forces which a
structure subjected to seismic action are called upon to resist, result directly from the distortions
induced by the motion of the ground on which it results. As the ground moves, inertia tends to
keep structures in place, resulting in the imposition of displacements and forces that can have
catastrophic results. An example of this behavior is demonstrated in Figure 1. These
displacements are the result of the distortion waves travelling along the height of the structure.
Due to the repeating cycles associated with earthquake loads, the building undergoes a series of
complex oscillations (Duggal). As the materials yield and behave inelastically, a significant
amount of energy is dissipated. This usually translates into increased displacements, which may
require increased ductility and result in major nonstructural damage (Nilson). In this sense, this
response differs from the one that results from wind loads, which is caused by external pressures
and suctions on a structure (Booth).
Behavior of Steel Reinforcement
The behavior of reinforced concrete under cyclic loading is highly non-linear, and, in
particular, depends on the concrete-steel interface. As mentioned above, an earthquake results in
alternating back and forth motion within the structure. When a reinforcing bar is yielded in
tension or compression from the loading applied in one direction and the direction of the stress is
reversed, the distinct yield point in monotonic loading is lost and the stress-strain relation takes
on a curvilinear form (Booth and Key). This is known as the Bauschinger effect and is
demonstrated in Figure 2.
An important result of this effect is that the stiffness of the steel is lowered as it
approaches yield compared with the initial cycle, which makes it more prone to buckle in the
compression cycle. Stress no longer depends on strain, but instead on the strain history.
Increases in initial yield stress of around 20% may occur in mild yield steel due to the high rates
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of loading that result from seismic activity; this increase is lower in high-yield steel. The
increase in yield stress has also been found to be much lower in subsequent yielding cycles.
Therefore, strain rates in reinforcement are likely to be relatively minor for seismic loading
(Booth and Key).
Since the stress is no longer uniquely related to the strain, but is instead related to the
strain history, standard flexural theory no longer applies since it makes the assumption that
stresses and strains are uniquely related. Although the theory is no longer applicable to members
subjected to reversing inelastic load cycles, it can be used to give a reasonable estimate of
strength. Other factors that have been found to influence the stress-strain behavior of steel
reinforcement subjected to inelastic load cycles are the characteristics under monotonic loading,
the strain aging of the reinforcement, the composition of steel, and the temperature of the
reinforcement (Booth). The relationships found are generally too complex, however, their
experimental results can be used to establish perimeters for use with codes and design guides.
Behavior of Reinforced Concrete
Unconfined Concrete
Concrete on its own is weak and brittle in tension; however, in compression it is
somewhat ductile. Ductility can be defined as the ratio of the displacement at maximum load to
the displacement at yield. Ductile members are capable of undergoing large inelastic
deformations with little decreases in strength (Duggal). The flexural design of concrete members
under monotonic loading cannot directly be applied to earthquake loading, because earthquake
loads subject a structure to higher strain rates and an alternating direction of loading. During an
earthquake, the direction of the structural actions reverses as the structure sways backwards and
forwards (Booth). The swaying motion results in one side of the beam being in compression
during one-half of the sway cycle and in tension with extensive yielding of the steel in the
second half of the cycle.
The effect of repeated loading to high strain levels on the behavior of concrete has been
examined in a number of studies. As shown in Figure 3, the envelope to the cyclic loading
curves has been found to lie close to the monotonic stress-strain curve (Karson and Jirsa). Under
the application of high cyclic strains, they found that the concrete strength and stiffness degrade.
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Therefore, it is important that the compression zone in a potential plastic hinge in a beam
contains a minimum area of longitudinal steel reinforcement. This ensures that, as the strength
of the concrete degrades, the reinforcement can pick up a portion of the compression force to
prevent a premature crushing failure (Booth).
Confined Concrete
It has been shown that a lateral confining pressure, when applied to concrete, can greatly
increase both its compressive strength and compressive strain at fracture. The latter feature is
used in seismic design to increase the ductility of members subjected to flexure and axial loads.
In 1928, Richart et al. showed that the compressive strength, f'cc, could be calculated through the
following empirical formula:
f'cc = f'c + 4.1f1
where f'c is the cylinder strength and f1 is the confining pressure. This confining pressure does
not need to come from hydrostatic pressure, but could result from the confining effect of circular
or spiral reinforcement. This is due to the tendency of concrete to expand in directions normal to
an applied compressive stress. This expansion causes the confinement steel to stretch, which, in
turn, allows for the development of tensile forces tending to resist the expansion. Improvements
in compressive stress and compressive strain due to confinement are less dramatic in high-strength concrete, although with its high strength-to-weight ratio, it may have applications in
seismic design for tall buildings (Booth and Key). However, proper considerations should be
made beforehand.
Moment-Resisting Frames
Moment-resisting frames are one type of earthquake-resistant structural system. They
consist mostly of horizontal beams and vertical columns and derive their lateral strength from the
rigidity of the beam-column connection rather than from diagonal bracing members. The two
main types of moment-resisting frames are grid frames and perimeter frames, shown in Figure 4.
Grid frames comprise of a uniform grid of frames in both directions and their main advantages
are that they are highly redundant and achieve a good resistance to seismic forces both within the
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superstructure and to the foundations. However, all the columns must be designed for biaxial
loads and all members have to be ductile. Perimeter frames are restricted to the outside of the
building. Because internal columns only need to support gravity loads, the column spacing can
be increased, which results in greater architectural freedom. However, the corner columns of
perimeter frames suffer from problems of biaxial loading and possible uplift (Booth and Key).
Moment-resisting frames, if constructed properly, can provide a highly ductile system
with a good degree of redundancy. This could potentially allow for more freedom in the
architectural planning of internal spaces and external cladding, without obstruction from bracing
elements. Additionally, their flexibility may serve to detune the structure from the forcing
motions on stiff soil or rock sites (Booth and Key).
However, there are also problems associated with moment-resisting frames. The low
stiffness of moment-resisting frames tends to cause high story drifts, which may lead to damage
of cladding and other non-structural elements. A more general problem with the flexibility of
moment frames is that design may be governed by deflection rather than strength leading to an
inefficient use of material. Also, the beam-column joint is an area that accumulates a high stress
concentration, and careful consideration needs to be taken in its construction. Therefore, it is
critical to understand the behavior of these joints under cyclic loading. Another consideration is
that joints often require congested reinforcement, for which skillful steel-fixing skills are
necessary (Booth). The behavior of reinforced concrete beams and columns will also be
analyzed in the following sections.
Behavior of Beams
Ductile concrete frames are designed so that the plastic hinges form in the beams under
design earthquake loading. These hinges must be able to sustain inelastic deformation and
dissipate energy without suffering much strength degradation. Under seismic loading, two
different types of hinges can form in beams: reversing plastic hinges and unidirectional plastic
hinges (Booth and Key). It is possible for both reversing and unidirectional hinges to form in a
beam during a severe earthquake.
Reversing Plastic Hinges
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Reversing plastic hinges form where the beam spans are short or where the gravity loads
supported by the beams are light. For uniformly reinforced beams, these hinges occur if the
direction of the shear force in the beam does not change when the plastic hinges have formed.
Specifically, the following inequality must be obeyed:
(MA + MB)/L'> wL
'/2
where MA and MB are the flexural strengths at the ends of the beam, L'is the clear span and w is
the vertical force on the beam per unit length. Figure 5 shows the concept behind the reversing
hinge in beams. Plastic hinges and maximum moments are located against the column faces. As
the structure sways back and forth due to earthquake loading, these hinges yield first in one
direction and then the other. The beam region between the plastic hinges sustains little
deformation as it remains in the elastic range. As a result, the rotation imposed on the plastic
hinges is closely related to inter-story drift (Booth).
Flexure and Shear
Experiments carried out by researchers at Auckland University have demonstrated the
behavior of beams which form reversing hinge zones (Fenwick, Tankat, and Thom). The results
of flexural deformation are shown in Figure 6. They found that the first inelastic displacement
applied to the beam, +2i, causes the top reinforcement in their test beam to yield in tension
while small compressive strains are sustained by the bottom reinforcement. With the reversal of
loading direction in the next half-cycle (-2i), the bottom steel yields in tension and the top
reinforcement goes into compression. Due to the Bauschinger effect, the steel no longer has a
distinct yield point (Fenwick, Tankat, and Thom).
Under cyclic loading, the concrete does not contribute directly to the flexural
compression force. The cracks, which opened with the tensile yield of the reinforcement in the
previous half-cycle, do not close. This happens for two reasons. First, aggregate particles tend
to become dislodged and wedge the cracks open. Second, the truss-like action with the stirrups
and the diagonal compression forces, which develop to resist the shear, causes the flexural
compression forces to be smaller than the tension force. The cracks may close if the
compression force exceeds the yield resistance of the steel on the compression side of the beam.
These flexural forces redistribute themselves to the longitudinal reinforcement in the plastic
hinges, and as a result, the high compression forces in the steel combined with the Bauschinger
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effect make this reinforcement more susceptible to buckling than in the monotonic case (Booth
and Key).
To ensure plastic hinge zones in beams have adequate rotational ductility, three design
guidelines should be adhered to. First, there should be lower and upper bounds on the amount of
longitudinal steel that can be used. Second, there should be a limit on the ratio of the steel on
one side of the beam to that on the other side. Third, there should be minimum requirements for
the spacing and size of stirrups to restrain buckling of the longitudinal reinforcement (Booth).
Due to the cyclical nature of earthquake loads, the shear force changes with the direction
of plastic rotation. Diagonal cracking occurs, and combined with the yielding of the longitudinal
reinforcement, render the shear-resisting mechanisms of aggregate interlock and dowel action
ineffective. Therefore, the shear has to be resisted entirely by a truss-like action formed by the
flexural steel and shear steel as tension members and diagonal concrete compression struts.
Present day codes recognize the loss of the shear resistance of the concrete in reversing plastic
hinges and require web reinforcement to be provided to carry the total shear (Booth).
Under inelastic cyclic loading, the diagonal compression forces can develop at steeper
inclinations than standard codes of practice state. When the stirrups yield, the inclination of the
crack adjusts itself such that it intersects just enough stirrups to carry the shear not resisted by the
inclination of the compression force. Increasing the quantity of shear reinforcement increases
the angle of inclination. Each time the critical curvature that causes the stirrups to yield is
exceeded due to the loading cycle, additional yielding occurs (extension of the stirrups) and the
diagonal cracks widen (Booth and Key). The critical value at the curvature can be increased by
increasing the amount of web reinforcement, which reduces the shear deformation. A
representation of shear force versus shear deformation in a reversing hinge is shown in Figure 7.
The opening and closing of diagonal cracks in the web can lead to strength degradation of
the concrete, which results in a diagonal compression failure after a number of load cycles at
stresses lower than those that can be sustained under monotonic conditions. Under these
conditions, failure usually occurs close to one of the major cracks in the plastic hinge and is
accompanied by high shear displacements. This has been termed sliding shear failure (Booth).
Unidirectional Plastic Hinges
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In situations where the inequality above is not satisfied, unidirectional hinges may form.
This usually occurs when beams in a seismic frame carry significant gravity loads (Booth and
Key). In these hinges, the maximum positive bending moments occur in the span some distance
away from the column face. In this situation, four plastic hinges will form during earthquake
loading. First, a negative-moment plastic hinge forms at one end of the beam with positive-
moment plastic hinge located at the position of maximum positive bending moment (zero shear).
When the seismic action is reversed, a second negative-moment plastic hinge forms at the other
end of the beam, and a second positive-moment plastic hinge forms in the beam span at the other
location of maximum positive bending moment (Booth). This concept is illustrated in Figure 8
below.
Because the positive and negative plastic hinges are located at different locations, each
hinge rotates in one direction only. Therefore, each unidirectional hinge can handle about twice
as much rotation as a reversing hinge. However, there is no way that the inelastic rotations can
decrease during an earthquake because of this fact. With this hinge, the inelastic rotation
increases progressively during an earthquake with the deflection of the beam also increasing, as
seen in Figure 8. Although unidirectional hinges have greater inelastic rotation capacities than
reversing hinges, one thing to consider is that forming unidirectional hinges rather than reversing
hinges reduces the ductility of the structure as a whole. This is due to the fact that these hinges
have to sustain greater rotations as the inelastic rotations accumulate with each inelastic
displacement of the structure during an earthquake (Booth and Key).
Flexure and Shear
The deflection under lateral loading of a structure which forms unidirectional plastic
hinges differs from that for a comparable structure in which reversing plastic hinges develop.
With the unidirectional hinge, little or no shear reversal occurs. The actions in a unidirectional
hinge are shown in Figure 9. The steel on one side of the beam yields in tension, but not on the
other side, which allows the concrete in the compression zone to remain intact longer than it
would in a reversing hinge. The yielded tension steel is subjected to compression if the direction
of the bending moment reverses (as occurs in earthquake situations); however, these stresses are
below yield level. Therefore, the tendency to buckle is not as great as in a reversing hinge
(Booth and Key).
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In unidirectional hinges, only one major set of diagonal cracks form, and the direction of
the diagonal compression forces in the web does not change. In unidirectional hinges, the
diagonal compressive strength of concrete is much higher than in the case of the reversing hinge,
therefore the peak shear forces in beams are likely to be greater for unidirectional than for
reversing hinges (Booth).
Behavior of Columns
Column failure is likely to have more disastrous consequences than beam failure, because
the loss of the support extends to all floors above the failed column. In this regard, they need
additional protection to guard against flexural or shear failure. Columns must be able to sustain
the deformations imposed on them in a severe earthquake while maintaining their required
strength. The differences between beam and column behavior under cyclic loading arise from
the compressive load that a column carries (Booth).
Influence of an Axial Load on Plastic Hinge Zones
In a column, the presence of an axial load and intermediate column bars requires the
concrete to resist some compression, which results in a different load-deflection response when
compared to that of beams. Under the application of repeated strain, the compressive strength of
the concrete degrades. Since the column reinforcement is unable to pick up the entire force,
column crushing could occur. Also, the compression force in the concrete ensures that cracks,
which opened up in the previous half-cycle with the tension yield of the reinforcement close with
the reversal. The resultant compression force can be inclined, as shown in Figure 10, and the
transverse component of this force can resist some shear. Therefore, an increasing axial load can,
at first, increase the shear carried by the concrete. However, at high levels of axial load, this
value decreases (Priestly and Park).
It is important to note that in unconfined columns, increasing the axial load decreases theductility. Confined concrete can sustain much higher strains without strength degradation
compared to unconfined concrete. However, this enhanced performance can only be achieved
when the unconfined concrete cover has failed and spalled, and is based on the requirement that
the increase in strength of the concrete in the confined core is sufficient to compensate for the
loss of strength associated with the spalling of concrete cover (Booth).
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Strength Enhancement of Columns
Confinement in a reinforced concrete column can lead to an increase in strength as well
as ductility. This strength enhancement can be important where the energy dissipation
mechanism involves a primary hinge in a column. The increase in strength in the concrete andthe magnitude of the strains it can sustain allows the reinforcement to resist greater strains due to
strain hardening. In some cases, under cyclic loading, the reinforcement may be able to work
more efficiently than is implied by standard flexural theory. The reinforcement which has been
previously yielded in tension may be able to sustain compressive stresses on load reversal while
still under a tensile strain. This could lead to some strength enhancement for columns sustaining
light loads (Booth). However, the section strength decreases where the confinement
reinforcement stops.
Behavior of Beam-Column Joints
Most potential plastic hinges are located in the beams close to a beam-column joint.
Under earthquake loading, the joint is a highly stressed region, where shear stresses are many
times greater than those in a frame subjected solely to gravity loads. These high shear forces
lead to high concrete diagonal compressive forces, which require adequate confinement of the
joint region to be sustainable. Furthermore, horizontal and vertical steel is needed to transmit thediagonal tension. The bond stresses between flexural steel and concrete in the joint zone are also
quite high, because bars passing through the joint are expected to yield in pure compression on
one side of the joint and in pure tension on the other. Therefore, there is a need to restrict the
diameters of such bars, since bond resistance per unit length decreases with increasing bar
diameter. The anchorage length of the reinforcement bar protruding into the column is also an
important consideration, because the length is restricted on one side of the joint (Booth and Key).
Different form the case of monotonic loading, the opening and closing of joints needs to be
considered during an earthquake, due to the reverse loading situations which can occur
(Buyukozturk).
Shear Forces in Joint Zones
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The forces acting on an internal beam-column joint are shown in Figure 11 along with
the joint zone ties and intermediate column bars which are necessary to resist the shear within
this zone. The equation for horizontal shear force is given by the following:
Vjh = Cb1 + Tb2Vcol
If the beam sustains no axial force and the plastic hinges form at the column faces, the equation
is reduced to:
Vjh = (Ast + Asb)foyVcol,
where Ast and Asb are the top and bottom areas of longitudinal reinforcement in the beams, foy is
the maximum sustainable stress of the reinforcement, and Vcol is the shear in the column.
Vertical shear forces can be computed similarly, although it is slightly more complicated.
To avoid complicated analysis and calculation, Vjv is generally found by multiplying Vjh by the
ratio of the beam depth to column depth (Booth).
Mechanisms of Resisting Shear Forces
Two basic shear-resisting mechanisms have been identified for joint zones: diagonal strut
and panel truss actions. The contribution that each makes to shear-resistance depends on the
elastic yielding condition of the reinforcement in the members connected by the joint, and the
number of cycles to which the beam-column joint is subjected (Booth).
Diagonal Strut Action
The mechanism of diagonal strut action is shown in Figure 12. The compression forces
in the concrete meet to sustain the diagonal compression force across the joint. In order to resist
the joint zone shear introduced by the tension bars, high bond stresses must be sustained in the
compression corners of the joint zone. Hence, bond failure is likely to occur, particularly if the
reinforcement has been yielded in tension at the column face at an earlier stage of loading. The
extension of the steel between the anchorage position and the tension corner of the joint results in
a wide crack opening up at the face of the column, as seen in the figure. Both the top and bottom
reinforcement are in tension, as well as the beams adjacent to the joint. A reduction in the
flexural strength of the beam at the column face occurs because the compression force increases
to satisfy the equilibrium conditions.
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using too big of a bar diameter may also result in bond failure (Booth). Leon carried out tests on
beam-column joints to investigate the effects of the bar diameter on the influence of the bond
under cyclic loading conditions. He varied the ratio of the column depth to beam bar diameter
using ratios of 16, 20, 24, and 28. Under cyclic loading in the elastic range, he observed
significant degradation in the bond performance in tests using the ratios 16, 20, and 24.
Therefore, he concluded that a ratio of 28 was necessary to maintain adequate performance of the
capacity of the diagonal strut mechanism to resist joint shear (Leon).
Contribution of Mechanisms in Internal Joints
The magnitude of shear that can be resisted by diagonal strut action depends on three
criteria: the level of axial load in the column, the location of the plastic hinge zones, and the ratio
of the areas of the top and bottom reinforcement in the beams. Increasing the axial load can
actually improve the bond conditions for the beam reinforcement passing through the beam-
column joint, which increases the contribution of diagonal strut action. It also reduces the area
of intermediate column bars required for panel truss action. If the axial load is less than that
corresponding to balanced conditions, increasing the axial load increases the flexural resistance
of the column (Booth).
The formation of plastic hinges on either side of the joint can reduce shear resistance;
however, if the plastic hinges are kept away from the column faces, a large portion of shear can
by resisted by diagonal strut action. Although the majority of beam-column subassemblies are
constructed with this in mind, due to the elongation of the beams which results from the
formation of plastic hinges, plastic hinging may occur simultaneously in the beams and the
columns. In this situation, to maintain panel truss action, it is likely that the area of intermediate
column bars would have to be increased.
In tests of subassemblies where low axial load levels were applied to the column and the
beams contained equal areas of top and bottom reinforcement, the joint zone ties should resist the
horizontal zone shear if stiffness degradation is to be avoided. In others, it has been shown that
reducing the area of the bottom reinforcement compared to the top requires fewer joint ties to
obtain good ductile performance (Park and Ruitong). The smaller area of steel enables the crack
at the column face to close and allows some diagonal strut action to contribute to the shear
resistance in one-half of the shear zone (Booth and Key).
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Slabs and Beam-Column Joints
In structural tests in full-scale reinforced concrete multi-story buildings, it was found that
the composite action of the slab with the beams made a major contribution to lateral strength,
which is very important to consider under the case of cyclic loading (Wight). Under assessmentof the flexural strength of the beams can lead to erosion of the intended margin of strength
between the columns and beams, which could possibly lead to a column sway mechanism.
Composite action with a slab affects beams, as well as beam-column joints.
Under the action of a severe earthquake, positive and negative hinges may be expected to
develop against the column faces. This is shown in Figure 14. Large tensile strains are induced
in the slab due to the negative-moment plastic hinge on the right-hand side of the column, which
results in the yielding of the reinforcement steel. The flexural actions induced in the
subassembly arise from the flexural reinforcement in the beam and the reinforcement in the slab.
Tests have shown that the action of the slab is similar to a space truss (Cheung and Paulay). The
tension force in the lab on the right-hand side is balanced by diagonal compression in the
concrete and tension forces in the transverse slab steel. The slab contributes to the flexural
resistance on the right-hand side of the column. This flexural strength can only develop if the
transverse reinforcement can handle the transverse tension forces. In a three-dimensional beam-
column sub assembly, the interaction of the longitudinal and transverse forces in the slabs results
in the flexural contribution of this reinforcement for seismic actions acting along the diagonal
being reduced to approximately half of the value that is sustained for unidirectional actions
(Booth).
External Joints
The forces acting on an external beam-column joint are shown in Figure 15. Panel truss
and diagonal strut actions combine to resist the joint zone shears. For external joints, the
anchorage of the beam bar by bending them into the column helps to sustain diagonal strut action
even when a plastic hinge forms in the beam at the face of the column. Also, these joints require
fewer ties than interior joints to sustain the same shear level.
The provision of an anchorage stub (see Figure 16) for the beam reinforcement improves
the performance of external joints in numerous ways. First, the spalling of concrete on the
outside face of the joint zone is prevented, which eliminates the loss in flexural strength of the
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column. Second, it increases the diagonal strut action. Third, the arrangement reduces steel
congestion as the beam bars can be anchored clear of the column bars (Booth).
ConclusionsA clear understanding of the behavior of the beams, columns, and beam-column joints
during an earthquake is necessary before designs can be considered. Present day building codes
have been engineered to reflect these considerations; however, with the unpredictability of the
extent to which earthquakes can have an effect on structures, sometimes, they may be considered
insufficient or outdated. It was not the intent of this paper to go into depth about design
specifications and building code.
Using the behavior of the members of the structural members described above, several
general design guidelines can be formulated regarding the design of moment-resisting frames to
withstand earthquake loading. To summarize, total collapse is preventable if the failure is ductile
rather than brittle. Second, beams should fail before columns, because column failure affects
everything above it. Third, flexure failure should precede shear failure, especially for reinforced
concrete columns. Fourth, proper design and construction of the beam-column joint connections
is critical because high stress concentrations occur in the joint zone. Fifth, the joint zone areas
within a beam-column joint should be engineered carefully, as the reinforcement required to
allow the diagonal strut and panel truss actions to resist the shear induced within the joint during
a major earthquake could result in a complicated cross-sectional design.
Earthquakes have resulted in numerous structural catastrophes around the world that have
had serious repercussions, both directly and indirectly. The unpredictability of earthquake
dynamics makes the design of earthquake-resistant structures a challenge. Through and
understanding of the behavior of structural members in a moment-resisting frame subjected to
seismic loading, buildings can be designed to sustain such loads, therefore preventing structural
collapse. Further studies to pursue would be to analyze the structural response of shear walls due
to earthquake loads, and then to analyze the behavior of dual systems, since those seem to
combine the benefits of both structural systems and could be the best structural systems to
resisting the effects that earthquake loading imposes.
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Figure 3: Stress-strain relationship for concrete subjected to repeated loading. The figure shows
that the envelope to the cyclic loading curves has been found to lie close to the monotonic stress-
strain curve, and it is accepted as being coincident with it (from Booth).
Figure 4: Top view of a grid frame system (left) and a perimeter frame (left). There are
advantages and disadvantages associated with each type (from Booth and Key).
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Figure 5: Clockwise from top left: Crack pattern, deflected shape, shear forces, and bendingmoment diagrams of a reversing plastic hinge. Plastic hinges and the maximum bending
moments are located against the column faces. The beam region between the plastic hinges
sustains little deformation as it remains in the elastic range (from Booth).
Figure 6: Extension of reinforcement at different loading stages for a reversing hinge. The
coefficient in from ofthe indicates the degree to which the beam is experiencing displacementductility, the (+) or (-) indicates the direction of displacement, and the i denotes that the first
displacement has been applied. The first inelastic displacement applied to the beam, +2i,causes the top reinforcement to yield in tension while the bottom reinforcement is sustaining
compression force (from Booth).
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Figure 7: Shear versus deformation in reversing hinge. The pinched shape of the curve arises
from the shear displacement that is associated with the crack closure that occurs at low load
levels (from Booth).
Figure 8: Clockwise from top left: Crack pattern, deflected shape, shear forces, and bending
moment diagrams of a unidriectional plastic hinge. Note the location of the maximum bendingmoments within the beam. As the inelastic rotation increases progressively, the deflection of the
beam also increases (from Booth).
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Figure 11: Forces in an internal beam-column joint. The figure on the right implies that the top
and bottom parts of the joint are being subjected to counterclockwise bending moments and the
left and right parts of the joint are being subjected to clockwise bending moments (from Booth).
Figure 12: Diagonal strut mechanism of resisting the shear force in beam-column joints. With
diagonal strut action, the reinforcement forces have to be sustained over a small length in the
compression corner of the beam as show in the picture on the right (from Booth).
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Figure 13: Panel truss action of resisting the shear force in beam-column joints. With paneltruss action, the bond stresses are spread over the full width, therefore, compared to diagonal
strut action, the bond force required is less (from Booth).
Figure 14: Beam-column sub-assembly with slab. With the negative-moment plastic hinge on
the right-side of the column faces, large tensile strains are induced in the slab, causing the
longitudinal reinforcement to yield (from Booth).
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List of References
Booth, E., ed., Concrete Structures in Earthquake Regions: Design & Analysis, UK: Longman Group UKLimited, pp. 72-121, 1994.
Booth, E., and Key, D.,Earthquake Design Practice for Buildings, 2nd end, London: Thomas Telford, pp.102-115, 141-152, 2006.
Buyukozturk, O., Beam Column Joints. Mechanics and Design of Concrete Structures. Massachusetts
Institute of Technology. Cambridge, 31 October 2011.
Cheung, P.C., Paulay, T., Mechanisms of slab contribution in beam-column subassemblages,Design
for Beam-Column Joints for Seismic Resistance American Concrete Institute, Special Publication SP123-10, pp. 259-289, 1991.
Duggal, S.K.,Earthquake Resistant Design of Structures, Oxford: Oxford University Press, pp. 12-29,2007.
Fenwick, R.C., Tankat, A.T., Thom, C.W.,Deformation of Reinforced Concrete Beams Subjected to
Inelastic Loading-Experimental Results University of Auckland School of Engineering Report No 374,1981.
Karson, D., Jirsa, J.O., Behavior of concrete under compressive loadings,ASCE Journal StructuralDivision, 95(St.12), pp. 2543-2563, 1969.
Leon, R.T., Interior joints with variable anchorage length,ASCE Journal of Structural Engineering,Vol. 115, No. 9, pp. 2261-2225, 1989.
Leon, R., Jirsa, J.O., Bi-directional loading of reinforced concrete beam-column joints,Earthquake
Spectra, EERI, Vol. 2, No. 3, pp. 537-564, 1986.
Nilson, Arthur H., Darwin, David, Dolan, Charles W., Seismic Design,Design of Concrete Structures,14
thed, New York: McGraw-Hill, pp. 714-750, 2010.
Park, R., Ruitong, D., A comparison of the behaviorof reinforced concrete beam-column joints designedfor ductility and limited ductility,Bulletin of the New Zealand Society for Earthquake Engineering, Vol.
21, No. 4, pp. 255-278, 1986.
Priestly, M.J.N., Park, R., Strength and Ductility of Bridge Substructures RRU Bulletin No 71, National
Roads Boards, Wellington, 1984.
Richart, F.E., Brandtzaeg, A., Brown, R.L.,A Study of the Fracture of Concrete under Combined
Compressive Stresses, University of Illinois, Engineering Experimental Section, Bulletin No. 185, 1928.
Wight, J.K. ed,Earthquake Effects on Reinforced Concrete Structures American Concrete Institute,Special Publications SP84, 1985.