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    Industrial Case Study

    A model for optimal armature maintenance in electric haultruck wheel motors: a case study

    Benjamin Lhorentea, Diederik Lugtigheidb,*, Peter F. Knightsc, Alejandro Santanad

    aKomatsu Chile, Av. Americo Vespucio 0631, Quilicura, Santiago, Chileb

    Condition-Based Maintenance Laboratory, Department of Mechanical and Industrial Engineering, University of Toronto,

    5 Kings College Road, Toronto, Ont., Canada M5S3G8cCanadian Chair of Mining and Associate Professor, Pontificia Universidad Catolica de Chile, Centro de Mineria,

    Av. Vicuna MacKenna 4860, Santiago, ChiledReliability and Development of Komatsu Chile, Av. Americo Vespucio 0631, Quilicura, Santiago, Chile

    Received 25 September 2003; accepted 24 October 2003

    Abstract

    The objective of the work presented in this paper is the determination of an optimal age-based maintenance strategy for wheel motor

    armatures of a fleet of Komatsu haul trucks in a mining application in Chile. For such purpose, four years of maintenance data of these

    components were analyzed to estimate their failure distribution and a model was created to simulate the maintenance process and its

    restrictions. The model incorporates the impact of successive corrective (on-failure) and preventive maintenance on necessary new

    component investments. The analysis of the failure data showed a significant difference in failure distribution of new armatures versus

    armatures that had already undergone one or several preventive maintenance actions. Finally, the model was applied to calculate estimatedcosts per unit time for different preventive maintenance intervals. From the resulting relationship an optimal preventive maintenance interval

    was determined and the operational and economical consequences and effects with respect to the actual strategy were quantified. The

    application of the model resulted in the optimal preventive maintenance interval of 14,500 operational hours. Considering the failure

    distribution of the armatures, this optimal strategy is very close to a run-to-failure scenario.

    q 2004 Elsevier Ltd. All rights reserved.

    Keywords: Weibull analysis; Armatures; Electric motors; Repairable system; Maintenance optimization

    1. Background

    In 1996, Komatsu Chile (KC) put into operation a fleet ofhaul trucks in a mining application in Chile. KC delivered

    these machines under a repair and maintenance contract,

    taking full responsibility of all repair and maintenance work

    at guaranteed availability and maintenance costs.

    The haul truck is an electric drive DC truck. This means

    that propulsion is delivered to the rear wheels by means of

    two parallel electric DC wheel motors. The wheel motors

    receive rectified electric power from the main alternator

    working in conjunction with a diesel engine. The wheel

    motors are mounted on the trucks axle box and provide

    the function of axle, transmission and wheel motor at the

    same time. The wheel motors main components are the

    wheel hub, ring gear structure, planetary gears, sun gear andarmature, seeFig. 1.

    The armature is the rotor of the electric motor and

    can be removed from it independently. It primarily

    consists of bearings, commutator, brushes, spools and

    poles. The armature commutator consists of copper bars

    and mica plates. The mica plates physically separate and

    isolate the copper bars and provide a radial pressure to

    ensure the commutators stability. The mica bars have

    less altitude than the copper bars and are located below

    the commutators superficial area to prevent interaction

    with the sliding brushes on the area. The copper bars

    have a wedge shape form and together form a cylinder.

    Each bar has a riser for connection to the armaturesspools.

    0951-8320/$ - see front matter q 2004 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.ress.2003.10.016

    Reliability Engineering and System Safety 84 (2004) 209218www.elsevier.com/locate/ress

    * Corresponding author. Tel.: 1-416-946-5528; fax:1-416-946-5462.

    E-mail addresses: [email protected] (D. Lugtigheid),[email protected] (B. Lhorente), [email protected] (P.F. Knights),

    [email protected] (A. Santana).

    http://www.elsevier.com/locate/resshttp://www.elsevier.com/locate/ress
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    According to a recent study on the trucks at the same

    mining operation, the wheel motors together with its

    armatures are the most critical system of the machine. It

    can be classified acute and cronic (Knights [1] and

    Turina [2]), meaning a high failure frequency and a high

    mean time to repair. At the same time the armature is

    considered to be critical because of its high maintenance

    costs.

    Due to the high criticality of the armatures in terms of

    reliability, availability and costs, a study was performed to

    define how the components operational parameters as well

    as its costs could be improved. This was done through thedevelopment and application of an optimal preventive

    maintenance (PM) model to determine the PM strategy that

    minimizes costs per unit time. As well, the impact of this

    strategy on the haul trucks operational parameters was

    evaluated. The findings of this study are presented in this

    paper.

    2. Problem formulation

    The current PM strategy is to carry out PMs at intervals

    of 9,000 operational hours. If an armature failure occurs

    beforehand, a corrective maintenance (CM) is carried out.Although PMs and CMs are different types of events, the

    armature reconditioning activities to be undertaken are the

    same. The occurrence of armature failures is directly related

    to the PM interval. Longer PM intervals will cause more

    failures to occur, and vice versa. The objective of this study

    is to determine the optimal trade-off between CM and PM

    that minimizes the operating costs per unit time of the

    armature.

    A key activity of the reconditioning process is commu-

    tator resurfacing. This activity consists of equalizing the

    commutators surface by removing a thin layer of material

    from the external surface of the copper bars and mica plates.

    A new commutator has a diameter of 16.5 00 and the limit forproper operation is 15.500. In case of a CM, on average 0.2500

    of material is removed and, in case of a PM, only 0.1500. This

    means that the total useful life is limited by the amount of

    material that is removed1 and whenever an armature reaches

    the diameter limit of 15.500, the PM or CM activity cannot

    restore the proper functioning of the component and a new

    armature must be purchased. The repair costs for recondi-

    tioning are the same for both a PM or a CM. Besides the

    diameter restriction, the armature has a maximum total

    useful life of 40,000 h. This means that after 40,000

    accumulated operating hours, independently of its diameter,

    the armature must be replaced by a new one. The costs of a

    new armature are approximately 13 times the cost of

    reconditioning and we shall refer to the purchase of a new

    armature as a result of any of these two restrictions as

    renewal.

    The optimization horizon is 40,000 hours. This meansthat if a new armature is needed within this period, KC must

    incur full cost. On the contrary, no costs for KC are incurred.

    The objective is to define an optimal age-based PM

    strategy over a period of 40,000 h. In practical terms, this

    means defining a PM interval resulting in the least cost per

    unit time.

    3. The general PM model

    For every component under an age-based PM policy

    there exist two types of maintenance actions: preventive

    (PM) and corrective (CM). The mean time to failure (atwhich a CM must be carried out) and the PM interval

    together with their probabilities of occurrence are

    interrelated. Longer PM intervals result in greater mean

    times to failure. But at the same time the probability of

    occurrence of a failure at higher PM intervals is higher.

    These relationships can be used to define the optimal

    PM interval that minimizes the costs per unit time.

    Defining:

    Cp PM Costs (US$)

    Cf CM Costs (US$)

    Tp PM interval (operating hours)FTp Probability of a failure occurring before reaching

    the PM interval TpRTp Survival probability equal to 12 FTp

    Thus, within the age-based PM policy two different

    cycles can be distinguished: the component survivesTpand

    a PM is carried out incurring a cost Cp or the component

    fails beforehand and a CM must be carried out incurring

    a costCf:For this model the expected costs per unit time in

    Fig. 1. Wheel motor components.

    1 It is important to mention that the amount of material removed from the

    commutators surface per PM or CM is less than the givenvalues. However,

    while in operation, the commutator looses material as well and the givenvalues are average values of the differences in diameter between two

    consecutive maintenance actions.

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    function ofTp can be written as (Jardine[3]),

    CTp CpRTp CfFTp

    TpRTp MTpFTp; 1

    where MTp represents the mean time to failure of an

    armature subject to corrective maintenance with a PMinterval ofTp and,

    FTp Tp

    0ftdt 2

    MTp

    Tp0

    tftdt

    FTp; 3

    whereft is the probability density function (p.d.f.) of the

    times to failure.

    Whenever the p.d.f. of the times to failure of the

    component is known, the costs per unit time can be

    minimized overTp;resulting in the optimal PM interval Tp

    p :

    4. Data treatment and analysis

    From the model presented above it can be seen that the

    definition of the p.d.f. is critical to the process of

    determining Tpp : The p.d.f. describes the components

    failure characteristics. Before using the components

    maintenance history to estimate its p.d.f., the data should

    be thoroughly analyzed.

    The nature of the reconditioning process is to restore the

    proper functioning of the component and reduce its risk of

    failure. Although the probability of failure should be

    reduced by a CM or PM, it is unlikely that its behavior

    will be identical to that of a new component (so called good-

    as-new or GAN). It is more likely that its failure rate is

    higher than that of a new component, but less than just

    before the maintenance action was carried out (so called

    better-than-old-but-worse-than-new or BOWN). The same

    reasoning holds for armatures undergoing a second, third,

    etc. maintenance.

    It has been shown that an armatures physical state

    changes with each maintenance through a reconditioningprocess. This might affect the armatures p.d.f. For this

    reason, the failure data was separated into three groups:

    new armatures (before the first PM or CM, group 1), after

    the first but before the second PM or CM (group 2), and

    after the second PM or CM (group 3). At the same time a

    separation was made between right-hand and left-hand

    side armatures. This was done to verify whether or not the

    failure characteristics of armatures are different in these

    cases. The amount of data in each data set is shown in

    Table 1.

    The data in each set consisted of failures and suspen-

    sions. The latter correspond to PMs (reconditioning before

    failure has occurred). These data were gathered fromAugust 1996 until March 2001.

    4.1. Data distribution and independence

    The first check undertaken was to examine whether or

    not the data in each data set were independent and

    identically distributed. If this were not the case, an

    Table 1

    Amount of data in data sets

    Group Left-hand armature Right-hand armature

    1 64 63

    2 40 37

    3 41 35

    Total 145 135

    Fig. 2. Trend plots for left-hand side (left) and right-hand side (right).

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    erroneous estimation of the p.d.f.s would result. A serial

    correlation test was applied to test for independency of the

    data. This test consists of ranking the failure times (not

    suspensions) according to their date of occurrence, making

    pairs Xi;Xi21 of each two subsequent failure times for

    i 2n where n is the amount of observed failures and

    plotting them. If the position of the data points is randomly

    distributed among the graph, the data can be considered

    independent (Vagenas et. al. [4]). All subsets showed this

    behavior, so it was assumed that the data in each of the six

    datasets were independent.

    To verify whether the data in the different data sets were

    identically distributed, trend plots were used. These are

    obtained by plotting the accumulated times to failure against

    accumulated failure number (ordered according to date of

    occurrence). In the case that the graph shows a unique lineartrend, the failure data of the subset can be considered

    identically distributed.In thecase that thegraphshowstwo or

    more linear segments, it can be concluded that at a certain

    moment in time thefailure distributionof thesubset changed.

    This can occur due to changes in maintenance procedures or

    in operational parameters such as, haul routes, climatic

    conditions or other external factors. In this study, whenever

    this was detected, only data belonging to the most recent

    distribution was considered. This was done because the

    objective of this study is to determine the best strategy under

    actual circumstances. In Fig. 2 the trend plots for left

    and right-hand armatures before the first maintenance are

    shown.

    4.2. Histograms

    The next step in the data analysis process was to

    analyze how failure frequencies relate to accumulated

    operating hours and month of occurrence for each of the

    different data sets. This was done to get a clearerunderstanding of the variation of failure frequencies with

    respect to the position of the armature, accumulated

    operating hours and calendar time. The following

    observations were made.

    Fig. 3. Failure frequencies versus time (all groups).

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    The failure frequencies versus time and operating

    hours are very similar for left and right hand armatures.

    This was confirmed by a statistical hypothesis test.

    See Fig. 3.

    The failure data of group 1 showed higher failure

    frequencies at higher operating hours. However, groups

    2 and 3 showed more failures concentrated at lower

    operating hours. Failure frequencies are highest during first quarters.

    First quarters contain 39% of the total failures and the

    second, third and fourth 23, 18 and 20%, respectively.

    The first quarter of each year coincides with the

    occurrence of adverse climatic conditions in the region

    where the mine is located. This particular climatic

    event is associated with heavy rain and electric storms,

    which affects the operating parameters of the armature

    and causes additional failures (see Fig. 4).

    4.3. Causes of failure

    The 280 data of the six data sets consisted of 156 failures

    (CMs) and 124 suspensions (PMs). Table 2 shows the

    causes of failure of the 156 failures.

    The dominant failure mode is flashovers and for a

    considerable amount of failures (32) no cause was identified.

    4.4. Distribution fitting

    For the determination of the p d.f. in this study, the

    Weibull distribution was chosen, due to its flexibility in

    representing components with constant, increasing and

    decreasing failure rates. This property is particularly useful

    when dealing with different failure distributions among thedata sets of groups 1, 2 and 3, as was the case in this study.

    The p.d.f. of the three parameter Weibull distribution is,

    ft b

    h

    t2 t0

    h

    b21

    e2

    t2t0h

    ; for t. t0: 4

    Where b is the shape parameter, h is the scale factor or

    characteristic life and to is the failure-free time. The data

    in this study consisted of times to failure (CMs) as well as

    PMs (suspended or censored data). For this reason the

    data were adjusted according to mean and median ranks

    before the actual fitting process (OConnor [5]). The

    fitting process was carried out in Excel, using linearregression. The results of the fitting process are shown in

    Tables 35.

    From these tables it may be concluded that:

    For new armatures (group 1), the shape parameter varies

    between 0.8 and 0.9 and is less than 1 which indicates

    infant mortality. For armatures that have undergone one or more

    maintenance (groups 2 and 3), the shape parameter varies

    between 1.0 (constant failure rate) and 1.3, indicating

    near-randomness of the failure data. Some wear is evident

    and the characteristic life is much smaller than group 1. In all data sets the shape parameter increases with every

    maintenance. This validates the conclusions drawn from

    the histograms, that with every maintenance action

    the mean life of the component diminishes and failure

    rates increase.

    Fig. 4. Failure frequency versus time (all groups).

    Table 2

    Causes of failure

    Cause Amount

    Flashover 118

    Ground fault/short circuit 7Unknown 32

    Table 3

    Left-hand armature Weibull parameters

    Parameter Group 1 Group 2 Group 3 Total

    b 0.809 1.247 1.235 1.043

    h 36,286 6,382 5,264 12,304

    t0 0 0 0 0

    Table 4

    Right-hand armature Weibull parameters

    Parameter Group 1 Group 2 Group 3 Total

    b 0.897 1.012 1.215 1.119

    h 11,014 7,538 5,149 6,914t0 0 0 0 0

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    The shape parameters of left and right hand armatures are

    very similar, validating the conclusions drawn from thehistograms.

    With the exception of the characteristic life difference for

    the group 1 right-hand and left-hand armatures, it was

    concluded that there was little difference between the failure

    parameters for right and lefthand armatures. In theinterests of

    developing a uniform maintenance policy, it was decided to

    use the Weibull parameters for each group without dis-

    criminatingbetween right and left-hand failures(see Table 5).

    5. Model application

    In order to apply the general optimal PM model to define

    the optimal PM interval Tpp ; some adjustments have to be

    made, and in order to do so the following variables are

    defined:

    MnTp Mean time to a CM before the nth maintenancegiven PM at Tp.

    FnTp Accumulated failure probability before the nth

    maintenance given PM at Tp.

    RnTp Survival probability before the nth maintenance

    given PM at Tp:

    VC The length of the optimization horizon (operating

    hours)

    CA Cost of a new armature (US$).

    As in the general PM model, there exist two different

    cycles. The armature can be preventively maintained at time

    Tp at a preventive maintenance cost Cp with a survival

    probability of RnTp; or can fail at time MnTp with acorrective maintenance cost Cf and a failure probability

    FnTp: The successive occurrence of these cycles formmaintenance sequences, Si; with each sequence giving an

    armature life ofVi operating hours prior to renewal. These

    can be represented by means of a maintenance probability

    tree, as shown inFig. 5.

    The tree must be interpreted as follows. We start with a

    new armature (left node). Two scenarios might happen: the

    armature fails with probability F1Tp or survives until

    the PM interval Tp with probability R1Tp: In both cases,

    the armature must be reconditioned incurring a cost ofCfor

    Cp; after which the armature is put back into operation.

    Now, the same scenarios might happen once again, but withrespective probabilitiesF2Tpand R2Tp;as the armatures

    have been reconditioned one time and now its failure

    characteristics are described by the p.d.f. of group 2.The i 1k different sequences represent all possible

    successive maintenance (PM or CM) events between t 0

    and t VC. However, besides preventive and corrective

    maintenance, armature renewals take place and these must

    be incorporated in the maintenance tree. Within a cycle,2

    renewals, PMs and CMs are mutually exclusive events. This

    means that whenever a cycle has been completed within any

    sequence i (this can be at time Tp or MnTp), instead of aPM or CM costCporCf;a renewal costCAis incurred when

    at least one of the following conditions is met:

    The useful life of the armature has reached the

    maximum,VM If rij represents the amount of material to be removed

    from the commutator surface in maintenance j since

    the last renewal of the armature of sequence i; then if

    rij , 12Pni21

    j1 rij;;i;j a renewal must take place.

    Therefore, sequences may vary in length in terms of the

    number of cycles of which they consist, however,

    accumulated sequence operating hours cannot exceed thelength of the optimization horizon,VC. The cycle number of

    a sequence is denoted byj, which can have values between 1

    andni(whereiis the sequence number) and it resets itself to

    1 whenever a renewal takes place. Additionally the

    following variables are defined.

    Ci Accumulated maintenance costs of sequencei:

    Pi Probability of sequencei:

    ai; bi; ci Integer variables indicating amount of PMs (before

    the first, second and after third maintenance)

    occurring in sequencei:

    Fig. 5. The maintenance probability tree.

    Table 5

    Total armature Weibull parameters

    Parameter Group 1 Group 2 Group 3 Total

    b 0.866 1.163 1.276 1.082

    h 24,918 6,785 5,147 6,914

    t0 0 0 0 0

    2 A cycle refers to the time between two successive event (these can be

    PMs, CMs or renewals).

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    di; ei;fi Integer variables indicating amount of CMs

    (before the first, second and after third mainten-

    ance) occurring in sequence i:

    CTp Expected total costs of tree with PM interval ofTp:

    CMTp Expected maintenance cost of tree with PM

    interval ofTp:

    CRTp Expected renewal cost of tree with PMintervalofTp:

    In this way, the following set of equations represent the

    final model:

    Pi R1TpaiR2Tp

    biR3Tpci F1Tp

    di F2Tpei F3Tp

    fi 5

    Vi ai bi ciTp diM1Tp eiM2Tp fiM3Tp 6

    Ci ai bi ciCp di ei fiCf 7

    The expected maintenance and renewal costs are:

    CMTp

    Xk

    i1CiPiX

    k

    i1ViPi

    8

    CRTp CAXk

    i1

    ViPi

    9

    Thus the total expected costs for a PM interval ofTp is:

    CTp CMTp CRTp 10

    The values of CTp are different for every Tp due to

    differences between maintenance trees in terms of sequence

    probabilities, amount of maintenance and renewals. How-

    ever, the tree configuration (number of cycles per sequence)

    also changes in discrete steps according toTp:In the case of

    the armature maintenance problem, it was decided to

    construct maintenance trees for 250 , Tp , 17; 000; with

    steps of 250 h. This was based upon the fact that the

    maximum observed lifetime between two successive

    maintenance actions was 17,000 h. Within this PM time-span, 16 different maintenance tree configurations could be

    constructed (seeTable 6).

    6. Results

    The results were simulated using a Microsoft Excele

    spreadsheet, and are presented inFig. 6.

    InFig. 6it can be seen that the expected total useful life

    of the armatures increase with higherTpintervals, however,

    this increase gradually diminishes. The reason for this is that

    at low Tp intervals the armatures total useful life is

    restricted by its diameter restriction. At higher values ofTpthe maximum useful life restriction VM becomes

    dominant. As well it can be seen that, for all values ofTp;

    the expected renewal cost per unit time is much higher than

    the expected maintenance cost per unit time. This is to be

    expected, as the cost of renewal is 13 times the costs ofpreventive and corrective maintenance. The maintenance

    costs decrease continuously as Tp increases. The renewal

    costs decrease in general terms but its evolution is discrete,

    with local gradually increasing slopes and abrupt falls. This

    is caused by the 16 different maintenance trees and the fact

    that only an integer amount of armatures is purchased within

    the optimization horizon VC:

    The maintenance costs per unit time curve does not

    present an optimal value. It decreases continuously with

    time. At the same time the renewal costs per unit time

    decrease as well, however, it does step-wise. The minimal

    costs per unit time are found at Tpp

    14; 500 hours with a

    value of C*3 US$ per hour. Beyond Tpp the expected total

    costs per unit time are constant at a value of 1.022 times this

    minimum.

    7. Sensitivity

    To check how sensitive the optimal PM interval Tpp was,

    a sensitivity analysis was conducted for the shape parameter

    band the corrective maintenance costs Cf; which are the two

    most critical variables of the model in terms of sensitivity.

    Table 6

    Different maintenance probability trees

    Tree no. RangeTp Tree no. Range Tp

    1 250 # Tp , 6; 750 9 11; 750 # Tp , 12; 000

    2 6; 750 # Tp , 8; 000 10 12; 000 # Tp , 13; 500

    3 8; 000 # Tp , 9; 000 11 13; 500 # Tp , 14; 500

    4 9; 000 # Tp , 9; 250 12 14; 500 # Tp , 14; 750

    5 9; 250 # Tp , 10; 000 13 14; 750 # Tp , 15; 250

    6 10; 000 # Tp , 10; 500 14 15; 250 # Tp , 15; 500

    7 10; 500 # Tp , 10; 750 15 15; 500 # Tp , 16; 7508 10; 750 # Tp , 11; 750 16 16; 750 # Tp , 17; 000

    Fig. 6. Results.

    3 Value suppressed for comercial reasons.

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    Besides, in this studyCfwas chosen equal to Cpas the costs

    of preventive and corrective reconditioning are equal for

    Komatsu Chile (KC). However, for the mining company

    using the trucks in their production process, these costs

    would not be the same. For them, corrective maintenance is

    more costly than preventive maintenance as these incur an

    opportunity cost related to the unscheduled productionlosses. The sensitivity analysis would make clear whether

    the optimal PM interval for KC is an optimal policy for the

    mining company at the same time. For the shape parameter,

    b;95% confidence intervals were defined (seeTable 7).

    The optimal PM interval and expected costs per unit time

    were calculated and the results are shown in Table 8.

    From these results it can be seen that with higher values

    ofbthe optimal PM interval decreases. However, since C*

    is small, the differences in costs per hour are minimal. In

    order to verify the sensitivity of Cf; the same calculations

    were made for values of Cf times 1/3, 3, 5 and 10. The

    results are shown inTable 9.

    The optimal PM interval for lower values ofCfremainsthe same as the original, 14,500 h. With triple values ofCfthe optimal solution is 15,500 h. This solution is optimal for

    values of Cf until five times the original value. In the

    extreme case of 10 times the original value, the optimal PM

    interval is 17,000 h. In general terms the model is not very

    sensitive to changes inCf:Any optimal solution for KC will

    be very close to optimal for the mining company as well. So

    it may be concluded that:

    13; 500 # Tpp # 16; 750; when b takes its 95% confi-

    dence extreme values.

    14; 500 # Tpp # 17; 000; when Cf takes values of 1/3

    to 10 times its original value.

    To analyze the models results in more detail, four

    scenarios were defined and their results compared:

    Base case:Tp 9; 000 h, which is the actual PM interval

    of KC.

    Original case:Tp 10; 000 h, which was the original PM

    interval KC used in the beginning of the contract.

    Optimal case:Tp 14; 500 h, which is the optimal value

    according to this study.

    Extreme case: Tp 17; 000 h, which is the maximum

    value Tp might take as no armatures have lasted more

    than 17,000 h in between maintenance actions.

    A summary of these cases is presented inTable 10.

    8. Operational consequences

    For the four cases, the expected amount CMs and PMs

    during the useful life of an armature are the following, see

    Table 11:

    Taking into account the fleet size and its utilization,

    these numbers could be translated into amount of PMsand CMs per year, using the following relationships

    (Wong et. al. [6]).

    n Amount of components in the fleet.

    s Amount of total maintenance (PM and CM) per

    year.

    tul Total useful l ife of an armature in terms of operating hours

    sp Amount of PMs per year.sf Amount of CMs per year.

    u Utilization in terms of operating hours per

    armature per year.

    Table 7

    Confidence interval for b

    Group 1 Group 2 Group 3

    bcalc 0.866 1.163 1.276

    bmax 1.065 1.384 1.582

    bmin 0.704 0.977 1.029

    Table 8

    Sensitivity ofb

    bmin bcalc bmax

    Tp

    p 16,500 14,500 13,500CTpp=C

    p 0.993 1.000 1.022

    Table 9

    Sensitivity ofCf

    Cf

    1

    3 Cf3 Cf5 Cf10

    Tpp 14,500 15,500 15,500 17,000

    CTpp=Cp 0.873 1.194 1.381 2.657

    Table 10

    Comparison of cases

    Base case Original case Optimal case Extreme case

    Tp 9,000 10,000 14,500 17,000

    CTpp=Cp 1.261 1.253 1.000 1.022

    Table 11

    Amount of maintenance during armatures useful life

    Base case Original case Optimal case Extreme case

    PMs 2 2 1 1

    CMs 4 4 4 4

    Total 6 6 5 5

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    AP Expected amount of PMs during useful life of an

    armature.

    AF Expected amount of CMs during useful life of an

    armature.

    The expected amount of total maintenance per year can

    be expressed as:

    s sp sf 11

    where;

    sp nuAP

    tul 12

    sf nuAF

    tul

    In the case of KC, there are 78 armatures and the average

    operating hours per year are 6,100. Applying the above

    equations results inTable 12.

    The total amount of maintenance per year decreaseswith increasing Tp. This holds for CMs and PMs. The

    base case with Tp 9; 000 h is the worst scenario in terms

    of amount of maintenance per year and the extreme case

    with Tp 17; 000 h the best. Using the same methodology

    and incorporating the fact that it takes approximately 12 h

    to change-out an armature in case of a PM or CM,

    Table 13 represents the impact of each of the four

    scenarios on fleet availability.

    The total downtime in terms of unavailability is worst

    for the base case with a total unavailability due to

    armature maintenance of 13.0%. The original case

    improves 0.7% with respect to the base case, the optimal

    case 2.3% and the extreme case 3.0%. Although in termsamount of maintenance and availability the extreme case

    has the best results, in terms of costs this is not the case.

    The annual savings with respect to the base case for the

    three cases are:

    Original case: US$ 5,800

    Optimal case: US$ 163,900

    Extreme case: US$ 153,400

    This means that changing the actual PM interval to the

    interval of any of the three alternative cases results in annual

    savings between US$ 5,800 to 163,900. Within the three

    alternatives the optimal case is best.

    9. Conclusions and recommendations

    New armatures experience infant mortality. On the

    contrary, once maintained the armatures p.d.f. changes

    dramatically, showing random failure behavior withshort expected life between successive maintenance

    actions. The position of the armature on the truck (left

    or right hand side) does not significantly influence its

    failure characteristics. The dominant failure mode is

    flashovers, which occur more frequently during first

    quarters. This increase in failure frequency is believed

    due to the particular climatic situation during those

    months.

    The optimal PM interval Tpp is equal to 14,500 h. This

    optimum moves between 13,500 and 16,750 h when varying

    the shape parameter bwithin its 95% confidence interval. At

    the same time, Tp

    p moves between 14,500 and 17,000 h

    when changing the cost of corrective maintenance Cfbetween its extreme values.

    Three feasible maintenance policies can be rec-

    ommended:

    The first one is maintaining the armature preventively

    every 14,500 h. This is the best policy in terms of costs

    and is the optimal solution to the maintenance problem.

    Total savings with respect to the actual replacement

    policy are US$ 163,000 annually and, in terms of fleet

    availability, 2.33%.

    The second one is maintaining the armature every

    17,000 h. Taking into consideration that no armature sofar has lasted more than 17,000 h, this policy is

    equivalent to a run to failure (on-condition) policy. The

    savings with respect to the actual policy are US$

    153,400 annually. This is US$ 10,600 less than would

    have been saved by implementing the optimal policy.

    However, the run to failure policy results in higher

    fleet availability. The savings in terms of availability

    with respect to the actual policy are 3.0, 0.7% more

    than the optimal case.

    The third alternative would be to implement a run-to-

    failure policy for new armatures and a PM interval for

    armatures of group 2 and 3. This, however, is more

    complex to administrate from a practical point ofview.

    Table 13

    Impact on fleet availability

    Base

    case (%)

    Original

    case (%)

    Optimal

    case (%)

    Extreme

    case (%)

    Unavailability 13.0 12.3 10.7 10.0

    Differencew.r.t. base case

    0.0 0.7 2.3 3.0

    Table 12

    Expected maintenance per year

    Base case Original case Optimal case Extreme case

    PMs 25 21 12 10

    CMs 70 69 66 63

    Total 95 90 78 73

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    Acknowledgements

    The authors would like to thank the contributions and

    support of Enrique Affeld, Operations Manager of Komatsu

    Chile.

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