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JOSEPHINE WANG General Counsel KEVIN H. BELL Senior Associate General Counsel For Dispute Resolution NATHANAEL S. KELLEY Assistant General Counsel SECURITIES INVESTOR PROTECTION CORPORATION 1667 K St., N.W., Suite 1000 Washington, D.C. 20006 Telephone: (202) 371-8300 E-mail:[email protected] [email protected] [email protected] UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES INVESTOR PROTECTION CORPORATION,
Adv. Pro. No. 08-01789 (SMB)
Plaintiff, SIPA Liquidation
v. (Substantively Consolidated)
BERNARD L. MADOFF INVESTMENT SECURITIES LLC,
Defendant.
In re: BERNARD L. MADOFF, Debtor. MEMORANDUM OF THE SECURITIES INVESTOR PROTECTION CORPORATION
IN SUPPORT OF TRUSTEE’S MOTION TO AFFIRM HIS DETERMINATIONS DENYING CLAIMS OF CLAIMANTS HOLDING INTERESTS IN
JEFFREY SCHAFFER DONNA SCHAFFER JOINT TENANCY AND STANLEY I. LEHRER AND STUART M. STEIN JOINT TENANCY
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TABLE OF CONTENTS
PAGE
TABLE OF CONTENTS ................................................................................................................. i
TABLE OF AUTHORITIES .......................................................................................................... ii
BACKGROUND .............................................................................................................................1
ARGUMENT ...................................................................................................................................2
CONCLUSION ................................................................................................................................8
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ii
TABLE OF AUTHORITIES
CASES: PAGE
Aozora Bank Ltd. v. Sec. Inv’r Prot.. Corp., 480 B.R. 117 (S.D.N.Y. 2012), aff’d sub nom., Kruse v. Sec. Inv’r Prot. Corp (In re Bernard L. Madoff Inv. Sec. LLC), 708 F.3d 422 (2d Cir. 2013).............................................................................................3, 6
Appleton v. First Nat’l Bank of Ohio, 62 F.3d 791 (6th Cir. 1995) ..................................................................................................3 In re Adler, Coleman Clearing Corp., 204 B.R. 99 (Bankr. S.D.N.Y. 1997) ...............................................................................5, 7 In re Adler, Coleman Clearing Corp., 216 B.R. 719 (Bankr. S.D.N.Y. 1998) .................................................................................4 In re Bernard L. Madoff Inv. Sec. LLC, 654 F.3d 229 (2d Cir. 2011), cert. dismissed, __ U.S. __, 132 S. Ct. 2712 (2012), and cert. den., __ U.S. __, 133 S. Ct. 24 (2012) and 133 S. Ct. 25 (2012) ............................2, 4 In re Inv’rs Center, Inc.,
129 B.R. 339 (Bankr. E.D.N.Y. 1991) .................................................................................4 Mishkin v. Ensminger (In re Adler, Coleman Clearing Corp.),
218 B.R. 689 (Bankr. S.D.N.Y. 1998) .................................................................................4
Sec. Inv'r Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC, No. 08-01789 (SMB), 2017 WL 1323473 (Bankr. S.D.N.Y. Apr. 10, 2017) ......................................................5, 6 Sec. Inv’r Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC, 454 B.R. 285 (Bankr. S.D.N.Y. 2011), aff’d sub nom., Aozora Bank Ltd. v. Sec. Inv’r Prot. Corp., 480 B.R. 117 (S.D.N.Y. 2012), aff’d sub nom.,
Kruse v. Sec. Inv’r Prot. Corp (In re Bernard L. Madoff Inv. Sec. LLC), 708 F.3d 422 (2d Cir. 2013).........................................................................................3, 4, 6
Sec. Inv’r Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC, 515 B.R. 161 (Bankr. S.D.N.Y. 2014) .................................................................................7 Sec. Inv’r Prot. Corp. v. Jacqueline Green Rollover Account, 2012 WL 3042986 (S.D.N.Y. July 25, 2012) ..................................................................4, 7 Sec. Inv’r Prot. Corp. v. Morgan, Kennedy & Co., 533 F.2d 1314 (2d Cir.), cert. den. sub nom., Trs. of the Reading Body Works v. Sec. Inv’r Prot. Corp., 426 U.S. 936 (1976) ................................................................................................ 3, 4, 5, 6
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TABLE OF AUTHORITIES (cont.)
CASES: PAGE
Sec. Inv’r Prot. Corp. v. Wise (In re Stalvey & Assocs., Inc.), 750 F.2d 464 (5th Cir. 1985) ............................................................................................ 2-3 Stafford v. Giddens (In re New Times Sec. Servs., Inc.), 463 F.3d 125 (2d Cir. 2006).........................................................................................2, 3, 4
STATUTES AND RULES:
Securities Investor Protection Act, as amended, 15 U.S.C. § 78ccc(e) ............................................................................................................................................4 78fff-2(b)..........................................................................................................................................3 78fff-3(a)(2) .....................................................................................................................................4 78fff-3(a)(5) .....................................................................................................................................6 Securities Investor Protection Act (2008), 15 U.S.C. § 78lll(2)..............................................................................................................................................3 Rules of the Securities Investor Protection Corporation, 17 C.F.R. §§ 300.
100–105....................................................................................................................................1, 4, 5
105....................................................................................................................................................5
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The Securities Investor Protection Corporation (“SIPC”) submits this memorandum in
support of the motion (“Motion”) of Irving H. Picard, as trustee (“Trustee”) for the substantively
consolidated liquidation under the Securities Investor Protection Act (“SIPA”), 15 U.S.C.
§§ 78aaa–78lll, of Bernard L. Madoff Investment Securities LLC (“BLMIS”) and Bernard L.
Madoff, to affirm the Trustee’s determinations denying the claims of claimants (“Claimants”)
asserting interests in one of the following joint accounts held at BLMIS: (1) Jeffrey Schaffer
Donna Schaffer Joint Tenancy, or (2) Stanley I. Lehrer and Stuart M. Stein Joint Tenancy
(collectively, the “Joint Tenancies”). Under SIPA; the SIPC Series 100 Rules, 17 C.F.R.
§§ 300.100–300.105; and this Court’s prior decisions, the Claimants, in their individual
capacities separate from the Joint Tenancies, are not “customers” of BLMIS and thus have no
separate claim to the fund of customer property in this liquidation and, in addition, cannot have
their claims satisfied with funds advanced by SIPC.
BACKGROUND
Through the Motion, the Trustee seeks entry of an order upholding his denial of three
claims for “customer” relief under SIPA, and overruling the four objections to those denials,
filed by individuals who were joint tenants of, or assert an interest in, the Joint Tenancies: two
claims resulting in three objections related to the Jeffrey Schaffer Donna Schaffer Joint Tenancy;
and one claim resulting in one objection related to the Stanley I. Lehrer and Stuart M. Stein Joint
Tenancy. Each of the Joint Tenancies had a joint account with BLMIS; two of the Claimants
were joint tenants of the Jeffrey Schaffer Donna Schaffer Joint Tenancy, and one Claimant
asserts an interest in the Stanley I. Lehrer and Stuart M. Stein Joint Tenancy. The Claimants did
not, however, have any separate relationship with BLMIS in their individual capacity.
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As described in more detail in the Trustee’s Motion, each Joint Tenancy executed
account opening documents and made deposits into, and withdrawals from, its account. In
contrast with the relationships between the Joint Tenancies and BLMIS, the Claimants, in their
individual capacities, never completed account agreements and never opened accounts with
BLMIS. The books and records of BLMIS do not reflect that Claimants were individual account
holders or that they entrusted their own separate cash or securities—free of any joint ownership
claim—to BLMIS. Indeed, the Claimants did not have any financial transactions with BLMIS on
an individual basis, and any control over the Joint Tenancies was exercised by the Claimants as
joint tenants, not in any individual capacity.
In this liquidation, a joint tenant or joint tenants filed a claim on behalf of each Joint
Tenancy.1 The Claimants’ claims, on the other hand, are individual claims, separate from and in
addition to the claims for the Joint Tenancies accounts yet entirely dependent upon the
Claimants’ relationship with the Joint Tenancies.
ARGUMENT
SIPA’s provisions for customer protection are narrowly tailored to provide relief only to
those claimants who entrusted cash or securities to the liquidating broker-dealer for the purpose
of trading in the securities markets. See In re Bernard L. Madoff Inv. Sec. LLC, 654 F.3d 229,
236 (2d Cir. 2011) (the “Net Equity Decision”), cert. dismissed, __ U.S. __, 132 S. Ct. 2712
(2012), and cert. den., __ U.S. __, 133 S. Ct. 24 (2012), and 133 S. Ct. 25 (2012); Stafford v.
Giddens (In re New Times Sec. Servs., Inc.), 463 F.3d 125, 127–28 (2d Cir. 2006) (“New Times”)
(“Judicial interpretations of ‘customer’ status support a narrow interpretation of the SIPA's
provisions.” (quoting Sec. Inv’r Prot. Corp. v. Wise (In re Stalvey & Assocs., Inc.), 750 F.2d 464,
1 The claims filed by the Joint Tenancies are not the subject of the Motion.
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472 (5th Cir. 1985)). In defining who qualifies as a customer, SIPA requires that the viable claim
of a customer relate to the custodial relationship between broker and customer: cash or securities
held by the broker for the customer in an account at the broker in which the customer holds a
cognizable interest. See SIPA § 78lll(2) (2008). Furthermore, the obligations of a liquidating
broker-dealer to a claimant for “customer” relief must be ascertainable from the broker-dealer’s
books and records, or must be established “to the satisfaction of the trustee.” See SIPA § 78fff-
2(b).
Customer status under SIPA is thus not a shorthand designation for anyone who can
claim a relationship to a broker-dealer. Sec. Inv’r Prot. Corp. v. Morgan, Kennedy & Co., 533
F.2d 1314, 1316 (2d Cir.) (“Morgan Kennedy”), cert. den. sub nom., Trs. of the Reading Body
Works v. Sec. Inv’r Prot. Corp., 426 U.S. 936 (1976). On the contrary, in order to qualify for
such status, a claimant must be able to demonstrate that the claimant: (1) entrusted cash or
securities to the broker-dealer; (2) did so pursuant to a direct account or other direct relationship
with the broker-dealer; (3) retained the power to direct the disposition of the assets entrusted to
the broker-dealer; and (4) intended to use the cash or securities entrusted to the broker-dealer for
the purpose of investing or trading in the securities markets. See SIPA § 78lll(2) (2008); New
Times, 463 F.3d at 128–29; Morgan Kennedy, 533 F.2d at 1317; Sec. Inv’r Prot. Corp. v.
Bernard L. Madoff Inv. Sec. LLC, 454 B.R. 285, 295–302 (Bankr. S.D.N.Y. 2011) (“BLMIS”),
aff’d sub nom., Aozora Bank Ltd. v. Sec. Inv’r Prot. Corp., 480 B.R. 117 (S.D.N.Y. 2012)
(“Aozora”), aff’d sub nom., Kruse v. Sec. Inv’r Prot. Corp. (In re Bernard L. Madoff Inv. Secs.
LLC), 708 F.3d 422 (2d Cir. 2013) (“Kruse”); see also Appleton v. First Nat’l Bank of Ohio, 62
F.3d 791, 801 (6th Cir. 1995).
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As the Second Circuit has explained in this liquidation, of the above-listed factors, “the
critical aspect of the ‘customer’ definition [in SIPA] is the entrustment of cash or securities to the
broker-dealer for the purposes of trading securities.” Net Equity Decision, 654 F.3d at 236; see
also New Times, 463 F.3d at 128; Sec. Inv’r Prot. Corp. v. Jacqueline Green Rollover Account,
2012 WL 3042986, at *4 (S.D.N.Y. July 25, 2012) (“Jacqueline Green”). As this Court and
others have recognized, legal ownership of cash or securities held, or purportedly held, by a
broker-dealer is a foundational element of “customer” status under SIPA—an indispensable
prerequisite which a claimant must satisfy in order to have a colorable “customer” claim under
SIPA. See Jacqueline Green, 2012 WL 3042986, at *5; BLMIS, 454 B.R. at 295, 299; see also
Morgan Kennedy, 533 F.2d at 1318.
Under SIPA, “a customer who holds accounts with the debtor in separate capacities shall
be deemed to be a different customer in each capacity.” SIPA § 78fff-3(a)(2). SIPC’s Series 100
Rules set forth the circumstances under which multiple accounts held by the same person with a
SIPC-member broker-dealer are deemed to be accounts held in separate capacities eligible for
protection.2 See 17 C.F.R. §§ 300.100–300.105; Morgan Kennedy, 533 F.2d at 131920; In re
Adler, Coleman Clearing Corp., 216 B.R. 719, 730 (Bankr. S.D.N.Y. 1998) (“[T]he Series 100
Rules address which accounts held by a customer should be considered as one account for
purposes of determining net equity and obtaining SIPC advances.” (internal citation omitted)).
Importantly, the Series 100 Rules specify how joint accounts, where more than one individual
has control and ownership over the account, will be treated. Rule 105 provides as follows:
2 The SIPC Series 100 Rules were submitted to, and approved by, the Securities and Exchange Commission under SIPA section 78ccc(e) and have the force of law. See Mishkin v. Ensminger (In re Adler, Coleman Clearing Corp.), 218 B.R. 689, 699 (Bankr. S.D.N.Y. 1998); In re Inv’rs Center, Inc., 129 B.R. 339, 348 (Bankr. E.D.N.Y. 1991).
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(a) A joint account shall be deemed to be a “qualifying joint account” if it is owned jointly, whether by the owners thereof as joint tenants with the right of survivorship, as tenants by the entirety or as tenants in common, or by husband and wife as community property, but only if each co-owner possesses authority to act with respect to the entire account.
(b) . . . [E]ach qualifying joint account with a member shall be deemed held by one separate customer of the member.
17 C.F.R. § 300.105 (emphasis added);3 see Sec. Inv'r Prot. Corp. v. Bernard L. Madoff Inv. Sec.
LLC, No. 08-01789 (SMB), 2017 WL 1323473, at *3 (Bankr. S.D.N.Y. Apr. 10, 2017)
(“Tenancy in Common Decision”). Thus, “[j]oint account holders constitute a single ‘customer’
under SIPA. The joint account holders share any payments on account of a valid customer claim
in proportion to their ownership interests in the account.” In re Adler, Coleman Clearing Corp.,
204 B.R. 99, 106 (Bankr. S.D.N.Y. 1997) (emphasis added, internal citation omitted) (holding
that the trustee’s obligation to mail a notice of liquidation to “every person who appears to have
been a customer” is satisfied by mailing a single notice to the joint account rather than multiple
notices to each person listed on the account). In other words, the joint account itself, not the
individual joint owners or cotenants, is deemed the sole and separate “customer” under SIPA.
While the Series 100 Rules determine when different accounts held by the same person
will each be treated as a separate “customer” of a liquidating broker-dealer and do not confer
“customer” status, the fact that the rules distinguish between a joint account and its individual
owners supports the Morgan Kennedy holding that the same distinction must be respected when
evaluating eligibility for “customer” status. See Morgan Kennedy, 533 F.2d at 1319 (“Only those
accounts which are held by valid customers of the debtor can qualify for separate coverage.
Customer status under SIPA is therefore a prerequisite to the application of the [Series 100]
3 Under Rule 105(d), “A joint account with a member which does not meet the requirements of paragraph (a) of this rule shall be deemed to be an individual or qualifying joint account of the co-owner or co-owners having the exclusive power to act with respect to it.”
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Rules, and not a substitute therefor.”) As explained in Morgan Kennedy, the Series 100 Rules
“illustrate that, under SIPA, separate coverage for accounts held in different capacities is not to
be confused with individual coverage for each individual owning some portion of, or interest in,
the particular account.” Id. at 1320.
Thus, an individual may hold multiple accounts in different capacities, each of which
may be deemed a customer; but, conversely, with the exception of an omnibus account
maintained by a bank or another broker-dealer, see SIPA § 78fff-3(a)(5), a single account in a
single capacity cannot support the existence of more than one customer. Applying Morgan
Kennedy, this Court and the District Court repeatedly rejected in this liquidation the separate
“customer” claims of claimants who only had an interest in entities that had an account at
BLMIS. In April, this Court upheld the Trustee’s denial of claims filed by claimants who were
individual cotenants holding an interest in a tenancy in common, where the tenancy in common
had an account with BLMIS and the individuals did not. The Court found that, under the Series
100 Rules, the joint account was the “customer,” and the cotenants “failed to satisfy the ‘critical
aspect’ of the customer definition—‘the entrustment of cash or securities to [BLMIS] for the
purposes of trading securities.’” Tenancy in Common Decision, 2017 WL 1323473, at *4
(quoting Kruse, 708 F.3d at 426). Accordingly, this Court held that “while the [] Tenancy in
Common was a ‘customer’ of BLMIS, the [Cotenants] were not.” Id.
In the case of the feeder funds, Judge Lifland reasoned, inter alia, that, after purchases of
fund interests were made, the cash used by the claimants to make them “became the sole
property of the Feeder Funds,” and that the claimants therefore could not have entrusted
property to BLMIS and had no legally cognizable claim to any of the assets purportedly held by
BLMIS. See BLMIS, 454 B.R. at 295 (emphasis in original); see also Aozora, 480 B.R. at 125
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(“[A]t the moment each appellant used assets to purchase an ownership interest in a Feeder Fund,
those assets became property not of the appellants but of the Feeder Fund.”); Sec. Inv’r Prot.
Corp. v. Bernard L. Madoff Inv. Sec. LLC, 515 B.R. 161, 169 (Bankr. S.D.N.Y. 2014) (holding
that the claimants’ “financial transactions were with the [ERISA] Plan. Thus, they failed to
satisfy the ‘critical requirement’ that they entrusted cash to BLMIS, as opposed to the [ERISA]
Plan, for the purchase of securities.”); Jacqueline Green, 2012 WL 3042986, at *5 (“One cannot
deposit cash with the debtor if this cash belongs to another.”).
The same reasoning bars the Claimants’ claims here. As joint tenants or interest holders
in the Joint Tenancies, the Claimants’ claims are entirely predicated upon their interests in the
Joint Tenancies, and therefore they cannot claim individual “customer” status by way of a Joint
Tenancy account. BLMIS’s books and records do not reflect activity by the Claimants in an
individual capacity. The property deposited by the Joint Tenancies belonged not to the Claimants
individually but to all of the joint tenants of the Joint Tenancies. Under SIPA and the SIPC
Series 100 Rules, the joint account is the separate capacity, and the Joint Tenancy is the
customer. Only the Joint Tenancies are eligible to file claims as customers, and “[t]he joint
account holders share any payments on account of a valid customer claim in proportion to their
ownership interests in the account.” In re Adler, Coleman Clearing Corp., 204 B.R. at 106. In
short, when the Joint Tenancies invested property with BLMIS, the Claimants had no separate
individual legal relationship with BLMIS which would entitle them to customer status.
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CONCLUSION
Claimants are not SIPA “customers” because they had no separate individual relationship
with BLMIS. Accordingly, the Court should grant the Trustee’s Motion.
Date: May 25, 2017 Washington, D.C. Respectfully submitted, JOSEPHINE WANG General Counsel KEVIN H. BELL Senior Associate General Counsel For Dispute Resolution s/ Nathanael S. Kelley NATHANAEL S. KELLEY Assistant General Counsel SECURITIES INVESTOR PROTECTION CORPORATION 1667 K St., N.W., Suite 1000 Washington, D.C. 20006 Telephone: (202) 371-8300 E-mail:[email protected] [email protected] [email protected]
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JOSEPHINE WANG General Counsel KEVIN H. BELL Senior Associate General Counsel For Dispute Resolution NATHANAEL S. KELLEY Assistant General Counsel SECURITIES INVESTOR PROTECTION CORPORATION 1667 K St., N.W., Suite 1000 Washington, D.C. 20006 Telephone: (202) 371-8300 E-mail:[email protected] [email protected] [email protected] UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES INVESTOR PROTECTION CORPORATION,
Adv. Pro. No. 08-01789 (SMB)
Plaintiff, SIPA Liquidation
v. (Substantively Consolidated)
BERNARD L. MADOFF INVESTMENT SECURITIES LLC,
Defendant.
In re: BERNARD L. MADOFF, Debtor.
CERTIFICATE OF SERVICE
I, Nathanael Kelley, hereby certify that on May 25, 2017, I caused the Memorandum of
the Securities Investor Protection Corporation in Support of Trustee’s Motion to Affirm His
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Determinations Denying Claims of Claimants Holding Interests in Jeffrey Schaffer Donna
Schaffer Joint Tenancy and Stanley I. Lehrer and Stuart M. Stein Joint Tenancy, to be served, by
electronic mail, upon Counsel at the e-mail addresses listed on the service list attached as Exhibit
A.
I further certify that on May 25, 2017, I caused to be mailed a true and correct copy of the
Memorandum by prepaid United States First Class Mail to the non-CM/ECF participant
addresses listed on the service list attached as Exhibit A.
I further certify that on May 25, 2017, I caused to be mailed a true and correct copy of the
Memorandum by prepaid United States First Class Mail to the parties listed on the service list
attached as Exhibit B.
I further certify that on May 25, 2017, an electronic copy of the Memorandum was
uploaded to the Court’s electronic filing system.
s/ Nathanael S. Kelley NATHANAEL S. KELLEY
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ExhibitA
GovernmentParties
CounseltotheJPLEricL.LewisEmail:[email protected]
InternalRevenueServiceCentralizedInsolvencyOperationPostOfficeBox7346Philadelphia,PA19101‐7346
InternalRevenueServiceDistrictDirector290BroadwayNewYork,NY10008
SecuritiesandExchangeCommissionAlexanderMirceaVasilescuEmail:[email protected]
SecuritiesandExchangeCommissionPreethiKrishnamurthyEmail:[email protected]
SecuritiesandExchangeCommissionTerriSwansonEmail:[email protected]
SecuritiesInvestorProtectionCorporationNateKelleyEmail:[email protected]
SecuritiesInvestorProtectionCorporationJosephineWangEmail:[email protected]
SecuritiesInvestorProtectionCorporationKevinBellEmail:[email protected]
U.S.DepartmentofJustice,TaxDivisionBox55BenFranklinStationWashington,DC20044
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BLMISCustomers
A.Angelaki1202ParrilladeAvilaTampa,FL33613
AlanG.CosnerEmail:[email protected]
AlderFamilyFoundationEmail:[email protected]
AliceJ.RawlinsEmail:[email protected]
AmyCappellazzoEmail:[email protected]
AndyHuangEmail:[email protected]
AnnaLowit5700QueenPalmCtApt.ADelrayBeach,FL33484
ArleneR.ChinitzEmail:[email protected]
ArunaMuchhalEmail:[email protected]
AuYuetShanEmail:[email protected]
BarbaraMossEstatec/oIrvingMoss665ThwaitePlApt.3JBronx,NY10467‐7905
BernardW.BravermanEmail:[email protected]
BF+MLifeInsuranceCompanyLimitedEmail:[email protected]
BirgitPetersEmail:[email protected]
CapitalBankEmail:[email protected]
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CaroleCoyleEmail:[email protected]
CeciliaM.Parker11SouthShoreTrailSparta,NJ07871
CharlesNicholasDoyleEmail:[email protected]
CheungLoLaiWahNellyEmail:[email protected]
Chien‐LiangShihEmail:[email protected]
Chi‐HuaLiaoNo.449SanminRoadJhubeiCity,HsinchuCounty,Taiwan
ChrisP.Tsukoa1202ParrilladeAvilaTampa,FL33613
CrisboS.A.Email:[email protected];[email protected]
DanielL.Gabac/oRhodaS.Gaba631FearringtonPostPitsboro,NC27312
DavidB.Epstein(IRABene)Email:[email protected]
DavidDruckerEmail:[email protected]
DeborahL.FischEmail:[email protected]
DeweyH.LaneEmail:[email protected]
DonaldP.WeberEmail:[email protected]
DonaldSchupakEmail:[email protected]
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EdwardH.Kohlschreiber410EverniaSt.Apt.615WestPalmBeach,FL33401
ElaineandSidneyGoldsteinEmail:[email protected]
EthelL.Chambers3443SEFairwayEStuart,FL34997
Fifty‐NinthStreetInvestorsLLCEmail:[email protected]
FJAssociates,S.A.Email:[email protected]
FondoGeneralDeInversionCentroAmerica‐No,S.A.Email:[email protected]
FrederickCohenandJanCohenJTWROSEmail:[email protected]
GailB.OrenRevocableTrustdtd.9/8/95GailB.OrenasTrusteeEmail:[email protected]
GayleSamoreCo‐TrusteesEmail:[email protected]
GeorgeH.Hulnick72GolfLaneRidgefield,CT06877
GloriaSandlerEmail:[email protected]
GoorePartnershipEmail:[email protected]
GuyS.Parker43FawnLakeRoadStockholm,NJ07460‐1423
HarrietRubin9733RavineAvenueLasVegas,NV89117
HarveyBarrEmail:[email protected]
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HarveyKrauss35SuttonPlace,Suite15FNewYork,NY10022
Heng‐ChangLiangEmail:[email protected]
HildaDrucker5SchenckAve,Apt.3‐IGreatNeck,NY11021
HowardSternEmail:[email protected]
IlseDella‐RowereHerzranovsky‐Orlandog5/15/12Vienna,1210Austria
J.ToddFigiRevocableTrustEmail:[email protected]
J.W.NijkampEmail:[email protected]
JamesR.SamoreEmail:[email protected]
JaneDelaireEmail:[email protected]
JeanetteMargaretScottSteerEmail:[email protected]
Jean‐MarieJacquesEmail:[email protected]
JeanneH.RosenblumEmail:[email protected]
JoanneRosenEmail:[email protected]
JohnB.MaloneEmail:[email protected]
JohnH.Petito3639RiverRdLumberville,PA18933
JohnP.HarrisEmail:[email protected]
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JohnSamoreEmail:[email protected]
JohnSamore,Jr.Email:[email protected]
JohnStirlingGaleEmail:[email protected]
JoseHaidenblitEmail:[email protected]
JosephJ.NicholsonEmail:jn‐pro‐[email protected]
KamalKishoreMuchhalEmail:[email protected]
KennethSpringer2267NewburyDr.Wellington,FL33414
KHIOverseasLtdEmail:[email protected]
KimberlyS.Stoller7108thAvenueApt.6EBelmar,NJ07719
KRErwinHawleDorfstrasse674865Nussdorf,Austria
Krates,S.A.Email:[email protected]
KwokYiuLeungEmail:[email protected]:[email protected]
LamShukFoonMargaretEmail:[email protected]
LamarEllisTrustLamarEllisEmail:[email protected]
LeeGarrity2601WillowwoodAve.Valparaiso,IN46383
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LeeMei‐YingEmail:[email protected]
LiFungMingKriziaEmail:[email protected]
LillianBarrEmail:[email protected]
LindaDoyleEmail:[email protected]
LindaWolfEmail:[email protected]
LindelCoppellEmail:[email protected]
MarciaRosesSchachterEmail:[email protected]
MarkA.Soslow,CPAonbehalfofTrustu/w/oDanielSargentc/oElaineSargentEmail:[email protected]
MarshallW.Krause,Esq.Email:[email protected]
MarthaAliceGillulyEmail:[email protected]
MartinWimickEmail:[email protected]
MatthewF.CarrollEmail:[email protected]
MauriceSandlerEmail:[email protected]
MichaelE.FischEmail:[email protected]
MLSMKInvestmentsCoEmail:[email protected]
NancyDverCohenEmail:[email protected]
NgShokLen12BMarigoldMansionTaikooShing,,HongKong
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NgShokMuiSusanna12BMarigoldMansionTaikooShing,,HongKong
NicholasKardasisEmail:[email protected]
PanagiotisMoutzouris8AiolouStreetVoulaGR‐16673,Greece
PartriciaM.HynesEmail:[email protected]
PatsyP.JonesEmail:[email protected]
PaulJ.FischEmail:[email protected]
PaulMaddocksEmail:[email protected]
PeerstateEquityFundL.P.c/oLouProchilo43WestSt.Northport,NY11768
PeerstateEquityFund,L.P.Email:[email protected]
PFCNomineesLimitedEmail:[email protected]
PhyllisPressmanEmail:[email protected]
PhyrneandRonLLCEmail:[email protected]
RalphSchillerEmail:[email protected]
RauschRudolfEmail:[email protected]
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RemyInvestmentsCorpc/oAnnKallgren1‐5HarleyStreetLondonW1G9QD,England,UnitedKingdom
RhoudaMacdonaldEmail:[email protected]
RichardC.Brockway705HarbourDriveVeroBeach,FL32963
RichardG.Corey1235EdgewoodDriveCharleston,WV25302
RichardHoeferEmail:[email protected]
RichardJeffreyCliveHartleyEmail:[email protected]
RitaWolfEmail:[email protected]
RobertDouglasSteerEmail:[email protected]
RobinsFamilyLimitedPartnershipEmail:[email protected]
RonaldE.Samore,Sr.Email:[email protected]
RoyL.ReardonJTWROSEmail:[email protected]
S.JamesChambers3443SEFairwayEStuart,FL34997
Samore1992FamilyTrustEmail:[email protected]
SamuelFrederickRohdieEmail:[email protected]
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Shao‐PoWangNo.69,ZhongshanRd.,TuchengDist.NewTaipeiCity236,,Taiwan
SharonLeeTinerEmail:[email protected]
SimchaGutgoldEmail:[email protected]
SiuYuenVeronicaNhEmail:[email protected]:[email protected]
StephenHillEmail:[email protected]
StuartNierenberg,TrusteeforLtdEditionsMediaInc.DefinedBenefitPlanTrustdtd2/9/99Email:[email protected]
SudeshnaM.FischEmail:[email protected]
SunyeiLtd.JaquesLamacEmail:[email protected]
TheGottesmanFundEmail:[email protected]
TimothyRobertBalbirnieEmail:[email protected]
WaterlandInvestmentServicesEmail:admin@waterland‐investment.nl
WimC.HelsdingenEmail:[email protected]
YvonneRoodbergEmail:[email protected]
KellyA.LibreraSethC.FarberWinston&StrawnLLPEmail:[email protected]:[email protected]:DianaP.Victor
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NoticesofAppearance
AlanBerlin,Esq.BernardV.Kleinman,Esq.AitkenBerlinLLPEmail:[email protected]:[email protected]:SusanSaltzCharitableLeadAnnuityTrustSusanSaltzDescendantsTrust
AlanE.MarderMeyer,Suozzi,English&Klein,P.C.Email:[email protected]:CounselforJudieB.LiftonandtheJudieLifton1996
AlanNisselsonHowardL.Simon,Esq.WindelsMarxLane&Mittendorf,LLPEmail:[email protected]:[email protected]:AlanNisselson,InterimChapter7TrusteeofBernardL.Madoff
AlexanderM.FeldmanJeffE.ButlerCliffordChanceU.S.LLPEmail:[email protected]:[email protected]:CardinalManagement,Inc.,DakotaGlobalInvestments,Ltd.
AmyJ.SwedbergMaslonEdelmanBorman&BrandLLP,Email:[email protected]:AmyJ.Swedberg
AmyWalkerWagnerCarolynB.RendellDavidS.StoneStone&Magnanini,LLPEmail:[email protected]:[email protected]:[email protected]:DefendantsDavidP.Gerstman,JanetGerstman
AndreaJ.RobinsonGeorgeW.ShusterWilmerCutlerPickeringHaleandDorrLLPEmail:[email protected]:[email protected]:SNSBankN.V.,SNSGlobalCustodyB.V.
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12
AndrewJ.EhrlichBretteTannenbaumCaitlinGrusauskasPaul,Weiss,Rifkind,Wharton&GarrisonLLPEmail:[email protected]:[email protected]:[email protected]:AndrewH.Madoff,individuallyandasExecutoroftheEstateofMarkD.Madoff,TheEstateofMarkD.Madoff
AngelinaE.Lim,Esq.Johnson,Pope,Bokor,Ruppel&Burns,P.A.Email:[email protected]:AnchorHoldings,LLC
AnnaHadjikowGeorgeBrunelle,Esq.Brunelle&Hadjikow,P.C.Email:[email protected];[email protected]:[email protected];[email protected]:AlanD.Garfield,BarryE.Kaufman,BKInterest,LLC,ErinM.Hellberg,JamesH.Cohen,MarionTallering‐Garfield,MorrieAbramson,RobynBerniker,TheJamesH.CohenSpecialTrust,TheMarianCohen2001ResidenceTrust
ArthurJ.SteinbergKristiE.JacquesRichardA.CirilloKing&SpaldingLLPEmail:[email protected]:[email protected]:[email protected]:LemaniaSICAV‐SIF,NationalBankofKuwait,S.A.K.("NBK"),NBKBanquePriveeandcounselforthePascucciFamily
BarryR.Lax.BrianJ.NevilleLax&Neville,LLPEmail:[email protected]:[email protected]:PJFNInvestorsLP,RoseLess
BennetteD.KramerSchlamStone&DolanLLPEmail:[email protected]:BelferTwoCorporation
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13
BradN.Friedman,Esq.JenniferL.YoungMatthewGluck,Esq.SanfordP.Dumain,Esq.MilbergLLPEmail:[email protected]:[email protected]:[email protected]:[email protected]:Blumenthal&AssociatesFloridaGeneralPartnership,GeraldBlumenthal,JudithRockGoldman,JunePollack,RuthE.Goldstein,TheHorowitzFamilyTrust,TheUnofficialCommitteeofCertainClaimHolders
BrendaR.ShartonDanielM.GlosbandDavidJ.ApfelGoodwinProcterLLPEmail:[email protected]:[email protected]:[email protected]:EllenjoyFields,JaneL.O'ConnorasTrusteeoftheJaneO'ConnorLivingTrust,JeffreyA.Berman,MichaelC.Lesser,NormanE.LesserRev.11/97Rev.Trust,PaulaE.Lesser11/97Rev.Trust,RusselldeLucia
BrendanM.ScottKlestadtWintersJurellerSouthard&Stevens,LLPEmail:[email protected]:BrendanM.Scott
BrettS.MoorePorzio,Bromberg&Newman,P.C.,Email:[email protected]:AlainRukavina,CourtAppointedLiquidatorsforLuxAlphaSicavandLuxembourgInvestmentFund,PaulLaplume
BryanHaRichardE.SignorelliLawOfficeofRichardE.SignorelliEmail:[email protected]:[email protected];[email protected]:RichardE.Signorelli
CarmineD.BoccuzziClearyGottliebSteen&HamiltonLLPEmail:[email protected]:CitibankNorthAmerica,Inc.,Citibank,N.A.,CitigroupGlobalMarketsLimited
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CarolA.GlickRichardJ.McCordCertilman,Balin,Adler&HymanLLPEmail:[email protected]:[email protected]:AlyssaBethCertilman,BernardCertilman,ClayreHulshHaft,MortonL.CertilmanandJoyceCertilman
CaroleNevilleDentonsUSLLPEmail:[email protected]:SNRCustomers
CharlesC.PlattWilmerCutlerPickeringHaleandDorrLLPEmail:[email protected]:BSIAG
ChesterSalomonBecker,Glynn,Muffly,Chassin&HosinskiLLPEmail:[email protected]:SBMInvestments,LLP,Weithorn/CasperAssociatedforSelectedHoldingsLLC
DanaM.SeshensKarenE.WagnerDavisPolk&WardwellLLPEmail:[email protected]:[email protected]:SterlingEquitiesAssociatesandCertainAffiliates
DanielHolzmanRexLeeRobertSLoigmanShusheelKirpalaniQuinnEmanuelUrquhart&Sullivan,LLPEmail:[email protected]:[email protected]:[email protected]:[email protected]:KingateEuroFundLtd.,KingateGlobalFundLtd.,KingateManagementLimited,KMLAssetManagementLLC
DavidA.KotlerDechertLLPEmail:[email protected]:DefendantOppenheimerAcquisitionCorp.
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DavidJ.MoltonElizabethA.MolinoMolinoBrownRudnickLLPEmail:[email protected]:[email protected]:KennethM.KrysandChristopherD.StrideasLiquidatorsofandforFairfieldSentryLimited
DavidB.BernfeldJeffreyL.BernfeldBernfeld,DeMatteo&Bernfeld,LLPEmail:davidbernfeld@bernfeld‐dematteo.comEmail:jeffreybernfeld@bernfeld‐dematteo.comAttorneyFor:Dr.MichaelSchur,Mrs.EdithA.Schur
DavidBoltonDavidBolton,P.C.Email:[email protected]:DavidBolton
DavidS.GolubSilverGolub&Teitel,LLPEmail:[email protected]:AlexanderRabinovich,ArnoldKohn,DanielL.Davis,IndividuallyandasparentofH.D.D.,EricRausher,FrankS.Katz,HowardPomerantz,JasonM.Rausher,MarciaBFitzmaurice,MariaRabinovich,MariaShuster,MarshaH.Rausher,MelissaDoron,MitchellJ.Rausher,NatashaJaneRabinovich,P.A.RetirementPlan,parentofA.S.D.,PaulaS.Katz,PeggyKohn(ArnoldKohnExecutorofPeggyKohnEstate),RichardAbramowitz&Pomerantz,RitaS.Katz(n/k/aRitaStarrKatzDavey),RobinS.Abramowitz,SamuelD.Davis,TheresaA.Wolfe,ThomasR.Fitzmaurice,TraciD.Davis,TrusteesRichardAbramowitzandHowardL.Pomerantz,VladimirRabinovich,WendySagerPomerantz
DavidY.LivshizFreshfieldsBruckhausDeringerUSLLPEmail:[email protected]:TensyrLimited
DeirdreNortonHykalWillkieFarr&GallagherLLPEmail:[email protected]:DeirdreNortonHykal
DennisC.QuinnBarger&Wolen,LLPEmail:[email protected]:JewishCommunityFoundationoftheJewishFederation‐CouncilofGreaterLosAngeles
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DouglasR.HirschSadis&GoldbergLLPEmail:[email protected]:DouglasR.Hirsch
EliseS.FrejkaFrejkaPLLCEmail:[email protected]:EliseScherrFrejka
EricB.LevineWolfHaldensteinAdlerFreeman&HerzLLPEmail:[email protected]:NephrologyAssociatesP.C.PensionPlan
EricL.Lewis,Esq.BaachRobinson&LewisPLLCEmail:[email protected]:AndrewLaurenceHosking,MarkRichardByers,StephenJohnAkers
ErinJoyceLeteyJosephE.Shickich,Jr.RiddellWillamsP.S.Email:[email protected]:[email protected]:MicrosoftCorporationandMicrosoftLicensing,GP(collectively,"Microsoft")
ErnestEdwardBadwayFoxRothschildLLPEmail:[email protected]:IrisSchaum
FletcherW.StrongWilliamF.DahillWollmuthMaher&DeutschLLPEmail:fstrong@wmd‐law.comEmail:wdahill@wmd‐law.comAttorneyFor:RobertF.Weinberg
FrankF.McGinnBartlettHackettFeinbergP.C.Email:[email protected]:IronMountainInformationManagement,Inc.
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FredH.PerkinsMichaelLago,Esq.RobertK.DakisMorrisonCohenLLPEmail:[email protected]:[email protected]:[email protected]:CustomerClaimantDavidSilver
FredW.ReinkeMayerBrownLLPEmail:[email protected]:AXAPrivateManagement,FondautoFondodePensiones,SA,MutuaMadrilenaAutomovilistaRamodevida
GaryS.LeeMorrison&FoersterLLPEmail:[email protected]:GaryS.Lee
GaryWoodfieldHaile,Shaw&Pfaffenberger,P.A.Email:[email protected]:GaryWoodfield
GeorgeR.HirschSillsCummis&GrossP.C.Email:[email protected]:GeorgeR.Hirsch
GlennP.WarmuthPaulaJ.WarmuthStim&Warmuth,P.C.Email:gpw@stim‐warmuth.comEmail:pjw@stim‐warmuth.comAttorneyFor:Creditors,MichaelMostandMarjorieMost
GregoryM.DexterChaitmanLLPEmail:[email protected]:AaronBlecker
HaroldD.JonesJones&Schwartz,P.C.Email:[email protected]:HaroldD.Jones
HelenDavisChaitmanChaitmanLLPEmail:[email protected]:MarshaPeshkinetal.
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HowardKleinhendlerWachtelMissryLLPEmail:[email protected]:RosenmanFamilyLLC
HunterT.CarterArentFoxLLPEmail:[email protected]:BrendaGuritzky,BrendaH.GuritzkyasTrusteeofTrustBU/WGeorgeH.Hurwitz(collectivelythe"GuritzkyParties"),DanaGuritzkyMandelbaum,GuritzkyFamilyPartnershipLP,RonaldP.Guritzky,SanfordGuritzky
JamesH.HulmeJoshuaFowkesArentFoxLLPEmail:[email protected]:[email protected]:1776KStreetAssociatesLimitedPartnership,AlbertH.Small,BernardS.Gewirz,CarlS.Gewirz,ClariceR.Smith,EdwardH.Kaplan,ElevenEighteenLimitedPartnership,EstateofRobertH.Smith,IreneR.Kaplan,JeromeA.Kaplan,MarjetLLC,RobertH.SmithRevocableTrust,RobertP.Kogod
JamesM.Ringer,Esq.StuartI.Rich,Esq.MeisterSeelig&FeinLLPEmail:jmr@msf‐law.comEmail:sir@msf‐law.comAttorneyFor:JasperInvestorsGroupLLC("Jasper")
JeremyA.MellitzWithersBergman,LLPEmail:[email protected]:VonRautenkranzNachfolgerSpecialInvestmentsLLC
JoelL.HerzLawOfficesofJoelL.HerzEmail:[email protected]:SamdiaFamily,LP
JohnLavinBlount&Lavin,P.C.Email:[email protected]:JohnJ.Lavin
JoshuaA.Levine,Esq.SimpsonThacher&BarlettLLPEmail:[email protected]:SpringMountainCapital,LP
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JudithL.Spanier,Esq.AbbeySpanierRodd&Abrams,LLPEmail:[email protected]:ELEM/YouthinDistressIsraelInc.("ELEM")
KellyA.LibreraSethC.FarberWinston&StrawnLLPEmail:[email protected]:[email protected]:ArianaVictor,EllenG.Victor,holderofBernardL.MadoffInvestmentSecuritiesLLCAccounts1ZA128‐3and1ZA128‐40,JustinVictorBaadarani,LeilaVictorBaadarani,ShosharmaRemarkVictor
LauraK.ClintonBaker&McKenzieLLPEmail:[email protected]:LauraK.Clinton
LindsayM.WeberQuinnEmanuelUrquhart&Sullivan,LLPEmail:[email protected]:KingateEuroFundLtd.,KingateGlobalFundLtd.
MarcyResslerHarrisSchulte,Roth&ZabelLLPEmail:[email protected]:ThePatiH.GerberDefendants
MariannaUdemASK,LLPEmail:[email protected]:MariannaUdem
MarkS.CohenCohen&GresserLLPEmail:[email protected]:MarkS.Cohen
MarkS.MulhollandThomasTelescaRuskinMoscouFaltischek,P.C.Email:[email protected]:[email protected]:DeMatteisFLPAssets,IrwinKellner("Kellner"),The2001FrederickDeMatteisRevocableTrust
MarshaTorn,Esq.CalabreseandTorn,AttorneysatLawEmail:[email protected]:LawrenceTorn
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MarshallR.KingGibsonDunnEmail:[email protected]:MarshallR.King
MartinH.BodianBodian&Bodian,LLPEmail:[email protected]:LindaPolatsch
MaxFolkenflikFolkenflik&McGerityEmail:[email protected]:AllanR.Tessler,inhiscapacityasTrusteeoftheCRSRevocableTrust,ConstanceR.Sisler,individually,andinhercapacityasSettlorandTrusteeoftheCRSRevocableTrust,CRSRevocableTrust,EdithG.Sisler,JoyceC.AuerbachRevocableTrust,RobertAuerbachRevocableTrust,RobertAuerbach,individually,RobertS.Bernstein,S.JamesCoppersmithCharitableRemainderUnitrust
MaxFolkenflikFolkenflik&McGerityEmail:[email protected]:AnnaKedersha,asparentofA.K,AntonaGWilson,BettyTarr,BonnieAJohnson,IndividuallyandasparentofD.C.J.,CarolP.Dargan,CindyJSchacht,CoryDJohnson,CrescienzoJBoccanfuso,CynthiaSchrankKane,DavidCJohnson,DianeC.Backus,DianeT.Levin,DominickF.Boccanfuso,DouglasH.Johnson,EugeneG.Laychak,Jr.,EverettL.Dargan,GaryS.Davis,individuallyandasparentofS.W.D.andJ.F.D.,,GeraldAWilson,GiuseppaABoccanfuso,GiuseppeC.Basili,GraceA.Nash,HaroldMurtha,TrusteeofMurthaEnterprises,Inc.Profit‐SharingPlan,JacquelineAJohnson,JaimeRJohnson,JingW.Davis(nowknownasAmyDavis),,JoanneVerses,JoyceC.Auerbach,individually,asTrusteeoftheRobertAuerbachRevocableTrust,andasTrusteeoftheJoyceC.AuerbachRevocableTrust,JozefKaczynski,JustinKane,LindaLaychak,MadelineECorishEstate,MargaretPace,MargheritaM.Basili,MaryZarra,asparentofA.Z.andA.Z.,MichaelT.Nash,MidlandsSurgicalAssociates,PAProfitSharingPlan,parentofJ.K.S,parentofK.H.S,parentofN.A.S.,PattiESchacht,RobertLevin,ShirleyB.Sklar,SolDavis,individuallyandasTrusteeoftheSolDavisRetirementPlan,SophiaBFreitag,StevenE.Sklar,ThomasH.Nash,TrusteeofMargheritaM.BasiliRetirementPlanandindividually,WilliamSklar,WilliamSklar,TrusteeofPacificPlumbingandHeatingSupplyCompanyProfit‐SharingPlan,WRJohnsonCo.PensionandProfitSharingPlan
MichaelI.GoldbergAkermanLLPEmail:[email protected]:MichaelI.Goldberg
MichaelS.PollokMarvinandMarvin,PLLCEmail:[email protected]:AlanHayes,WendyWolosoff‐Hayes
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MichaelV.BlumenthalThompson&KnightLLPEmail:[email protected]:MichaelV.Blumenthal
MichaelV.CiresiCiresiConlinLLPEmail:[email protected]:MichaelV.Ciresi
MorWetzlerPaulHastingsLLPEmail:[email protected]:CarloGrosso,FedericoCeretti,FIMAdvisors,LLP,FIMLimited
NancyL.FinemanCotchett,Pitre&McCarthyEmail:[email protected];[email protected]:DanielRyan,DonnaM.McBride,DorisGreenberg,JayWexler,MatthewGreenberg,TheEstateofLeonGreenberg,TheresaRyan,WalterGreenberg
NealS.Mannc/oEricT.SchneidermanTheNewYorkStateDepartmentofTaxation&FinanceEmail:[email protected]:NewYorkStateEducationDepartment.
ParvinK.AminolroayaStephenA.WeissSeegerWeissLLPEmail:[email protected]:[email protected]:BarbaraJ.Weiss,BarbaraSchlossberg,BernardSeldon,LeslieWeissandGaryM.Weiss,LewisFranck,MarilynCohnGross,MelvynI.Weiss,StephenA.Weiss,TheM&BWeissFamilyLimitedPartnershipof1996c/oMelvynI.Weiss
PatriciaHeerPiskorskiPaulD.MooreStephenM.HonigDuaneMorrisLLPEmail:[email protected]:[email protected]:[email protected]:EleanoreC.Unflat,EleanoreC.Unflat,inhercapacityasco‐trusteeoftheEleanoreC.UnflatLivingTrust,MagnusA.Unflat,MagnusA.Unflat,inhiscapacityasco‐trusteeoftheEleanoreC.UnflatLivingTrust,theEleanoreC.UnflatLivingTrust
PeterN.WangFoley&LardnerLLPEmail:[email protected]:OrthopaedicSpecialtyGroup,P.C.DefinedContributionPensionPlanParticipants
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RichardA.KirbyBaker&McKenzieLLPEmail:[email protected]:RichardA.Kirby
RichardF.SchwedShearman&SterlingLLPEmail:[email protected]:CarlJ.Shapiroetal.,HaroldS.MillerTrustDated12/4/64FBOElaineMiller,LilfamLLC,LilyanBerkowitzRevocableTrustDated11/3/95,WellesleyCapitalManagement
RichardG.HaddadOtterbourgP.C.Email:[email protected]:RichardG.Haddad
RichardL.SpinogattiProskauerRoseLLPEmail:[email protected]:RichardL.Spinogatti
RichardP.GallerTheLawOfficeofRichardP.GallerEmail:[email protected]:RichardGaller
RichardYeskooYeskooHogan&TamlynLLPEmail:[email protected]:CarlT.Fisher,JoanL.Fisher,TheTrustU/AVIIIoftheWillofGladysC.LuriaF/B/OCarlT.Fisher
RobertJ.KaplanLawOfficeofRobertJ.KaplanEmail:[email protected]:MichaelW.Sonnenfeldt,MUUSIndependenceFundLP
RobertA.AbramsStevenH.NewmanKatskyKorinsLLPEmail:[email protected]:[email protected]:DavidCash,EstateofRichardL.Cash,FredaB.Epstein,FredaEpsteinRevocableTrust,GladysCash,GladysCashandCynthiaJ.Gardstein,JamesH.Cash,JenniferSpringMcPherson,JonathanCash,RichardL.CashDeclarationofTrustDatedSeptember19,1994,RichardSpring,S.H.&HelenR.ScheuerFamilyFoundation,TheJeanneT.SpringTrust,TheSpringFamilyTrust
RobertS.HorwitzConroy,Simberg,Ganon,Krevans,Abel,Lurvey,Morrow&Schefer,P.A.Email:[email protected];[email protected]:AndrewC.Sankin
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RobertWilliamYalenAssistantUnitedStatesAttorneyfortheSouthernDistrictofNewYorkEmail:[email protected]:AttorneyfortheUnitedStatesofAmerica
RussellM.YankwittYankwitt&AssociatesLLCEmail:[email protected]:CarolRosen
SanfordRosenRosen&Associates,P.C.Email:[email protected]:AmyBethSmith,DavidA.Schustack,JudithS.Schustack,RobertJ.Schustack,ShirleySchustackConrad
SchuylerD.GellerBellows&Bellows,P.C.Email:[email protected]:CounselforBrianH.Gerber
ScottReynoldsChaffetzLindseyLLPEmail:[email protected]:ScottW.Reynolds
SedgwickM.Jeanite,Esq.WhiteandWilliamsLLPEmail:[email protected]:FabioConti
SethL.RosenbergClayman&RosenbergLLPEmail:[email protected]:SethL.Rosenberg
ShannonScottStevenR.SchlesingerJaspanSchlesingerLLPEmail:[email protected]:[email protected]:AmyJoel,AmyLuriaPartnersLLC,AndrewSamuels,DavidRichman,EstateofRichardA.Luria,JanetJaffinDispositiveTrustandJanetJaffinandMiltonCooperasTrustees,JayRosenExecutors,PatriciaSamuels,PeterZutty,RobertLuriaPartners,SamuelsFamilyLTDPartnership
ShawnM.Christianson,Esq.BuchalterNemer,AProfessionalCorporationEmail:[email protected]:OracleCreditCorporation,OracleUSA,Inc.("Oracle")
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StephenFishbeinShearman&SterlingLLPEmail:[email protected]:CarlJ.Shapiroetal.
StevenParadiseRichardsKibbe&Orbe,LLPEmail:[email protected]:StevenParadise
StevenStorchStorchAmini&MunvesPCEmail:[email protected]:AlyseJoelKluferasTrusteeoftheRobertandAlyseKluferFamilyTrust“A”,AlyseKlufer,individuallyandinhercapacityastrusteeoftheTrustUnderArticleFourthU/W/ORobertE.Klufer,DamienCave,ElisabethKlufer,ElisabethKlufer,inhercapacityastrusteeoftheTrustUnderArticleFourthU/W/ORobertE.Klufer,JaneShrage,MaxwellGreengrass,MichaelShrage,NancyGreengrass,NatalieGreengrass,PJAdministratorLLC,RobertandAlyseKluferFamilyTrust“A”,TrustUnderArticleFourthU/W/ORobertE.Klufer
TimothyA.ValliereSmithVallierePLLCEmail:[email protected]:TimothyA.Valliere
TonyMiodonkaFinnDixon&HerlingLLPEmail:[email protected]:TonyMiodonka
VivianR.DrohanDrohanLeeLLPEmail:[email protected]:VivianR.Drohan
WillR.TanseyRavichMeyerEmail:[email protected]:WillR.Tansey
WilliamA.Habib,Esq.HabibLawAssociates,LLCEmail:[email protected]:AnthonyF.Russo
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Exhibit AMay 19, 2017
Contact Address1 Address2 City State ZIPAddress Source
Becker & Poliakoff, LLP Helen Davis Chaitman 45 Broadway New York NY 10006 CounselSNR Denton US LLP Carole Neville 1221 Avenue of the Americas New York NY 10020 CounselELAINE STEIN ROBERTS IRA 3600 OAKVIEW DRIVE DELRAY BEACH FL 33445 ClaimantMadoff Claimants 393 Peter Forman Drive Freehold NJ 07728 Claimant
Page 1 of 1
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Exhibit .May нр, 2017
Contact Address1 Address2 City State ZIPAddress Source
Becker & Poliakoff, LLP Helen Davis Chaitman 45 Broadway New York NY 10006 CounselSNR Denton US LLP Carole Neville 1221 Avenue of the Americas New York NY 10020 Counsel
Page 1 of 1
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