Upload
magdalena-lozano-boyer
View
223
Download
0
Embed Size (px)
Citation preview
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
1/14
CURRENT
ANTHROPOLOGY
Volume
37,Number , February996
?
I996
bytheWenner-Grenoundation
or
Anthropological
esearch. ll rightseserved
OOII-3204/96/370I-0003$4.50
AGENCY,
IDEOLOGY,
AND
POWER IN
ARCHAEOLOGICAL
THEORY
I
A
Dual-Processual
Theoryfor he
Evolutionof
Mesoamerican
Civilization'
by Richard
E.
Blanton,
Gary
M.
Feinman,
Stephen
A.
Kowalewski,
and Peter
N.
Peregrine
The explanation of the
development
of
ancient Meso-
american
civilization s
in
need of
a
new theoretical p-
proach to replace
the sterile
debates
between,
or
xam-
ple, materialists and cognitivists or
region-centered
versusworld-systems
heorists. he foremost
ource of
theoretical
difficulty
s that all of the
arguments
ake
place within he conceptual
confines
f
flawedneoevo-
lutionism.
Current heory as proved nadequateto the
study of sociocultural evolution
in
Mesoamerica
and
elsewhere because
it
focuseson
a
directional
develop-
mentthrough volutionary tages from andsto states)
(Flannery
972,
Service
I975)
that are static societal
types. n neoevolutionary
heory he administrativeub-
systems of
chiefdoms and states respond to
socio-
environmental tresses by increasingpolitical
central-
ization
Flannery972, Wrightnd Johnson
975),
but
there s no
convincing heory f human
behavior, spe-
ciallythe crucialbehavior ound n
politicalcompetition
(Brumfiel
992).
Researchers hould
abandon its static
ideal-type
stages and instead investigate the
varying
strategies sed by political actors
o construct ndmain-
tain
polities and other
ociocultural nstitutions.n this
Current
eoevolutionaryheory
s
inadequate
o the
nalysis f
past social change ecause
t lacks a
suitable ehavioral
heory
and because ts simple
tage ypologyails o account or aria-
tion mong ocieties f imilar
omplexitynd scale. Wepropose
a
remedial rogram or eoevolutionaryheory hatwill
help
t
avoid these
hortcomings.
o
accomplish his,we layouta pre-
liminary ehavioral
heory rounded
n
political conomy, oint
to comparativeituations
rom
ariousworld reasthat llus-
trate heprocesses
nvolved, nd then pply he approacho pre-
HispanicMesoamerica.We argue hat productive
xplanatory
frameworkorMesoamericawill be a dual-processual
heory hat
elucidates he nteractionsnd
contradictions
f
wo mainpat-
terns
f
political ction, ne exclusionarynd ndividual-
centered nd theother
moregroup-oriented.
i.
We were
stimulated
o write his paper fter eading
he
n-
sightfulomments
ound
n
Willey
i99I).
Two distinguished
ec-
tures resented
o the Archaeology
ivisionofthe
American n-
thropological
ssociation,y
Elizabeth rumfiel
i992)
andGeorge
Cowgill I993),
also contributed
mportantly
o our thinking.
n
earlier ersion
f hispaper
was presented y
Blanton t theSchool
of AmericanResearch
Advanced eminar
n the Archaic
tate,
organizedy
Gary einman nd
Joyce arcus.
he paper's evelop-
ment benefitedrom
he seminar
discussions.We
thankDavid
Grove nd an
anonymouseferee
or seful omments.
ny rrors
are
our own.
RICHARD
E. BLANTON
iS
Professor
n the
Department
f Sociol-
ogy nd
Anthropologyt PurdueUniversity
West
afayette,nd.
47097-I365,
U.S.A.).
Bom n
I943,
he
was educated t theUni-
versity f
Michigan
B.A.,
966; M.A., 967;
Ph.D.,
970).
His re-
search
nterests re early ivilizations, re-Hispanic esoamer-
ica, economic nthropology,nd cross-cultural
esearch. is
publications
ncludeMonte
Alban
(New
York:Academic ress,
I978), (with
tephen
owalewski, ary einman,
nd LauraFin-
sten),AncientMesoamericaCambridge:ambridge niversity
Press,
993),
and
Houses and Households
New
York:Plenum
Press,
994).
GARY
M. FEINMAN
iS ProfessorfAnthropology
t the Univer-
sity
fWisconsin-Madison. e was born
n 95
I
and
received
his B.A.
from he UniversityfMichigann
I972
and his
Ph.D.
from he CityUniversity
fNew YorkGraduate enter
n I980.
His researchnterests
re craft
pecialization,
ncient tates, et-
tlement rchaeology,
nd ceramics nd shell.He is a coauthor
withBlanton, owalewski,
nd others fMonteAlban's
Hinter-
land
(Memoirs
ftheUniversity
f
MichiganMuseum
ofAnthro-
pology
5
[i9821
and
3
[i9891)
andcoeditorwith
T.
Douglas
PriceofFoundations f
Social Inequality
New
York:Plenum
Press,
995).
STEPHEN
A.
KOWALEWSKI iS ProfessorfAnthropologyt the
University
f
Georgia.
orn
n
947,
he received is Ph.D. from
theUniversityfArizona n
I976.
His researchnterestsre re-
gional nalysis, olitical
conomy,nd cultural cology.
n addi-
tionto being enior
uthor fMonte
Alban's Hinterland, t.
2
(Memoirs
f
the
University
f
Michigan
Museumof
Anthropol-
ogy
3
[i989%1,
e
is
the author
f The Evolution
f
Complexity
in the Valley
f
Oaxaca
(Annual
Review fAnthropology
g:
39-58).
PETER PEREGRINE
iS Assistant rofessorf
Anthropologyt Law-
renceUniversity.
e was
born
n
I963
and educated t Purdue
University
B.A.,
985;
M.S.,
987;
Ph.D.,
ggo).
His
research
n-
terests
re
anthropological
heory,he origin
f
complex
ociety,
and the ntegration
f rchaeologynd ethnology.
e has pub-
lished
Mississippian
volution:
A World-Systemserspective
(Madison:
Prehistory ress,
i992).
The
present
aperwas submitted
2 IX
94
and accepted
II
95;
thefinal ersion eached heEditor's ffice
II
95.
I
1/14
07-045-143PrehAm
eryArg-14Copias
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
2/14
2
CURRENT ANTHROPOLOGY
Volume
37,
Number
,
February 996
paperwe
take a beginning
tep toward he
development
of politicalbehavioral
heory f
ocial changeby
point-
ingto two
largelydistinct
political-economic
trategies
employed
n
the Mesoamerican
past. We then
discuss
the
interrelationshipsf
the two in space
and time and
apply
thistheory
n
a consideration
f ome
ofthe main
features fsocioculturalchange n pre-HispanicMeso-
america.
Our approach
builds on
the
suggestions
f Giddens
(I984),
Bourdieu
I977),
and Sewell
i992) and
has many
features
n commonwith the behavioral approach
de-
scribedby
Brumfiel
i992; see
Blanton
n.d.).
We assume
that
ome
persons
n
any
society
will
strive
o influence
thegoverning
nstitutions
f ociety
s
theypursue,
ar-
iously,
wealth, tatus,
r
power.
Political
action
s inher-
ently onflictive;
ctors
may
have diversepolitical
aims
and
varying
views
of the
ideal
formof
the governing
institutions nd
may
contest
for
positions
of
power.
As
Sewell (I992:22) points
out,
states
are
consciously
es-
tablished,
maintained,
fought over, and argued
about
rather han takenforgranted. Political actors capable
of
nfluencing
he
governing
nstitutions f society
are
oftenpersons
already occupying
positions
of
power
or
wealth
but
may
be
persons
or
groups
factions)
halleng-
ing
the dominant
ones. While
political
struggle
as
the
potential
of
bringing
with t social and cultural hange,
it
is
played
out against
a
background
f
shared culture,
acquired
through ocialization,
hatconstrainswhat
po-
litical
actors
may
do.
Culture
is
not,
however,
com-
pletely
determinative,
ecause
political
actors'
knowl-
edge
of
society's
structure nd
its culture
s
potentially
not
just
a
constraint
ut a
resource
that
they
can
use
as
they pursue
their
goals. Thus, political
actors
may,
variously,reproduce
society
and
culture, reject
it,
or
modifyt as a way ofachievingdesiredoutcomes.
Variation
n Political
Strategies
TWO
TYPES
OF
POWER
Political
actors
make use
of
differing
trategies
hat can
be
analytically
rokendown
by
reference o
the
type
of
power
strategy
nd
the source of
power here
we follow
Lehman
I969]
but
modify
ome
of his
terminology
nd
concepts).
A
heuristically
useful
distinction
may
be
made
between two
main
types
of
power
strategy,
he
exclusionary
nd
the
corporate,
which coexist
to some
degree
n the
politicaldynamics
fall social formations
(e.g.,Mann
I986:chap.
i)
butone or theotherofwhich
is
likely
to be
dominant
t
anyparticular
ime
nd
place.
In
the
exclusionary ower
strategy, olitical
actors aim
at
the
development
of
a
political system
built
around
their
monopoly
control
of
sources
of
power.
Exclusion-
ary
power may
be
exercised
n
small-scalenetworks f
personal
dominance,
for
example,
in
patron-client
e-
lationships
such
as
vassalage
in
European
feudalism
(Bloch
i96i).
On
a
larger
cale,
a
bureaucratic
orm f
government
upplants
the
personalized
control found
in
patron-client
elationships
nd similar
ntermember
power
relationships,
or
xample,
n
situations
n
which
rulers re able
to subordinate state's bureaucracy
Ei-
senstadt
969:278-79).
In the corporate
olitical strategy,
n contrast, ower
is shared across
different roups and
sectors of society
in such
a way as to inhibit
xclusionary trategies.
his
need
not mean a hierarchically lat
societyor a com-
pletely egalitarianone (see, e.g., Blanton n.d.); chiefs,
rulers, bureaucracies,
and govemingcouncils
may be
foundwithin he
structure f corporate overnance.
Mo-
nopoly
controlof sources of power
is precludedby re-
strictions n
the
political
behaviorof those vestedwith
power
or
aspirants
o
power.
In
corporate olities, the
distribution
f
power
is structured, etermined, egiti-
mated,
and controlledwithin
the limits set
by the pre-
vailing corporate ognitive
ode
(Blanton
n.d.).
The
evolution
of
corporate
ehaviorhas received n-
sufficient ttention
n the
literature n sociocultural
change in ancient
complex societies (Cowgill
I993).
Here the major goal of research
has been understanding
political
centralization
and
the
development
of eco-
nomic inequality. t is generally ssumed, n fact, hat
exclusionarypower
strategiespredominate
n
archaic
states.
For
example,
it is
almost
always accepted that
the cognitive ode
of an archaic state simplyserves
to
mystify system
f
powermonopoly
nd nequality but
see Abercrombie, ill,
and
Turner
980
and Thompson
I978 and
cf.
Blanton
n.d).
This
argument
s one
of
the
very ew areas
of
overlap
betweenfunctionalist-systems
and
marxist
theories of
complexsociety.
For
example,
the
systems
nalyst lanneryI972:407)
writes, It
is
the hierarchical arrangement
of
the
members and
classes of
society
whichprovides
he actual
integration
in states. The critical ontribution
f state
religious nd
state
art
tyles
s
to
egitimate
hat
hierarchy,
o confirm
the divine ffiliationfthoseat thetop by nducing eli-
gious experience
see
also
Rappaport
97I;
for
imilar
false consciousness
arguments,
see
such marxist
sources
as Bourdieu
I979;
Broda
i982;
Wolf
i982:83).
We
wouldargue,however,
hat
cognitive
ode
and
ritual
experience
may
also
support
corporate olitical
struc-
ture
Blanton
n.d.).
Archaic
state
systems
with
strongly
corporate features,
for
example,
the
Classic-period
Greek
polis (Humphreys
978),
are
infrequently
onsid-
ered
in
general
works on
sociocultural
evolution
e.g.,
Service
I975;
for
n
exception,
ee
Runciman
i982)
or
in comparative
tudies
of
archaic
states
(e.g.,
Claessen
and Skalnik
I978).
Brumfiel nd Fox's
collection
I994)
takes a
behavioral pproach
to
factionbuilding
n
New
Worldaboriginalpolitiesbut considersonlyexclusion-
ary power
strategies.One
of the
purposes
of this
paper
is to correct
what
we
perceive
as a
centralization
ias
in theories
of
complex
societies.
We
point
to the
dual
natureof
political
strategy
nd ask that
equal
attention
be
paid
to
exclusionary
nd
corporate
ower strategies,
their
ontradictions,
nd
their
nteractions.
SOURCES OF
POWER
Political actors
draw
upon
various
sources
of
power or
funds
f
power
Brumfiel992:554-55;
Wolf
982:
2/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
3/14
BLANTON
ET
AL. Agency,deology, nd Power 3
971).
Objective
ources
ncludewealth nd factors f
production,while symbolic
ources
nclude elementsof
a cognitive ode, includingreligion
nd
ritual
table
).
Whatever
ts
source,power
s
always
exercised n a cul-
ture-laden
ocial situation.
Materials and
symbols
are
powerful nly
to theextent hat
they
move
people.
POLITICAL ECONOMY: TYPES AND SOURCES
OF
POWER
By political economy
we
mean
an
analytical pproach
that elucidates the interactions f
types
nd sources of
power.
No
simple evolutionary-stageequence
of soci-
etal types appears capable
of
capturing
he
complexity
and variety ound
n
politicaleconomy.Although
ome
aspectsofpolitical
economy
re
ikely
to
be
common
n
the
evolutionof
all
complexsocieties,
ach
majorworld
region developed
a
characteristic attern
of
political-
economic
behaviors.More work will be
required
o elu-
cidate and explainthis
cross-regional
nd
temporal
ari-
ation, but a few major patterns an be mentioned. n
China,
for
xample, partially orporate ystem
had
de-
veloped
as
early
as the
Chou
dynasty e.g.,
Creel
I970).
This arrangement as
exemplified
most
clearly
n
the
Mandate
of Heaven and
the
doctrines f the
Confucian
literati,which placed
constraints n the ability of rul-
ers to
employ
xclusionary ower trategies;
ltemative
schools of political theory llowed more eeway for en-
tralization
e.g.,Hsu
I986:308;
summarized n
Blanton
n.d.).
A
pattern riginating
n ancient
Mesopotamia Ja-
cobsen
957)
and
extending o
later
polities
n
the east-
ern
Mediterranean
ndbeyond Humphreys978:I8I-
82)
involved
forms
of
assembly government,nother
aspect
of
corporate oliticalbehavior. n ancient Egypt,
in contrast, xcept during he intermediate eriods, a
powerfully entralized olitical
economywas character-
ized bythesubordination fthe bureaucracy o the pha-
raoh and
supported y
a
cognitive ode that viewed the
whole
society
as
his
patrimony e.g., Eisenstadt 969:
23).
In ancient
Mesoamerica,
no
largecentralized olity
comparable
n scale
to ancient
Egypt's
ver
developed.
Instead,both corporate
nd exclusionary trategies ro-
duced
political-economic ystems
of
varying
cale
and
degree
of
complexity.
Exclusionary power strategies
were
principally
ssociated with
comparatively mall,
autonomouspolities
inked
by
trade,war,
nd the strate-
gic
marriagesof rulers
in
large interactivenetworks.
Corporate ystems
f
differing
cales also
developed,
ut
large-scalepolities seem
always
to have been based on
some kind of
corporate trategy.
The Dual-Processual
Theory
Analogous
political-economic
trategiesmay
be
found
in
social formations f
widely varying egreesof
com-
plexity and
scale,
not
just
in certain
evolutionary
stages (Feinman
I995).
Lindstrom
i984), following
Modjeska
i982),
argues
that the traditional
iew
of the
big
man as one who
manipulates
wealth to create
prominence
and
political power
(e.g.,
Sahlins
I963;
I972:I35-37)
is
limited
n
thatt
ignores
ther
otential
sources of
power see
Godelier
and Strathern
99i).
An
alternative
ontext for
political
struggle
nd
social
in-
equality
s found
n
the control
f
knowledge
ndritual
(see Harrison
987, I993).
In the latter,bigmen who
command attractive
xplanatory ystemsgather
ollow-
ers
or,
according
o the
stereotypic
Melanesian
model,
exchangepartners
who
become indebted
n a
commerce
of deas
(Lindstrom
984:294).
An important istinctionbetween
wealth-based nd
knowledge-based olitical economies is in
the
spatial
scale of
political action. For the
wealth-based actor,
prominencecomes
primarily
rom
entrality o
a
net-
work of
extragroup xchange
partnerships.
he
manipu-
lation of
network
xchanges
ranslates
ntoprestige nd
power
vis-a-vis
the
actor's
own
group,
but it is
aimed
also at
gaining regional
prominence Strathern
969,
I978). In knowledge-based
ystems,by
contrast, oliti-
cal action takesplace primarilywithin the local group.
Further,
t
is concerned ess
with the
acquisition of ndi-
vidual
prestige
hanwith the
maintenance
f
ocal-group
solidarity.
s
Lindstrom
i984:305) expresses t, Where
control
of
knowledge
s the
dominant
dimensionof n-
equality.
.
. the
consumption
f
nformationnd
explan-
atoryknowledge
does
not support
nequalitygenerated
elsewherebut
tself ervesto structure nd
maintain o-
cial
groups. This
structuringf social relations
s done
through
the
manipulation
of
ideational
systems that
transcend
principles
of local
atomism
(p. 294). In
TABLE
I
Sources of Power
Objective Symbolic
Reference
Wealth
Knowledge
Lindstrom
i984)
Political-economic
Ritual
ModjeskaI98
2)
Material
Magic
Harrison
i987)
Allocative esources
Authoritative
esources
Giddens I
98
I;
I
984:2
5
8)
Economic
interests Authority
Weber
I978:943)
Material nterests
Ideal nterests
Weber
I946:280)
Natural Moral
Rowlands
i987)
Objective Symbolic
Lehman
i969)
3/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
4/14
4
CURRENT ANTHROPOLOGY
Volume 37, Number ,
February 996
Avatip (Harrison
i 987),
for example,
this
is accom-
plished
through
he development
f a cognitive
model
of
an unchangingcorporate
ocial
structure
ased
on
reciprocal
obligations
between
disparate
subgroups,
supported
by a ritual cycle
emphasizing
cosmological
themes
thattranscend
ocal
belief
ystems.
Knowledge-based olitical systems re not unrelated
to
material flows
in
society.
For example,
Harrison
(I987:
I4) points
to the way
n whichsuccess
n deation-
ally
based Avatip
politics
brings ccess
to resources,
ar-
ticularly ffines
nd land rights.n his
comparative
is-
cussion
of highland
New
Guinea exchange
systems,
Strathern I969,
I978)
describes
two main
strategies
used by
men
who
strive for
preeminence- finance
and
home production.
n the
latter, s in
our corpo-
rate-based
trategy,
igmen
aim
for
consensus
manage-
ment within
the local system p.
49). Both
political
strategies equire
thatgoods
be assembled
forprestige-
buildingprestations,
ut
in the finance
trategy
resta-
tional
items
come
primarily
rom ntergroup
xchange
partnershipswhile in home production a participant
depends
on
the
labour forceofhis own settlement
o
raise
the
goods
(Strathern
969:42;
see Friedman 982;
Modjeska
i982:79).
As
Strathern bserves,
bothstrate-
gies
have
inherentmaterial
imitations.
A finance trat-
egist
seeking
to obtain
more
goods
for
prestations
nd
payments
inds
t difficult o
influence istantly
ocated
exchangepartners
o
reciprocate
with
goods
at
timely
intervals
Strathern
969, I971).
Also,
although
a fi-
nance strategy
ffers
greater
scope
for
preeminence,
where
t
predominates
tmakes the
conditions
f com-
petition
more
fluid
(I969:47).
Home production
will
be
curbedboth
by
the
limited
potential
for
gricultural
intensification
nd
the limited
ways
in which
political
actorscan gain access to land and labor. n both cases,
building arger,
more
complex
polities
requires
hat
new
institutions
e
put
in
place,
but the
strategies
sed
to
accomplish
this
will differ
ccording
to whether
n
a
particular
ituation
the
network
r the
corporate
trat-
egy
s
dominant.
THE
NETWORK
STRATEGY
We
adopt
the
term network
o characterize
political-
economicpattern
n which
preeminence
s an
outcome
of
the
development
and
maintenance
of individual-
centered
exchange
relations
established
primarily
ut-
side one's local group.Like Strathern's inance trategy,
the
network
strategybrings
preeminence
principally
through
ction
on a
large
spatial
scale
throughmanipu-
lation
of
distant
ocial connections.
ocial
relationships
outside
ocal
groups
re
created
nd maintained
hrough
prestational
events
and
payments,
nvolving
the ex-
change
of
marriage
partners,
xotic
goods,
and
even
knowledge e.g.,
Helms
I988),
whosevalue
is
recognized
cross-culturally.
articipation
n
extralocal
networks
and
the
accompanying
ifferential
ccess to
prestigious
marriage
lliances,
exotic
goods,
nd
specialized
knowl-
edge
also
translate
to
varying
degrees
nto
leadership
within
the local group.
Theoretically,ny
ndividual
or
household
may strive
to establish network ties,
im-
plying
considerable
potential
for competition
between
individuals
with overlapping
networks.
Thus where
a
network
trategy
s the basis
of the political economy,
leadership
endsto be
volatile and
the social sceneladen
with
potential
for
onflict
Douglas I967:I33;
Modjeska
i982:87-I02;
Strathern
969:47;
cf.Schneider,chnei-
der, nd Hansen
I972:338).
Also, since individual
mili-
tary, rading,
nd social
skills
are
often mportant
om-
ponents
of political
success or failure
Strathern
969:
47;
Weiner 983),
networks end
to
go
through ycles
thatapproximate
generation
n length.
In the purest
maginable
case, effective
articipation
in
extralocal
networks
lone would
underpin
political
preeminence,
s
in
the
case describedby
Vogel (I990:
124)
in
which
trade
endorsed
n elite
authority.
om-
mand of t endowed power.
t was literalproof
f
execu-
tive performance
cf. Modjeska
[i982:861
on the Enga
as
opposed
to the Duna of
Highland
New
Guinea and
Sillitoe
[I979]
on
the Wola).
But actors
manipulating
long-distancenetworkseventuallyface the structural
limitationspreviously
lluded
to, namely, he
inability
to control xchangepartners
t a
distance nd the nevi-
table
competition
rom
ther
imilarly triving
ndividu-
als.
Reallocating
resources
from
xisting
radepartner-
ships
n order
o create
new
partnerships
r to enhance
status within
the local
group
s
likely
to
be
counterpro-
ductive,
or xample,
when divergences
f
kula goods
result
in conflicts
between
Massim
trade
partners
(Weiner
983:I64;
cf.
Appadurai
986:i9-20;
Bohannan
I955;
Fortune932:21I7;
Lederman
986).
Establishing
new
partnershipsr
successfully
ompetingwith
other
similarly
spiring
etwork layers
equires
n increased
frequency
f feasting,
morewarfare,
nd increasedpro-
duction of desirableprestationalgoods. Change along
these ines implies,
n
turn,
need for
morecontrol ver
local followers;
trategies
eveloped
to
accomplish
this
bring
bout
sociocultural
volutionary hange
n
a net-
work-based
olitical
economy.
We
suggest
hat themost
important
recondition
or
the establishment
f
a
larger
faction
n the
context
of
the network trategy
s an
ability
to divert
restational
goods and
followers
way
from
potential
competitors.
This
is accomplished
primarily
hrough
what we will
call
patrimonial
rhetoric
following
Weber
[I978:chap.
I121)
nd
through
restige-goods
ystemsfollowing
ome
of the
suggestions
fFriedman nd
Rowlands
I978],
al-
though
heir
framework
oes not
explicitly
distinguish
betweennetwork nd corporate trategies).Obviously,
strategies
imed at consolidating
local faction
t the
expense
of other
political
actors re not often
uccessful
(e.g.,
Weiner
983:I66),
since
they
are
potentially
on-
strained
by
limitations
such
as the above-mentioned
trade
divergences
nd environmental
eilings
n
agricul-
tural ntensification. lso,
followers
may
resist
ttempts
to ncrease
production
r
migrate
n theface
of
excessive
workloads
Sahlins
i963:292-93;
I972:I30).
Within he
dynamic
f
the network-based
olitical
economy,
volu-
tionary
ransformation
nvolves
he
development
f
new
patrimonial
ocial structures
nd the
manipulation
of
prestige-goods
ystems
s follows:
4/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
5/14
BLANTON
ET AL. Agency,
deology,and
Power
5
Patrimonial rhetoric. Polygyny,gender
hierarchy,
multigenerational
xtended households, clanship,
and
tribal ormation
Swidler
992:554)
are strategiesor
the mobilization
of
labor
and the controlofmaterial
resources and
marriage exchanges (for similar argu-
ments,
ee
Arnold
993;
Blanton
994: chap.
3;
Bonte
I979;
Flanagan
989;
Moore
99I;
Paynternd Cole
I980;
Strathern
982;
Webster
990;
Wolf
982:88-96).
The affirmationfhousehold,descent,
nd ethnic ocial
ties
also
serves
to
dampen
the
free
migration
f
faction
members
between
competing
network
strategists
n
what
otherwisewould be a
more
openly
fluid, ompeti-
tive social landscape.
A
system
frankeddescent
groups
(conical clans) allows an emergent lite
to
monopolize
the
most
advantageousmarriage
lliances between
in-
eage segments
nd
legitimates
he
appropriation
f sur-
pluses fromhierarchically
onnected segmentsbeyond
one's own household and community.
atrimonial
het-
oric
s thus
likely
to be
primarily
n outcome
of
an ex-
clusionary trategynstituting
nd
culturally egitimat-
ing new social arrangementso solidify he controlof
local followers.Our
approach
differs rom hat
of Fried-
man
nd
Rowlands
I978:206),
who
regardineages
s
a
given and the starting ointfor heirdiscussion of the
evolution
of civilizations.
Prestige-goodsystems.Manipulating he production,
exchange,
nd
consumption
f
valuable
goods
s
central
to
strategies
imed at
gaining
control over
politically
potent exchange
relations Appadurai
986:24-25;
Douglas I967;
Feil
I984:chap.
3;
Friedman and Row-
lands
978;
Strathern
979).
From
ur
perspective,
uch
manipulations
of
exchange goods
allow the
emergent
elite to
monopolize
network
xchange
and its
political
payoffs y
reducing he
number f
households
n
a
local
system that can acquire preeminence n a network-
based political economy. Some elements
of this same
processpermitnetwork layers
o compete uccessfully
outside their ocal domains as well. The outcome
ofthis
kind
of exclusionary olitical behavior
s thegrowth f
a
prestige-goodsystem cf.
Ekholm
972;
Frankenstein
and
Rowlands
978;
Friedman
982;
FriedmanndRow-
lands
978:2I4; Peregrine99i, i992).
Among
the many elements
of
prestige-goodsystem
are
the
following:First,
difficult-to-obtainxotic
goods
are
ncreasingly
ubstituted or he
food
or other tilitar-
ian itemsfound
n
simpler ntergroupxchange
ystems,
giventhe greater usceptibility
f
the
rarer tems to mo-
nopoly
control
Brumfiel
nd
Earle
I987). Goods that
are producedusing complex technologies r are highly
labor-intensive
re also consistentwiththe exclusionary
political strategyBrumfiel
nd Earle
I987,
Peregrine
iggi).
This
processresults
n social
pressures
favoring
technological
nnovation
primarily
n the production f
exotic
goods
rather
han
in
basic
productive
echnolo-
gies.
The
distribution
f
prestige oods
in
society
s
al-
tered,
ome
of them
being ncorporated
nto the process
of ndividual nd household
social reproduction,nclud-
ing marriage ayments
nd
events suchas age-grade it-
uals, creating
new consumer
demands.
Since the elite
has control ver
the requisiteraw materials nd produc-
tion processes
of
these goods of social reproduction,
household social
reproduction
orms n important asis
ofreciprocal
obligationsbetween
the elite and the
de-
pendent
members
of its own
and other households
(Friedman
nd Rowlands
978:2I4,
222;
Meillassoux
I978).
Where
this
prestige-goods
anipulation
s
successful,
the elite is able tomonopolizea network trategy is-a-
vis
its local domain,
but network trategists
t
the
tops
of ocal
hierarchies
n
adjoining
groups
both
participate
in exchanges
and compete
with one another
fordomi-
nance
of argermultigroup
actions peer-polity
nterac-
tion [Renfrew
nd
Cherry986]).
At thisscale,
the
frag-
mented macroregional
political landscape reproduces
many
of the same
features
f
the network
dynamic
s
smaller-scale
systems,
namely, fluidity, ompetitive-
ness, and an emphasis
on individual kills
in
the
estab-
lishment
and maintenance
of
exchange
networks.
n
this context,
networkparticipants
make
use of a
sym-
bolic vocabulary
we
refer
o
as an international
tyle
in goods and
information rossing
ociocultural
bound-
aries (see Brumfiel
989,
Robertson
968;
similarcon-
cepts
include
the nonnuclear system [Smith
and
Heath-Smith
982:i9],
the
interaction
phere [Vogel
I990:I37-38],
and
the
multinationalulture
Willey
I973:I58-59];
cf.
Flannery I968,
Levi-Strauss i982,
Schortman
989).
This international
tyle
facilitates
cross-cultural xchanges
nd reconfirms
he elite's egit-
imacy
vis-a-visother
elites as well as any
local faction
(e.g.,
Kopytoff987:I7)
but
in
a
situation
n which no
single ociety
has the ability
o
dictate
ts
symbolic
on-
tent
or
its stylistic
anons.
THE
CORPORATE
STRATEGY
Fromour Mesoamericanperspective, n important i-
mension
of the
corporate
trategy
s
its ability
to tran-
scend
the scale limitations
of
the network
trategy o
include arge,
powerful
tates such as Teotihuacan.
But
we would
argue
that thesecases areanalogous
to social
systems
of
smaller
scale, including
those Strathern
(I969, I978)
describes
n
New
Guinea
n which
ig
men
gain preeminence
hrough
he
control
of
home
produc-
tion.
Similarly,
enfrew's
I974:74-79)
concept
f the
group-oriented
hiefdom
eems
to
us
to fit his
cate-
gory,
nd Friedman nd Rowlands
I978:2i5)
point
o
Polynesia,
where there are highly
developed political
structures
n
the
relative bsence
of
elaborate
prestige-
good
systems.
Thus our
dual-processual
pproachhas
featuresn commonwith several nalytical chemes ad-
dressing
he nature
of variation n
political organization
(table2).
Similarly,
he
political-economic
atterns
hat
underlie our categories
network and corporate
re
found n
several
ources that
ink
political
form oecon-
omy
table 3).
We
emphasize
thatour dual scheme
high-
lights
major forms
of political-economic trategy
nd
does
not
aim
to developa rigid ocial typology.
We reit-
erate Sewell's
(i992:22)
point
that social actorswith
varying
gendas
and
strategiesmay compete
for
olitical
preeminence.
Although
either the corporate r the
ex-
clusionary
trategymay dominate
the political process
of social formationt
any given ime, lements f
both
5/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
6/14
6
1
CURRENT
ANTHROPOLOGY
Volume37,
Number ,
February
996
TABLE
2
Political
Typologies
Analogous to
the
Network/Corporate
ichotomy
Network
Corporate
Reference
Individualizinghiefdoms Group-orientedhiefdoms RenfrewI974),Drennan
i99i),
Earle
i99i)
Gumsa
Gumlao
Leach
I954),
Friedman
I975)
Prestige-goods ystems
-
Friedman
and
Rowlands
(I978),
Peregrine
i992)
Prestige-goodsystems
Big-manompetitive
easting
Friedman
i982)
Wealth-based
Knowledge-based
Lindstrom
i984)
Material-based
Magical-based
Harrison
I987)
Primitive
oupon
ystems
-
Douglas
i967)
Finance-based
ig-man
Production-based
ig-man
Strathern
i969)
Prestige
economy
-
Strathern
I979)
Noncorporate
rganization
Corporate
rganization
Schneider,
chneider,
nd
Hansen
(I972);
cf.PaynterI98I)
may coexist,and cyclic changebetweenformsmay be
found.
The variantpatterns
f political
economydiscussed
here are
well illustrated
by Renfrew's I974)
compari-
son of group-oriented
hiefdoms
nd individualizing
chiefdoms
n
prehistoric
Europe (cf.
Drennan I99I,
Earle 99I). Group-oriented
hiefdomsre
characterized
by
impressive
public works,
including arge
architec-
tural paces
suitablefor ommunalritual,
nd a compar-
ative egalitarianism
n
which individuals
are faceless
and
anonymous (p. 79).
The archaeological
data
from
individualizing
hiefdoms
ndicate emphasis
on compe-
tition,warfare,
ersonal
wealth, and the consumption
of elaborate
prestige
goods, often
found in princely
burials (p. 82). We associate Renfrew's roup-oriented
chiefdoms
withour concept
of
the
corporate
trategy.
As Renfrew oints
out, group-oriented
ocial
forma-
tions were capable
ofconstructing
assive architectural
features.
This may
seem counterintuitive
n
light
of
their
comparative egalitarianism
nd the lack of evi-
dence
for ominationby particular
owerful
ndividuals
who
might
be identified
s the
chiefly
eads ofcentral-
ized polities.
However,
t
is clear that politically
com-
plex social
formationsmay
evolve
along
corporate
ines.
In
our
conceptualization,
he
corporate mphasis
may
be achieved
n
several
ways
but
always
nvolves
the es-
tablishment
nd maintenance
of a
cognitive
ode
that
emphasizes a corporate olidarity fsocietyas an inte-
gratedwhole, based
on a
natural, ixed, nd
immutable
interdependence
etweensubgroups nd, n more com-
plex societies, between
rulersand subjects (Lamberg-
Karlovsky
985). The ecumenical viewpointof the
cor-
porateorientation ontrastswith
ancestral ritual that
legitimates he controlofsociety by a
limited number
of high-rankingndividuals or
households. A
corporate
strategy
mphasizes
collective
representationsnd the
accompanying
itual
based
on
broadthemes
uch as fer-
tility nd
renewal
n
society nd
cosmos.The
corporate
strategy s thus able to
transcend he scale
and scope
limitations
ofpatrimonial
rhetoric,which emphasizes
the
controlling
oles of
particular ndividualsbased on
gender,generation, nd primacyofdescent from om-
mon
ancestors.
A
cognitive
estructuringnvolving
ran-
scendent hemes
of
cosmic
renewal not
only
allows the
incorporation f
disparate thnically
defined ubgroups
into the
arger ociety
but also
legitimates
he
appropria-
tion of surplusesof
primary roduction,
specially ag-
ricultural
goods ( staple finance
[D'Altroy and Earle
I985;
cf. Earle
I987a]).
A
hierarchically raded
set
of
roles and statuses-what Miller
I989:70)
calls
struc-
turally ntegrative
lassifications -constrains and
reg-
ulates the outcomes of network
entrepreneurship
nd
individual achievement
n
the
determination f
social
preeminence,
thus
defusing
nternal
political threats
TABLE
3
Variationn Forms fGoods
Productionnd Exchangen theContexts f
Exclusionary
nd
Corporate trategies
Exclusionarytrategy Corporate
trategy Reference
Finance Home
production Strathem
I969)
Wealth
inance
Staple
finance
D'Altroy
nd Earle
I985),
Earle
I987a)
Wealth istribution Staplefinance Gilman
I987)
Twem
exchange Sem exchange Lederman
i986)
6/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
7/14
BLANTON
ET AL.
Agency,deology,
nd Power
7
from triving olitical actors see Mann
i986:22;
Mead
I93 7:466). Merchants, n particular, hose access to and
control ver exotic goods and other orms
f
wealth may
have disruptive political implications, are placed, as
Miller i989:70) puts it, within ystems f catego-
ries
..
to assert ontrol verthemwithrespect o arger-
hierarchies cf. Wolf
982:84-85).
In Douglas's
(I973:
86-87) terms hese are cognitive ystems
f
high lassi-
fication.
The relative unimportance
f
the prestige-goodsys-
tem n these cases should result
n
differentatterns f
materialproduction
nd
consumption
n the two
types,
of polities. The corporate rientation hould imply re-
duced consumption
of
prestige
items overall
and a
greater egree
of
wealth equality in society,but these
are issues
that require
further
mpiricaltesting.
n
his
comparison f
the
MillaranCopper Age and
the
Argaric
Bronze Age of beria,for xample, Gilman (i987) notes
distinctpatterns fmaterial ystems hathe calls sta-
ple finance our corporatemodel) and wealth distribu-
tion (our prestige-goodsystem).The Copper Age (sta-
ple finance) ites are characterized y collective tombs
and an
emphasis
on
ritual
and
utilitarian tems,
while
the BronzeAge (wealth distribution) ites display ten-
dency toward individual interments mphasizingper-
sonal finery, eapons, special pottery, nd wealth dif-
ferentials.Similarly,Morris
(I987:I73-2I7)
contrasts
the burial behaviorof the Greek Dark Age
(I050-750
B.C.), which displayed
n
emphasis
on
rank distinction
in
burials,with the Archaic period 750-500 B.C.), char-
acterized
by
the
polis
and
communal cemeteries.
Networkand CorporatePolities in Time
and
Space
In
both network
nd
corporate olities,
the
playing-out
of
political-economic trategymay place
strain
on
sub-
sistence
systems, providing
source of
pressure
that
might
favor
nnovative
changes
n
subsistence
echnol-
ogy see
Arnold
993;
Bender
978;
Friedman nd Row-
lands
I978:214; Hayden I990;
Runnels
and van
Andel
I988). Increased urplus gricultural roduction
enefits
political
actors
in
both cases
(e.g.,
Strathern
969:63;
Rowlands
i980). However,
because
in
network
polities
a
majorsource
of
power
s
the
manipulation
f external
social
ties and
prestigegoods, complex
social
systems
may develop nmarginal nvironmentalettings, or x-
ample, along
trade
routes,
even where the
potential
for
agricultural
ntensification
s
limited
e.g., Vogel
I990:
i05).
One
example
of a state's
employing
network
strategy
s the case
of
the
kings
of
the
Isth-century
entrepot
of Melaka. Melaka's
rulers
adopted
Hindu-
Buddhist nd then slamic styles ndsymbolism, reated
appropriategenealogies
for
themselves, manipulated
marriage lliances,
used both
Thai
and rival Chinese
pa-
trons, xchangedroyal prestations
nd
diplomatic
mis-
sions,
made war
against
ocal
rivals,
nd built trade
by
legitimating
hat
had
been
essentially iracy Wheatley
I96I, Sandhu
nd Wheatley983). They
adopted
he
most convenient
nternational tyle,
slam, encouraged
the polyglot
ctivity
fmerchants
rom
very ignificant
trading ociety
fromVenice to China, and
secured
ocal
shores militarily
ut invested
ittle
n
agricultural
ro-
duction.
To understand ocial changeof thistype n marginal
environmental
cases
the
analyst
must take a
top-
down view, placing
the local
system
within
ts
larger
macroregional
ontext
o examine
tsrole n the
control
and
manipulation
f
ntergroup
xchanges.
s the
polity
central o
an exchange
phere
r able to control he
raw-
material
ources
of
a
prestige-goods
ystem?
s it located
in
a weakly
controlledperiphery
r
in a
boundary
e-
gion
between
core
polities
such as
the nternalAfrican
frontier escribedby
Kopytoffi987;
cf.Blanton,
Kowa-
lewski, nd
Feinman 992,
Rowlands
g80)?
In
these
situations,
network
strategists
may
benefitfrom
con-
trolling
ntercore
trade
routes
or
providingperiphery
goods
to core
consumers,
but to do this they
must
at-
tractfollowerswho provide abor and fightingapacity.
In
the comparative
nstitutional
vacuum of
periphery
and
boundary
ituations,
xclusionary ower
s
acquired
through
he
use
of
patrimonial
hetoric, restige-goods
systems,
nd the
adoption
of an international tyle
see
Kopytoff987:I6-I7)
as
describedbove.
In
Mesoamerica,
the largest-scale
manifestations
f
a
corporate
olitical economy
were
developed
n regions
such as the
Basin ofMexico,which
contained arge
reas
of
rrigable
lluvium.
Thus
there s a loose association
of
the corporate
trategy
ith
environmental
ituations
providing
he potential
for substantialagricultural
e-
velopment
nd
of
the network
trategy
ith more
mar-
ginal
environments.
n a
macroregional
cale,
the
two
types re likelyto coexistantagonistically,maintaining
a
core/periphery
elationship
e.g.,
Hall
I99I,
Hedeager
i987), although
not all
network
olities
necessarily ad
periphery
r
boundary
tatus. Powerful
ore states
may
try
to manage
the
network
ctors
of the
periphery
o
monopolize
interregional
xchanges
and
to
reduce
the
political
threat
hese actors represent.
ut
the
weaken-
ing
or
collapse
of
a corporate olity
may produce
n
in-
stitutional
acuum
that
provides
cope
for
he
activities
of network
trategists
ven
in thecore.Thus a
regional
sequence
may
consist
of
cycles
of
alternating
etwork
and
corporate
mphases
in the
political
economy see
Sahlins
I983:5I7).
Corporate
nd
network
trategies
esult
n dissimilar
and antagonisticpolitical economies and so are likely
to
be
temporally
r
spatially
eparated.
lements fboth
approaches
may,however,
be
employed
n certain
om-
plex
cases.
Here
againwe
stressthat our
terms corpo-
rate and
network delimit
political-economic
trate-
gies,
not necessarily ypes
of societies.Dynastic-period
China's management
f
ts
chaotic
peripheries hrough
distributionsf prestige
oods e.g.,
Schneider
977:23-
24), for xample,
contrasts
with the nternal
ole emper-
ors
playedas mediators
n ritualsof
earthly nd societal
renewal Eisenstadt969:59).
To
this point,
we have
identified two
political-
7/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
8/14
8 CURRENT
ANTHROPOLOGY
Volume37, Number
, February
996
economic
strategies
nd described
heir
characteristics
and
relationships.
Having
developed
our theoretical
r-
gument
and related
our
scheme to similar
conceptual-
izations
advanced
by other
researchers,
e now
turn
o
a consideration
of some
main trends
n
pre-Hispanic
Mesoamerica's
sociocultural
transformations.
igure
showsthe timeperiodsdiscussedandtheir hronologies
and figure
the
locations
of sites
mentioned.
Dual-Processual
heory
nd Sociocultural
Change
n
Pre-Hispanic
esoamerica
THE
EARLY AND
MIDDLE
FORMATIVE
PERIODS
We
suggest
that
the Mesoamerican
Early and
Middle
Formative
eriods
were
characterized
yextensive
ong-
distance
nteraction
within
an elite
exchanging
xotic
goods
and
perhaps
brides (Demarest
I989;
Flannery
I968;
Grove
984:64-65)
in the
manner
four
network
strategy. Drennan
i99
i, however,fromhis compara-
tive perspective
f
Colombian
chiefdoms,
ees
some
fea-
tures of group
orientation
n Renfrew's
ense
even
this
early.)
The Olmec
horizon style,
n particular,
eads
us to
thisconclusion;
as
Grove i
989)reminds
s,
t
was
widely
adopted
in western
Mesoamerica
but
cannot
be associated
entirely
with
any
one locality (cf.
Flan-
nery
nd
Marcus 994:385-90;
Marcus
989a;
Tolstoy
i989:98).
Groups
in various
regions
shared
an artistic-
symbolic
tradition,
ut,
consistent
with
the
process
of
the
international
tyle,
no
one
group
was
the singular
sourceof that
tradition.
Long-distance
xchange
of
exoticgoods
s
well docu-
mented (Pires-Ferreira-
976a,
b),
and although
during
the Earlyand Middle Formativeperiodstherewas evi-
dently
widespread
ccess
to
goods
of this
type
n some
localities (Tolstoy
i989),
at othersites,
including
San
Jose
Mogote,
Chalcatzingo,
nd
San
Lorenzo
Tenochti-
tlan,
the
production
nd consumption
f
prestige
oods
was
associated
mainly
with
elite
households
Flannery
i982).
Further,
he
content
f
Olmec
symbolism,
nclud-
ing
the importance
of
jaguarized
human
representa-
tionsthat
ndicate
elite
descent
from
mating
fhuman
and
animal
Coe
and
Diehl
i980),
is
consistent
with
pat-
rimonialrhetoric,
nd
evidence
for
ineages
s
noted
by
Pyne
I976)
at
San
Jose
Mogote (cf.
Marcus
i989a:i69).
Representations
fpreeminent
ndividuals-for
exam-
ple,
the colossal
stone
heads
of the Gulf
Coast lowlands
and the portraitmonuments and portraitfigurines
of Chalcatzingo
and
elsewhere Gillespie
I987,
Grove
i987a)-are
consistent
withthe ndividualizing
mpha-
sis
of the network trategy
nd its
public
glorification
of
mportant
ersonages
Grove
and Gillespie I99-2:35).
Prominent
ites
are often
ocated
in
settings
hat
are
environmentally
marginal
but
have
the
potential
for
controlling
ong-distance
trade
routes,
for
example,
Chalcatzingo
(Grove
I987b,
Hirth
i987).
One of
the
largest
Early
Formative
ites
in
the
Basin of
Mexico,
at
Coapexco
(Parsons
t
al.
982:3
66),
s located
onthe
ass
1500
LATE
POSTCLASSIC
1000
EARLY OSTCLASSIC
EPICLASSIC
500
CLASSIC
AD
0 TERMINALORMATIVE
BC
LATE ORMATIVE
500
MIDDLE ORMATIVE
1000
EARLY ORMATIVE
1500
PRECERAMIC
FIG.
i.
Major
Mesoamerican
chronological
eriods.
linking womajorCentralMexicanvalleys, nd itspop-
ulation evidently
was
involved
n
interregional
bsidian
exchange
Tolstoy
989).
Several
of the
largest
ites
of
the
Early
and
Middle
Formative,
ncluding
an
Lorenzo
Tenochtitlan
and
La
Venta,
were
positioned
centrally
with
respect
to
the interaction
phere
Demarest
989)
but
in a
comparatively
marginal
ropical
owland
that
never saw
the
growth
f
an
important
ore
polity.
n a
later
phase
of domination
by
network
olities,
however,
this
same
general
area
was a
major
zone of network
strategists.
8/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
9/14
BLANTON
ET AL. Agency,
deology,
nd Power
9
HUHU
STECA0
g
CHICHEN
TA
BASIN
F ELTAJIN
MEXICO0
-
ax
~TULA\
N
TEOTIHUACAN
TARASCAN
TENOCHTITLAN*
OAPEXCO
CERRODE
VERACRUZ
TEOTENANGO* CACAXTLA
LAS
MESAS
XOCHICALCO
CHALCATZINGO LE A
*1
ELMIRADOR
SAN
LORENZO
P
\MIXTECA TENOCHTITLAN PE TIN
IXTECA
~~~~ALENOUE
TIKAL
*
SANJOSE
MOGOTE
VLLEY
OF-MONTE
ALBAN \
0 100
200
?Cn,
KILOMETERS
FIG. 2. Locations
of sites
mentioned
n
text.
LATE AND TERMINAL FORMATIVE PERIODS
The comparativedecline in importance f the interna-
tional style duringthe subsequent Late
and
Terminal
Formativeperiods Willey 99I)
is
consistentwith
the
decline of a network-based olitical economy. Grove
andGillespieI992:35) point
othereductionnthefre-
quency of figural representations f identifiedrulers
after
he end of
the
Middle Formative.
n
the
Maya
low-
lands the first vidence of an elaborationof
political
structure s indicated by the construction f pyramid
platforms uring
he
Late Preclassic period beginning
around 300 B.C.) at sites such as Uaxactun and Cerros
(Freidel 98I). Unlike
the
highly xclusionary olitical
economies
of the Classic-period owland Maya king-
doms, these earlypolities appear to have been strongly
corporate, mphasizing ocial integration hrough om-
munalritual Freidel
98i:206).
The form f
this arly
public architecturellustrates
wo
themes that
we
sug-
gest characterized ther Mesoamerican corporate oli-
ties: First,
the
pyramids,decorated with large masks,
symbolize the serpent nd the daily passage of the sun
(p.
222),
both inked with earthly enewal n Mesoamer-
ican
cosmology Broda 982; Pasztory988:57). Sec-
ondly,
here
was an emphasis on the creationof ritual
places rather han on any particular itual or political
object
uch as the stela cult
that ccompanied he exclu-
sionary olitical-economic trategyf the owland
Clas-
sic Maya kingdoms
Freidel98I:226).
THE
TEOTIHUACAN
POLITY
Teotihuacan
from
he
Late
Tlamimilolpa through
Mete-
pec phases (A.D.
300-750)
of the
Classic
period
s
the
foremostmanifestation
f the
corporate trategy
n
an-
cient Mesoamerica. This
strategy
had four main fea-
tures:
i.
Individual
entrepreneurial chievement and ruler
cults were
deemphasized
n
favor f a
corporate overn-
ing structurendicated
by
the ack of
portrayal
f
or
tex-
tual reference o named rulers
nd any ndication fpat-
rimonial rhetoric
R.
Millon
I988a:II2;
I992:396;
Pasztory
992:292-95).
Theresnot ven neasilyden-
tifiable
palace;
the
Ciudadela
complex and
adjacent
ar-
eas along
the
Streetofthe Dead
were clearlyoffices f
the
centralgovernment
nd elite residences,
ut there s
no consensus
on
theirprecisefunctional
nterpretation
(Cowgill I983,
i992a).
Rene
Millon
(I973:55)
argues
that
the
strength
f
the Teotihuacan
polity stemmed
from ts massive
buildings nd
architectural paces and
the
rituals that occurred n
them rather
han from he
glorification f a particular
ulingdescent group.Obvi-
ous
parallels can be seen
between Renfrew's I974:79)
9/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
10/14
IO
I
CURRENT
ANTHROPOLOGY
Volume37,
Number
,
February 996
group-orientedhiefdoms,where public works are im-
pressive,but individualsfaceless and
anonymous, nd
Teotihuacan,whose architectural paces include a plaza
in the Ciudadela thatcould have held
some
ioo,ooo
per-
sons (Cowgill i983:322)-not the society'sor even the
city's total population but certainly broad segment f
that society. Ratherthan the exploits of rulersor royal
lineages,mural rt nd scenes on ceramicvessels portray
ritual
processions
of
high-ranking
personages. Fre-
quently depicted are individualswearing tassel head-
dresses, nterpreted y Clara Millon
I973,
i988) as indi-
cating
the named and ranked categories
of
persons
belonging o corporate rganizationswhose responsibili-
ties
lay
in
externalmilitarism, iplomacy,
nd perhaps
long-distance trade. Evidently, external military and
trade
ventures ould
bring reeminence
n
Teotihuacan
society,butonlywithin the nstitutional onstraints f
a
symbolic ystemdefining
hierarchy
franks nd
sta-
tuses.
2.
Teotihuacan state cults emphasized cosmological
principles inking rain, earth, un, moon, and serpents
with
renewal and
fertility
nd included an
important
female
eity Berlo992; Pasztory978:I30-32;
I988:
57;
I992:3II-I3).
3. The standardization
f
artistic onventions nd the
systematization
f
religious conography
Pasztory978,
i992) are consistent
with the
rejection
of an ethnic
(patrimonial)
basis
for
political ideology (cf.
Cohodas
i989:223) and
reflect hat
Pasztoryi988:57)
calls the
codification f
corporate deology -a
symbolic
ncor-
poration
f diverse
ethnic
groups.
4.
From the
surplusproduction
f
Teotihuacan's
vast
core
system,
estimated
to
include
a
population
of
5oo,ooo
persons
n
the
Basin of Mexico and
adjacent
ar-
eas of theCentralHighlands, t seems thatthecitywas
able
to
extend
ts direct control nto
peripheral
ones
through
he establishment
f
trade
nclaves and extrac-
tive
outposts
s
far
way
as
highland
Guatemala
R.
Mil-
lon I98I, i988b). Although
he
exact
institutional
nature of this
expansion
is
unknown,
t is
associated
with
groups
whose
authority
s indicated
by
the tassel-
headdressorporaterganizationC.
Millon
973, I988).
In
thiscase,
the basis
for he
spread
fTeotihuacantraits
was
not,
as
in
Olmec
art,
he
establishment
f an inter-
national
style. Instead,
this
episode
of Mesoamerican
horizontal ntegration Willey 99I)
reflects he dis-
semination f n
artistic-symbolicystem
rom
partic-
ular dominant
enter
a
nuclear
system,
n
Smith
nd
Heath-Smith's
i982:i9]
terms) s partof ts strategyf
institutional nd
cultural
restructuring
f a
periphery.
(In
areas outside
direct
Teotihuacan control,Teotihua-
can
style may
have been imitatedor modified
s an in-
ternational tyle.)
THE
EPICLASSIC
AND EARLY
POSTCLASSIC
The decline
of Teotihuacan
brought
return o
preemi-
nence of the
network-based
olitical economy
n
West-
ern
Mesoamerica.
These social formations ftendevel-
oped
in
boundaryregions
that
had
been
economically
and politically peripheral uring he highlandsClassic
period.
While
network strategists ominated much of
the Postclassic, n some cases local systemsmay have
cycled
between
network nd corporate tructure, or x-
ample,
n
Tula's attempt oreestablish entralMexican
hegemony. yand large,however, he political systems
of the Epiclassic up to the final century r so of the
pre-Hispanic equence illustratefeatures f a network
political economy.
n
what
follows,
we
summarize hese
characteristics n the basis of what
we know about
Xochicalco, Cacaxtla, Teotenango,
El
Tajin,
and Tula
(see esp.
Baird
989,
Berlo
989, Cohodas 989, Hirth
I989, Marcus
989b,
and Nagao 989; cf.Blanton, o-
walewski,
and
Feinman
992).
The
majorpattems
of o-
cial and
cultural
change
of
relevance
to
this
discussion
include the
following:
i.
Political power was
often inked
importantly o
involvement
in
long-distance exchange of prestige
goods,
for
example,
the
growth
f
Tututepec (Ball
and
Brockington978;
cf. Cohodas
i989:223; Brumfiel
I989).
Extensive radenetworks lourished, articularly
in the
mountainous and swampy reas of Veracruz nd
southern nd coastal Mesoamerica that
had
not been the
loci of Classic-period core systems Smith and Heath-
Smith
982:25, 26).
2.
Individual achievement-particularly masculine
achievement-in
trade and war was a
major
source
of
political legitimation.
The
exploits
of
ndividualrulers
were
publiclyproclaimed
n written
exts
carved-stone
monuments nd
codices) llustrating
uccess
in
war and
marriage
lliances
e.g.,
Marcus
992, Spores974); pat-
rimonialrhetoric s indicated
by genealogicalregisters,
which became
an
important omponent
f
written exts
(Marcus
980).
3. Mesoamerica was horizontally ntegrated tylisti-
cally
and
symbolically y
the elements
of the Mixteca-
Puebla
style for summary
f
chronology nd content,
see Smith and Heath-Smith
982).
Like the
previous
Olmec
style,
Mixteca-Puebla art and
symbolism
fit
comfortably
nto the
category
we have labeled the in-
temational
style.
Its sources
were
varied
(Smith
and
Heath-Smith
982) and, nterestingly,
ituated
n
zones
(e.g.,
he
Mixteca,
western
Mexico,
and the
Nicoya
Pen-
insula
of Costa
Rica)
that had
long
been
ntarginal
o
regions
where
corporatepolities
had flourished
uring
the Classic
period.
The riverineGulf Coast was
one of
the most
dynamic
areas
in
Mesoamerica
during
his
period
nd
prior
nes.
Wilkerson
i99i)
notes that themajorcenters f devel-
opment
here shifted ver time from
he
south
n
Olmec
times to the Cerro de las Mesas
region
n
the
Late
For-
mative and
then
to
El
Tajin
and
finally
he Huasteca
in
the Postclassic.
In
each
time
period
coastal
Veracruz
regions
had
special
connections
with
particular
ores
n
the
highlands
nd
acted
as
key players
n
wider Meso-
americannetworkrelations.
The
GulfCoast offers he
best
transportation
f
any major geographic
one
in Me-
soamerica.
n
these two
respects, ransportation
ndevo-
lutionarydynamics,
the Gulf Coast
is
Mesoamerica's
Mediterranean.
10/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
11/14
BLANTON
ET AL. Agency,
deology, nd Power
I
THE LATE POSTCLASSIC
By the Late
Postclassic, a
cycling
back to
corporate-
based polities s
evident, ncluding,
robably,
he
Taras-
can state Pollard
g80)
and,
most
important,
he
Basin
of
Mexico. There the
development
f
whatvan Zantwijk
(i
985)calls the Aztecarrangement imedat thepoliti-
cal, economic, and
cultural
consolidation
of
an ethni-
cally
fragmentedocial
landscape.
At
the same
time,
t
extended
eyond
he core to exert
ontrol verwhat
was
becoming n imperial
peripheryBerdan
t al.
i995).
Eth-
nohistorical and
archaeological sources
provide a
fas-
cinating
if
incomplete picture
of
social and
cultural
changes initiated
during n approximately
0-yearpe-
riod after
boutA.D. I430.
Severalsources describe
the
political
Brumfiel983, Davies
ig80,
Hodge
i995),
eco-
nomic (Blanton
995),
and
cultural
ecological
(Sanders,
Parson, and
Santley 979)
dimensions of
change
n
the
core,
while van
Zantwijk (i985)
analyzes
the
cognitive
code
that
became the
culturalbasis for
corporate
on-
ceptualization f ociety hat ranscendedhepetty oli-
tics
of
an
ethnically omplex landscape (cf.
Bray 978,
Kurtz
984,
van
Zantwijk
I973).
The
authorship
f the
new
cognitive
order s
not
clear, although
the
guiding
personality appears
to
have been
Tlacayelel I,
a re-
nowned soldier
and
cihuacoatl
(internal
hief)
of
the
powerful ulhua
Mexica
ofTenochtitlan.
his
new
cog-
nitive system s summarized
by
van
Zantwijk
(i985:
I27) as
follows:
In accordancewith this new
doctrine,
the Aztec
Mexican tribal
godHuitzilopochtli
was made
the
principaldeity
n the
pantheonconstellation f
the
fifth
un.
Thus the
Aztecs were
charged
o
organize
ife
on
earth
accordingly y guiding and
coordinating
he
united
efforts
f
all
humanity.
The resultingcognitivearrangementwas not built
from
whole cloth. Aztec
state builders
ppropriated
ld
Mesoamerican
symbols
to
anchor
themselves
deep
in
the
Mesoamerican
past,extendingnd
modifyingogni-
tive codes
relating
o
directional
ymbolism, osmologi-
cal
domains,
and
Mesoamerican almanacs. And
they
tried
o
draw
n
and
incorporate
he
known
contempo-
rary
world
symbolically
nto
a
single
worldview.The
features
f
he
Aztec
arrangement
hat
merged
rom he
application
fthis
deationalmandate o the
activities f
everyday
ife of the
Aztec
peoples
are far oo
numerous
and
complex
to
describe here.
Primarily ollowing
an
Zantwijki985: esp.
98-242),
we
point
othe
ollowing
key aspects
of the
corporate
trategy:
I.
In Tenochtitlan, he ceremonialcenter wherethe
main
plaza
was
large
enough
to hold
8,ooo-IO,OOO
people [Duran
I97I:76]),
city plan,
and
main temple-
pyramid
Templo
Mayor) symbolized
the pivot of
the
four-quartered
tructure f
the
heavens
Broda
987:2II;
Matos
Moctezuma
992:36).
The axis
mundi
contra
Wolf
994:I3)
was
not
n
the
palaces of
rulers, hich
were
placed
outside
the
boundary
walls of the
great
civic-ceremonial
ompond Marquina
i964:i85),
but in
a
plaza
bounded
by
the
west-facing
win-topped emplo
Mayor,which manifested
ain
Tlaloc) and sun
(Huitzil-
opochtli)
symbolism, and the
east-facing
Temple of
Quetzalcoatl,
with its
serpent ymbolism Broda 987:
2ii;
MatosMoctezuma
992:36-39). This patial truc-
turenot onlycreated
center efined
y
the ntersection
of the four cardinal
directions but
formed
quadrants
manifestinginks
between sectors of
the
social
system
(descent groups, occupational groups, ruling offices,
etc.), clarifying heir mutual interdependencies, ela-
tionships, and comparative mportances, hrough
he
use of principles of hierarchy, pposition dual
struc-
ture),
nd
tripartite
nd
quadripartite
tructure. his in-
cluded
ntemal
cihuacoatl)
and
external
huehuetin
la-
toani) rulership,
he
former
eing accorded,
t least
in
theory,
omewhat
higher
status
(van Zantwijk I985:
2I4).
In spite of the importance f dual rulership, he
Aztec Templo Mayor
and its Great
Compound setting
are nearly nonymous,
he Aztec rulers
being depicted
or
named
on
only
two
known carved
tone
monuments;
by far he mostfrequent ategory
f carved-stone
monu-
ment n
the
main
ceremonial concourse
s cult
effigies
(Townsend
979:23).
Massive burial
monuments f
rul-
ersare absent; Umberger
i983)
suggests hattheashes
of
one
of the most
important
Aztec
kings might
have
been
placed
in an urn
buried
n
a small
pit
next
to
the
Coyolxauhqui stone,
but even this would have been
in-
visible.
2.
Not only was the tribaldeityHuitzilopochtli pro-
moted
to a
prominent osition,
but
an
encapsulating
policy
was
pursued.
All
the
gods
of
other
peoples
were
regarded s appearances of their own gods, and in the
Coateocalli (the Temple
of
Unification)
f Tenochtitlan
each of them had its own place (van Zantwijk
I985:
II2).
Finally, he calpollis, uilds, nd othergroups
n
and outside Tenochtitlan
cooperated
n
the feast cele-
bration f the solar calendar p. 26i), emphasizing he
ritual nterdependencyfdistinct nd specialized social
sectors.
3.
The Mexica
ruler tzcoatl ordered he
destruction
of
books
in
orderbegin
the
processofrewriting istory
(van Zantwijk 985:267).
In their
new
cognitive ode
Aztec rulers promoted
he
concept
of
multitribal oli-
darity.Patrimonialrhetoric ontinuedto be an impor-
tantdeterminantfnoblestatus ndroyalofficeholding,
but a reconstruction f royal genealogiesclaimed Mex-
ica descent from Chinampanec, Toltec, Tepanec, and
even
Chichimec families
p. i86)
on the
basis
of
a new
originmyth hat integrated
ome
completely ifferent
originmyths
n one
single narrative, he so-called pil-
grimage
rom he
obscure and mystical and of Aztlan
(p.
267;
cf.Gillespie
989).
Thisnotion fmultiethnic
solidarity
devalued the factionalism
prevailing
n the
pre-A.D.
I430 Early
Aztec
period.
THE
LOWLAND MAYA AREA
Since
regionalpopulation
densities n the
Late Forma-
tive and
Classic
periods
were often
high
Culbert
and
Rice
I990),
our
discipline has often consideredplaces
such as the Peten
core
or
nuclear in the sense of
supportingmajor demographic nd political develop-
ment
Palerm
nd Wolf
957). This simple characteriza-
11/14
8/9/2019 07045143 Blanton et all 1996 A Dual- Processual Theory for the Evolution.pdf
12/14
I1
CURRENT ANTHROPOLOGY
Volume 37, Number , February 996
tion hides the fact that, at different imes, the same
place can support network or corporatepolities. The
Late Preclassic chiefdomsof the Maya lowlands seem
to display characteristics f corporatepolity building,
with head towns featuring pen expansive plazas in
front f some of the most massive architecturen the
history f the region for xample, at El Mirador), nd
pyramids eaturing osmic-renewal magery ather han
the cult-of-the-rulerexts ndicatedby the stelae of the
Classic period (Adams I977, Freidel I98I, Hammond
i992, Mathews 985, Sharer992). During he Classic
period hese politieswere replacedby a broadnetwork f
interacting ity-states e.g.,Freidel 986, Pohl and Pohl
I994, Sabloff 986), which have been interpreteds at-
omistic (Mathews I99I)
but
were probably apable of
becoming omewhat arger Culbert
99I).
Here were as
many
as
millions
of
people
in a
single cultural, eco-
nomic, and linguistic ystembut politically egmented
into a multiplicity f interacting tates. Elite families
promoted
he cults of
named
rulers
nd the rhetoric f
royal descent and ancestor veneration, ngaged n the
politics of warfare nd marriage lliance, and promoted
luxury rade and craft pecialization Schele and Miller
I986).
In
the development
f the
owland Maya concept
of
kingship
ahaw),
beginning
bout