02-WCDMA Radio Interface Physical Layer (1)

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    Internal

    WCDMA Radio Interface

    Physical Layer

    ISSUE 1.0

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    The physical layer offers data transport services to

    higher layers (MAC sub-layer)

    The access to these services is through the use of

    transport channelsvia the MAC sub-layer

    The physical layer is expected to perform the following

    functions in order to provide the data transport service,

    for example modulation/demodulation and

    spreading/despreading, Inner - loop power control

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    References

    TS 25.104 UTRA (BS) FDD Radio Transmission and

    Reception

    TS 25.201 Physical layer-general description

    TS 25.211 Physical channels and mapping of

    transport channels onto physical channels (FDD)

    TS 25.212 Multiplexing and channel coding (FDD)

    TS 25.213 Spreading and modulation (FDD)

    TS 25.214 Physical layer procedures (FDD)

    TS 25.308 UTRA High Speed Downlink Packet Access

    (HSDPA); Overall description; Stage 2

    TR 25.877 High Speed Downlink Packet Access (HSDPA) -

    Iub/Iur Protocol Aspects

    TR 25.858 Physical layer aspects of UTRA High Speed

    Downlink Packet Access

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    Upon completion of this course, we will be able to:

    Outline radio interface protocol stack

    architecture

    Describe key technology of UMTS physical

    layer

    Describe UMTS physical layer procedures

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    Chapter 1 Physical Layer Overview

    Chapter 2 Physical Layer Key Technology

    Chapter 3 Physical Layer Procedures

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    UTRAN Protocol Structure

    RNS

    RNC

    RNS

    RNC

    Core Network

    NodeB NodeB NodeB NodeB

    Iu Iu

    Iur

    Iub IubIub Iub

    UTRAN

    User Equipment

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    Radio Interface Protocol Structure

    L3

    control

    control

    control

    con

    trol

    Logical

    Channels

    Transport

    Channels

    C-plane signaling U-plane information

    PHY

    L2/MAC

    L1

    RLC

    DCNtGC

    L2/RLC

    MAC

    RLCRLC

    RLCRLC

    RLC

    RLCRLC

    Duplication avoidance

    UuS boundary

    BMC L2/BMC

    control

    PDCPPDCP L2/PDCP

    DCNtGC

    Radio

    Bearers

    RRC

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    Spreading Technology

    Spreading consists of 2 steps Channelization operation, which transforms data symbols into chips. Thus

    increasing the bandwidth of the signal, The number of chips per datasymbol is called the Spreading FactorSF.The operation is done bymultiplying with OVSF code

    Scrambling operationis applied to the spreading signal

    Data bit

    OVSF

    code

    Scrambling

    code

    Chips after

    spreading

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    Channelization Code

    OVSF code is used as channelization code

    The channelization codes are uniquely described as Cch,SF,k, where SF is the

    spreading factor of the code and k is the code number, 0 k SF-1

    SF = 1 SF = 2 SF = 4

    Cch,1,0 = (1)

    Cch,2,0 = (1,1)

    Cch,2,1 = (1,-1)

    Cch,4,0 =(1,1,1,1)

    Cch,4,1 = (1,1,-1,-1)

    Cch,4,2 = (1,-1,1,-1)

    Cch,4,3 = (1,-1,-1,1)

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    Scrambling Code

    Scrambling code: GOLD sequence

    Scrambling code period: 10ms ,or 38400 chips

    The code used for scrambling of the uplink DPCCH/DPDCH may be of

    either long or short type, There are 224long and 224short uplink

    scrambling codes. Uplink scrambling codes are assigned by higher

    layers

    For downlink physical channels, a total of 218-1 = 262,143 scrambling

    codes can be generated. scrambling codes k = 0, 1, , 8191 are used

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    Scrambling

    codes for

    downlink

    physical

    channels

    Set 0

    Set 1

    Set 511

    Primary scrambling

    code 0

    Secondaryscrambling code 1

    Secondary scrambling

    code 15

    Primaryscrambling code

    51116

    Secondaryscrambling code

    5111615

    8192 scrambling

    codes512 sets

    Primary Scrambling Code

    A primary scrambling code and 15 secondary scrambling codes are

    included in a set.

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    Primary Scrambling Code Group

    Primary

    scrambling

    codes for

    downlink

    physicalchannels

    Group 0

    Primary scramblingcode 0

    Primaryscrambling code

    638

    Primaryscrambling code

    6387

    512 primary

    scrambling codes

    Group 1

    Group 63

    Primary scramblingcode 1

    Primary scrambling

    code 7

    64 primary scrambling

    code groups

    Each group consists of 8

    primary scrambling codes

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    Chapter 1 Physical Layer Overview

    Chapter 2 Physical Layer Key Technology

    Chapter 3 Physical Layer Procedures

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    Chapter 2 Physical Layer Key Technology

    Section 1 Physical ChannelStructure and Functions

    Section 2 Channel Mapping

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    WCDMA radio interface has three kinds of channels

    In terms of protocol layer, the WCDMA radio interface has three channels:

    Physical channel, transport channel and logical channel.

    Logical channel:Carrying user services directly. According to the types of the

    carried services, it is divided into two types: Control channeland traffic channel

    Transport channel:It is the interface of radio interface layer 2 and physical

    layer, and is the service provided for MAC layer by the physical layer. According

    to whether the information transported is dedicated information for a user or

    common information for all users, it is divided into dedicated channeland

    common channel

    Physical channel:It is the ultimate embodiment of all kinds of information when

    they are transmitted on radio interfaces. Each kind of channel which usesdedicated carrier frequency, code(spreading code and scrambling code)and

    carrier phase (I or Q)can be regarded as a dedicated channel

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    Control channel

    Traffic channel

    Dedicated traffic channel (DTCH)

    Common traffic channel (CTCH)

    Broadcast control channel (BCCH)

    Paging control channel (PCCH)

    Dedicate control channel (DCCH)Common control channel (CCCH)

    Logical Channel

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    Dedicated Channel (DCH)

    DCH is an uplink or downlink channel

    Broadcast channel (BCH)

    Forward access channel (FACH)

    Paging channel (PCH)

    Random access channel (RACH)

    High-speed downlink shared channel (HS-

    DSCH)

    Common transport

    channel

    Dedicated transport

    channel

    Transport Channel

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    Physical Channel

    A physical channel is defined by a specific carrier frequency, code

    (scrambling code, spreading code) and relative phase

    In UMTS system, the different code (scrambling code or spreading

    code) can distinguish the channels

    Most channels consist of radio frames and time slots, and each radio

    frame consists of 15 time slots

    Two types of physical channel: UL and DL

    Physical Channel

    Frequency, Code, Phase

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    Downlink Physical Channel

    Downlink Dedicated Physical Channel

    (Downlink DPCH)

    Downlink Physical

    Channel

    Downlink Common Physical Channel

    Common Control Physical Channel (CCPCH)Synchronization Channel (SCH)

    Paging Indicator Channel (PICH)

    Acquisition Indicator Channel (AICH)

    Common Pilot Channel (CPICH)

    High-Speed Physical Downlink SharedChannel (HS-PDSCH)

    High-Speed Shared Control Channel

    (HS-SCCH)

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    Uplink Physical Channel

    Uplink Dedicated Physical Channel

    Uplink Dedicated Physical Data Channel(Uplink DPDCH)

    Uplink Dedicated Physical Control Channel(Uplink DPCCH)

    High-Speed Dedicated Physical ControlChannel (HS-DPCCH)

    Uplink Common Physical Channel

    Physical Random Access Channel (PRACH)

    Uplink Physical

    Channel

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    Function of physical channel

    Node B UE

    P-CCPCH-Primary Common Control Physical Channel

    SCH- Synchronisation Channel

    P-CPICH-Primary Common Pilot ChannelS-CPICH-Secondary Common Pilot Channel

    Cel l broadcast channels

    DPDCH-Dedicated Physical Data Channel

    DPCCH-Dedicated Physical Control Channel

    Dedicated ch annels

    Paging channels

    PICH-Paging Indicator Channel

    S-CCPCH-Secondary Common Control Physical Channel

    PRACH-Physical Random Access Channel

    AICH-Acquisition Indicator Channel

    Random access channels

    HS-DPCCH-High Speed Dedicated Physical Control Channel

    HS-SCCH-High Speed Share Control Channel

    HS-PDSCH-High Speed Physical Downlink Share Channel

    High speed downl ink share channels

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    Primary Synchronization Channel (P-SCH) Used for cell search

    Two sub channels: P-SCH and S-SCH

    SCH is transmitted at the first 256 chipsof every time slot

    PSC is transmitted repeatedly in eachtime slot

    SSC specifies the scrambling codegroups of the cell

    SSC is chosen from a set of 16different codes of length 256, andthere are altogether 64 SSCsequences correspond to 64 primaryscrambling code groups

    Primary SCH

    Secondary SCH

    Slot #0 Slot #1 Slot #14

    acsi,0pac pac pac

    acsi,1 acsi,14256 chips

    2560 chips

    One 10 ms SCH radio frame

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    slot numberScramblingCode Group #0 #1 #2 #3 #4 #5 #6 #7 #8 #9 #10 #11 #12 #13 #14

    Group 0 1 1 2 8 9 10 15 8 10 16 2 7 15 7 16

    Group 1 1 1 5 16 7 3 14 16 3 10 5 12 14 12 10

    Group 2 1 2 1 15 5 5 12 16 6 11 2 16 11 15 12

    Group 3 1 2 3 1 8 6 5 2 5 8 4 4 6 3 7

    Group 4 1 2 16 6 6 11 15 5 12 1 15 12 16 11 2

    Group 61 9 10 13 10 11 15 15 9 16 12 14 13 16 14 11

    Group 62 9 11 12 15 12 9 13 13 11 14 10 16 15 14 16

    Group 63 9 12 10 15 13 14 9 14 15 11 11 13 12 16 10

    Secondary Synchronization Channel (S-SCH)

    ..

    2560 chips

    acp

    Slot # ?

    P-SCH acp

    Slot #?

    16 6S-SCHacp

    Slot #?

    11 Group 2Slot 7, 8, 9

    256 chips

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    Common Pilot Channel (CPICH)

    Common Pilot Channel (CPICH)

    Carries pre-defined sequence

    Fixed rate 30KspsSF=256

    Primary CPICH (P-CPICH)

    Uses the fixed channel code -- Cch,256,0

    Scrambled by the primary scrambling code Only one CPICH per cell

    Broadcast over the entire cell

    The P-CPICH is a phase reference for SCH, Primary CCPCH, AICH, PICH.By default, it is also a phase reference for downlink DPCH

    Pre-defined symbol sequence

    Slot #0 Slot #1 Slot #i Slot #14

    Tslot= 2560 chips , 20 bits

    1 radio frame: Tr= 10 ms

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    Primary Common Control Physical Channel (P-CCPCH)

    Fixed rate, fixed OVSF code30kspsCch,256,1

    Carry BCH transport channel

    The PCCPCH is not transmitted during the first 256 chips of each time slot

    Only data part

    STTD transmit diversity may be used

    PCCPCH Data

    18 bits

    Slot #0

    1 radio frame: Tf

    = 10 ms

    Slot #1 Slot #i

    256 chips

    Slot #14

    Tslot

    = 2560 chips,20 bits

    SCH

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    Paging Indicator Channel (PICH)

    PICH is a fixed-rate (SF=256) physical channel used to carry the Paging Indicators (PI).

    Frame structure of PICH: one frame of length 10ms consists of 300 bits of which 288 bitsare used to carry paging indicators and the remaining 12 bits are not defined

    N paging indicators {PI0, , PIN-1} in each PICH frame, N=18, 36, 72, or 144

    If a paging indicator in a certain frame is set to 1, it indicates that UEs associated withthis paging indicator should read the corresponding frame of the associated S-CCPCH

    One radio frame (10 ms)

    b1b0

    288 bits for paging indication 12 bits (undefined)b287 b288 b299

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    Secondary Common Control Physical Channel (S-CCPCH)

    Carry FACH and PCHTwo kinds of S-CCPCH: with or without

    TFCI. UTRAN decides if a TFCI should

    be transmitted, UE must support TFCI

    Possible rates are the same as that of

    downlink DPCH

    SF =256 - 4FACH and PCH can be mapped to the

    same or separate S-CCPCHs. If

    mapped to the same S-CCPCH, they

    can be mapped to the same fame

    DataN bits

    Slot #0 Slot #1 Slot #i Slot #14

    1 radio frame: T f = 10 ms

    T slot = 2560 chips,

    Data

    PilotN bitsPilotN bits

    TFCI

    TFCI

    20*2 k bits (k=0..6)

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    Physical Random Access Channel (PRACH) The random-access transmission data consists of two parts:

    One or several preambles: each preamble is of length 4096chips and consistsof 256 repetitions of a signature whose length is 16 chips, 16 availablesignatures totally

    10 or 20ms message part

    Which signature is available and the length of message part are determined byhigher layer

    Message partPreamble

    4096 chips10 ms (one radio frame)

    Preamble Preamble

    Message partPreamble

    4096 chips 20 ms (two radio frames)

    Preamble Preamble

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    PRACH Access Timeslot Structure

    #1 #2 #3 #4 #5 #6 #7 #8 #9 #10 #11 #12 #13 #14

    5120 chips

    radio frame: 10 ms radio frame: 10 ms

    Access slot #0 Random Access Transmission

    Access slot #1

    Access slot #7

    Access slot #14

    Random Access Transmission

    Random Access Transmission

    Random Access TransmissionAccess slot #8

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    PRACH Message Structure

    Pilot

    N bits

    Slot # 0Slot # 1 Slot # i

    Slot # 14

    Message part radio frame TRACH = 10 ms

    Tslot = 2560 chips, 10*2

    Pilot

    TFCI

    N bitsTFCI

    Data

    Ndata

    bitsData

    Control

    kbits (k=0..3)

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    Acquisition Indicator Channel (AICH) Frame structure of AICHtwo frames, 20 ms, consists of a repeated sequence of

    15 consecutive AS, each of length 40 symbols(5120 chips). Each time slot

    consists of two partsan Acquisition-Indicator(AI) and a part of duration

    1024chips with no transmission

    Acquisition-Indicator AI have 16 kinds of Signature

    P-CPICH is the phase reference of AICH

    AS #14 AS #0 AS #1 AS #i AS #14 AS #0

    a1 a2a0 a31 a32a30 a33 a38 a39

    AI part Unused part

    20 ms

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    Uplink Dedicated Physical Channel (DPDCH&DPCCH)

    Uplink DPDCH and DPCCH are I/Q code division multiplexed (CDM)within each radio frame

    Uplink DPDCH carries data generated at higher layer

    Uplink DPCCH carries control information generated at Layer 1

    Each frame is 10ms and consists of 15 time slots, each time slot

    consists of 2560 chips

    The spreading factor of uplink DPDCH is from 4 to 256

    The spreading factor of uplink DPDCH and DPCCH can be different in

    the same Layer 1 connection

    Each DPCCH time slot consists of Pilot, TFCIFBITPC

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    Frame Structure of Uplink DPDCH/DPCCH

    Pilot

    Npilot

    bits

    TPCNTPCbits

    DataNdatabits

    Slot #0 Slot #1 Slot #i Slot #14

    Tslot = 2560 chips, 10*2kbits (k=0..6)

    1 radio frame: T = 10 msf

    DPDCH

    DPCCHFBI

    NFBIbitsTFCI

    NTFCIbits

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    Downlink Dedicated Physical Channel (DPDCH+DPCCH)

    DPCH consists of dedicated data and control information

    Control information includesPilotTPCTFCI (optional)

    The spreading factor of DCH can be from 512 to 4,and can be

    changed during connection

    Downlink DPDCH and DPCCH is time division multiplexing

    (TDM)

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    Frame Structure of Downlink DPCH (DPDCH+DPCCH)

    One radio frame, Tf = 10 ms

    Slot #0 Slot #1 Slot #i Slot #14

    Tslot

    = 2560 chips, 10*2 kbits (k=0..7)

    Data2

    Ndata2bits

    DPDCH

    TFCI

    NTFCIbits

    Pilot

    NpilotbitsData1

    Ndata1bits

    DPDCH DPCCH DPCCH

    TPC

    NTPCbits

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    High-Speed Physical Downlink Shared Channel (HS-PDSCH)

    Bear HSDPA traffic data and layer2 bits mapped from the transport

    channel

    SF=16, can be configured several channels to increase data service

    Slot #0 Slot#1 Slot #2

    T slot = 2560 chips, M*10*2kbits (k=4)

    Data

    N Data 1bits

    1 subframe: Tf = 2 ms

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    High-Speed Shared Control Channel (HS-SCCH)

    Carries physical layer signalling to a single UE ,such as modulation scheme (1

    bit) ,channelization code set (7 bit), transport Block size (6bit),HARQ process

    number (3bit), redundancy version (3bit), new data indicator (1bit), UE identity

    (16bit)

    HS-SCCH is a fixed rate (60 ksps, SF=128) downlink physical channel used to

    carry downlink signalling related to HS-DSCH transmission

    Slot #0 Slot#1 Slot #2

    T slot= 2560 chips, 40 bits

    DataN Data 1bits

    1 subframe: T f = 2 ms

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    High-Speed Dedicated Physical Control Channel (HS-DPCCH )

    HS-DPCCH carries information to acknowledge downlink transport blocks and

    feedback information to the system for scheduling and link adaptation of

    transport block

    CQI and ACK/NACK

    Physical Channel , Uplink , SF=256, power control

    Subframe #0 Subframe #i Subframe #4

    HARQ-ACK CQI

    One radio frame T = 10 ms

    One HS-DPCCH subframe (2 ms)

    2Tslot= 5120 chipsTslot= 2560 chips

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    Chapter 2 Physical Layer Key Technology

    Section 1 Physical Channel Structure and Functions

    Section 2 Channel Mapping

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    Mapping Relation Between Channels

    Logical channels Transport channels Physical channels

    BCCH BCH P-CCPCH

    FACH S-CCPCH

    PCCH PCH S-CCPCH

    CCCH RACH PRACH

    FACH S-CCPCH

    CTCH FACH S-CCPCH

    DCCH, DTCH DCH DPDCH

    HS-DSCH HS-PDSCH

    RACH, FACH PRACH, S-CCPCH

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    Chapter 1 Physical Layer Overview

    Chapter 2 Physical Layer Key Technology

    Chapter 3 Physical Layer Procedures

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    Synchronization ProcedureCell Search

    Frame synchronization and

    code-group identification

    Scrambling-code

    identification

    UE uses SSC to find frame

    synchronization and identify the

    code group of the cell found in the

    first step

    UE determines the primary scrambling

    code through correlation over the CPICHwith all codes within the identified group,

    and then detects the P-CCPCH and

    reads BCH information

    Slot synchronizationUE uses PSC to acquire slot

    synchronization to a cell

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    Synchronization ProcedureChannel Timing Relationship

    AICH accessslots

    SecondarySCH

    PrimarySCH

    S-CCPCH,k

    10 ms

    PICH

    #0 #1 #2 #3 #14#13#12#11#10#9#8#7#6#5#4

    P-CCPCH, (SFN modulo 2) = 0 P-CCPCH, (SFN modulo 2) = 1

    Any CPICH

    k:th S -CCPCH

    PICH for k:th S -CCPCH

    n:th DPCHDPCH,n

    Random Access Procedure

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    Random Access ProcedureSTART

    Choose a RACH sub channel from

    available ones

    Get available signatures

    Set Preamble Retrans Max

    Set Preamble_Initial_Power

    Send a preamble

    Check the corresponding AI

    Increase message part power by p

    -m based on preamble power

    Set physical status to be RACH

    message transmitted Set physical status to be Nackon AICH received

    Choose a access slot again

    Counter> 0 & Preamble power-

    maximum allowed power

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    Random Access ProcedureRACH

    Physical random access procedure1. Derive the available uplink access slots, in the next full access

    slot set, for the set of available RACH sub-channels within the

    given ASC. Randomly select one access slot among the ones

    previously determined. If there is no access slot available in the

    selected set, randomly select one uplink access slot correspondingto the set of available RACH sub-channels within the given ASC

    from the next access slot set. The random function shall be such

    that each of the allowed selections is chosen with equal probability

    2. Randomly select a signature from the set of available signatures

    within the given ASC3. Set the Preamble Retransmission Counter to Preamble_

    Retrans_ Max

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    Random Access ProcedureRACH

    4. Set the parameter Commanded Preamble Power toPreamble_Initial_Power

    5. Transmit a preamble using the selected uplink access slot, signature, and

    preamble transmission power

    6. If no positive or negative acquisition indicator (AI +1 nor1)

    corresponding to the selected signature is detected in the downlink accessslot corresponding to the selected uplink access slot:

    A: Select the next available access slot in the set of available RACH

    sub-channels within the given ASC

    B: select a signature

    C: Increase the Commanded Preamble Power

    D: Decrease the Preamble Retransmission Counter by one. If the

    Preamble Retransmission Counter > 0 then repeat from step 6.

    Otherwise exit the physical random access procedure

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    Random Access ProcedureRACH

    7. If a negative acquisition indicator corresponding to the selected

    signature is detected in the downlink access slot corresponding to

    the selected uplink access slot, exit the physical random access

    procedure Signature

    8. If a positive acquisition indicator corresponding to the selected

    signature is detected , Transmit the random access message three

    or four uplink access slots after the uplink access slot of the last

    transmitted preamble

    9. Exit the physical random access procedure

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    Transmit diversity Mode

    Application of Tx diversity modes on downl ink physical channel

    Physical channel type Open loop mode Closed loop mode

    TSTD STTD Mode 1 Mode 2

    P-CCPCH applied

    SCH applied

    S-CCPCH applied

    DPCH applied applied applied

    PICH applied

    HS-PDSCH applied applied HS-SCCH applied

    AICH applied

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    Transmit Diversity-STTD

    Space time block coding based transmit antenna diversity(STTD

    4 consecutive bits b0, b1, b2, b3 using STTD coding

    b0 b1 b2 b3

    b0 b1 b2 b3

    -b2 b3 b0 -b1

    Antenna 1

    Antenna 2

    Channel bits

    STTD encoded channel bits

    for antenna 1 and antenna 2.

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    Transmit Diversity-TSTD

    Time switching transmit diversity (TSTD) is used only on SCH channel.

    Antenna 1

    Antenna 2

    acsi,0

    acp

    acsi,1

    acp

    acsi,14

    acp

    Slot #0 Slot #1 Slot #14

    acsi,2

    acp

    Slot #2

    (Tx OFF) (Tx OFF)(Tx OFF)

    (Tx OFF)

    (Tx OFF)

    (Tx OFF)(Tx OFF)(Tx OFF)

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    Summary

    This course mainly introduces the basic concept,

    key technology and procedures of WCDMA

    physical layer

    This is very helpful for comprehension of Uu

    interface features and further study

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    www.huawei.com

    Thank You