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Scrip code 513216 NSE Symbol UTTAMSTL MSEI Symbol NOTLISTED ISIN INE699A01011 Name of the company Uttam Galva Steels Limited Whether company is SME No Class of Security Equity Shares Type of report Quarterly Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 31-03-2020 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) General information about company

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Page 1: v o ] v ( } u ] } v } µ } u v Ç Pattern-Utta… · D e cl a ra t i on Sr. No . P artic ular Yes/No P ro mo ter and P ro mo ter Gro up P ublic shareho lder No n P ro mo ter-No

Scrip code 513216

NSE Symbol UTTAMSTL

MSEI Symbol NOTLISTED

ISIN INE699A01011

Name of the company Uttam Galva Steels Limited

Whether company is SME No

Class of Security Equity Shares

Type of report Quarterly

Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 31-03-2020

Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date

Shareholding pattern filed under Regulation 31 (1) (b)

General information about company

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Declaration

Sr.No. Particular Yes/No Promoter and

Promoter GroupPublic

shareholderNon Promoter-

Non Public

1 Whether the Listed Entity has issued any partly paid upshares? No No No No

2 Whether the Listed Entity has issued any ConvertibleSecurities ? No No No No

3 Whether the Listed Entity has issued any Warrants ? No No No No

4 Whether the Listed Entity has any shares against whichdepository receipts are issued? No No No No

5 Whether the Listed Entity has any shares in locked-in? No No No No

6 Whether any shares held by promoters are pledge orotherwise encumbered? No No

7 Whether company has equity shares with differential votingrights? No No No No

8 Whether the listed entity has any signi�icant bene�icial owner? Yes

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TableI-SummaryStatementholdingofspeci�iedsecurities

Category(I)

Category ofshareholder(II)

Nos. Ofshareholders(III)

No. of fullypaid upequityshares held(IV)

No. OfPartlypaid-upequitysharesheld(V)

No. OfsharesunderlyingDepositoryReceipts(VI)

Total nos.shares held(VII) =(IV)+(V)+(VI)

Shareholdingas a % oftotal no. ofshares(calculatedas per SCRR,1957) (VIII)As a % of(A+B+C2)

Number of Voting Rights held in each classof securities (IX)

No of Voting (XIV) RightsTotal asa % of(A+B+C)Class eg: X Class

eg:y Total

(A)Promoter &PromoterGroup

13 86331124 86331124 60.69 86331124 86331124 60.69

(B) Public 36346 55928979 55928979 39.31 55928979 55928979 39.31

(C)NonPromoter-Non Public

(C1)SharesunderlyingDRs

(C2)

Shares heldbyEmployeeTrusts

Total 36359 142260103 142260103 100 142260103 142260103 100

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TableI-SummaryStatementholdingofspeci�iedsecurities

Category(I)

Category ofshareholder(II)

No. OfSharesUnderlyingOutstandingconvertiblesecurities(X)

No. ofSharesUnderlyingOutstandingWarrants(Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities andNo. OfWarrants (Xi)(a)

Shareholding , as a %assuming fullconversion ofconvertiblesecurities ( as apercentage of dilutedshare capital) (XI)=(VII)+(X) As a % of(A+B+C2)

Number ofLocked inshares(XII)

Number ofSharespledged orotherwiseencumbered(XIII)

Number ofequity sharesheld indematerializedform (XIV)

No.(a)

As a %oftotalSharesheld(b)

No.(a)

As a %of totalSharesheld(b)

(A)Promoter &PromoterGroup

60.69 86331124

(B) Public 39.31 54550351

(C)NonPromoter-Non Public

(C1)SharesunderlyingDRs

(C2)

Shares heldbyEmployeeTrusts

Total 100 140881475

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TableII-StatementshowingshareholdingpatternofthePromoterandPromoterGroup

Sr.Category & Nameof theShareholders (I)

Nos. Ofshareholders(III)

No. of fullypaid upequityshares held(IV)

No. OfPartlypaid-upequitysharesheld(V)

No. OfsharesunderlyingDepositoryReceipts(VI)

Total nos.shares held(VII) =(IV)+(V)+(VI)

Shareholdingas a % oftotal no. ofshares(calculatedas per SCRR,1957) (VIII)As a % of(A+B+C2)

Number of Voting Rights held in eachclass of securities (IX)

No of Voting (XIV) Rights Totalas a %ofTotalVotingrights

Class eg: X Classeg:y Total

A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

(1) Indian

(a) Individuals/Hinduundivided Family 8 5698673 5698673 4.01 5698673 5698673 4.01

(d) Any Other(specify) 5 80632451 80632451 56.68 80632451 80632451 56.68

Sub-Total (A)(1) 13 86331124 86331124 60.69 86331124 86331124 60.69

(2) Foreign

TotalShareholdingof PromoterandPromoterGroup (A)=(A)(1)+(A)(2)

13 86331124 86331124 60.69 86331124 86331124 60.69

B Table III - Statement showing shareholding pattern of the Public shareholder

(1) Institutions

(a) Mutual Funds 17 37800 37800 0.03 37800 37800 0.03

(e) Foreign PortfolioInvestors 13 123900 123900 0.09 123900 123900 0.09

(f)FinancialInstitutions/Banks

10 8100 8100 0.01 8100 8100 0.01

(g) InsuranceCompanies 1 123360 123360 0.09 123360 123360 0.09

Sub-Total (B)(1) 41 293160 293160 0.21 293160 293160 0.21

( 2 )

CentralGovernment/StateGovernment(s)/President of India

1 69 69 0 69 69 0

Sub-Total (B)(2) 1 69 69 0 69 69 0

( 3 ) Non-institutions

(a(i))

Individuals -i.Individualshareholdersholding nominalshare capital up toRs. 2 lakhs.

34511 24536608 24536608 17.25 24536608 24536608 17.25

(a(ii))

Individuals - ii.Individualshareholdersholding nominalshare capital inexcess of Rs. 2lakhs.

250 24102094 24102094 16.94 24102094 24102094 16.94

(b) NBFCs registeredwith RBI 2 1800 1800 0 1800 1800 0

(e) Any Other(specify) 1541 6995248 6995248 4.92 6995248 6995248 4.92

Sub-Total (B)(3) 36304 55635750 55635750 39.11 55635750 55635750 39.11

Total PublicShareholding(B)=(B)(1)+(B)(2)+(B)(3)

36346 55928979 55928979 39.31 55928979 55928979 39.31

C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Total (A+B+C2 ) 36359 142260103 142260103 100 142260103 142260103 100

Total (A+B+C) 36359 142260103 142260103 100 142260103 142260103 100

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TableII-StatementshowingshareholdingpatternofthePromoterandPromoterGroup

Sr.

No. OfSharesUnderlyingOutstandingconvertiblesecurities(X)

No. ofSharesUnderlyingOutstandingWarrants(Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities andNo. Of Warrants(Xi) (a)

Shareholding , as a %assuming full conversionof convertible securities (as a percentage of dilutedshare capital) (XI)= (VII)+(X) As a % of (A+B+C2)

Number ofLocked inshares(XII)

Number ofSharespledged orotherwiseencumbered(XIII)

Number ofequity sharesheld indematerializedform (XIV)

No.(a)

As a %oftotalSharesheld(b)

No.(a)

As a %of totalSharesheld(b)

A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

(1) Indian

(a) 4.01 5698673

(d) 56.68 80632451

Sub-Total (A)(1) 60.69 86331124

(2) Foreign

TotalShareholdingof Promoterand PromoterGroup (A)=(A)(1)+(A)(2)

60.69 86331124

B Table III - Statement showing shareholding pattern of the Public shareholder

(1) Institutions

(a) 0.03 0

(e) 0.09 109000

(f) 0.01 1300

(g) 0.09 123360

Sub-Total (B)(1) 0.21 233660

( 2 ) 0 69

Sub-Total (B)(2) 0 69

( 3 ) Non-institutions

(a(i)) 17.25 23430475

(a(ii)) 16.94 24074994

(b) 0 1800

(e) 4.92 6809353

Sub-Total (B)(3) 39.11 54316622

Total PublicShareholding(B)=(B)(1)+(B)(2)+(B)(3)

39.31 54550351

C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

Total (A+B+C2 ) 100 140881475

Total (A+B+C) 100 140881475

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Individuals/HinduundividedFamily

Searial No. 1 2 3 4 5 6 7

Name of theShareholders (I)

ANKITMIGLANI

ANUJMIGLANI

ARCHANAMIGLANI

NEELAMMIGLANI

PRIYANKAANKITMIGLANI

RAJINDERUTTAMCHANDMIGLANI

SHEETALMIGLANI

PAN (II) AACPM1902D AABPM6332L AREPS5118G AAFPM7744L ARIPS3477L AABPM7288D ABMPA2357H

No. of fully paidup equity sharesheld (IV)

1300000 1302094 307500 864474 307500 1391855 203750

No. Of Partlypaid-up equityshares held (V)

No. Of sharesunderlyingDepositoryReceipts (VI)

Total nos. sharesheld (VII) = (IV)+(V)+ (VI)

1300000 1302094 307500 864474 307500 1391855 203750

Shareholding as a% of total no. ofshares (calculatedas per SCRR,1957) (VIII) As a% of (A+B+C2)

0.91 0.92 0.22 0.61 0.22 0.98 0.14

Number of Voting Rights held in each class of securities (IX)

Class eg:X 1300000 1302094 307500 864474 307500 1391855 203750

Class eg:y

Total 1300000 1302094 307500 864474 307500 1391855 203750

Total as a % ofTotal Voting rights 0.91 0.92 0.22 0.61 0.22 0.98 0.14

No. Of SharesUnderlyingOutstandingconvertiblesecurities (X)

No. of SharesUnderlyingOutstandingWarrants (Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities and No.Of Warrants (Xi)(a)

Shareholding , asa % assuming fullconversion ofconvertiblesecurities (as apercentage ofdiluted sharecapital) (XI)=(VII)+(Xi)(a) As a% of (A+B+C2)

0.91 0.92 0.22 0.61 0.22 0.98 0.14

Number of Locked in shares (XII)

No. (a)

As a % of totalShares held (b)

Number of Shares pledged or otherwise encumbered (XIII)

No. (a)

As a % of totalShares held (b)

Number of equityshares held indematerializedform (XIV)

1300000 1302094 307500 864474 307500 1391855 203750

Reason for not providing PAN

Reason for notproviding PAN

Shareholder type Promoter Promoter Promoter Promoter Promoter Promoter Promoter

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Individuals/HinduundividedFamily

Searial No. 8

Name of theShareholders (I) SUDIKSHA MIGLANI - MINOR (U/G ANUJ R MIGLANI) Click here to go back

PAN (II) BIHPM7392F Total

No. of fully paidup equity sharesheld (IV)

21500 5698673

No. Of Partlypaid-up equityshares held (V)

No. Of sharesunderlyingDepositoryReceipts (VI)

Total nos. sharesheld (VII) = (IV)+(V)+ (VI)

21500 5698673

Shareholding as a% of total no. ofshares (calculatedas per SCRR,1957) (VIII) As a% of (A+B+C2)

0.02 4.01

Number of Voting Rights held in each class of securities (IX)

Class eg:X 21500 5698673

Class eg:y

Total 21500 5698673

Total as a % ofTotal Voting rights 0.02 4.01

No. Of SharesUnderlyingOutstandingconvertiblesecurities (X)

No. of SharesUnderlyingOutstandingWarrants (Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities and No.Of Warrants (Xi)(a)

Shareholding , asa % assuming fullconversion ofconvertiblesecurities (as apercentage ofdiluted sharecapital) (XI)=(VII)+(Xi)(a) As a% of (A+B+C2)

0.02 4.01

Number of Locked in shares (XII)

No. (a)

As a % of totalShares held (b)

Number of Shares pledged or otherwise encumbered (XIII)

No. (a)

As a % of totalShares held (b)

Number of equityshares held indematerializedform (XIV)

21500 5698673

Reason for not providing PAN

Reason for notproviding PAN

Shareholder type Promoter

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AnyOther(specify)

Searial No. 1 2 3 4 5

Category BodiesCorporate Bodies Corporate Bodies Corporate Bodies Corporate Bodies Corporate Click here

to go back

Name of theShareholders (I)

ARCHISHASTEELSPVT.LTD

EVERGREENTRADEPLACEPRIVATE LIMITED

KREDENCEMULTI TRADINGLIMITED

SAINATH TRADINGCOMPANY PRIVATELIMITED

UTTAMEXPORTSPRIVATELIMITED

PAN (II) AADCA9908K AABCE5540M AAACS0778A AABCS9243B AAACU0655J Total

No. of theShareholders (I) 1 1 1 1 1 5

No. of fully paidup equity sharesheld (IV)

5849878 7885600 14921063 44651531 7324379 80632451

No. Of Partlypaid-up equityshares held (V)

No. Of sharesunderlyingDepositoryReceipts (VI)

Total nos. sharesheld (VII) = (IV)+(V)+ (VI)

5849878 7885600 14921063 44651531 7324379 80632451

Shareholding as a% of total no. ofshares (calculatedas per SCRR,1957) (VIII) As a% of (A+B+C2)

4.11 5.54 10.49 31.39 5.15 56.68

Number of Voting Rights held in each class of securities (IX)

Class eg: X 5849878 7885600 14921063 44651531 7324379 80632451

Class eg:y

Total 5849878 7885600 14921063 44651531 7324379 80632451

Total as a % ofTotal Voting rights 4.11 5.54 10.49 31.39 5.15 56.68

No. Of SharesUnderlyingOutstandingconvertiblesecurities (X)

No. of SharesUnderlyingOutstandingWarrants (Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities and No.Of Warrants (Xi)(a)

Shareholding , asa % assuming fullconversion ofconvertiblesecurities (as apercentage ofdiluted sharecapital) (XI)=(VII)+(X) As a %of (A+B+C2)

4.11 5.54 10.49 31.39 5.15 56.68

Number of Locked in shares (XII)

No. (a)

As a % of totalShares held (b)

Number of Shares pledged or otherwise encumbered (XIII)

No. (a)

As a % of totalShares held (b)

Number of equityshares held indematerializedform (XIV)

5849878 7885600 14921063 44651531 7324379 80632451

Reason for not providing PAN

Reason for notproviding PAN

Shareholder type PromoterGroup Promoter Group Promoter Group Promoter Group Promoter Group

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AnyOther(specify)

Searial No. 1 2 3 4 5 6

Category Clearing Members Trusts Bodies Corporate Non-Resident Indian (NRI) LLP HUF

Category / Morethan 1 percentage Category Category Category Category Category Category

Name of theShareholders (I)

PAN (II)

No. of theShareholders (I) 58 1 254 406 3 819

No. of fully paidup equity sharesheld (IV)

296947 500 2341951 2108053 66667 2181130

No. Of Partlypaid-up equityshares held (V)

No. Of sharesunderlyingDepositoryReceipts (VI)

Total nos. sharesheld (VII) = (IV)+(V)+ (VI)

296947 500 2341951 2108053 66667 2181130

Shareholding as a% of total no. ofshares (calculatedas per SCRR,1957) (VIII) As a% of (A+B+C2)

0.21 0 1.65 1.48 0.05 1.53

Number of Voting Rights held in each class of securities (IX)

Class eg: X 296947 500 2341951 2108053 66667 2181130

Class eg:y

Total 296947 500 2341951 2108053 66667 2181130

Total as a % ofTotal Voting rights 0.21 0 1.65 1.48 0.05 1.53

No. Of SharesUnderlyingOutstandingconvertiblesecurities (X)

No. of SharesUnderlyingOutstandingWarrants (Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities and No.Of Warrants (Xi)(a)

Shareholding , asa % assuming fullconversion ofconvertiblesecurities (as apercentage ofdiluted sharecapital) (XI)=(VII)+(X) As a %of (A+B+C2)

0.21 0 1.65 1.48 0.05 1.53

Number of Locked in shares (XII)

No. (a)

As a % of totalShares held (b)

Number of equityshares held indematerializedform (XIV)

296947 500 2291396 1972713 66667 2181130

Reason for not providing PAN

Reason for notproviding PAN

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AnyOther(specify)

Searial No.

Category

Category / Morethan 1 percentage

Name of theShareholders (I) Click here to go back

PAN (II) Total

No. of theShareholders (I) 1541

No. of fully paidup equity sharesheld (IV)

6995248

No. Of Partlypaid-up equityshares held (V)

No. Of sharesunderlyingDepositoryReceipts (VI)

Total nos. sharesheld (VII) = (IV)+(V)+ (VI)

6995248

Shareholding as a% of total no. ofshares (calculatedas per SCRR,1957) (VIII) As a% of (A+B+C2)

4.92

Number of Voting Rights held in each class of securities (IX)

Class eg: X 6995248

Class eg:y

Total 6995248

Total as a % ofTotal Voting rights 4.92

No. Of SharesUnderlyingOutstandingconvertiblesecurities (X)

No. of SharesUnderlyingOutstandingWarrants (Xi)

No. Of SharesUnderlyingOutstandingconvertiblesecurities and No.Of Warrants (Xi)(a)

Shareholding , asa % assuming fullconversion ofconvertiblesecurities (as apercentage ofdiluted sharecapital) (XI)=(VII)+(X) As a %of (A+B+C2)

4.92

Number of Locked in shares (XII)

No. (a)

As a % of totalShares held (b)

Number of equityshares held indematerializedform (XIV)

6809353

Reason for not providing PAN

Reason for notproviding PAN

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signi�icantbene�icialowners

Sr.No.

Details of the SBO Details of the registered owner Details of holding/ exercise of right of the SBO inthe reporting company, whether direct or indirect*: Date of

creation /acquisitionofsigni�icantbene�icialinterest

Name PAN

PassportNo. incase of aforeignnational

Nationality

Nationality(Applicablein case ofAny otheris selected)

Name PAN

PassportNo. incase of aforeignnational

Nationality

Nationality(Applicablein case ofAny otheris selected)

Whether by virtue of:

Shares Votingrights

Rights ondistributabledividend orany otherdistribution

Exerciseofcontrol

Exerciseofsigni�icantin�luence

1

ShriRajinderMiglani& PAC

AABPM7288D India

ArchishaSteelsPrivateLimited

AADCA9908K India 4.11 4.11 No No 19-07-2002

2

ShriRajinderMiglani& PAC

AABPM7288D India

EvergreenTradeplacePrivateLimited

AABCE5540M India 5.54 5.54 No No 06-12-1990

3

ShriRajinderMiglani& PAC

AABPM7288D India

KredenceMultiTradingLimited

AAACS0778A India 10.49 10.49 No No 21-08-1991

4

ShriRajinderMiglani& PAC

AABPM7288D India

SainathTradingCo. PrivateLimited

AABCS9243B India 31.39 31.39 No No 01-02-1988

5

ShriRajinderMiglani& PAC

AABPM7288D India

UttamExportsPrivateLimited

AAACU0655J India 5.15 5.15 No No 01-02-1988

Total: 56.68 56.68 0