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Secondary Violations Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

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Page 1: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Secondary Violations

Overview and Virginia Tech Procedures for Reporting

October 19, 2010

Virginia Tech Athletics Compliance***** RULES-EDUCATION *****

Page 2: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Violations of NCAA Rules

Violations of NCAA rules come in two primary types: Major Infractions Secondary Violations

Secondary Violations are isolated.

Secondary Violations are inadvertent.

Secondary Violations do not involve findings of “failure to monitor.”

Page 3: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Types of Secondary Violations

Level 1 Level 2

SECONDARY VIOLATIONS

Page 4: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Differences Between the Levels

Level 1 Viewed as more serious

than Level 2 (more likely to result in a recruiting advantage or competitive advantage).

Examples: Most recruiting violations All eligibility violations Nearly all financial aid

violations Impermissible benefits to

student-athletes of more than $100

Level 2 Viewed as the least

serious of all types of violations.

Examples: Some minimal recruiting

violations (e.g. certain mistakes involving printed materials and phone calls)

Impermissible benefits to student-athletes of less than $100

Bylaw 17 violations

Page 5: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures for Evaluating

Potential Violations

1) The compliance office receives information regarding a potential violation (usually as a self-report).

2) Compliance staff members gather facts from involved parties. In all cases, the Faculty Rep stands available to assist in these fact-finding efforts.

3) Compliance staff members review relevant legislation and interps, and consult with ACC and/or NCAA staff members as necessary, to determine whether a violation occurred.

4) Once confirmed, the violation is classified as a Level 1 or Level 2.

Page 6: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures – Level 1

5) Upon determination that a Level 1 violation has occurred, the following persons are notified: AD, Faculty Rep, sport supervisor, individual who committed the violation, and head coach (if the violation was committed by an assistant coach or a student-athlete).

6) Case precedent is reviewed to determine appropriate options for corrective actions.

7) Conversation occurs with the involved coach, head coach (if the involved coach is an assistant), and sport supervisor. Recommended corrective actions are chosen.

8) A report letter is drafted; it is reviewed with the AD and sport supervisor.

Page 7: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures – Level 1

9) The report letter is finalized and sent to the NCAA Office in Indianapolis.

10) Level 1 reports are copied to the following individuals:

President Faculty Rep AD SWA sport supervisor head coach of involved sport involved individual (coach, student-athlete, etc.) ACC staff

Page 8: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures for Evaluating

Potential Violations

1) The compliance office receives information regarding a potential violation (usually as a self-report).

2) Compliance staff members gather facts from involved parties. In all cases, the Faculty Rep stands available to assist in these fact-finding efforts.

3) Compliance staff members review relevant legislation and interps, and consult with ACC and/or NCAA staff members as necessary, to determine whether a violation occurred.

4) Once confirmed, the violation is classified as a Level 1 or Level 2.

Page 9: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures – Level 2

5) Upon determination that a Level 2 violation has occurred, the following persons are notified: sport supervisor, individual who committed the violation, and head coach (if the violation was committed by an assistant coach or a student-athlete).

6) Case precedent is reviewed to determine appropriate options for corrective actions.

7) Conversation occurs with the involved coach, head coach (if the involved coach is an assistant), and sport supervisor.

8) Corrective actions are chosen.

9) The AD and FAR are notified.

Page 10: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

Virginia Tech Procedures – Level 2

10) Summary information is compiled on a form developed by the ACC, and forwarded to the ACC Office quarterly (Oct. 31, Jan. 31, April 30, July 31). We call this form “the grid.”

11) Level 2 quarterly compilations are copied to the following individuals:

President Faculty Rep AD SWA

Page 11: Overview and Virginia Tech Procedures for Reporting October 19, 2010 Virginia Tech Athletics Compliance ***** RULES-EDUCATION *****

NCAA Secondary Violations

Discussionand

Questions