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© Kolisch Hartwell 2010 All Rights Reserved, Page 1
Protecting Innovations in Green Technology
Peter D. Sabido
Intellectual Property Attorney
Kolisch Hartwell, P.C.
© Kolisch Hartwell 2010 All Rights Reserved, Page 2
Overview• Basics of the primary areas of intellectual
property law: Patents Trademarks Copyrights Trade Secrets
• General considerations for each of those areas• Hypothetical example
© Kolisch Hartwell 2010 All Rights Reserved, Page 3
US Patent No: 5,443,036Method of Exercising a Cat
"A method for inducing cats to exercise consists of directing a beam of invisible light produced by a handheld laser apparatus onto the floor or wall or other opaque surface in the vicinity of the cat, then moving the laser so as to cause the bright pattern of light to move in an irregular way fascinating to cats, and to any other animal with a chase instinct.”
© Kolisch Hartwell 2010 All Rights Reserved, Page 4
PATENTS
Our inventions mirror our secret wishes.- Lawrence George Durrell
© Kolisch Hartwell 2010 All Rights Reserved, Page 5
What is a Patent?Grants the right, for a fixed period of time, to exclude others from • making, • using, • selling, • offering to sell, or • importing into the United States
a “patented invention”.
© Kolisch Hartwell 2010 All Rights Reserved, Page 6
What can be Patented?• Devices• Compositions of Matter• Processes• Articles of Manufacturing• Methods of Use• Software• Business Methods• Genetically Engineered Organisms
© Kolisch Hartwell 2010 All Rights Reserved, Page 7
What Cannot be Patented?• Principles• Laws of Nature• Mental Processes• Intellectual
Concepts• Ideas• Natural Phenomena
• Mathematical Formulae
• Fundamental Truths
• Original Causes• Motives
© Kolisch Hartwell 2010 All Rights Reserved, Page 8
Types of Patents
• Utility Patents Protects how an invention works
• Design Patents Protects how an invention looks
• Plant Patents Protects new varieties of plants
© Kolisch Hartwell 2010 All Rights Reserved, Page 9
Requirements for Patents
• Useful• Novel (New)• Nonobvious• Invented by you
© Kolisch Hartwell 2010 All Rights Reserved, Page 11
Practice the Patent?
• Patent grants only a right to exclude and not a right to use
• A patented article may infringe a third party’s patent
Patent covering chair may cover chair with wheels
© Kolisch Hartwell 2010 All Rights Reserved, Page 12
A Growing Field of Innovation
All U.S. Patents granted1800–2004
© Kolisch Hartwell 2010 All Rights Reserved, Page 13
Patent Considerations
• Conduct patentability searches• Consider conducting clearance searches
Entering new technology area Concerned with particular competitor
• File patent application before public disclosure One year grace period in North America No or limited grace periods in most other countries
© Kolisch Hartwell 2010 All Rights Reserved, Page 14
Patent Considerations
• Consider expediting patent applications, such as via USPTO Green Technology Pilot Program First 3,000 green technology patents 1/3 so far in chemical & materials engineering
category
• Mark products appropriately
© Kolisch Hartwell 2010 All Rights Reserved, Page 15
Hypothetical: The Banana Bike
Designer:Joey Greentech
New company: Shrek Bicycles, Inc.
Name: BANANA BIKE
© Kolisch Hartwell 2010 All Rights Reserved, Page 16
The Banana Bike
• Banana-shaped frame more aerodynamic than previous frames
• Very distinctive look.
© Kolisch Hartwell 2010 All Rights Reserved, Page 18
US Patent No: 5,996,127 Wearable device for feeding and observing birds
"A device for feeding and observing flying animals comprising: a hat, the hat including a front portion and a rear portion; a first support mounted on the hat and extending forward of the front portion of the hat; and a feeder configured to contain food for flying animals mounted on the first support, wherein the flying animals can be observed while they feed.”
© Kolisch Hartwell 2010 All Rights Reserved, Page 20
What is a Trademark?
Protects an exclusive “sign” or “mark” that is used to distinguish products or services.
• Right to exclude others from using a confusingly similar mark for similar products or services
• For famous marks, right to exclude others from using a confusingly similar mark for any products or services
© Kolisch Hartwell 2010 All Rights Reserved, Page 23
Trademark Types• Common law
Automatic Rights exist where mark used plus zone of expansion Burden on owner to prove rights
• State registered Rights exist within state
• Federally registered Nationwide rights, regardless of where mark used May be obtained before use begins Prevents later user from affecting use of your mark
© Kolisch Hartwell 2010 All Rights Reserved, Page 24
How to Select a Mark
Two main considerations:• A distinctive element• Cannot cause confusion with existing marks
© Kolisch Hartwell 2010 All Rights Reserved, Page 25
Can “Apple” be a trademark?
No• Common commercial name for
the goods• Does not distinguish goods from
others in marketplace
Yes• Identifies goods• Distinguishes goods from
others in marketplace
© Kolisch Hartwell 2010 All Rights Reserved, Page 26
Trademark Considerations
• Conduct trademark searches Violate a third party’s mark? Can register mark?
• File trademark applications early• Present the mark as a mark
Set marks apart from regular text Follow marks with a trademark symbol (TM, SM, ®) Marks always are adjectives, never nouns
© Kolisch Hartwell 2010 All Rights Reserved, Page 27
U.S. Trademark Statistics
• Fuel Cells > 900• Solar Panels > 1300• Wind Turbines > 700
© Kolisch Hartwell 2010 All Rights Reserved, Page 28
The Banana Bike (continued)• Registered “Shrek Bicycles” with the Secretary of
State• Obtained the following internet domain names: shrek.com
shrekbicycle.comshrekbicycles.comshrekbike.comshrekbikes.com
• Enough to avoid problems based on use of “Shrek Bicycles” as brand name?
© Kolisch Hartwell 2010 All Rights Reserved, Page 29
The Banana BikeAnswer: NO
• Trademark rights obtained by first to use a particular mark for goods/services in a particular geographic region
• Others could have trademark rights in “Shrek Bicycles” because another company may
use the exact same name in another part of the country for bicycles
have a federal trademark registration on the exact same name for bicycles
© Kolisch Hartwell 2010 All Rights Reserved, Page 30
US Patent No: 5,509,859 Leash With Sound
"A novelty item for creating the illusion of an imaginary pet including a hollow, elongated leash with a handle at one end and a collar and harness adjacent the other end. Housed within the handle, which is hollow, is a battery power source and an integrated circuit for producing a plurality of animal sounds.”
© Kolisch Hartwell 2010 All Rights Reserved, Page 32
What is a Copyright?
Grants the right for a fixed period of time to exclude others from:
• copying, distributing, and performing or displaying publicly an original work of authorship, and
• preparing derivative works based on the original work of authorship
© Kolisch Hartwell 2010 All Rights Reserved, Page 33
Original Works of Authorship• Literary works• Pictorial, graphic, and sculptural works• Audiovisual works• Musical works• Dramatic works• Sound recordings• Architectural works• Choreographic works
© Kolisch Hartwell 2010 All Rights Reserved, Page 34
Original Works of Authorship
Business-related examples:• Software• Product manuals and brochures• Website design and content• Training videos• Presentations
© Kolisch Hartwell 2010 All Rights Reserved, Page 35
Not “Original Works of Authorship”
• Ideas• Procedures• Processes• Systems• Titles• Short Phrases
• Methods of Operations
• Concepts• Principles• Discoveries• Useful Articles
© Kolisch Hartwell 2010 All Rights Reserved, Page 36
Types of Copyrights
• Automatic Rights Original work of authorship Fixed on a tangible medium
• Registered Rights Registered with a government entity
- U.S. Copyright Office Life of author plus 70 years Statutory damages
© Kolisch Hartwell 2010 All Rights Reserved, Page 37
Copyright Considerations
• File copyright applications early• Use copyright notice• Have employees and contractors sign
agreements that cover IP Independent contractors own copyrights in their work
unless have agreement to the contrary
© Kolisch Hartwell 2010 All Rights Reserved, Page 38
The Banana Bike
User’s Manual • written by a Shrek Bicycles employee• company’s usual humorous style• includes a brief history of bananas
Any copyright considerations?
© Kolisch Hartwell 2010 All Rights Reserved, Page 39
US Patent No: 7,062,320 Device for the Treatment of Hiccups
"A device for curing hiccups, comprising: a metallic cup-like vessel being a first electrode for producing electricity adapted to be applied to the lip of the user; and a second electrode electrically insulated from said first electrode being affixed to said vessel and extending from a point substantially within said vessel to a point substantially above a rim of the vessel.”
© Kolisch Hartwell 2010 All Rights Reserved, Page 41
What is a Trade Secret?
Protects against acquisition or disclosure by “improper means”
• Theft• Bribery• Misrepresentation• Breach of a duty to maintain secrecy• Espionage
© Kolisch Hartwell 2010 All Rights Reserved, Page 42
Examples of Trade Secrets
• Drawings• Cost Data• Customer Lists• Compositions• Patterns• Compilations
• Programs• Devices• Techniques• Processes• Methods of
Assembly• Other Methods
© Kolisch Hartwell 2010 All Rights Reserved, Page 43
Trade Secrets – Specific Examples
KFC’s 11 Secret Herbs and Spices
Coca-Cola’s Secret Soft Drink Formula
© Kolisch Hartwell 2010 All Rights Reserved, Page 44
Requirements for Trade Secrets
• Independent economic value from being not generally known
• Reasonable efforts to maintain its secrecy
© Kolisch Hartwell 2010 All Rights Reserved, Page 45
Trade Secrets Considerations• May last forever but all value may be lost
at any time Reverse engineering Accidental disclosure Independent development
• Consider patent protection Otherwise, a third party may obtain a patent on your
“secret”
© Kolisch Hartwell 2010 All Rights Reserved, Page 46
The Banana Bike (continued)
• Certain metal alloy• The two banana shapes must be connected a certain way to avoid defects in the bike frames
Protectible under trade secret law?
© Kolisch Hartwell 2010 All Rights Reserved, Page 47
Peter D. Sabido
Intellectual Property Attorney
Kolisch Hartwell, P.C.
520 SW Yamhill Street, Suite 200
Portland, Oregon 97204
(503) 224–6655
www.khpatent.com