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© Kolisch Hartwell 2010 All Rights Reserved, Page 1 Protecting Innovations in Green Technology Peter D. Sabido Intellectual Property Attorney Kolisch Hartwell, P.C.

© Kolisch Hartwell 2010 All Rights Reserved, Page 1 Protecting Innovations in Green Technology Peter D. Sabido Intellectual Property Attorney Kolisch Hartwell,

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© Kolisch Hartwell 2010 All Rights Reserved, Page 1

Protecting Innovations in Green Technology

Peter D. Sabido

Intellectual Property Attorney

Kolisch Hartwell, P.C.

© Kolisch Hartwell 2010 All Rights Reserved, Page 2

Overview• Basics of the primary areas of intellectual

property law: Patents Trademarks Copyrights Trade Secrets

• General considerations for each of those areas• Hypothetical example

© Kolisch Hartwell 2010 All Rights Reserved, Page 3

US Patent No: 5,443,036Method of Exercising a Cat

"A method for inducing cats to exercise consists of directing a beam of invisible light produced by a handheld laser apparatus onto the floor or wall or other opaque surface in the vicinity of the cat, then moving the laser so as to cause the bright pattern of light to move in an irregular way fascinating to cats, and to any other animal with a chase instinct.”

© Kolisch Hartwell 2010 All Rights Reserved, Page 4

PATENTS

Our inventions mirror our secret wishes.- Lawrence George Durrell

© Kolisch Hartwell 2010 All Rights Reserved, Page 5

What is a Patent?Grants the right, for a fixed period of time, to exclude others from • making, • using, • selling, • offering to sell, or • importing into the United States

a “patented invention”.

© Kolisch Hartwell 2010 All Rights Reserved, Page 6

What can be Patented?• Devices• Compositions of Matter• Processes• Articles of Manufacturing• Methods of Use• Software• Business Methods• Genetically Engineered Organisms

© Kolisch Hartwell 2010 All Rights Reserved, Page 7

What Cannot be Patented?• Principles• Laws of Nature• Mental Processes• Intellectual

Concepts• Ideas• Natural Phenomena

• Mathematical Formulae

• Fundamental Truths

• Original Causes• Motives

© Kolisch Hartwell 2010 All Rights Reserved, Page 8

Types of Patents

• Utility Patents Protects how an invention works

• Design Patents Protects how an invention looks

• Plant Patents Protects new varieties of plants

© Kolisch Hartwell 2010 All Rights Reserved, Page 9

Requirements for Patents

• Useful• Novel (New)• Nonobvious• Invented by you

© Kolisch Hartwell 2010 All Rights Reserved, Page 10

Is it Patentable?

Existing Articles Invention

© Kolisch Hartwell 2010 All Rights Reserved, Page 11

Practice the Patent?

• Patent grants only a right to exclude and not a right to use

• A patented article may infringe a third party’s patent

Patent covering chair may cover chair with wheels

© Kolisch Hartwell 2010 All Rights Reserved, Page 12

A Growing Field of Innovation

All U.S. Patents granted1800–2004

© Kolisch Hartwell 2010 All Rights Reserved, Page 13

Patent Considerations

• Conduct patentability searches• Consider conducting clearance searches

Entering new technology area Concerned with particular competitor

• File patent application before public disclosure One year grace period in North America No or limited grace periods in most other countries

© Kolisch Hartwell 2010 All Rights Reserved, Page 14

Patent Considerations

• Consider expediting patent applications, such as via USPTO Green Technology Pilot Program First 3,000 green technology patents 1/3 so far in chemical & materials engineering

category

• Mark products appropriately

© Kolisch Hartwell 2010 All Rights Reserved, Page 15

Hypothetical: The Banana Bike

Designer:Joey Greentech

New company: Shrek Bicycles, Inc.

Name: BANANA BIKE

© Kolisch Hartwell 2010 All Rights Reserved, Page 16

The Banana Bike

• Banana-shaped frame more aerodynamic than previous frames

• Very distinctive look.

© Kolisch Hartwell 2010 All Rights Reserved, Page 17

The Banana Bike

What may be patentable?

© Kolisch Hartwell 2010 All Rights Reserved, Page 18

US Patent No: 5,996,127 Wearable device for feeding and observing birds

"A device for feeding and observing flying animals comprising: a hat, the hat including a front portion and a rear portion; a first support mounted on the hat and extending forward of the front portion of the hat; and a feeder configured to contain food for flying animals mounted on the first support, wherein the flying animals can be observed while they feed.”

© Kolisch Hartwell 2010 All Rights Reserved, Page 19

TRADEMARKS

© Kolisch Hartwell 2010 All Rights Reserved, Page 20

What is a Trademark?

Protects an exclusive “sign” or “mark” that is used to distinguish products or services.

• Right to exclude others from using a confusingly similar mark for similar products or services

• For famous marks, right to exclude others from using a confusingly similar mark for any products or services

© Kolisch Hartwell 2010 All Rights Reserved, Page 21

Examples of Trademarks

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Other Trademark Examples

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Trademark Types• Common law

Automatic Rights exist where mark used plus zone of expansion Burden on owner to prove rights

• State registered Rights exist within state

• Federally registered Nationwide rights, regardless of where mark used May be obtained before use begins Prevents later user from affecting use of your mark

© Kolisch Hartwell 2010 All Rights Reserved, Page 24

How to Select a Mark

Two main considerations:• A distinctive element• Cannot cause confusion with existing marks

© Kolisch Hartwell 2010 All Rights Reserved, Page 25

Can “Apple” be a trademark?

No• Common commercial name for

the goods• Does not distinguish goods from

others in marketplace

Yes• Identifies goods• Distinguishes goods from

others in marketplace

© Kolisch Hartwell 2010 All Rights Reserved, Page 26

Trademark Considerations

• Conduct trademark searches Violate a third party’s mark? Can register mark?

• File trademark applications early• Present the mark as a mark

Set marks apart from regular text Follow marks with a trademark symbol (TM, SM, ®) Marks always are adjectives, never nouns

© Kolisch Hartwell 2010 All Rights Reserved, Page 27

U.S. Trademark Statistics

• Fuel Cells > 900• Solar Panels > 1300• Wind Turbines > 700

© Kolisch Hartwell 2010 All Rights Reserved, Page 28

The Banana Bike (continued)• Registered “Shrek Bicycles” with the Secretary of

State• Obtained the following internet domain names:  shrek.com

shrekbicycle.comshrekbicycles.comshrekbike.comshrekbikes.com

• Enough to avoid problems based on use of “Shrek Bicycles” as brand name?

© Kolisch Hartwell 2010 All Rights Reserved, Page 29

The Banana BikeAnswer: NO

• Trademark rights obtained by first to use a particular mark for goods/services in a particular geographic region

• Others could have trademark rights in “Shrek Bicycles” because another company may

use the exact same name in another part of the country for bicycles

have a federal trademark registration on the exact same name for bicycles

© Kolisch Hartwell 2010 All Rights Reserved, Page 30

US Patent No: 5,509,859 Leash With Sound

"A novelty item for creating the illusion of an imaginary pet including a hollow, elongated leash with a handle at one end and a collar and harness adjacent the other end. Housed within the handle, which is hollow, is a battery power source and an integrated circuit for producing a plurality of animal sounds.”

© Kolisch Hartwell 2010 All Rights Reserved, Page 31

COPYRIGHTS

© Kolisch Hartwell 2010 All Rights Reserved, Page 32

What is a Copyright?

Grants the right for a fixed period of time to exclude others from:

• copying, distributing, and performing or displaying publicly an original work of authorship, and

• preparing derivative works based on the original work of authorship

© Kolisch Hartwell 2010 All Rights Reserved, Page 33

Original Works of Authorship• Literary works• Pictorial, graphic, and sculptural works• Audiovisual works• Musical works• Dramatic works• Sound recordings• Architectural works• Choreographic works

© Kolisch Hartwell 2010 All Rights Reserved, Page 34

Original Works of Authorship

Business-related examples:• Software• Product manuals and brochures• Website design and content• Training videos• Presentations

© Kolisch Hartwell 2010 All Rights Reserved, Page 35

Not “Original Works of Authorship”

• Ideas• Procedures• Processes• Systems• Titles• Short Phrases

• Methods of Operations

• Concepts• Principles• Discoveries• Useful Articles

© Kolisch Hartwell 2010 All Rights Reserved, Page 36

Types of Copyrights

• Automatic Rights Original work of authorship Fixed on a tangible medium

• Registered Rights Registered with a government entity

- U.S. Copyright Office Life of author plus 70 years Statutory damages

© Kolisch Hartwell 2010 All Rights Reserved, Page 37

Copyright Considerations

• File copyright applications early• Use copyright notice• Have employees and contractors sign

agreements that cover IP Independent contractors own copyrights in their work

unless have agreement to the contrary

© Kolisch Hartwell 2010 All Rights Reserved, Page 38

The Banana Bike

User’s Manual • written by a Shrek Bicycles employee• company’s usual humorous style• includes a brief history of bananas

Any copyright considerations?

© Kolisch Hartwell 2010 All Rights Reserved, Page 39

US Patent No: 7,062,320 Device for the Treatment of Hiccups

"A device for curing hiccups, comprising: a metallic cup-like vessel being a first electrode for producing electricity adapted to be applied to the lip of the user; and a second electrode electrically insulated from said first electrode being affixed to said vessel and extending from a point substantially within said vessel to a point substantially above a rim of the vessel.”

© Kolisch Hartwell 2010 All Rights Reserved, Page 40

TRADE SECRETS

© Kolisch Hartwell 2010 All Rights Reserved, Page 41

What is a Trade Secret?

Protects against acquisition or disclosure by “improper means”

• Theft• Bribery• Misrepresentation• Breach of a duty to maintain secrecy• Espionage

© Kolisch Hartwell 2010 All Rights Reserved, Page 42

Examples of Trade Secrets

• Drawings• Cost Data• Customer Lists• Compositions• Patterns• Compilations

• Programs• Devices• Techniques• Processes• Methods of

Assembly• Other Methods

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Trade Secrets – Specific Examples

KFC’s 11 Secret Herbs and Spices

Coca-Cola’s Secret Soft Drink Formula

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Requirements for Trade Secrets

• Independent economic value from being not generally known

• Reasonable efforts to maintain its secrecy

© Kolisch Hartwell 2010 All Rights Reserved, Page 45

Trade Secrets Considerations• May last forever but all value may be lost

at any time Reverse engineering Accidental disclosure Independent development

• Consider patent protection Otherwise, a third party may obtain a patent on your

“secret”

© Kolisch Hartwell 2010 All Rights Reserved, Page 46

The Banana Bike (continued)

• Certain metal alloy• The two banana shapes must be connected a certain way to avoid defects in the bike frames

Protectible under trade secret law?

© Kolisch Hartwell 2010 All Rights Reserved, Page 47

Peter D. Sabido

Intellectual Property Attorney

Kolisch Hartwell, P.C.

520 SW Yamhill Street, Suite 200

Portland, Oregon 97204

(503) 224–6655

www.khpatent.com

[email protected]