22
www.jogh.org doi: 10.7189/jogh.10.020438 1 December 2020 Vol. 10 No. 2 • 020438 PAPERS Hana Mahmood 1,2 , Brian Mckinstry 2 , Saturnino Luz 2 , Karen Fairhurst 2 , Sumaira Nasim 2 , Tabish Hazir 2 ; RESPIRE Collaboration 1 Maternal, Neonatal and Child Health Research Network (MNCHRN), Pakistan 2 NIHR Global Health Research Unit on Respiratory Health (RESPIRE), Usher Institute, the University of Edinburgh, Edinburgh, UK Correspondence to: Hana Mahmood BSc, MBBS, MS Health Informatics 402, 4th Floor, Islamabad Stock Exchange Building 55-B Jinnah Avenue Islamabad Pakistan [email protected] Community health worker-based mobile health (mHealth) approaches for improving management and caregiver knowledge of common childhood infections: A systematic review Electronic supplementary material: The online version of this article contains supplementary material. © 2020 The Author(s) JoGH © 2020 ISGH Background Children in lower middle-income countries (LMICs) are more at risk of dying, than those in High Income Countries (HICs), due to highly prevalent deadly yet preventable childhood infections. Alongside concerns about the inci- dence of these infections, there has been a renewed interest in involving communi- ty health workers (CHWs) in various public health programs. However, as CHWs are increasingly asked to take on different tasks there is a risk that their workload may become unmanageable. One solution to help reduce this burden is the use of mobile health (mHealth) technology in the community through behaviour change. Considering there are various CHWs based mHealth approaches on illness man- agement and education, therefore, we aimed to appraise the available literature on effectiveness of these mHealth approaches for caregivers to improve knowledge and management about common under-five childhood infections with respect to behaviour change. Methods We searched six databases between October to December 2019 using subject heading (Mesh) and free text terms in title or abstract in US English. We included multiple study types of children under-five or their caregivers who have been counselled, educated, or provided any health care service by CHWs for any common paediatric infectious diseases using mHealth. We excluded articles pub- lished prior to 1990 and those including mHealth technology not coming under the WHO definition. A data extraction sheet was developed and titles, abstracts, and selected full text were reviewed by two reviewers. Quality assessment was done using JBI tools. Results We included 23 articles involving around 300 000 individuals with eight types of study designs. 20 studies were conducted in Africa, two in Asia, and one in Latin America mainly on pneumonia or respiratory tract infections followed by malaria and diarrhoea in children. The most common types of Health approach- es were mobile applications for decision support, text message reminders and use of electronic health record systems. None of the studies employed the use of any behaviour change model or any theoretical framework for selection of models in their studies. Conclusions Coupling mhealth with CHWs has the potential to benefit commu- nities in improving management of illnesses in children under-five. High quality evidence on impact of such interventions on behaviour is relatively sparse and fur- ther studies should be conducted using theoretically informed behaviour change frameworks/models. Registration PROPSERO Registration number: CRD42018117679

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Page 1: © 2020 The Author(s) Community health worker-based mobile

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Hana Mahmood1,2, Brian Mckinstry2, Saturnino Luz2, Karen Fairhurst2, Sumaira Nasim2, Tabish Hazir2; RESPIRE Collaboration

1 Maternal, Neonatal and Child Health Research Network (MNCHRN), Pakistan

2 NIHR Global Health Research Unit on Respiratory Health (RESPIRE), Usher Institute, the University of Edinburgh, Edinburgh, UK

Correspondence to:Hana Mahmood BSc, MBBS, MS Health Informatics 402, 4th Floor, Islamabad Stock Exchange Building 55-B Jinnah Avenue Islamabad Pakistan [email protected]

Community health worker-based mobile health (mHealth) approaches for improving management and caregiver knowledge of common childhood infections: A systematic review

Electronic supplementary material: The online version of this article contains supplementary material.

© 2020 The Author(s)JoGH © 2020 ISGH

Background Children in lower middle-income countries (LMICs) are more at risk of dying, than those in High Income Countries (HICs), due to highly prevalent deadly yet preventable childhood infections. Alongside concerns about the inci-dence of these infections, there has been a renewed interest in involving communi-ty health workers (CHWs) in various public health programs. However, as CHWs are increasingly asked to take on different tasks there is a risk that their workload may become unmanageable. One solution to help reduce this burden is the use of mobile health (mHealth) technology in the community through behaviour change. Considering there are various CHWs based mHealth approaches on illness man-agement and education, therefore, we aimed to appraise the available literature on effectiveness of these mHealth approaches for caregivers to improve knowledge and management about common under-five childhood infections with respect to behaviour change.

Methods We searched six databases between October to December 2019 using subject heading (Mesh) and free text terms in title or abstract in US English. We included multiple study types of children under-five or their caregivers who have been counselled, educated, or provided any health care service by CHWs for any common paediatric infectious diseases using mHealth. We excluded articles pub-lished prior to 1990 and those including mHealth technology not coming under the WHO definition. A data extraction sheet was developed and titles, abstracts, and selected full text were reviewed by two reviewers. Quality assessment was done using JBI tools.

Results We included 23 articles involving around 300 000 individuals with eight types of study designs. 20 studies were conducted in Africa, two in Asia, and one in Latin America mainly on pneumonia or respiratory tract infections followed by malaria and diarrhoea in children. The most common types of Health approach-es were mobile applications for decision support, text message reminders and use of electronic health record systems. None of the studies employed the use of any behaviour change model or any theoretical framework for selection of models in their studies.

Conclusions Coupling mhealth with CHWs has the potential to benefit commu-nities in improving management of illnesses in children under-five. High quality evidence on impact of such interventions on behaviour is relatively sparse and fur-ther studies should be conducted using theoretically informed behaviour change frameworks/models.

Registration PROPSERO Registration number: CRD42018117679

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Despite substantial progress made under the Millennium Development Goals and the transition to Sus-tainable Development Goals (SDGs), global inequalities are still evident in child health. Compared with high income countries(HICs), children of the low- and middle-income countries (LMICs) are more at risk of dying due to infections [1,2]. 1055 per 100 000 children and adolescents are dying in develop-ing countries with 6.89 million young children losing their lives of 7.7 million children and adolescents globally [3]. These deaths are attributed to several deadly yet preventable childhood infections [4]. The most noteworthy of these are pneumonia, diarrhoea, malaria, measles, typhoid, tuberculosis, hepatitis, and dengue [5,6]. Predisposing factors contributing to high incidence of these conditions include lack of education/health literacy or knowledge among caregivers, gender discrimination, religious factors, demo-graphic and economic barriers [7,8]. These result in delays in health care seeking which is compounded by limited public health care facilities particularly in remote areas [9].

Alongside concern about the incidence of childhood infectious diseases, there has been a renewed interest in involving community health workers (CHWs) in national community health programs [10]. CHW’s are literate individuals, usually women, residing within the local rural communities and fulfilling specified eligibility criteria (eg, at least eight years of education, possession of a middle school pass, local residen-cy, preferably married, and at least 18 years of age) hired as volunteers or against incentives (monetary or in-kind) to serve as the “focal point of care” for their communities [11,12]. According to the World Health Organization (WHO), they are trained for a shorter period of time (a few weeks to a few months) as compared to professional health care workers and although they are supported by the health system they are not a part of its organisations [13]. CHWs have been playing an important role in promoting healthy behaviours and extending the reach of the health system by acting as a bridge between the com-munity and the system [14] through provision of health education, family planning and basic curative care for childhood illnesses [15]. However, increasingly CHWs have been asked to broaden their remits such as their involvement in community based Integrated Management of Childhood illnesses (IMCI), supporting the expansion of their involvement in curative practices [16]. This has led to complaints of unmanageable workloads [17,18]. Therefore, there is a need to develop approaches that may facilitate a reduction of this workload whilst maintaining adequate health care services/education to the communi-ties and continuing to contribute towards reduction of infectious disease burden.

One such approach is the use of mobile technology-based health care solutions (mHealth)by CHWs. mHealth refers to the use of wireless, portable information and communication technologies (ICT) in-cluding the use of cellular phones, smart phones, personal digital assistants, tablets, or laptops to sup-port health and health care delivery [17-19]. Typically, text, voice or video messages or various applica-tions for public health interventions are used to increase access to care or provide information to induce health behaviour change.

With increasing penetration of mobile networks to the remotest of locations in low- and middle-income countries (LMICs), mHealth has opened new opportunities for accessible, affordable, and effective health care through CHWs [18] and is gaining momentum [12-21]. In Africa, for example, mHealth by CHWs has been used to report adverse events in intensive Multiple Drug Resistant-Tuberculosis (MDR-TB) therapy [19]. Similarly, CHWs in Uganda and Kenya have used mHealth in Acquired Immunodeficiency Syndrome (AIDS) care through text messaging [20-23]. Another study in Argentina showed the benefit of CHWs using a customised mHealth application to calculate patients’ cardiovascular risk [24]. Thus, mHealth has started to attract more attention in research with an increasing number of studies determin-ing appropriate design of mHealth based interventions for community and health care professionals, their impacts on the outcomes of care, and barriers and enablers to scaling up [25].

For interventions aimed at inducing behaviour change (specific behavioural patterns through a ‘coordi-nated set of activities’), a number of models have been used [26]. The Health Belief Model (HBP) focuses on the desire to prevent an illness and the belief that a specific health related action will prevent or cure the illness. The Theory of Planned Behaviour (TPB) predicts a person’s intention to engage in a behaviour at a specific place and time thus depending on both motivation and ability. Diffusion of Innovation (DOI) Theory explains how, over time, an idea gains momentum and spreads within a specific population or social system, the end result being the individuals or social system adopting that behaviour. The Social Cognitive Theory (SCT) considers an individual’s past experiences which shape whether a person will engage in a specific behaviour and what are the reasons why that person engages in that particular be-haviour. The Trans Theoretical Model (TTM)works on the assumption that behaviours are not changed quickly and decisively by people. Instead the behaviour change occurs continuously through a cyclical process. The Social Norms Theory (SNT) tries to understand influences such as the environment and in-terpersonal influences (peers) for behaviour change, which can be more effective than focusing on an in-

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dividual to change behaviour [27]. For choosing the appropriate model, there are multiple frameworks which have been used one of which is the Behaviour Change Wheel (BCW) which recognises that the target behaviour can in arise from combinations of any of the components of the behaviour system (ca-pability, motivation and opportunity) [26].

There is limited evidence on review of available literature on various mobile health approaches used by CHWs to improve management of children under five by caregivers especially with respect to inducing behaviour change. There has been one systematic review which has focused on use of mHealth technol-ogy by CHWs to identify “opportunities and challenges for strengthening health systems in resource-con-strained settings”. However, it has not focused on management of under five children in particular [28]. We, therefore, appraised the available literature on the effectiveness of various CHW based mHealth ap-proaches for caregivers of children to improve knowledge and/or management of common childhood infections (under five children in particular) with respect to behaviour change.

METHODOLOGY

Registration

The protocol was registered to PROSPERO (Registration number CRD42018117679). Ethical approval was obtained from local ethical board of International Research Force, Pakistan.

Search strategy

Search databases and search terms

In order to finalize the search strategy and search terms a brief literature scoping activity in PubMed, Em-base and Medline was conducted initially to explore relevant keywords and common study types. There-after, we conducted a systematic literature search on six databases: MEDLINE(Ovid), EMBASE(Ovid), CINAHL, PsycINFO, AMED(Ovid) and Global Health from October to December 2019. Searches were conducted in each database using both subject heading (Mesh) where available and free text terms in-cluded in title or abstract. Appendix S1 in the Online Supplementary Document provides a complete list of all search terms and Appendix S2 in the Online Supplementary Document a sample of one elec-tronic search made in a database (Global Health). Once all the databases were searched and articles were extracted, duplicates were identified and removed using EndNote which was followed by a manual ex-ercise for verification which involved checking the excel sheet with any redundancy. If different data or information was presented in more than one publication describing the same study, all were included.

Eligibility criteria

There was no restriction on geographical location and study setting and the searches were run from 1990 onwards as the first mHealth technology interventions started in the early 1990s [29]. Studies were ex-cluded if the intervention did not fall under the WHO definition of mHealth [30], and if the study did not focus on use of mHealth by community health workers for childhood illnesses. Additionally, case studies, editorials, letter to editors, trial protocols, systematic reviews, opinion, or expert articles were also excluded. Conference abstracts were only considered if published in a peer-reviewed journal. We used the PICOS (Population, Intervention, Comparison, Outcome and Study Design) framework [31] to develop our eligibility criteria for the systematic review.

Population

Literature was considered for inclusion if the research included results pertaining to children under five or caregivers of children under five who have been counselled, educated, or provided with any health care service by CHWs for any common paediatric infectious disease. These paediatric infections includ-ed acute respiratory infections (pneumonia), diarrhoea, malaria, measles, typhoid, tuberculosis, hepati-tis, and dengue. This age group has been selected in particular as under five childhood mortality is more than any other age group [32].

Intervention

We included literature that focused on the use of mHealth by CHWs. We used the definition of mHealth as specified by Global Observatory for eHealth of WHO which is “medical and public health practice sup-

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ported by mobile devices, such as mobile phones, patient monitoring devices, personal digital assistants (PDAs), and other wireless devices” [29]. This included mHealth interventions that involve a range of delivery modes such as voice calling and text messaging via Short Message Service (SMS). It also included applicationson public health messaging, behaviour change communications, and remote care provision. Also included were applications designed to enable health workers to provide better care to patients through decision support tools for informing screening or intervention decisions, workflow planning, and clinical docu-mentation. Additionally, global positioning system (GPS) tools for patient tracking and portable point-of-care testing devices able to transmit data via mobile phone were also included.

Outcome

Outcomes included any change in knowledge, perception, awareness, insight, behaviour, or familiarity among caregivers of children and/or community health workers about common childhood infections. Ad-ditionally, we sought any impact on hospitalisation eg, number of days in hospital, improved efficiency of the CHWs in managing workload, and improved clinical outcomes (childhood morbidity and mortality).

Study designs

The documents included were randomised controlled trials (RCTs), pilot/feasibility studies, quasi-exper-imental studies, cohort studies, qualitative studies, cross-sectional studies, and project evaluations which focused on assessing the impact of using mobile health technology by CHW for infectious diseases in children under five.

Quality assessment

The Joanna Briggs Institute (JBI) Critical appraisal tools were used to assess risk of bias. The JBI tools which were used for appraisal included those for RCTs, qualitative studies, quasi-experimental studies, cross-sectional studies, cohort studies and economic evaluations [33]. HM and SN conducted appraisal of all included studies and scored them independently. Results were presented as overall mean quality score, while we defined it as, summing mean score of both appraisers and dividing it by the number of appraisers. However, mean score was calculated by dividing sum of individual item score with total num-ber of quality items. Individual quality item was scored either as 1 (ie, present) or 0 (ie, absent)

Data synthesis and analysis

Titles, abstracts, and selected full text were reviewed by two reviewers (HM and SN). A data extraction sheet was used to extract all relevant information which included the title, author(s), year of publication, country, health care setting, aims and objectives, study design, sample size, target users, type of infection, type of mHealth approach, duration, key findings, strengths and limitations. Data extraction was done by one reviewer and reviewed by the other. We intended to conduct data synthesis if suitable comparable RCTs were found, however, due to heterogeneity in their intervention and outcomes, descriptive analy-sis of the attained data was conducted.

RESULTSA total of 736 articles were obtained from all the databases. 189 duplicates were removed leaving546 ar-ticles for title and abstracts review. A list of 49 articles were then extracted from these based-on inclusion criteria and then on full text assessment and consensus between the reviewers, 23 articles were selected for final stage. The PRISMA flow in Figure 1 indicates the process of selection.

Study types

The 23 articles reviewed described eight type of study designs; six RCTs [34-39], six quasi experimental studies [40-45], six qualitative studies [44,46-49], one case study [50], one cohort study [51], and one cost evaluation study [36] and one mixed method study [52].

Study settings

Most articles reported on projects in economically developing countries particularly Africa, with several focused-on Asia, and a few in Latin America as indicated in Table 1. Among the countries reported, most of the studies were conducted in Kenya (n = 5), followed by Uganda (n = 4), Malawi (n = 3) and Ghana (n = 2) with the rest of the studies in other countries.

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Participants and illnesses

Among all the articles whereby an mHealth approach was used with/through CHWs, ten of those target-ed caregivers along with children with the rest focused on children alone. The target beneficiaries num-bered approximately 300 000 individuals.

Most of the articles (n = 11) focused on pneumonia or other respiratory tract infections. The next most common infections targeted were malaria (n = 10), diarrhoea (n = 5), two articles reported interventions addressing hepatitis, measles, and TB, and one each on rubella and typhoid fever. The majority of articles (n = 11) included various illnesses together.

Table 1 provides a summary of findings of the included studies.

Quality assessment

Table 2 shows the quality assessment of the studies using JBI tools. Overall, evidence was of moderate quality. Among the RCTS, three of the six covered all aspects of randomization, allocation concealment, blinding, follow up and reliable outcome measurement. Most of the quasi-experimental studies could not provide clear information on measurement of both outcome and exposure along with follow up. The in-cluded qualitative studies addressed all quality parameters except for ‘researcher influence on the research’. Two studies, the cross-sectional and the cohort, did not address the majority of the quality parameters.

Figure 1. PRISMA flow diagram.

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Tabl

e 1.

Su

mm

ary

of fin

din

gs

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

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indi

ngS

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viou

r chA

nge

oBSe

rved

limit

Atio

nS

Ran

dom

ized

con

trol

tri

al1.

Zu

rova

c 2011 [

36],

K

enya

, 119 h

ealt

h

wor

ker

s an

d 6

24

ch

ildre

n u

nd

er fi

ve,

Mal

aria

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t m

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emin

der

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th

e fo

rm o

f te

n t

asks

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t p

aed

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ic m

alar

ia c

ase

man

agem

ent

(tre

atm

ent,

dis

pen

sin

g an

d

cou

nse

llin

g) b

ased

on

Ken

yan

nat

ion

al

mal

aria

gu

idel

ines

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ealt

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s w

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ne

at 6

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mar

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imm

edia

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aft

er t

he

inte

rven

tion

an

d b

y 24 · 5

% (

11.6

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001)

6

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mp

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ts o

f si

mila

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fect

siz

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hen

th

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ce in

dic

ator

was

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ent

task

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d

at le

ast

five

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cou

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g ta

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21.4

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men

t so

on a

fter

th

e in

terv

enti

on 9

5%

CI

9.0

-33.7

, P =

0.0

007)

and

23.7

im

pro

vem

ent

6 m

onth

s p

ost

inte

rven

tion

% (

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, P =

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ect

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per

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alys

is w

ere

larg

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s co

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t ar

tem

eth

er-l

um

efan

trin

e m

anag

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t im

pro

ved

by

31 · 7

% (

95%

CI

15.6

-47.8

) im

med

iate

ly a

fter

in

terv

enti

on a

nd

28.6

% (

12.7

-44.6

) 6 m

onth

s af

ter

the

inte

rven

tion

.

Imp

rove

d c

arer

p

erfo

rman

ce

on d

oin

g th

e te

n t

asks

by

10 · 3

%(4

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, P =

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013)

imm

edia

tely

aft

er

the

inte

rven

tion

an

d 1

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% (

5.1

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, P =

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004)

6 m

onth

s af

ter

the

inte

rven

tion

en

ded

.

Mes

sage

s w

ere

not

sen

t in

nat

ive

or n

atio

nal

la

ngu

age

of K

enya

. In

terv

enti

on d

id n

ot

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ress

nee

d t

o as

sess

ch

ildre

n w

ho

wou

ld t

est

neg

ativ

e fo

r m

alar

ia.

2.

Don

ovan

2018 [

35],

U

gan

da,

129 C

HW

s,

Pn

eum

onia

Mob

ile t

able

ts w

ere

up

load

ed w

ith

vid

eos

on p

neu

mon

ia, i

ts r

ecog

nit

ion

, its

tre

atm

ent

and

pre

ven

tion

for

inte

rven

tion

gro

up

wh

ich

re

ceiv

ed o

ne

and

hal

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ay t

rain

ing

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dar

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gu

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ines

fol

low

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ble

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re a

nd

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ain

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now

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ge

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isit

ion

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eten

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as

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ges

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epen

den

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mp

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st s

how

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ean

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rove

men

t in

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Q s

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s to

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(SD

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t th

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ce b

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ps

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n 0

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stic

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can

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= 1

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dd

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ly, P

ears

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01).

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ort

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U

se o

f n

on-v

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ated

as

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men

t to

ol.

3.

Li C

hen

2016 [

39],

C

hin

a, v

illag

e d

octo

rs,

care

give

rs o

f ch

ildre

n; 7

p

arti

cip

ants

fro

m e

ach

cl

ust

er o

f 18 p

airs

of

clu

ster

s. H

epat

itis

B a

nd

M

easl

es

Inte

rven

tion

gro

up

vill

age

doc

tors

use

d

mob

ile p

hon

es w

ith

th

e E

PI

app

to

man

age

child

vac

cin

atio

n c

oup

led

wit

h t

ext

mes

sage

d

isse

min

atio

n t

o al

ert

care

give

rs a

bou

t u

pco

min

g va

ccin

atio

ns.

Tw

o cr

oss-

sect

ion

al

hou

seh

old

su

rvey

s w

ere

con

du

cted

at

bas

elin

e an

d e

nd

-lin

e. F

ace-

to-f

ace

in-d

epth

inte

rvie

ws

wit

h v

illag

e d

octo

rs w

ere

also

con

du

cted

at

the

end

of th

e st

ud

y.

Incr

ease

in fu

ll va

ccin

atio

n fro

m b

asel

ine

to e

nd

-lin

e in

bot

h t

he

inte

rven

tion

an

d c

ontr

ol g

rou

p ie

, fro

m 6

7%

(95%

CI:

58%

-75%

) to

84%

(95%

CI:

76%

-90%

), P

= 0

.028 in

inte

rven

tion

gro

up

an

d fro

m 7

1%

[95%

CI =

62%

-79%

] to

82%

[95%

CI:

74%

-88%

], P

= 0

.014 in

con

trol

gro

up

. Hig

her

incr

ease

was

ob

serv

ed in

inte

rven

tion

th

en in

con

trol

gro

up

fro

m b

asel

ine

to e

nd

-lin

e (1

7%

vs

10%

), b

ut

this

was

not

sta

tist

ical

ly s

ign

ifica

nt

(P =

0.1

64).

Vill

age

doc

tors

rep

orte

d t

hat

th

eir

man

agem

ent

of c

hild

vac

cin

atio

n s

aved

tim

e.

Th

e ed

uca

tion

mod

ule

in t

he

app

let

them

lear

n v

acci

nat

ion

rel

ated

key

kn

owle

dge

an

d s

kill

s co

nve

nie

ntl

y. H

owev

er, t

hey

did

ind

icat

e it

was

har

d

to m

anag

e m

igra

ted

ch

ildre

n.

Incr

ease

d fol

low

u

p b

y ca

regi

vers

fo

r ti

mel

y va

ccin

atio

n.

Shor

t p

roje

ct d

ura

tion

.

4.

Zak

us

2019 [

34],

So

uth

wes

t N

iger

, 31

C

HW

, 252 c

hild

ren

bet

wee

n 2

-59 m

o.

Dia

rrh

oea,

mal

aria

, an

d

pn

eum

onia

.

Bot

h c

ontr

ol a

nd

inte

rven

tion

gro

up

CH

Ws

(RC

oms)

, wer

e tr

ain

ed o

n iC

CM

; in

terv

enti

on

grou

p h

ad a

dd

itio

nal

tra

inin

g on

ap

ply

ing

iCC

M t

hro

ugh

a m

obile

ap

plic

atio

n w

hic

h

also

con

tain

ed m

odu

le o

n c

ontr

ol o

f d

rugs

an

d s

up

plie

s. E

ach

RC

om w

as v

isit

ed b

y a

trai

ned

clin

icia

n a

nd

an

ass

ista

nt

per

dis

tric

t to

ass

ess

QoC

an

d le

vels

of m

otiv

atio

n a

nd

re

ten

tion

.

A 3

.4%

hig

her

QoC

sco

re w

as s

how

n b

y m

Hea

lth

equ

ipp

ed R

Com

s w

ith

a m

ean

diffe

ren

ce o

f 0.8

3 p

oin

ts. T

hes

e R

Com

s w

ere

mor

e lik

ely

to

inqu

ire

abou

t d

ange

r si

gns

wit

h c

onvu

lsio

ns

at 6

9.7

% v

s 50.4

%, P

< 0

.001,

inca

pac

ity

to e

at o

r d

rin

k a

t 79.2

% v

s 59.4

%, P

< 0

.001, v

omit

ing

at 8

1.4

%

vs 6

9.9

%, P

< 0

.01),

an

d le

thar

gy o

r u

nco

nsc

iou

snes

s at

92.4

% v

s 84.8

%,

P <

0.0

1. A

QoC

sco

re o

f m

ore

than

80%

(25 o

ut

of 3

1)

was

obse

rved

am

ong

83%

RC

oms

of t

he

inte

rven

tion

gro

up

had

a a

s op

pos

ed t

o on

ly 6

7%

R

Com

s in

th

e co

ntr

ol g

rou

p. C

orre

ct r

efer

rals

wer

e 85%

in in

terv

enti

on

as c

omp

ared

to

29%

in c

ontr

ol. n

o st

atis

tica

lly s

ign

ifica

nt

diffe

ren

ces

in

mot

ivat

ion

, ret

enti

on, a

nd

su

per

visi

on.

-In

itia

l an

d s

ubse

qu

ent

trai

nin

g on

usi

ng

the

smar

tph

one

cou

ld h

ave

bee

n b

ette

r, a

lon

g w

ith

cl

oser

an

d m

ore

spec

ific

sup

ervi

sion

to

use

th

e te

chn

olog

y to

max

imu

m

effe

ct t

o le

vera

ge

effe

ctiv

enes

s of

th

e iC

CM

p

rogr

am.

Page 7: © 2020 The Author(s) Community health worker-based mobile

CHW-based mHealth approaches to common child infections

www.jogh.org • doi: 10.7189/jogh.10.020438 7 December 2020 • Vol. 10 No. 2 • 020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

5.

Dav

is 2

019 [

37],

U

gan

da,

387 h

ouse

hol

d

con

tact

s; c

hild

ren

fro

m

<5 y

to

14 y

, >15 y

w

ith

out

HIV

, PLH

W.

Tu

ber

culo

sis

CH

Ws

for

bot

h in

terv

enti

on a

nd

sta

nd

ard

ca

re a

rms

wer

e tr

ain

ed t

o p

rovi

de

hom

e sp

utu

m c

olle

ctio

n a

nd

HIV

cou

nse

llin

g an

d

test

ing

serv

ices

acc

ord

ing

to U

gan

da

Nat

ion

al

Gu

idel

ines

. In

terv

enti

on g

rou

p C

HW

s en

tere

d

all i

nfo

rmat

ion

in a

su

rvey

ap

plic

atio

n, w

hic

h

app

lied

an

alg

orit

hm

to

char

acte

rise

eac

h

con

tact

’s n

eed

for

fu

rth

er e

valu

atio

n. S

pu

tum

te

stin

g re

sult

s an

d/o

r fo

llow

-up

inst

ruct

ion

s w

ere

retu

rned

by

auto

mat

ed S

MS

text

s.

Pri

mar

y ou

tcom

e: C

omp

leti

on o

f a

full

TB

ev

alu

atio

n w

ith

in 1

4 d

of tr

eatm

ent.

CH

Ws

iden

tifi

ed 1

90/4

71 (

40%

) in

terv

enti

on a

nd

213/4

48 (

48%

) st

and

ard

ca

re c

onta

cts

requ

irin

g T

B e

valu

atio

n. C

HW

s ob

tain

ed s

pu

tum

fro

m 3

5/9

1

(39%

) of

sp

utu

m-e

ligib

le c

onta

cts

and

tex

t m

essa

ges

wer

e se

nt

to 9

5/1

90

(5

0%

) of

con

tact

s in

th

e in

terv

enti

on a

rm. I

n b

oth

th

e in

terv

enti

on a

nd

st

and

ard

car

e ar

ms,

com

ple

tion

of T

B e

valu

atio

n a

t 14 d

was

14%

an

d

15%

res

pec

tive

ly w

ith

a d

iffe

ren

ce o

f -1

% a

t 95%

CI

(-9%

to

7%

, P =

0.8

1).

H

owev

er, y

ield

s of

con

firm

ed T

B d

iagn

osis

(1.5

% in

inte

rven

tion

an

d 1

.1%

in

sta

nd

ard

car

e, P

= 0

.62)

and

new

HIV

dia

gnos

is (

2.0

% in

inte

rven

tion

vs

1.8

% in

sta

nd

ard

car

e, P

= 0

.90)

wer

e si

mila

r.

-N

on r

evie

w o

f cl

inic

re

gist

ers.

In

com

ple

te

del

iver

y of

inte

rven

tion

, d

iffi

cult

ies

in c

olle

ctin

g sp

utu

m.

6.

Tal

isu

na

2017 [

38],

U

gan

da,

1677 c

hild

ren

<5ye

ars

and

th

eir

care

give

rs. M

alar

ia

It w

as a

n o

pen

-lab

el, r

and

omiz

ed, c

ontr

olle

d

tria

l ass

essi

ng

effe

cts

of S

MS

rem

ind

ers

on p

atie

nts

’ ad

her

ence

to

AL. P

arti

cip

ants

in

inte

rven

tion

an

d c

ontr

ol g

rou

p w

ere

ran

dom

ized

into

3 c

ateg

orie

s: c

ateg

ory

1:

care

give

rs w

ere

visi

ted

at

hom

e on

day

1

to m

easu

re a

dh

eren

ce o

f th

e se

con

d a

nd

th

e th

ird

dos

e of

AL; c

ateg

ory

2: c

areg

iver

s w

ere

visi

ted

at

hom

e on

day

2 t

o m

easu

re

adh

eren

ce o

f fo

urt

h a

nd

fift

h A

L d

oses

an

d,

cate

gory

3: c

areg

iver

s w

ere

visi

ted

at

hom

e on

d

ay 3

to

mea

sure

ad

her

ence

to

full

trea

tmen

t.

Car

egiv

ers

in t

he

inte

rven

tion

arm

wer

e al

so

sen

t au

tom

ated

SM

S re

min

der

s on

tre

atm

ent

adh

eren

ce. P

rim

ary

outc

omes

wer

e: (

a) t

he

pro

por

tion

of p

atie

nts

ad

her

ing

to c

omp

lete

A

L c

ours

e an

d, (

b)

the

pro

por

tion

of p

atie

nts

’ re

turn

ing

to t

he

faci

lity

on d

ay 3

.

Ran

dom

izat

ion

of al

l en

rolle

d c

hild

ren

: 849 (

50.6

%)

into

con

trol

gro

up

an

d 8

29 (

49.4

%)

into

inte

rven

tion

gro

up

. Of th

e 562 c

hild

ren

vis

ited

at

hom

e on

day

3 t

o m

easu

re fu

ll tr

eatm

ent

adh

eren

ce, a

ll d

oses

wer

e gi

ven

to

97.6

% (

282/2

89)

of c

hild

ren

in t

he

con

trol

an

d 9

7.8

% (

267/2

73)

in

the

inte

rven

tion

gro

up

(O

R =

1.1

0; 9

5%

CI =

0.3

7-3

.33; P

= 0

.860).

On

as

sess

men

t of

cor

rect

tim

ing

of t

akin

g ea

ch d

ose,

72.3

% (

209/2

89)

wer

e ad

her

ent

in t

he

con

trol

an

d 6

9.2

% (

189/2

73)

in t

he

inte

rven

tion

gro

up

(O

R =

0.8

2; 9

5%

CI =

0.5

6-1

.19; P

= 0

.302).

Th

e od

ds

of c

hild

ren

ret

urn

ing

to t

he

faci

litie

s on

day

3 a

nd

28 w

ith

in t

he

inte

rven

tion

gro

up

wer

e al

so

incr

ease

d b

y se

nd

ing

SMS

rem

ind

ers;

day

3 (

81.4

in v

s 74.0

%; O

R =

1.5

5;

95%

CI =

1.1

5-2

.08; P

= 0

.004),

28 (

63.4

vs

52.5

%; O

R =

1.5

8; 9

5%

C

I = 1

.30-1

.92; P

< 0

.001).

Imp

rove

d

adh

eren

ce t

o tr

eatm

ent

by

care

give

rs a

nd

im

pro

ved

fol

low

u

p v

isit

in h

ealt

h

care

fac

ility

-

Qu

asi-

exp

erim

enta

l:7.

Xeu

atvo

ngs

a 2016 [

45],

Lao

Peo

ple

Dem

ocra

tic

Rep

ublic

, hea

lth

car

e w

orker

s, h

ealt

h c

are

volu

nte

ers,

9319

ch

ildre

n u

p t

o ag

e of

on

e ye

ar. H

epat

itis

B

6-m

o In

terv

enti

on; d

istr

ict-

leve

l non

-ran

dom

as

sign

men

t. I

nte

rven

tion

hea

lth

wor

ker

s re

ceiv

ed a

on

e-d

ay t

rain

ing

on u

sin

g p

hon

es

in c

ase

of im

min

ent

del

iver

y, m

oth

er/b

aby

wit

h d

ange

r si

gns,

bir

th n

otifi

cati

on, P

NC

se

rvic

es H

CW

s p

rovi

sion

, an

d a

dm

inis

trat

ion

of

Hep

B v

acci

ne.

Com

par

ison

dis

tric

t w

orker

s d

id n

ot h

ave

ph

one

rela

ted

tra

inin

g.

Stu

dy

also

incl

ud

ed a

hou

seh

old

eva

luat

ion

su

rvey

on

diffe

ren

ce in

th

e ch

ange

of H

epB

-B

D c

over

age

bet

wee

n in

terv

enti

on a

nd

co

mp

aris

on d

istr

icts

.

Th

e m

edia

n d

iffe

ren

ce in

vill

age

leve

l Hep

-B v

acci

nat

ion

cov

erag

e w

as 5

7%

(i

nte

rqu

arti

le r

ange

[IQ

R]

32%

-88%

, P <

0.0

001)

in in

terv

enti

on d

istr

icts

, co

mp

ared

wit

h 2

0%

(IQ

R 0

%-5

0%

, P <

0.0

001)

in c

omp

aris

on d

istr

icts

. In

terv

enti

on d

istr

icts

sh

owed

mor

e im

pro

vem

ent

than

in c

ontr

ol d

istr

icts

(P

= 0

.0009).

Car

egiv

ers

resp

ond

ed t

o re

ferr

als

by

hea

lth

w

orker

s fo

r H

ep

B v

acci

nat

ion

in

crea

sin

g co

vera

ge fro

m

20%

to

57%

.

Res

ult

s n

ot g

ener

aliz

able

, se

vera

l sel

ecte

d v

illag

es

only

had

ch

ildre

n fro

m

one

age

grou

p, m

akin

g co

mp

aris

on im

pos

sible

, so

me

villa

ges

had

100%

co

vera

ge a

t bas

elin

e an

d t

her

efor

e n

o fu

rth

er

imp

rove

men

t co

uld

be

exp

ecte

d.

Tabl

e 1.

Con

tin

ued

Page 8: © 2020 The Author(s) Community health worker-based mobile

Mahmood et al.

December 2020 • Vol. 10 No. 2 • 020438 8 www.jogh.org • doi: 10.7189/jogh.10.020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

8.

Tu

mu

siim

e 2014

[4

3], U

gan

da,

CH

Ws,

ch

ildre

n u

nd

er a

ge

of fi

ve, c

areg

iver

s of

ch

ildre

n, l

ocal

lead

ers

& g

over

nm

ent

hea

lth

of

fici

als.

Dia

rrh

oea,

ac

ute

res

pir

ator

y in

fect

ion

(A

RI)

, p

neu

mon

ia

9-m

o st

ud

y on

dev

elop

men

t of

a m

obile

ap

plic

atio

n for

tim

ely

dia

gnos

es, r

ecog

nit

ion

of

dan

ger

sign

s, c

omm

un

icat

ion

abou

t re

ferr

als

and

init

iati

on t

reat

men

t th

rou

gh a

sp

ecia

lly d

esig

ned

mob

ile a

pp

licat

ion

use

d b

y C

HW

s. T

he

enti

re im

ple

men

tati

on p

roce

ss

wit

h d

evel

opm

ent

of m

obile

alg

orit

hm

s,

com

ple

tion

of an

en

viro

nm

enta

l sca

n w

ith

tr

ain

ing

of 9

6 C

HW

s, t

ook p

lace

bet

wee

n J

uly

2011 a

nd

Mar

ch 2

012

Th

e p

roje

ct w

as c

omp

lete

d in

7 p

has

es. P

has

e 1 in

clu

ded

dev

elop

men

t of

in

terf

ace

and

its

test

ing,

Ph

ase

2 u

sabili

ty t

esti

ng

was

acc

omp

lish

ed, P

has

e 3 in

clu

ded

th

e en

viro

nm

enta

l sca

n, P

has

e 4 r

epor

ted

on

ph

ase

3, P

has

e 5

in

clu

ded

th

e p

rocu

rem

ent

pro

cess

, Ph

ase

6 in

clu

ded

up

load

ing

the

ph

ones

w

ith

ap

plic

atio

n a

nd

ph

ase

7 w

as d

evel

opm

ent

of t

rain

ing

man

ual

. Up

on

trai

nin

g C

HW

s d

emon

stra

ted

th

e ca

pac

ity

to c

ontr

ibu

te s

ign

ifica

ntl

y to

th

e ti

mel

y ga

ther

ing

of d

ata

on in

cid

ence

, ref

erra

l, an

d t

reat

men

t of

ch

ildh

ood

ill

nes

s. T

he

qu

alit

y of

th

e in

form

atio

n o

bta

ined

usi

ng

the

mob

ile p

hon

es

surp

asse

d t

hat

obta

ined

fro

m c

onve

nti

onal

pap

er r

ecor

ds.

Ad

dit

ion

ally

, re

trie

val o

f d

ata

alon

g w

ith

an

alys

is fro

m m

obile

ph

one

reco

rds

was

gre

atly

fa

cilit

ated

.

Imp

rove

d

care

see

kin

g by

care

give

rs

up

on r

efer

rals

th

rou

gh C

HW

s u

sin

g th

e m

obile

ap

plic

atio

n.

Rec

ruit

men

t of

CH

Ws

and

th

e d

emon

stra

tion

of

th

e co

ntr

olle

d

inte

rven

tion

tri

al la

cked

d

etai

l. T

he

stu

dy

was

not

ab

le t

o p

rove

lon

g te

rm

ben

efits

of u

sin

g m

obile

p

hon

es in

ru

ral U

gan

da

and

sim

ilar

sett

ings

.

9.

Kab

akye

nga

2016

[4

4], S

outh

Wes

tern

U

gan

da,

196 C

HW

s,

1529 c

hild

ren

un

der

ag

e of

five

, car

egiv

ers

of c

hild

ren

. Mal

aria

, p

neu

mon

ia &

dia

rrh

oea.

An

obse

rvat

ion

al s

tud

y in

five

par

ish

es (

47

vi

llage

s) s

erve

d b

y C

HW

s w

ell v

erse

d in

iCC

M

wit

h s

up

ple

men

tal t

rain

ing

in m

obile

ph

one

use

. Im

pac

t w

as a

sses

sed

by

qu

anti

tati

ve

mea

sure

s an

d q

ual

itat

ive

eval

uat

ion

th

rou

gh

hou

seh

old

su

rvey

s, k

ey in

form

ant

inte

rvie

ws

and

foc

us

grou

p d

iscu

ssio

ns.

CH

Ws

sup

por

ted

by

mob

ile p

hon

es c

orre

ctly

tre

ated

97.1

% o

f fe

ver

case

s, 8

8.2

% o

f p

neu

mon

ia c

ases

an

d 9

2.4

% o

f d

iarr

hoe

a ca

ses.

Wh

erea

s tr

ain

ed C

HW

s w

ith

out

mob

ile p

hon

e ap

pro

pri

atel

y tr

eate

d fev

er in

93.6

%

case

s, p

neu

mon

ia in

92.3

% a

nd

dia

rrh

oea

in 9

0.4

%. H

owev

er, s

ign

ifica

nt

imp

rove

men

ts in

clin

ical

ou

tcom

es w

hen

com

par

ed b

etw

een

mob

ile

ph

one

and

non

-mob

ile p

hon

e su

pp

orte

d C

HW

s w

ere

un

pro

ven

in t

his

d

emon

stra

tion

. Qu

alit

ativ

e ev

alu

atio

n s

how

ed im

pro

vem

ents

in t

reat

men

t p

lan

nin

g, s

up

ply

an

d lo

gist

ical

man

agem

ent,

an

d e

ffici

ency

.

-Sm

all s

amp

le s

ize

and

lim

ited

obse

rvat

ion

p

erio

d. L

ack o

f in

form

atio

n o

n

dev

elop

men

t of

th

e m

obile

ph

one

tool

an

d m

itig

atio

n o

f an

y ch

alle

nge

s en

cou

nte

red

.

10.

Nd

iaye

2018 [

40],

Se

neg

al, 4

4 6

82

ch

ildre

n, c

areg

iver

s an

d 9

1 h

ealt

h w

orker

s,

Mal

aria

Two

stra

tegi

es t

o im

pro

ve r

epor

tin

g of

acu

te

emer

gen

cies

(A

Es)

du

rin

g SM

C c

amp

aign

s w

ere

eval

uat

ed a

s co

mp

ared

to

the

nat

ion

al

spon

tan

eou

s re

por

tin

g sy

stem

. Hea

lth

p

osts

wer

e al

loca

ted

into

th

ree

arm

s: S

afet

y m

onit

orin

g u

sin

g th

e n

atio

nal

sys

tem

of

spon

tan

eou

s re

por

tin

g th

rou

gh t

he

nat

ion

al

rep

orti

ng

form

(th

e n

atio

nal

sys

tem

),

com

ple

ted

by

ph

ysic

ian

s or

nu

rses

at

hea

lth

fa

cilit

ies

usi

ng

mob

ile p

hon

es (

enh

ance

d

spon

tan

eou

s re

por

tin

g), c

omp

lete

d b

y n

urs

es

at h

ealt

h p

osts

an

d b

y C

HW

s w

ith

act

ive

follo

w-u

p o

f ch

ildre

n a

t h

ome

afte

r to

inqu

ire

abou

t A

Es

and

col

lect

rec

ord

on

a s

ymp

tom

ca

rd (

acti

ve s

urv

eilla

nce

).

Rat

e ra

tios

wer

e u

sed

to

com

par

e ra

tes

bet

wee

n s

urv

eilla

nce

met

hod

s, a

ge

grou

ps,

an

d c

alen

dar

mon

ths,

est

imat

ed u

sin

g Poi

sson

reg

ress

ion

1145

ev

ents

wer

e re

por

ted

ove

r 3 m

onth

s w

ith

a r

ate

of 3

0.6

(95%

CI =

28.8

-32.4

) p

er 1

000 c

hild

ren

tre

ated

per

mon

th, c

omp

ared

to

1.6

5 (

95%

CI =

1.2

7-

2.1

5)

per

1000 p

er m

onth

in h

ealt

h p

osts

usi

ng

nat

ion

al s

yste

m. E

nh

ance

d

rep

orti

ng

wit

h C

HW

s u

sin

g m

obile

ph

ones

als

o in

crea

sed

rep

orti

ng

by

18-f

old

(ra

te r

atio

18.5

, 95%

CI

8.6

5-3

9.7

). T

he

mos

t co

mm

only

rep

orte

d

sym

pto

ms

wer

e fe

ver,

vom

itin

g an

d a

bd

omin

al p

ain

. No

seri

ous

adve

rse

dru

g re

acti

ons

wer

e d

etec

ted

des

pit

e in

crea

sed

su

rvei

llan

ce.

-T

he

lack

of su

itab

le

con

trol

s to

est

ablis

h

the

rate

of sy

mp

tom

s in

ch

ildre

n w

ho

did

n

ot r

ecei

ve S

MC

. T

her

e m

igh

t h

ave

bee

n

rep

orti

ng

bia

s, b

oth

by

care

give

rs a

nd

by

CH

Ws.

C

areg

iver

s bec

ause

th

ey

mig

ht

hav

e n

ot r

epor

ted

on

sym

pto

ms

not

list

ed

on t

he

sym

pto

m c

ard

, an

d C

HW

s bec

ause

th

eir

trai

nin

g em

ph

asiz

ed o

n

the

kn

own

sid

e ef

fect

s of

SM

C d

rugs

.

11.

Fin

ette

2019 [

42],

B

urk

ina

Fas

o, E

cuad

or,

and

Ban

glad

esh

, 861

ch

ildre

n 2

-60 m

onth

s of

age

an

d 4

9 C

HW

s.

Pn

eum

onia

, dia

rrh

oea,

m

alar

ia.

Stu

dy

des

crib

es d

evel

opm

ent

and

init

ial

valid

atio

n t

esti

ng

of a

n m

Hea

lth

pla

tfor

m,

ME

DSI

NC

des

ign

ed for

hea

lth

wor

ker

s to

p

erfo

rm c

linic

al r

isk a

sses

smen

ts o

f ch

ildre

n.

Clin

ical

ass

essm

ents

mad

e by

CH

Ws

thro

ugh

M

ED

SIN

C w

ere

corr

elat

ed b

lind

ly a

nd

in

dep

end

entl

y w

ith

th

ose

mad

eby2

2 lo

cal

hea

lth

car

e p

rofe

ssio

nal

s (L

HPs)

.

Res

ult

s sh

owed

an

84%

an

d 9

9%

cor

rela

tion

bet

wee

n C

HW

gen

erat

ed

asse

ssm

ents

an

d t

hos

e co

nd

uct

ed b

y H

CPs.

Tri

age

reco

mm

end

atio

n

dis

trib

uti

ons

of M

ED

SIN

C w

ere

hig

hly

cor

rela

ted

wit

h t

hos

e of

Loc

al h

ealt

h

care

pro

vid

ers

wh

erea

s u

sabili

ty a

nd

fea

sibili

ty r

esp

onse

s w

ere

colle

ctiv

ely

pos

itiv

e fo

r ea

se o

f u

se, l

earn

ing,

an

d jo

b p

erfo

rman

ce.

-Les

s ac

cura

te a

sses

smen

t of

sp

ecifi

city

an

d

sen

siti

vity

.

Tabl

e 1.

Con

tin

ued

Page 9: © 2020 The Author(s) Community health worker-based mobile

CHW-based mHealth approaches to common child infections

www.jogh.org • doi: 10.7189/jogh.10.020438 9 December 2020 • Vol. 10 No. 2 • 020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

12.

Boy

ce 2

019 [

41],

M

alaw

i, 799 H

SAs

in

the

tria

l an

d 4

7 K

IIs

wit

h s

takeh

old

ers

rep

rese

nti

ng

all

leve

ls o

f th

e iC

CM

im

ple

men

tati

on

Syst

em a

nd

ch

ildre

n

2-5

9 m

onth

s of

age

. Pn

eum

onia

, dia

rrh

oea,

m

alar

ia

Th

is s

tud

y co

mp

ared

th

e u

se o

f an

iCC

M

enab

led

mob

ile a

pp

licat

ion

by

CH

W (

HSA

s)

to p

aper

-bas

ed m

anag

emen

t to

ols.

Th

is

was

fu

rth

er s

up

ple

men

ted

by

con

du

ctio

n

of 4

7 k

ey in

form

ant

inte

rvie

ws

abou

t th

e p

erce

pti

ons

of H

SAs

on Q

ual

ity

of C

are

(QoC

) an

d s

ust

ain

abili

ty o

f th

e iC

CM

bas

ed m

obile

ap

plic

atio

n.

Mob

ile p

hon

e en

able

d H

SAs

asse

ssed

sic

k c

hild

ren

bas

ed o

n iC

CM

gu

idel

ines

mor

e of

ten

th

an H

SAs

usi

ng

pap

er-b

ased

too

ls for

cou

gh

(ad

just

ed p

rop

orti

on, 9

8%

vs

91%

; P <

0.0

1)

and

five

ph

ysic

al d

ange

r si

gns

incl

ud

ing

ches

t in

-dra

win

g, a

lert

nes

s, p

alm

ar p

allo

r, m

aln

ouri

shm

ent,

an

d o

edem

a (8

0%

vs

62%

; P <

0.0

1),

bu

t n

ot for

an

d d

iarr

hoe

a (9

4%

vs

87%

; P =

0.0

3).

81%

of m

obile

bas

ed H

SAs

corr

ectl

y cl

assi

fied

ill c

hild

ren

bas

ed o

n d

ange

r si

gns

as c

omp

ared

to

58%

of H

SAs

usi

ng

pap

er-b

ased

to

ols

(P <

0.0

1).

No

diffe

ren

ces

exis

ted

for

th

eir

trea

tmen

ts (

P =

0.2

7).

In

terv

iew

res

pon

den

ts s

tate

d t

hat

usi

ng

mob

ile a

pp

licat

ion

en

sure

s p

roto

col

adh

eren

ce. B

arri

ers

to c

onsi

sten

t an

d w

ide

use

incl

ud

ed h

ard

war

e p

roble

ms

and

lim

ited

res

ourc

es.

Th

e st

ud

y w

as n

ot p

art

of t

he

init

ial p

rogr

am

des

ign

, res

earc

her

s co

uld

not

ran

dom

ize

the

inte

rven

tion

nor

hav

e a

bas

elin

e as

sess

men

t.

Th

ey w

ere,

th

eref

ore,

u

nab

le t

o d

eter

min

e if

an

y d

iffe

ren

ces

exis

ted

bet

wee

n t

he

grou

ps

pri

or

to t

he

imp

lem

enta

tion

of

the

mob

ile a

pp

licat

ion

.

13.

Ism

ail 2

017 [

50],

Ken

ya,

9 m

onth

s to

14-y

-old

ch

ildre

n; 5

3 2

77 v

illag

es

in t

he

46 c

oun

ties

. M

easl

es a

nd

ru

bel

la

In t

his

stu

dy

use

of a

mob

ile p

hon

e ap

plic

atio

n w

as a

sses

sed

for

nat

ion

al le

vel

pla

nn

ing

and

imp

lem

enta

tion

of a

mea

sles

ru

bel

la (

MR

) ca

mp

aign

in K

enya

. Dat

a co

llect

ion

was

don

e u

sin

g 7 d

ata

colle

ctio

n

form

s (v

illag

e fo

rms)

Rea

l tim

e d

ata

was

rec

eive

d fro

m 4

6 o

f 47 c

oun

ties

. Th

e m

icro

pla

nn

ing

pro

cess

was

don

e w

ith

in a

ver

y sh

ort

tim

e of

4 w

eeks,

com

par

ed t

o th

e 2013 p

olio

mic

ro p

lan

s w

hic

h t

ook m

ore

than

on

e ye

ar t

o be

subm

itte

d

to t

he

nat

ion

al le

vel.

Mor

e th

an 3

mill

ion

ch

ildre

n w

ho

wer

e n

ot c

aptu

red

in

th

e n

atio

nal

pla

n w

ere

cap

ture

d b

y th

e m

icro

-pla

ns.

98%

had

map

ped

al

l th

e p

lace

s w

her

e th

e ta

rget

age

ch

ildre

n c

ould

be

fou

nd

. How

ever

, th

e u

plo

adin

g of

th

e d

ata

by

the

sub c

oun

ty t

eam

s w

ere

not

get

tin

g as

fas

t as

p

lan

ned

wit

h in

com

ple

te d

raft

s in

th

e sy

stem

lead

ing

to c

logg

ing.

-U

ncl

ear

bac

kgr

oun

d

and

intr

odu

ctio

n a

nd

m

eth

odol

ogy

of d

ata

colle

ctio

n.

14.

Alt

hau

s 2017 [

52],

T

anza

nia

, 150 c

hild

ren

ag

ed 2

-59 m

o, h

ealt

h

wor

ker

s. M

alar

ia,

pn

eum

onia

, UT

I,

dys

ente

ry, d

iarr

hoe

a,

typ

hoi

d fev

er.

Th

e st

ud

y as

sess

ed t

he

imp

act

of a

n e

lect

ron

ic

Alg

orit

hm

for

man

agem

ent

of c

hild

hoo

d

dis

ease

s on

Hea

lth

care

wor

ker

per

form

ance

an

d a

nti

mic

robia

l pre

scri

pti

on. N

ine

pri

mar

y h

ealt

h c

are

faci

litie

s (H

Fs)

wer

e ra

nd

omiz

ed

into

th

ree

arm

s: 1

) p

aper

alg

orit

hm

, 2)

smar

tph

one

bas

ed e

lect

ron

ic a

lgor

ith

m a

nd

3)

con

trol

. Mai

n o

utc

omes

: Pro

por

tion

of

child

ren

ch

ecked

for

dan

ger

sign

s Pro

por

tion

of

ch

ildre

n g

iven

an

tibio

tics

.

Use

of el

ectr

onic

too

l by

CH

Ws

vs p

aper

led

to

a si

gnifi

can

t in

crea

se in

ch

ildre

n c

hec

ked

for

dan

ger

sign

s (4

1%

vs

74%

, P =

0.0

4).

In

con

trol

arm

, d

ange

rs s

ign

s w

ere

chec

ked

in o

nly

3%

of th

e ch

ildre

n (

ran

ge: 2

%-4

%

amon

g th

ree

HF

s), I

n t

he

pap

er a

rm, d

ange

r si

gns

wer

e ch

ecked

in 4

1%

of

th

e ch

ildre

n (

ran

ge: 1

6%

-71%

am

ong

thre

e H

Fs,

aR

R a

s co

mp

ared

wit

h

con

trol

arm

, 95%

CI:

14.4

, 95%

CI=

3.4

-69.7

,), w

her

eas

in t

he

elec

tron

ic

arm

, dan

ger

sign

s w

ere

chec

ked

in 7

4%

of th

e ch

ildre

n (

ran

ge: 6

3%

-94%

, 30.9

, 95%

CI=

9.2

-120.2

).Tw

o-th

ird

s of

th

e ch

ildre

n h

ad t

hei

r m

ain

sy

mp

tom

s ch

ecked

in t

he

con

trol

arm

(77%

, ran

ge: 6

4%

-91%

) an

d t

he

pap

er a

rm (

75%

, ran

ge: 6

8%

-82%

, 1.0

[0.8

-1.2

]), w

her

eas

in t

he

elec

tron

ic

arm

, alm

ost

all t

he

child

ren

had

th

eir

sym

pto

ms

chec

ked

(99%

, ran

ge: 9

8%

-100%

, 1.3

, 95%

CI=

1.2

-1.3

. Ad

dit

ion

ally

, th

e p

rop

orti

on o

f ch

ildre

n w

ith

C

HW

s’ d

isea

se c

lass

ifica

tion

s m

atch

ing

that

of th

e ex

per

ts w

as lo

w in

bot

h

con

trol

(34%

, ran

ge in

th

e th

ree

HF

s: 2

2%

-56%

) an

d p

aper

arm

s (3

9%

, ra

nge

: 35%

-42%

, 1.1

, 95%

CI=

0.7

-1.9

) bu

t sl

igh

tly

hig

her

in t

he

elec

tron

ic

one

(53%

, ran

ge: 4

7%

-59%

, 1.6

, 95%

CI=

1.0

-2.5

). S

imila

rly,

th

e p

rop

orti

on

of c

hild

ren

pre

scri

bed

an

tibio

tics

was

mu

ch lo

wer

in t

he

inte

rven

tion

s th

an

in t

he

con

trol

arm

(70%

, ran

ge 6

0%

-85%

in t

he

con

trol

; 26%

, ran

ge 1

4%

-37%

, 0.4

, 95%

CI=

0.2

-0.6

) in

th

e p

aper

; an

d 2

5%

, ran

ge: 1

7%

-33%

, 0.3

, 95%

CI=

0.2

-0.5

in t

he

elec

tron

ic a

rm.

-T

he

smal

l nu

mber

of H

Fs

invo

lved

, th

eir

dis

par

itie

s in

siz

e, a

nd

th

e re

lati

vely

sm

all n

um

ber

of

con

sult

atio

ns

obse

rved

lim

its

the

pow

er o

f th

e an

alys

is.

Tabl

e 1.

Con

tin

ued

Page 10: © 2020 The Author(s) Community health worker-based mobile

Mahmood et al.

December 2020 • Vol. 10 No. 2 • 020438 10 www.jogh.org • doi: 10.7189/jogh.10.020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

Qu

alit

ativ

e st

ud

y:15.

Jon

es 2

018 [

48],

Ken

ya, 3

4 c

areg

iver

s of

child

ren

. Mal

aria

Th

e st

ud

y (t

hro

ugh

FG

Ds

of c

areg

iver

s fr

om

bot

h in

terv

enti

on a

nd

con

trol

arm

s) e

xplo

red

par

tici

pan

ts’ e

xper

ien

ces

in a

n R

CT

tri

al o

n

effe

cts

of t

ext

mes

sage

rem

ind

ers

on p

aed

iatr

ic

adh

eren

ce t

o ar

tem

eth

er-l

um

efan

trin

e(A

L)

and

iden

tifi

cati

on o

f fa

ctor

s th

at c

ontr

ibu

te t

o

hig

h a

dh

eren

ce r

ates

.

Inte

rven

tion

-arm

par

tici

pan

ts r

epor

ted

th

at t

ext

mes

sage

s w

ere

effe

ctiv

e

dos

ing

rem

ind

ers.

Car

egiv

ers

from

bot

h a

rms

men

tion

ed t

hat

in d

epth

inst

ruct

ion

s p

laye

d a

n im

por

tan

t ro

le in

tre

atm

ent

adh

eren

ce. T

hey

als

o

men

tion

ed t

hat

am

ong

the

con

trib

uti

ng

fact

ors

to h

igh

qu

alit

y ca

re a

nd

adh

eren

ce t

o d

osin

g in

stru

ctio

ns,

res

pec

tfu

l an

d p

erso

nal

ized

tre

atm

ent

of

care

give

rs fro

m t

rial

CH

Ws

was

for

efro

nt.

-G

ap b

etw

een

tri

al e

nd

and

FG

D o

f w

as lo

ng

to h

ave

affe

cted

th

e

mem

ory.

16.

Gin

sbu

rg 2

016

[46]

, Gh

ana,

71

resp

ond

ents

; Dis

tric

t

Hea

lth

ad

min

istr

ator

s,

hea

lth

car

e as

sist

ants

,

com

mu

nit

y h

ealt

h

offi

cers

(C

HO

s),

com

mu

nit

y h

ealt

h

nu

rses

(C

HN

s) a

nd

care

give

rs o

f 2 m

o-

and

5 y

-old

ch

ildre

n.

Pn

eum

onia

.

A d

esig

n-s

tage

qu

alit

ativ

e p

ilot

stu

dy

was

con

du

cted

to

asse

ss fea

sibili

ty, u

sabili

ty,

and

acc

epta

bili

ty o

f m

Pn

eum

onia

(m

obile

app

licat

ion

to

dia

gnos

e, c

lass

ify

and

man

age

pn

eum

onia

) in

six

hea

lth

cen

ters

an

d fi

ve

com

mu

nit

y-bas

ed h

ealt

h p

lan

nin

g an

d

serv

ices

cen

ters

.

Hea

lth

ad

min

istr

ator

s re

por

ted

ap

p w

ould

be

use

ful i

f ap

pro

ved

by

nat

ion

al

and

reg

ion

al d

ecis

ion

mak

ers.

HC

Ps

felt

usi

ng

the

app

wou

ld im

pro

ve

accu

rate

pat

ien

t ca

re. T

hey

sta

ted

th

at t

he

app

licat

ion

was

eas

y to

use

an

d

pro

vid

ed t

he

hea

lth

wor

ker

s co

nfi

den

ce in

dia

gnos

is a

nd

tre

atm

ent

of

child

ren

. Maj

or c

hal

len

ges

of a

pp

licat

ion

wer

e el

ectr

icit

y re

qu

irem

ents

for

char

gin

g an

d a

dd

itio

nal

tim

e re

qu

ired

to

com

ple

te t

he

app

licat

ion

. Som

e

care

give

rs s

aw t

he

app

as

a si

gn o

f m

oder

nit

y, in

crea

sin

g th

eir

tru

st in

th

e

care

pro

vid

ed t

o th

eir

child

ren

. A few

of th

e ca

regi

vers

wer

e sl

igh

tly

hes

itan

t

and

/or

con

fuse

d r

egar

din

g th

e n

ew t

ech

nol

ogy.

-In

flu

ence

on

tim

e sp

ent

per

pat

ien

t d

ue

to

add

itio

nal

ass

essm

ent

of p

neu

mon

ia c

ases

per

stan

dar

d o

f ca

re.

17.

Bes

sat

2019 [

47],

Bu

rkin

a F

aso,

21 h

ealt

h

wor

ker

s. C

omm

on

child

hoo

d il

lnes

ses

Th

is s

tud

y w

as c

ond

uct

ed in

th

e fr

ame

of

a la

rge-

scal

e im

ple

men

tati

on o

f an

e-I

MC

I

tool

dev

elop

ed. 1

2 in

-dep

th in

terv

iew

s an

d

2 foc

us-

grou

ps

wer

e co

nd

uct

ed fro

m h

ealt

h

wor

ker

s of

10 p

rim

ary

care

fac

iliti

es. T

hem

es

wer

e id

enti

fied

th

rou

gh q

ual

itat

ive

dat

a

anal

ysis

sof

twar

e.

Use

rs s

how

ed a

hig

h le

vel o

f sa

tisf

acti

on a

lth

ough

on

e of

th

e m

ajor

inco

nve

nie

nce

s p

erce

ived

was

slo

wn

ess

of t

he

table

t. S

ever

al c

omm

on

illn

esse

s w

ere

iden

tifi

ed a

s m

issi

ng

in t

he

algo

rith

m a

lon

g w

ith

gu

idan

ce for

feve

r. O

nly

five

use

rs s

tate

d t

hat

an

tibio

tics

had

no

acti

on o

n v

iral

dis

ease

s.

Th

e to

ol w

as p

erce

ived

to

be

imp

rovi

ng

pat

ien

t m

anag

emen

t an

d r

atio

nal

use

of an

tibio

tics

. Pos

itiv

e ch

ange

s in

hea

lth

fac

ility

org

anis

atio

n w

ere

also

rep

orte

d, s

uch

as

task

sh

ifti

ng

and

imp

rove

d t

riag

e.

-In

flu

ence

of re

sear

cher

on r

esea

rch

an

d v

ice

vers

a w

ere

not

ad

dre

ssed

.

Res

ult

s m

ay n

ot b

e

gen

eral

izab

le t

o u

rban

sett

ings

.

18.

Ide

2019 [

41],

Mal

awi,

17 H

SAs

and

28 c

areg

iver

s.

Mal

aria

, dia

rrh

oea,

an

d

pn

eum

onia

Th

is s

tud

y w

as c

ond

uct

ed in

th

e fr

ame

of

a la

rge-

scal

e im

ple

men

tati

on o

n u

se o

f an

mh

ealt

h t

ool o

n iC

CM

. Dat

a w

as c

olle

cted

thro

ugh

sem

i-st

ruct

ure

d in

terv

iew

s w

ith

HSA

s an

d c

areg

iver

s. D

edu

ctiv

e an

d in

du

ctiv

e

app

roac

hes

wer

e u

sed

du

rin

g d

ata

anal

ysis

.

Nea

rly

all H

SAs

pre

ferr

ed t

he

Ap

p o

ver

rou

tin

e p

aper

bas

ed C

CM

. Mos

t of

the

HSA

s st

ated

th

at t

he

app

licat

ion

was

less

pro

ne

to e

rror

s an

d t

her

efor

e

mor

e re

liable

, fac

ilita

tin

g m

ore

accu

rate

dia

gnos

es a

nd

tre

atm

ent

of c

hild

ren

.

It a

lso

led

to

enh

ance

d p

rofe

ssio

nal

con

fid

ence

an

d r

esp

ect

wit

hin

th

e

com

mu

nit

y. A

few

als

o m

enti

oned

th

at t

hey

did

not

tru

st t

he

resu

lts

blin

dly

.

Car

egiv

er r

eact

ion

s to

th

e A

pp

’s v

alid

ity

was

mix

ed b

ut

lean

ed t

owar

ds

favo

ura

ble

. Man

y H

SAs

also

wel

com

ed t

he

mob

ile t

ech

nol

ogy

as t

he

way

of

the

futu

re a

nd

als

o fe

lt it

was

acc

epta

ble

wit

hin

th

eir

com

mu

nit

y. U

sabili

ty

feat

ure

s in

clu

ded

fas

ter

pro

visi

on o

f ca

re, p

orta

bili

ty, i

mp

rove

d d

ura

bili

ty,

and

mor

e ef

fici

ent

and

eas

ier

mon

thly

rep

orti

ng

to t

he

Dis

tric

t H

ealt

h

Offi

cer.

In

adeq

uat

e m

obile

net

wor

k c

over

age

or e

lect

rici

ty s

hor

tage

s w

ere

the

mai

n c

hal

len

ges.

-In

flu

ence

of re

sear

cher

on r

esea

rch

an

d v

ice

vers

a w

ere

not

ad

dre

ssed

.

Tabl

e 1.

Con

tin

ued

Page 11: © 2020 The Author(s) Community health worker-based mobile

CHW-based mHealth approaches to common child infections

www.jogh.org • doi: 10.7189/jogh.10.020438 11 December 2020 • Vol. 10 No. 2 • 020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

19

.G

insb

urg

20

15

[4

6],

Gh

ana,

7 H

CP

s

Th

is s

tud

y w

as a

des

ign

-sta

ge u

sab

ilit

y fi

eld

test

of

a m

ob

ile

app

lica

tion

(m

Pn

eum

on

ia)

wit

h t

he

aim

of

dev

elop

ing

a u

ser-

frie

nd

ly

dia

gnost

ic a

nd

man

agem

ent

aid

for

chil

dh

ood

pn

eum

on

ia t

hat

wou

ld i

mp

rove

dia

gnost

ic a

ccu

racy

an

d f

acil

itat

e ad

her

ence

by

hea

lth

car

e p

rovi

der

s to

est

abli

shed

guid

elin

es i

n l

ow

-res

ou

rce

sett

ings

All

HC

Ps

exp

ress

ed a

des

ire

and

wil

lin

gnes

s to

use

th

e ap

pli

cati

on

.

Th

ey,

how

ever

, fe

lt t

hat

nom

inal

tra

inin

g an

d a

deq

uat

e te

chn

ical

su

pp

ort

wou

ld b

e re

qu

ired

for

firs

t-ti

me

use

rs.

Ove

rall

, al

l H

CP

s p

refe

rred

to u

se

mP

neu

mon

ia o

ver

the

pap

er-b

ased

tools

.

-Sm

all

sam

ple

siz

e. N

o

stat

emen

t lo

cati

ng

rese

arch

er c

ult

ura

lly

or

theo

reti

call

y. I

nfl

uen

ce

of

rese

arch

er o

n

rese

arch

an

d v

ice

vers

a

wer

e n

ot

add

ress

ed.

20

.Sv

ege

20

18

[3

9],

Mal

awi,

37

5 c

areg

iver

s.

Mal

aria

Stu

dy

was

con

du

cted

to d

eter

min

e w

hic

h

stra

tegy

(st

and

ard

car

e vs

tex

t m

essa

ge

rem

ind

er b

ased

)is

bes

t su

ited

for

larg

e-sc

ale

and

lon

g-ti

me

imp

lem

enta

tion

of

post

-

dis

char

ge m

alar

ia c

hem

op

reve

nti

on

(P

MC

)

in a

reas

of

hig

h m

alar

ia t

ran

smis

sion

.30

in-d

epth

in

terv

iew

s an

d 5

focu

s gr

ou

p

dis

cuss

ion

s w

ere

con

du

cted

wit

h c

areg

iver

s

of

chil

dre

n w

ho r

ecen

tly

com

ple

ted

th

e la

st

trea

tmen

t co

urs

e in

a r

and

om

ised

pla

ceb

o-

con

troll

ed t

rial

usi

ng

text

mes

sage

s on

PM

C.

Lac

k o

f m

on

ey f

or

trav

el e

xpen

ses

was

id

enti

fied

as

on

e of

the

mai

n

hu

rdle

s in

th

e fa

cili

ty-b

ased

stu

dy

arm

s w

her

eas

a m

ajor

stre

ngt

h w

as

incr

ease

d f

oll

ow

-up

car

e an

d c

on

tin

uou

s co

nta

ct w

ith

hea

lth

per

son

nel

.

Most

of

the

resp

on

den

ts i

n f

acil

ity-

bas

ed s

tud

y ar

ms

wer

e in

fav

ou

r of

the

dru

g d

eliv

ery

thro

ugh

a c

om

mu

nit

y-b

ased

ap

pro

ach

. In

form

ants

pre

ferr

ed t

ext

mes

sage

rem

ind

ers

sen

t d

irec

tly

to t

hei

r p

hon

es r

ath

er

than

wai

tin

g on

th

ese

visi

ts a

nd

des

crib

ed t

ext

mes

sage

s as

a “

qu

ick

and

“ea

sy”

way

of

con

veyi

ng

rem

ind

ers

dir

ectl

y to

car

egiv

ers.

Bar

rier

s

incl

ud

ed t

he

chal

len

ge o

f p

hon

e u

sage

, la

ck o

f el

ectr

icit

y, i

nad

equ

ate

char

gin

g se

rvic

es a

nd

net

work

pro

ble

ms.

Alt

hou

gh c

areg

iver

s m

ajorl

y

char

acte

rise

d H

SAs

as h

elp

ful

and

gen

erou

s, t

her

e w

ere

som

e w

ho

call

ed t

hem

laz

y an

d n

egli

gen

t. T

he

maj

ori

ty o

f re

spon

den

ts r

ank

ed t

ext

mes

sage

s as

th

eir

pre

ferr

ed m

eth

od

acr

oss

all

stu

dy

arm

s.

Incr

ease

d f

oll

ow

up

car

e an

d

con

tin

uin

g

con

tact

wit

h

hea

lth

car

e

per

son

nel

alon

g w

ith

com

mit

men

t

to c

om

ply

wit

h t

reat

men

t

guid

elin

es.

Red

uce

d m

ale

par

tici

pat

ion

. N

o

stat

emen

t lo

cati

ng

rese

arch

er c

ult

ura

lly

or

theo

reti

call

y. I

nfl

uen

ce

of

rese

arch

er o

n

rese

arch

an

d v

ice

vers

a

wer

e n

ot

add

ress

ed.

Cost

eva

luat

ion

stu

dy:

21

.Z

uro

vac

20

12

[5

3],

Ken

ya,1

19

hea

lth

work

ers

for

scen

ario

1,

20

00

0 f

or

scen

ario

3.

15

3 3

79

ch

ild

ren

for

scen

ario

1 a

nd

2.

3 m

illi

on

ch

ild

ren

for

scen

ario

th

ree.

Stu

dy

des

crib

es c

ost

s an

d c

ost

-eff

ecti

ven

ess

un

der

th

ree

imp

lem

enta

tion

sce

nar

ios:

(1

)

as i

mp

lem

ente

d u

nd

er s

tud

y co

nd

itio

ns

in s

tud

y ar

eas;

(2

) if

th

e in

terv

enti

on

was

rou

tin

ely

imp

lem

ente

d b

y th

e M

inis

try

of

Hea

lth

in

sam

e ar

eas;

an

d (

3)

if t

he

inte

rven

tion

was

nat

ion

ally

sca

led

up

.

Un

der

th

e st

ud

y co

nd

itio

ns,

var

iou

s co

sts

of

the

inte

rven

tion

wer

e fo

un

d

to b

e U

SD1

9 3

42

wh

ereb

y 4

5%

was

for

dev

elop

ing

and

pre

test

ing

of

text

-mes

sage

s, 1

2%

for

dev

elop

ing

text

-mes

sage

dis

sem

inat

ion

sys

tem

,

29

% f

or

coll

ecti

ng

hea

lth

work

ers’

ph

on

e n

um

ber

s, a

nd

13

% f

or

sen

din

g

text

-mes

sage

s an

d m

on

itori

ng

of

the

syst

em.

It w

as e

stim

ated

th

at i

f

this

wer

e im

ple

men

ted

by

the

MoH

, th

e co

sts

wou

ld b

e 2

8%

low

er

(USD

13

,92

0)

attr

ibu

ted

to l

ow

er c

ost

s of

coll

ecti

ng

hea

lth

work

ers’

nu

mb

ers.

Nat

ion

al s

cale

up

cost

wou

ld b

e U

SD9

7 3

50

wit

h m

ajori

ty

cost

s (6

6%

) fo

r d

isse

min

atin

g te

xt-m

essa

ges.

Th

e co

st p

er a

dd

itio

nal

chil

d c

orr

ectl

y m

anag

ed w

as U

SD0

.50

un

der

stu

dy

con

dit

ion

s,

USD

$0

.36

if

imp

lem

ente

d b

y th

e M

oH

, an

d U

SD0

.03

if

imp

lem

ente

d

nat

ion

ally

.

-D

id n

ot

test

fre

qu

ency

and

du

rati

on

of

rem

ind

ers.

Did

not

focu

s on

du

rati

on

bey

on

d 6

mon

ths

of

inte

rven

tion

.

Tabl

e 1.

Con

tin

ued

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December 2020 • Vol. 10 No. 2 • 020438 12 www.jogh.org • doi: 10.7189/jogh.10.020438

VIE

WPO

INTS

PAPE

RS

Sr.

Auth

or, y

eAr,

coun

try,

tArg

et

grou

p, in

fect

ion,

And S

Ampl

e Si

ze

met

hodo

logy

Key f

indi

ngS

BehA

viou

r chA

nge

oBSe

rved

limit

Atio

nS

Mix

ed m

eth

ods

stu

dy:

22.

Ric

har

ds

2016

[52]

, Eth

iop

ia, 5

7

resp

ond

ents

; pol

icy

mak

ers,

hea

lth

car

e

pro

vid

ers:

hea

lth

-

exte

nsi

on-w

orker

s,

hea

lth

cen

tre

hea

ds,

dis

tric

t h

ealt

h

offi

cers

, Zon

al H

ealt

h

Dep

artm

ent

(ZH

D)

rep

rese

nta

tive

s an

d

Reg

ion

al H

ealt

h B

ure

au

(RH

B)

HM

IS O

ffice

rs.

Tu

ber

culo

sis

Th

e st

ud

y as

sess

ed fea

sibili

ty o

f u

sin

g eH

ealt

h

by

fem

ale

hea

lth

ext

ensi

on w

orker

s (H

EW

s)

wit

hin

th

eir

core

du

ties

on

tu

ber

culo

sis,

mat

ern

al c

hild

hea

lth

, an

d g

end

er e

qu

ity.

Mix

ed m

eth

od b

asel

ine

dat

a co

llect

ion

was

un

der

taken

th

rou

gh q

uan

tita

tive

qu

esti

onn

aire

s (n

= 5

7)

and

pu

rpos

ivel

y

sam

ple

d q

ual

itat

ive

sem

i-st

ruct

ure

d in

terv

iew

s

(n =

10)

and

foc

us

grou

p d

iscu

ssio

ns

(n =

3).

67%

of th

e 12 D

HO

s, 8

1%

of th

e 27 H

CH

s an

d a

ll th

e 18 H

EW

s d

id n

ot

kn

ow w

hat

eH

ealt

h is

. Mob

ile p

hon

e co

mm

un

icat

ion

was

val

ued

an

d u

sed

by

HE

Ws

for

enab

ling

clie

nts

to

acce

ss h

ealt

h fac

iliti

es, c

oord

inat

ing

care

,

shar

ing

info

rmat

ion

wit

h c

olle

agu

es a

nd

offi

ces,

an

d o

bta

inin

g re

sou

rces

.

In s

ome

case

s, n

etw

ork n

on a

vaila

bili

ty a

nd

diffi

cult

y ch

argi

ng

wer

e an

issu

e. A

bili

ty t

o ac

cess

info

rmat

ion

an

d o

rgan

ize

it w

as p

erce

ived

to

be

the

mos

t ben

efici

al e

lem

ent

of H

MIS

by

mos

t H

EW

s. D

elay

of 3-7

d o

f re

ceip

t

of H

MIS

rep

orts

an

d E

ngl

ish

lan

guag

e as

a b

arri

er w

as h

igh

ligh

ted

in

trad

itio

nal

sys

tem

. Eff

ecti

ve h

ealt

h c

are

del

iver

y, m

onit

orin

g an

d e

valu

atio

n

of t

hei

r p

erfo

rman

ce in

del

iver

ing

the

16 h

ealt

h p

ackag

es w

as r

epor

ted

as

thei

r m

ain

rol

e by

all H

EW

s. T

hu

s, t

he

Hea

lth

Man

agem

ent

Info

rmat

ion

Syst

em (

HM

IS)

was

see

n a

s im

por

tan

t by

all p

arti

cip

ants

, bu

t w

ith

chal

len

ges

of in

form

atio

n q

ual

ity,

acc

ura

cy, r

elia

bili

ty, a

nd

tim

elin

ess.

-In

abili

ty t

o as

sess

th

e

dis

tan

ce a

nd

fre

qu

ency

of

trav

el o

f H

EW

s to

acc

ess

the

Inte

rnet

, an

d la

ck o

f

qu

anti

tati

ve d

ata

to v

erify

the

dat

a in

con

sist

enci

es.

Coh

ort

stu

dy:

23

Mey

ers

2016 [

51],

Nep

al, 1

6 C

omm

un

ity

hea

lth

wor

ker

s, 2

710

case

s of

Dia

rrh

oea

&

373 A

cute

Res

pir

ator

y

Infe

ctio

ns

Th

e st

ud

y ai

med

to

eval

uat

e if c

omm

un

ity-

bas

ed s

urv

eilla

nce

sys

tem

s ca

n c

aptu

re

tem

por

al t

ren

ds

in a

cute

res

pir

ator

y in

fect

ion

s

and

dia

rrh

oea.

It

com

par

ed t

he

infe

ctio

n r

ates

from

com

mu

nit

y (t

hro

ugh

mob

ile p

hon

e-

bas

ed d

ata

colle

ctio

n b

y C

HW

s) a

nd

hos

pit

al

and

ass

ign

ed t

hre

e le

vels

of d

isea

se a

ctiv

ity

(low

, med

ium

, an

d h

igh

) to

eac

h w

eek for

12

mo.

CH

Ws

rep

orte

d 3

73 c

ases

of A

RI

and

2710 c

ases

of d

iarr

hoe

a. U

sin

g a

squ

are

root

tra

nsf

orm

atio

n o

f ea

ch c

omm

un

ity

and

hos

pit

al-b

ased

rat

e, t

he

auth

ors

cate

gori

zed

th

e tr

ansf

orm

ed c

omm

un

ity

hea

lth

rat

es b

y te

rtile

s: lo

w,

med

ium

, an

d h

igh

. Res

ult

s sh

owed

th

at for

dia

rrh

oea,

th

ere

wer

e si

gnifi

can

t

diffe

ren

ces

bet

wee

n lo

w v

s h

igh

(P =

0.0

01)

and

med

ium

vs

hig

h (

P =

0.0

4)

tert

iles

in p

ost-

hoc

com

par

ison

s bet

wee

n h

osp

ital

an

d C

HW

rat

es w

her

eas

for

AR

I, t

he

only

sig

nifi

can

t d

iffe

ren

ce w

as b

etw

een

low

vs

hig

h (

P =

0.0

1).

-Se

veri

ty o

f ill

nes

s w

as

not

cat

ered

as

this

mig

ht

hav

e le

d t

o d

iscr

epan

cy

as t

he

hos

pit

als

usu

ally

atte

nd

mor

e se

vere

case

s an

d le

ss s

ever

e

usu

ally

do

not

rea

ch t

he

faci

litie

s. C

omp

arat

or o

f

hos

pit

al d

ata

are

not

gol

d

stan

dar

d.

CI

– co

nfid

ence

inte

rval

, iC

CM

– in

tegr

ated

com

mu

nit

y ca

se m

anag

emen

t, S

D –

sta

nd

ard

dev

iati

on, M

CQ

– m

ult

iple

ch

oice

qu

esti

on, E

P I

- ex

pan

ded

pro

gram

of im

mu

niz

atio

n, C

HW

– c

omm

un

ity

hea

lth

wor

k-

er, Q

oC –

qu

alit

y of

car

e, H

IV –

hu

man

im

mu

nod

efic

ien

cy v

iru

s, T

B –

tu

ber

culo

sis,

SM

S –

shor

t m

essa

ge s

ervi

ce, PN

C –

pre

nat

al c

are,

HC

Ws

– h

ealt

h c

are

wor

ker

s, H

ep B

– h

epat

itis

B, A

RI

– ac

ute

res

pir

ator

y in

fect

ion

s, A

Es

– ac

ute

em

erge

nci

es, H

CPs

– h

ealt

h c

are

pro

fess

ion

als,

KII

– k

ey in

form

ant

inte

rvie

ws,

MR

– m

easl

es, r

ubel

la, U

TI

– u

rin

ary

trac

t in

fect

ion

s, H

Fs

– h

ealt

h c

are

faci

litie

s, F

GD

– foc

us

grou

p d

iscu

s-si

ons,

AL –

art

emet

her

-lu

mef

antr

ine,

CH

O –

com

mu

nit

y h

ealt

h o

ffic

ers,

CH

N –

com

mu

nit

y h

ealt

h n

urs

es, e

-IM

CI

– el

ectr

onic

inte

grat

ed m

anag

emen

t of

ch

ildh

ood

illn

esse

s, P

MC

- p

ost-

dis

char

ge m

alar

ia c

hem

o-p

reve

nti

on, U

SD –

Un

ited

Sta

tes

dol

lar,

ZH

D –

zon

al h

ealt

h d

epar

tmen

t, R

HB

– r

egio

nal

hea

lth

bu

reau

, HM

IS –

hea

lth

man

agem

ent

info

rmat

ion

sys

tem

, DH

Os

– d

istr

ict

hea

lth

off

icer

s, H

CH

s –

hea

lth

car

e h

ead

s,

HE

Ws

– h

ealt

h e

xten

sion

wor

ker

s

Tabl

e 1.

Con

tin

ued

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Table 2. Quality assessment

rAndomized control triAlS

Sr N

Study characteristics Zurovac et al [36]

Donovan et al [35]

Li Chen et al [39]

Zakus et al[34]

Davis et al[37]

Talisuna et al [38]

1. Randomization Y Y Y Y Y Y2. Allocation concealment Y N U U Y Y

3. Blinding

Y (Nn- blinding of treatment providers and outcome assessors)

N U U

Y (Nn- blinding of treatment providers and outcome assessors)

N

4. Follow up complete Y U Y U Y Y

5.Reliable outcome measurement with use of appropriate analysis

Y Y Y Y Y Y

QuASi-experimentAl StudieS

Study characteristics Xeuatvongsa et al [45]

Tumusiime et al [43]

Kabakyenga K et al [44]

Ndiaye et al [40]

Finette et al [42]

Boyce et al [41]

Ismail et al [50]

Althaus et al [52]

1. Clarity on cause and effect Y Y Y Y Y Y Y Y

2. Inclusion of control Y N N N Y Y N Y

3. Similarity of comparisons Y Y U N Y Y U Y

4. Measurement of both outcome and exposure U Y U U U Y Y Y

5. Complete follow up U U U Y U U U U

6.Reliable outcome measurement with use of appropriate analysis

Y N N Y Y Y Y Y

QuAlitAtive StudieS +1 mixed method (richArdS et Al [52])Study characteristics Jones et

al [48]Ginsburg et al [46]

Bessat et al [47]

Ide et al [41]

Ginsburg et al [51]

Svege et al [39]

Richards et al [52]

1. Congruity b/w research methodology and research question Y Y Y Y Y Y Y

2. Congruity b/w research methodology and data collection methods Y Y Y Y U Y N

3. Congruity b/w research methodology and data analysis U Y Y Y Y Y Y

4. Congruity b/w research methodology and result interpretation Y Y Y Y Y Y Y

5. Researcher influence addressed N Y N N N N N

6. Participant voices represented Y Y Y Y Y Y Y

croSS-SectionAl StudieS +1 mixed method

Study characteristics Richards et al [52]

1. Clearly defined inclusion criteria U

2. Detailed description of study setting and study subjects Y

3. Valid and reliable measurement of exposure U

4. Use of objective, standard criteria for measurement of condition U

5. Identification of confounding factors N

6. Reliable outcome measurement with use of appropriate analysis U

cohort StudieS

Study characteristics Meyers et al [51]

1. Similarity among two groups and recruitment from same population N

2. Similarity in exposure measurement Y

3. Valid and reliable measurement of exposure Y

4. Identification of confounding factors U

5. Valid and reliable measurement of outcome Y

6. Follow up complete N

7. Reliable outcome measurement with use of appropriate analysis Y

coSt evAluAtion

Study characteristics Zurovac et al [53]

1. Well defined question Y

2. Comprehensive description of alternatives Y

3. Identification of all important and relevant costs and outcomes for each alternative Y

4. Established clinical effectiveness U

5. Accurate measurement of costs and outcomes Y

6. Costs and outcomes valued credibly Y

7. Costs and outcomes adjusted for differential timing U

8. Incremental analysis of costs and consequences Y

9. Study results include all issues of concern to users U

10. Generalizable results Y

*Yes – present, No – absent, U – unable to identify

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mHealth technology

In the majority of the studies, the focus was the use of mHealth as an adjunct to the regular activities of the CHWs. The most common types of mobile phone approaches were use of mobile applications for decision support, text message reminders and applications for electronic health record system. However, none of these approaches used a theoretically informed behaviour change model while developing the intervention. Table 3 summarises the various mHealth approaches across the studies.

Table 3. mHealth approaches

Sr. no

StudieS mheAlth ApproAchtheoreticAlly informed BehAviour chAnge model

Decision support through mobile application

Text message reminders Electronic health records Yes/No

1.Zurovac D et al

(1&2) [36,53]-

One-way communication of

text-message reminders on pae-

diatric malaria case-management

accompanied by “motivating”

quotes through an automated

message delivery system.

- No

2.Xeuatvongsa et

al [45]-

To facilitate communication be-

tween the Volunteer health work-

ers and health care providers to

improve Hep B immunization

rates

- No

3.Tumusiime D et

al [43]

mHealth based application on in-

tegrated community case manage-

ment (ICCM)

- - No

4.Kabakyenga K

et al [44]

Use of mobile phones augmenting

integrated community case man-

agement (ICCM)

- - No

5.Ndiaye et al

[40]- -

Reporting of adverse events of

chemoprovectin using mobile

phones (enhanced spontaneous

reporting), completed by nurses

at health posts and by Communi-

ty health workers.

No

6.Finette et al

[42]

Mobile application through phy-

sician-based logic to generate in-

tegrated clinical risk assessments,

triage, treatment, and follow-up

recommendations for common

childhood illness management

- - No

7. Boyce et al [41]mHealth based application for

ICCM- - No

8.Althaus et al

[52]

mHealth based application for

ICCM- - No

9. Jones et al [48] -

Reminders for caregivers on ad-

herence to malaria management

guidelines

- No

10.Ginsburg et al

[46]

Mobile Application to diagnose,

classify, and manage childhood

pneumonia

- - No

11. Bessat et al [47]

Mobile application on treatment

decision making, dosage calcula-

tion, standardization of treatment

and rational use of medication for

common childhood illnesses

- - No

12. Ide et al [41]mHealth based application for

ICCM- - No

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Sr. no

StudieS mheAlth ApproAchtheoreticAlly informed BehAviour chAnge model

Decision support through mobile application

Text message reminders Electronic health records Yes/No

13. Svege et al [39] -

Reminders for caregivers to ob-

tain medications for malaria from

health facilities through timely

follow up

- No

14.Richards et al

[52]- -

Health management information

system on tuberculosisNo

15.Meyers et al

[51]

Decision support by tracking pa-

tients, follow up and next steps of

care for common respiratory and

diarrhoeal illnesses

- Patients follow up data entry. No

16. Ismail et al [50] - -

Patient data collection through

mobile application in Measles and

Rubella campaign

No

17.Donovan et al

[35]

Tablets with application contain-

ing videos on detection, treat-

ment, and prevention of pneu-

monia.

- - No

18.Li Chen et al

[39]- -

Mobile application with four

modules: 1) making appoint-

ments; 2) recording vaccination

status; 3) tracking overdue chil-

dren; and 4) providing education

No

19. Zakus et al [34]

Decision support for iCCM and

management of drugs and sup-

plies for childhood malaria, pneu-

monia, and diarrhoea

- - No

20. Davis et al [37] -SMS-facilitated household TB

contact investigation- No

21.Talisuna et al

[38]-

SMS based reminders to care-

givers of children under five to

adhere to national antimalarial

guidelines. Reminders were also

sent for follow up visits to the

health facilities.

No

mHealth – mobile health, Hep B – hepatitis B, ICCM – integrated community case management, SMS – short message service, TB – tuberculosis

Table 3. Continued

Decision support for illness management

The most common mHealth approach focused on ensuring CHWs’ compliance to standards and guide-lines for health services [22,34,35,40,42-44,46,47,52]. Most commonly, these applications involved use of an electronic algorithm for childhood illness management which aided in standardisation of treatment, rational use of medication and timely referral through a series of guided steps within the mobile appli-cation [42-44,47,51,52].

In a cluster RCT of paper vs electronic algorithm for assessment of childhood illness conducted in Tanza-nia. Results showed that the use of electronic tool by CHWs vs paper led to a significant increase in chil-dren checked for danger signs (41% vs 74%, P = 0.04).and fewer prescription of antibiotics (70%, range 60%-85% in the control; 26%, range 14%-37%, adjusted risk ratio (aRR) 0.4 (95% CI = 0.2-0.6) in the paper; and 25%, range: 17%-33%, aRR 0.3 (95% CI = 0.2-0.5) in the electronic arm) [52].

Similarly, another cluster RCT conducted in Southwest Niger explored the use of a smartphone applica-tion by CHWs to support quality case management of children under five years of age presenting with diarrhoea, malaria, and pneumonia and to provide timely clinical data. The mHealth equipped CHWs showed a 3.4% higher QoC score (mean difference of 0.83 points) P = 0.009 with appropriate referrals

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(Mean QoC score of 2.7 in intervention vs 2.8 in the control group) and treatment scores (Mean QoC score of 8.3 in intervention vs 8.4 in the control group) similar to controls [34].

A quasi-experimental study conducted in Senegal to determine adverse event (AE) reporting of chemo-prevention through smartphone application usage by CHWs divided health posts, into three arms; na-tional system, enhanced spontaneous reporting (completed by physicians or nurses at health facilities using mobile phones) and active surveillance (completed by nurses at health posts and by CHWs with active follow-up of children at home). Results showed that the incidence of reported AEs was 2.4 using the national system, 30.6 using enhanced spontaneous reporting, and 21.6 using active surveillance per 1000 children treated per month [40].

Another quasi-experimental study in Malawi comparing adherence to iCCM guidelines by CHWs using mHealth- and paper-based tools demonstrated increased quality of care (QoC) in under five children with pneumonia, diarrhoea, and malaria whereby 80% of the CHWs in intervention group using the mHealth tool managed illnesses according to a gold standard as compared to 50% in control group [41].

In a study of development of an mHealth-based severity assessment, triage, treatment, and follow-up rec-ommendation platform for use by CHWs with 2-60 month-old children, initial validation, usability, and acceptability testing was performed by comparing clinical assessments by CHWs with those of standard (health care professionals-HCPs). Results showed an 84% and 99% correlation between CHW generated assessments and those conducted by HCPs [42].

Not all studies demonstrated statistically significant differences between control and intervention groups, eg, a pilot RCT in Uganda, determined the impact of training of CHWs about under five pneumonia us-ing educational videos on mobile tablets. Results showed intervention improved by 3.2/24 points and control 2.6/24 points, t = 1.15, P = 0.254 [35].

In a pre-trial implementation study in Uganda, mobile phone enabled software was developed aiming to improve competence of CHWs on Integrated Community Case Management(iCCM) and to strengthen reporting of data on danger signs of acutely ill under five-children [43]. It showed that the CHWs were able to master the required technology to improve provision of services to children in their village and expedite referral to appropriate levels of care [43].

The impact of this study was assessed in a subsequent observational study in Uganda through quantita-tive measures and qualitative evaluation using household surveys, in-depth interviews, and focus group discussions [44]. Results showed that 92.6% of acute cases were correctly managed and gains were shown in treatment planning apart from supply management and logistical efficiency.

A qualitative study in Ghana showed that an mHealth tool with an integrated digital version of IMCI algo-rithm and a software-based breath counter and pulse oximeter for pneumonia management appeared to help CHWs in correct diagnosis and treatment of children. Challenges included electricity requirements for charging and the increased time needed to complete the application [46].

Another qualitative study conducted in Burkina Faso in the context of a large-scale implementation of an electronic (e-IMCI) tool used by CHWs revealed a high level of satisfaction with the tool and that CHWs perceived the tool to be improving patient management and rational use of antibiotics [47].

Similarly, in another qualitative study evaluating impact and acceptability of an iCCM based mHealth tool used by CHWs, results showed that there was preference for usage of the mHealth tool as compared to paper-based tools [51].

A cohort study in Nepal evaluated a community-based surveillance system in which CHWs used mHealth technology to record diarrhoeal diseases and acute respiratory infections. The authors categorized the transformed community health rates by tertiles: low, medium, and high. Results showed that for diar-rhoea, there were significant differences between low vs high (P = 0.001) and medium vs high (P = 0.04) tertiles in post-hoc comparisons between hospital and CHW rates whereas for ARI, the only significant difference was between low vs high (P = 0.01) [36]. They concluded that there was a modest correlation between hospital and community data and that use of mobile phones by CHWs might be a useful adjunct to other health care related and community related data sources for surveillance.

Text message reminders

The second most common approach was the use of text messages as an adjunct to regular management of an illness or management using a mHealth application. The text messages focused mainly on remind-

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ers sent to the CHWs on household visits, and to caregivers for their children’s follow-up visits and ad-herence to treatment.

A cluster RCT in Kenya demonstrated that correct artemether-lumefantrine (AL) management improved by 23.7% (95% confidence interval (CI) = 9.0-33.7, P = 0.0007) immediately after the intervention and by 24.5% (95% CI = 11.6-35.7, P = 0.0001) six months after the intervention when text message remind-ers were sent to the CHWs on following national malaria management guidelines [53]. Authors of the same study also determined the cost-effectiveness of the use of these text message reminders on adher-ence to national malarial treatment guidelines and demonstrated the cost per additional child correctly managed was US$0.50 under study conditions, US$0.36 if implemented by the ministry of health in the same study locations under routine, and USD 0.03 if implemented nationally after being scaled-up [37].

Another RCT in Uganda on use of mHealth for diagnosis of TB by CHWs on general public showed that for children under five, yield of clinically and biologically confirmed cases was 5.2% in the intervention arm as compared to 3.8% in the control arm upon sending SMSs on sputum test results and/or follow up instructions [38].

An open label RCT was conducted in Kenya to test additional effects of SMS reminders on caregivers’ ad-herence to AL therapy with return to the health facility Results showed that, all AL doses were complet-ed for 97.6% (282/289) of children in the control and 97.8% (267/273) in the intervention group (odds ratio (OR) = 1.10; 95% CI = 0.37-3.33; P = 0.860). Sending SMS reminders significantly increased odds of children returning to the facility on day 3 (81.4 vs 74.0%; OR = 1.55; 95% CI = 1.15-2.08; P = 0.004) and on day 28 (63.4 vs 52.5%; OR = 1.58; 95% CI = 1.30-1.92; P < 0.001) [45].

In a quasi-experimental study in Lao People Democratic Republic where text messages were used as re-minders to caregivers for timely immunization of children, the difference in Hepatitis B vaccination cover-age improved over the time of the intervention by57% (interquartile range (IQR) = 32%-88%, P < 0.0001) in the intervention districts as compared to control districts (20%, IQR = 0%-50%, P < 0.0001) [48].

A qualitative study in Kenya after this RCT on the impact of text message reminders to caregivers of chil-dren with malaria showed that there is direct benefit of use of text message reminders to caregivers to administer medication for under five children with malaria timely coupled with messages on completion of course and following standard treatment guidelines [49].

In another qualitative study conducted in Malawi on text message reminders for remembering treatment dates of children with malaria, reminders were reported to be a ‘quick’ and ‘easy’ way of communicating with the caregivers directly [39].

Electronic health records

A third approach of use of mHealth was electronic health records (EHR) focusing on collection of patient data through mobile phone applications with subsequent generation of reports.

An RCT study conducted in China on use of a mobile application by village doctors to record vaccina-tion status, make appointments, track children, and provide education to caregivers demonstrated that there was a positive behaviour change among caregivers. This was shown by a significant increase in full vaccination coverage from baseline to end-line in intervention (67% (95% CI = 58%-75%) to 84% (95% CI = 76%-90%), P = 0.028) and control groups (71% (95% CI = 62%-79%) to 82% (95% CI = 74%-88%), P = 0.014) [39].

A study conducted in Kenya on micro planning for a measles rubella campaign showed that data collec-tion through a mobile application was time efficient as CHWs were able to collect data on three million children from 46 counties within four weeks using standard data collection forms incorporated within a mobile application [50].

Demonstration of behaviour change and use of behaviour change models for intervention design

There were only three studies which reported behaviour change, for instance, the pre-implementation study in Uganda on use of mobile application as decision support, where behaviour change was demon-strated in the form of improved care seeking by caregivers due to the establishment of better relationships between caregivers and the CHWs [44]. Similarly, RCTs in Kenya and Uganda on text message reminder on AL and TB management respectively, demonstrated behaviour change by caregivers in terms of time-ly follow up and administration of antimalarial medication to children [38,53].

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It was also observed that during the design of these interventions none of the studies demonstrated used of any behaviour change models or the use of any theoretically informed frameworks for classifying be-haviour change within these interventions.

DISCUSSIONThis systematic review was conducted to explore current CHW based mHealth approaches for management of common infections in children under five with respect to inducing behaviour change and found 23 arti-cles. The results showed that most of the approaches have used mobile applications to improve diagno-sis through decision support, text messaging for education and/or reminders, and electronic health re-cording. Thus, the focus of these studies was more on health care service delivery and education about recognising or managing illness rather than prevention. The majority of the studies were also not clear-ly able to demonstrate behaviour change as most did not measure the behaviours targeted in the inter-vention. This has serious consequences as it prevents assessment of the effects of the intervention on the targeted behaviours that are expected to lead to health benefits. Additionally, the quality of the evidence available in these articles was not of high quality with only two studies covering all aspects of quality as assessed by the reviewers.

Developing and implementing interventions to change behaviour can be challenging [26]. Evidence has shown that intervention development usually starts without a systematic method and without drawing on any theories of behaviour change. Instead, personal experiences or a superficial analysis of the subject may be used as the starting point for intervention design, compromising the desired effects of the inter-vention [54]. One way of systematically characterising interventions enabling their outcomes to be linked with actions is the Behaviour Change Wheel (BCW) [26]. It has nine intervention functions and seven policy categories linked to the Capability-Opportunity-Motivation Behaviour (COM-B) model a model of behaviour at the hub of the wheel as shown in Figure 2. This allows interventions to be designed with the target behaviour in focus. Using this wheel, one can design an intervention through three stages; un-derstanding of the behaviour to be targeted, identify intervention options to induce behaviour change and identify content and implementation options as shown in Figure 3 [54]. Considering mobile health is gaining momentum due to extensive mobile network coverage, it can be used as a useful tool for in-ducing behaviour change [55]. There is suggestive evidence of the benefit of using mobile applications by CHWs coupled with tailored text message reminders being an effective delivery channel for positive behaviour change through its wide population reach and instant delivery [56-58]. However, for design of effective behaviour change interventions, there is a need for an underpinning framework that incor-porates understanding of the nature of the behaviour to be changed, and an appropriate mechanism for characterising components of an intervention that can make use of this understanding [26].

For successful outcomes, establishment of long lasting and fruitful partnerships between users and policymakers throughout the process of the project is extremely crucial. Some of the good ex-amples whereby policymakers or ownership at na-tional level was established include studies from Ghana and Kenya [46,53]. In addition to this, culturally specific interventions are important as poorly designed non-specific campaigns seem to have a negative impact, especially in terms of lan-guage and literacy barriers [59,60].

The major strengths of our review include the robust data extraction across several databases, inclusion of articles from 1990, a period when mHealth was initiated globally [29]. An addition-al strength is the focus on under five children as compared to other such reviews. Limitations of the study include only drawing on English lan-guage papers and those that were peer reviewed. Figure 2. Behaviour change wheel [54].

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Although it is known that CHWs have been engaged in various mHealth based projects, however, our analysis of only 23 articles is not likely to represent this full range of projects. Additionally, the projects reported might not reflect negative results as those are not usually published [61]. As such, this review may be biased toward more positive results. Further, due to the heterogeneity of methods and design ap-proaches in this evolving field of research, a meta-analysis was not feasible.

CONCLUSION

Coupling of mobile technology with CHWs has the potential to benefit communities in improving man-agement of illnesses in children under-five. High quality evidence of impact of such interventions on be-haviour is relatively sparse and further studies should be conducted using theoretically informed frame-works/models of behaviour change.

Figure 3. Stages of designing behaviour change interventions [54].

Acknowledgements: We are grateful to Marshall Dozier, Academic Librarian at the University of Edinburgh, for her help in developing the search strategy and guiding in data extraction.

Data availability: All data created during this research are openly available from DataShare (http://hdl.handle.net/10283/3732).

Funding: HM is supported by PhD studentships from the NIHR Global Health Research Unit on Respiratory Health (RESPIRE). RESPIRE is funded by the National Institute of Health Research using Official Development Assistance (ODA) funding. The views expressed are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health and Social Care. Neither the funder nor the sponsor (University of Edinburgh) contrib-uted to protocol development.

Authorship contributions conceived the idea for this work which was developed with the support of BM, SL, KF and TH. HM and SN did the review. HM wrote the first draft, and all authors contributed to the manuscript. The views expressed in the submitted article are those of the authors and not an official position of the institu-tion or funder.

Competing interests: The authors completed the ICMJE Unified Competing Interest form (available upon request from the corresponding author) and declare no conflicts of interest.

Additional materialOnline Supplementary Document

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