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UNDERSTANDING LIVESTOCK OWNERSHIP, DIETARY DIVERSITY AND ASF CONSUMPTION, AND THE ENVIRONMENTAL AND SPATIAL DETERMINANTS OF NUTRITION STATUS IN CU5 IN RURAL SOUTHERN HAITI By LINDSEY A. LAYTNER A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2018

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Page 1: © 2018 Lindsey A. Laytner...5 given me so much hope, love, and support—I will never forget it, and I am forever grateful. I am forever grateful to every person I have met or worked

UNDERSTANDING LIVESTOCK OWNERSHIP, DIETARY DIVERSITY AND ASF CONSUMPTION, AND THE ENVIRONMENTAL AND SPATIAL DETERMINANTS OF

NUTRITION STATUS IN CU5 IN RURAL SOUTHERN HAITI

By

LINDSEY A. LAYTNER

A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT

OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

UNIVERSITY OF FLORIDA

2018

Page 2: © 2018 Lindsey A. Laytner...5 given me so much hope, love, and support—I will never forget it, and I am forever grateful. I am forever grateful to every person I have met or worked

© 2018 Lindsey A. Laytner

Page 3: © 2018 Lindsey A. Laytner...5 given me so much hope, love, and support—I will never forget it, and I am forever grateful. I am forever grateful to every person I have met or worked

To my parents, Kevin, as well as the mothers and children of Haiti

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4

ACKNOWLEDGMENTS

I would like to thank my parents, Ron and Linda Laytner, for encouraging me to

think critically and creatively, and pursue a career in science. Dad, this dissertation is

for you. Additionally, I would like to extend a huge thanks to my brother, Lance Laytner,

as well as my immediate and extended family for all their love and support throughout

my academic career. A huge thank you to my friends and colleagues over the many

years for their love, friendship, and support.

I would like to express my sincere gratitude to my mentor and co-mentor, Sarah

McKune and Arie Havelaar, for believing in my abilities, shielding me from distractions,

providing guidance, and feedback along the way. I would like to also thank my other

committee members, Song Liang, Liang Mao, and Elizabeth Wood for their expertise,

collaboration, and support throughout the entire dissertation process. Lastly, many

thanks to Nancy Seraphin for introducing me to the St. Boniface Foundation and

UNICEF-Haiti team, and getting me access to this rich dataset for my dissertation

analyses. Without Nancy’s collaboration, this work would not have been possible.

I would also like to give a special thank you to Punam Amratia, Karoun

Bagamian, Amber Barnes, and Poulomy Chakraborty. You have been my science-soul

sisters, my mentors, and my dearest friends—I am so incredibly blessed to be in your

circles (I love you, ladies). Last (but never least), my incredible partner-in-crime, Kevin

Glassman—I don’t even have words to express my immense love and gratitude to you.

Thank you for grounding me, pushing me, staying up late, helping me, listening to me

for hours on end, holding me, making me laugh, and illuminating my life with the

brightest light during some of my darkest times. You have kept me on course, and have

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given me so much hope, love, and support—I will never forget it, and I am forever

grateful.

I am forever grateful to every person I have met or worked with along the way.

This has been an emotional journey for me, with many trials and tribulations. There was

no clear path to the finish line, but the journey has taught me to keep running, even

when you can’t see it. Eventually, you will—so never give up.

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TABLE OF CONTENTS page

ACKNOWLEDGMENTS .................................................................................................. 4

LIST OF TABLES ............................................................................................................ 8

LIST OF FIGURES .......................................................................................................... 9

LIST OF ABBREVIATIONS ........................................................................................... 13

ABSTRACT ................................................................................................................... 15

CHAPTER

1 BACKGROUND ...................................................................................................... 17

Livestock Ownership and Child Nutrition ................................................................ 21

Dietary Diversity and Child Nutrition ....................................................................... 23 Haiti......................................................................................................................... 27

Geography ........................................................................................................ 27

Environment and Climate ................................................................................. 28 Poverty ............................................................................................................. 29

Livelihood and Food Production ....................................................................... 29 Water, Hygiene, and Sanitation ........................................................................ 31 Undernutrition ................................................................................................... 32

Theoretical Framework ........................................................................................... 33

Proximate, Underlying, and Distal Factors ....................................................... 33 Basic Factors .................................................................................................... 36

Data Overview ........................................................................................................ 37

Figures .................................................................................................................... 41

2 I -LIVESTOCK OWNERSHIP AND DIETARY DIVERSITY OF CU5 IN RURAL HAITIAN HOUSEHOLDS ........................................................................................ 48

Introduction ............................................................................................................. 48 Research Objective ................................................................................................ 50 Methods .................................................................................................................. 50 Results .................................................................................................................... 52

Discussion .............................................................................................................. 57

3 II - LIVESTOCK OWNERSHIP, WASH, AND CU5 NUTRITION STATUS IN RURAL HAITIAN HOUSEHOLDS .......................................................................... 71

Introduction ............................................................................................................. 71 Research Objective ................................................................................................ 73 Methods .................................................................................................................. 73

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Results .................................................................................................................... 76

Discussion .............................................................................................................. 79

Figures .................................................................................................................... 83

4 III - SPATIAL DETERMINANTS OF CU5 LINEAR GROWTH IN RURAL HAITIAN HOUSEHOLDS ........................................................................................ 89

Introduction ............................................................................................................. 89 Research Objective ................................................................................................ 91

Methods .................................................................................................................. 92 Results .................................................................................................................... 97 Discussion .............................................................................................................. 98 Figures .................................................................................................................. 102

5 CONCLUSION ...................................................................................................... 110

Summary .............................................................................................................. 110 Strengths and Limitations ..................................................................................... 111

Future directions ................................................................................................... 112

APPENDIX

A MATERNAL KNOWLEDGE QUESTIONS ............................................................ 113

B CHAPTER 2 VALIDATION ................................................................................... 115

C CHAPTER 3 VALIDATION ................................................................................... 119

LIST OF REFERENCES ............................................................................................. 123

BIOGRAPHICAL SKETCH .......................................................................................... 137

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LIST OF TABLES

Table page 4-1 Environmental and Spatial variables descriptions (including variable name,

definition, spatial resolution, and reference source) ......................................... 104

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LIST OF FIGURES

Figure page 1-1 A) Map of Haiti with the Aquin and Côtes-de-Fer study communes. B) Map of

the Aquin (Flamands, Fonds des Blancs, Guirand, and Frangipane) and Côtes-de-Fer (Jamais Vu) study area sub-section. ............................................ 41

1-2 Percentage of CU5 that are stunted in Haiti compared to the DR according to the DHS66. .......................................................................................................... 42

1-3 One-health theoretical framework to understand linkages between livestock ownership and child under five nutrition in southern Haiti. Adapted from UNICEF 86. ......................................................................................................... 43

1-4 Malnutrition terminology. Definitions of the various forms of malnutrition and undernutrition from the Joint Child Malnutrition Estimates 2017 edition2. ........... 44

1-5 Five 5’s diagram (adapted from Penakapapti et al.52. ......................................... 44

1-6 Undernutrition pathway from pathogen exposure via livestock feces adapted from Penakapapti et al.52. ................................................................................... 45

1-7 Improved nutrition via livestock ownership and safe WASH practices (blocked exposure to livestock feces and improved access to safe and nutritious foods) adapted from Penakapapti et al. 52. .......................................... 46

1-8 Variable list and description for all chapters. For maternal knowledge scoring, see Appendix, Figure A-1. ..................................................................... 47

2-1 Table showing the breakdown and frequencies of each response per food item in HDDS and ASF consumption calculation. ............................................... 64

2-2 Variable descriptions. ......................................................................................... 65

2-3 Descriptive statistics of survey respondents, overall. ......................................... 66

2-4 Descriptive statistics of livestock ownership, HDDS, and ASF consumption by sub-communal section. .................................................................................. 67

2-5 Bivariate regression results for study variables and HDDS. ............................... 67

2-6 Bivariate regression results for study variables ASF consumption. .................... 68

2-7 Multivariate binary backward-stepwise logistic regression results assessing the association of model 1: livestock ownership and HDDS status. ................... 69

2-8 Multivariate binary backward-stepwise logistic regression results assessing the association of model 2: livestock ownership and ASF consumption status. . 70

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3-1 Definitions of undernutrition adapted from WHO, UNICEF, and the World Bank. .................................................................................................................. 83

3-2 Variable Descriptions used in chapter 3 analyses .............................................. 84

3-3 Descriptive statistics of surveyed households. ................................................... 85

3-4 Descriptive Statistics of WASH characteristics (Improved “I” and Unimproved “U”) broken down by sub communal section ...................................................... 85

3-5 Bivariate regression results for study variables and CU5 Stunting ..................... 86

3-6 Multivariate binary backward-stepwise logistic regression results for model 1 assessing the association of livestock ownership and CU5 Stunting status. ...... 87

3-7 Multivariate binary backward-stepwise logistic regression results for model 2 association the of livestock ownership, WASH Factors, and CU5 Stunting status. ................................................................................................................. 88

4-1 Conceptual diagram linking CU5 growth to Haiti-specific spatial and environmental drivers. Adapted from Grace et al.163. ...................................... 102

4-2 Map of Haiti and communes Aquin and Côtes-de-Fer surveyed (in red). ......... 103

4-3 Description/ distribution of spatial and environmental covariates considered in this analysis, across the country, as well as the Aquin and Cote de Fer study site communes. ....................................................................................... 105

4-4 Village coordinates geo-referenced using Google Earth Pro. ........................... 106

4-5 Village level CU5 HAZ score distribution across Aquin and Cote de Fer study site communes. ................................................................................................ 106

4-6 Livestock species distribution across Aquin and Cote de Fer study site communes. ....................................................................................................... 107

4-7 Results from the bivariate analysis of environmental and spatial covariates and village level CU5 HAZ. ............................................................................... 108

4-8 Final multivariate linear regression model results and overall model characteristics. .................................................................................................. 108

4-9 Map of the cluster and outlier analysis (Local Moran’s) in the surveyed villages. ............................................................................................................ 109

4-10 Model Residual vs. Predicted Plot indicating a properly specified model. ........ 109

A-1 Vaffriables included in Maternal Knowledge Score calculation calculations. Note, Iron and Vitamin A are included together in the combined score. ........... 114

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B-1 Model Fit statistics for Chapter 2 Model 1: HDDS. ........................................... 115

B-2 Summary of backwards elimination procedure in multivariate backward stepwise logistic regression for Model 1: HDDS. .............................................. 115

B-3 Predictive power statistics of Model 1: HDDS................................................... 115

B-4 Receiver Operating Characteristic Curve (ROC) showing predictive power of final model, for Model 1: HDDS. ....................................................................... 116

B-5 Receiver Operating Characteristic Curves (ROC) showing predictive power of each model step until final model for Model 1: HDDS. ................................. 116

B-6 Model Fit statistics for Chapter 2 Model 2: ASF................................................ 117

B-7 Summary of backwards elimination procedure in multivariate backward stepwise logistic regression for Model 2: ASF. ................................................. 117

B-8 Predictive power statistics of Model 2: ASF. ..................................................... 117

B-9 Receiver Operating Characteristic Curve (ROC) showing predictive power of final model, for Model 2: ASF. .......................................................................... 118

B-10 Receiver Operating Characteristic Curves (ROC) showing predictive power of each model step until final model for Model 2: ASF. ..................................... 118

C-1 Model Fit statistics for Chapter 3 Model 1: Livestock and Stunting. .................. 119

C-2 Summary of backwards elimination procedure in multivariate backward stepwise logistic regression for Chapter 3 Model 1: Livestock and Stunting. ... 119

C-3 Predictive power statistics of Chapter 3, Model 1: Livestock and Stunting. ...... 119

C-4 Receiver Operating Characteristic Curve (ROC) showing predictive power of final model, for Chapter 3, Model 1: Livestock and Stunting. ............................ 120

C-5 Receiver Operating Characteristic Curves (ROC) showing predictive power of each model step until final model for chapter 3, Model 1: Livestock and Stunting. ........................................................................................................... 120

C-6 Model Fit statistics for Chapter 3 Model 2: Livestock, WASH, and Stunting. .... 121

C-7 Summary of backwards elimination procedure in multivariate backward stepwise logistic regression for Chapter 3 Model 2: Livestock, WASH, and Stunting. ........................................................................................................... 121

C-8 Predictive power statistics of Chapter 3, Model 2: Livestock, WASH, and Stunting. ........................................................................................................... 121

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C-9 Receiver Operating Characteristic Curve (ROC) showing predictive power of final model, for Chapter 3, Model 2: Livestock, WASH, and Stunting. .............. 122

C-10 Receiver Operating Characteristic Curves (ROC) showing predictive power of each model step until final model for chapter 3, Model 2: Livestock, WASH, and Stunting. ........................................................................................ 122

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LIST OF ABBREVIATIONS

ASF Animal Source Food

CI Confidence Interval

CU5 Child under five years old

DDS Dietary Diversity Score

DHS Demographic and Health Surveys

EBK Empirical Bayesian Kriging

EED Environmental Enteric Dysfunction

GDP Gross Domestic Product

GIS Geographic Information System

HAZ Height for age z score

HDDS Household Dietary Diversity Score

HDI Human Development Index

IRB Institutional Review Board

JMP WHO Joint Monitoring Program

KAP Knowledge, attitudes and practices

LMIC Low- and middle-income countries

MAL-ED The Etiology, Risk Factors and Interactions of Enteric Infections and Malnutrition and the Consequences for Child Health and Development (MAL-ED) study

MAR Missing at Random

MCMC Multi Chain Monte Carlo

MI Multiple Imputation

MODIS Moderate Resolution Imaging Spectroradiometer

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MUAC Middle and upper arm circumference

NDVI Normalized Difference Vegetation Index

NGO Non-Governmental Organization

OLS Ordinary Least Squares

OR Odds Ratio

PCA Principle components analysis

SD Standard Deviation

SES Socio-economic status

SRTM-DEM Shuttle Radar Topography Mission Digital Elevation Model

UNICEF United Nations Children’s Fund

VIF Variance Inflation Factor

WASH Water, Hygiene and Sanitation

WAZ Weight for age z score

WHO World Health Organization

WHZ Weight for height z score

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Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

UNDERSTANDING LIVESTOCK OWNERSHIP, DIETARY DIVERSITY AND ASF CONSUMPTION, AND THE ENVIRONMENTAL AND SPATIAL DETERMINANTS OF

NUTRITION STATUS IN CU5 IN RURAL SOUTHERN HAITI

By

Lindsey A. Laytner December 2018

Chair: Sarah L. McKune Major: Public Health

Livestock are ubiquitous in many parts of the developing world, with both humans

and domestic animals sharing close environments. Livestock have the potential to

provide nutrient-dense animal source foods (ASF) such as meat, dairy, and eggs,

providing vital micro and macronutrients to children to support their development and

growth. This is especially critical within their first 1000 days of life. However, this

potential benefit may be offset by the possibility that livestock may have the potential to

hinder growth benefits in children via child exposure to disease-causing pathogens in

their excreta. Thus, understanding the context of water, hygiene and sanitation, as well

as livestock ownership is crucial to designing positively impactful nutrition and hygiene

interventions.

Moreover, spatial and environmental factors on the landscape can influence child

growth indirectly. Understanding which environmental and spatial drivers are the most

influential on child growth is crucial to designing targeted interventions. Ultimately,

these potential associations between livestock ownership, dietary diversity and ASF

consumption, WASH, and the spatial and environmental covariates remain important

aspects to consider, yet are understudied in relation to undernutrition in Haiti. This

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research will add to the growing body of literature to assess these associations in two

rural communes in southern Haiti.

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CHAPTER 1 BACKGROUND

Undernutrition is a worldwide concern—one or more forms of malnutrition affect

populations within nearly every country. According to the World Health Organization

(WHO), malnutrition/undernutrition refers to “deficiencies, excesses, or imbalances in a

person’s intake of energy and/or nutrients” 1. Undernutrition is more common in low

and middle-income countries (LMICs) and disproportionately impacts children under five

(CU5). In LMIC, close to half of child mortality globally is linked to undernutrition. In

2016, the WHO estimated that 155 million CU5 in developing countries were stunted (a

sign of chronic undernutrition). Of these, 66% lived in LMIC1,2.

Combating undernutrition in all its forms is one of the greatest global health

challenges3. However, optimizing nutrition early—including the 1,000 days from

conception to a child’s second birthday—ensures the best possible start in life and

many associated long-term benefits4,5. For children living in LMICs, undernutrition is

associated with the chronic exposure to infectious disease-causing enteric and

respiratory pathogens. These pathogens, present in the environment through multiple

exposure pathways, may alter gut integrity and function, impairing absorption of

nutrients and resulting in Environmental Enteric Dysfunction (EED) 6–8. EED can

further undernutrition and likewise an increased susceptibility to and incidence of both

asymptomatic infection and symptomatic disease6–8. There is growing evidence from

the Etiology, Risk Factors and Interactions of Enteric Infections and Malnutrition and the

Consequences for Child Health and Development (MAL-ED) study that reducing

enteropathogen burden can improve child growth outcomes, especially if energy intake

is improved9. Other evidence suggest that these pathogens may also inhibit immune

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responses to childhood vaccines, diminishing their effectiveness and impacting broader

child health outcomes10,11. Moreover, repeated infections by these pathogens can also

lead to cognitive and additional related developmental deficits. Therefore, the

cumulative effects of continual infection and asymptomatic colonization, undernutrition,

and impaired child growth and development have great social and economic

consequences for a child’s entire life. Unfortunately, these pathogens and diseases

place a disproportional burden on poor families and the communities where they

reside12–14.

A child is considered to be stunted if their height-for-age Z score (HAZ) is -2

(stunted) to -3 or more (severely stunted) standard deviations below the HAZ of the

WHO reference median of children worldwide 15,16. Dietary diversity has been

associated with better nutritional status of children in developing countries15,17–21, and

has an especially strong relationship to childhood stunting15. In the field of nutrition,

“dietary diversity” is a measure associated with (1) overall quality and (2) nutrient

adequacy in an individual’s dietary practices and is usually assessed through dietary

diversity scores (DDS). These measures compare the number of food groups an

individual or household consumes over a previously determined reference period15,18.

Several studies have shown that DDS is positively associated with overall dietary

quality, particularly improved micronutrient consumption in children15,18,22.

Consumption of livestock and livestock products, such as dairy, meat and fish, as

well as egg proteins provide bioavailable vitamins, such as vitamins B12, riboflavin, iron,

calcium, zinc that are essential to child nutrition23. Dietary diversity involves adequate

intake of macronutrients and micronutrients. The inclusion of ASF in the diet helps

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prevent multiple nutrient deficiencies and any resultant, linear growth retardation24.

Children living in dietary-diverse households with quality diets are more likely to

consume animal sourced foods (ASFs)25. Previous studies looking at large datasets

have shown that livestock ownership can increase consumption of ASF in the

household through increased access, availability, and income generation14,26–31.

Health and dietary practices, including supplementation (e.g. vitamins A, iron,

etc.), are influenced by a wide array of complex interactions, including individual

knowledge, attitudes, and practices (KAP), social-cultural beliefs and psychological

factors (i.e. motivations), environmental contexts, resources, and other factors32,33.

There is growing recognition among scholars regarding the important role of structural,

environmental, cultural, social, and psychological factors that can influence a person’s

diet and dietary behaviors33,34. Decisions regarding diet and food choices are often

shaped by socio-cultural factors and cultural context beyond the individual’s personal

experience. However, careful integration of dietary KAP into education programs can

support and improve dietary practices in LMIC. Evidence from in-depth qualitative

ethnographic research in Tanzania shows that careful integration of dietary diversity into

local knowledge, attitudes beliefs and practices helped local people believe that dietary

diversity was important and felt that it could be achieved in their villages because the

nutrition messaging could easily be integrated into existing nutrition programs, local

concepts, and knowledge frameworks33.

There is little research on the complexities surrounding livestock ownership,

livestock husbandry, WASH (especially with regards to livestock husbandry), ASF

consumption, and child nutrition. While owning livestock can provide food and income-

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livelihood security for nearly one billion poor people in developing countries35, there may

be an increased zoonotic infection risk for children in livestock-owning households

because of children’s proximity and continuous exposure to livestock and their excreta.

Studies have shown children can be exposed to (and can directly or indirectly) ingest

livestock fecal matter in Peru, Zimbabwe, and Bangladesh36–38. In a recent secondary

analysis of child stunting in Ethiopia, Bangladesh, and Vietnam, researchers found that

livestock, in particular poultry in the home overnight is associated with feces exposure.

Moreover, the presence of livestock feces is significantly and negatively associated with

child HAZ, in Ethiopia (β = −0.22), and Bangladesh (β = −0.13). This study also

suggests that livestock feces may be positively associated with diarrheal disease

symptoms in Bangladesh as well39. This potential for an increased risk of infection in

children in livestock-owning households warrants careful attention to WASH in and

around the household, especially with regards to livestock ownership and husbandry.

The research presented in this dissertation is a contribution to the small but

growing body of literature devoted to understanding the benefits and risks of livestock

ownership on CU5 health. This work serves as a baseline for understanding the

relationship between livestock ownership, dietary diversity (specifically ASF

consumption), and child stunting in the southern region of Haiti. Haiti, and the regions

presented in this dissertation are understudied, especially in regard to livestock

ownership, diet, WASH, and undernutrition.

The main research areas and hypotheses explored are as follows:

Chapter 2 focuses on whether there is a relationship between livestock ownership and dietary diversity or ASF consumption in rural Haitian households, as these are factors that may influence CU5 nutrition status and ultimately, childhood stunting. The two hypotheses are: (1) Livestock ownership is

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associated with increased dietary diversity, and (2) Livestock ownership is associated with increased ASF consumption.

Chapter 3 focuses on whether livestock ownership has a relationship to CU5 nutrition status in rural Haitian households, and whether WASH may influence it. Hypotheses: (1) Livestock ownership is associated with decreased CU5 stunting. (2) When unimproved WASH factors are included, livestock ownership is associated with increased stunting.

Chapter 4 explores the environmental and spatial variables that may be contributing to CU5 nutrition status in rural Haitian villages. The hypotheses for this chapter are exploratory. The hypotheses for this chapter are that environmental factors are associated with CU5 growth patterns.

Livestock Ownership and Child Nutrition

Few studies have examined the direct effect of livestock ownership on child

nutrition14,28,29,31. Only one of these studies has assessed the association between

livestock ownership, DDS, ASF consumption, height-for-age z-score, and childhood

stunting. This cross-sectional study of children from Luangwa Valley, Zambia used

multilevel mixed-effects linear and logistic regression models to examine the association

between livestock types and four nutrition-related outcomes of interest40. They did not

find any statistically significant relationships between any of their livestock ownership

measures and a child’s odds of ASF consumption, height-for-age z-score, or stunting.

However, their linear models showed that while having fewer poultry was associated

with decreased child dietary diversity (β = -0.477; p<0.01) relative to owning no

livestock, as the number of chickens owned increased, a positive, significant association

with DDS (β = 0.022; p<0.01) was observed. However, livestock production can also

increase ASF intake indirectly, as seen in Kenya and Ethiopia—households that

produce livestock can have increased purchasing power for higher quality food

items28,41.

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Livestock ownership can affect dietary intake and thus affect human growth

outcomes14. Some studies have suggested that livestock, especially chickens, can

contribute to child stunting patterns both positively and negatively39,42 . When children

have increased access to safely prepared eggs and poultry meat, they were shown to

have better nutritional outcomes43, which in turn can lead to better linear growth

outcomes. However, if increased access and availability of chickens is coupled with

poor husbandry and WASH practices, there may be an increased exposure to

pathogens, such as Campylobacter—a known cause of diarrheal diseases, and impact

growth faltering through the EED pathway 44–46. EED is a condition of chronic gut

inflammation from microbial (e.g. fecal bacteria) colonization in the gut, that have shown

to impact child nutrient absorption, growth patterns, among other adverse

developmental outcomes7,47,48.

Improved water, hygiene and sanitation (WASH) have been linked to

improvements in child health outcomes49–52, especially with regards to handwashing

and safe feces disposal47,53. However, there is limited empirical evidence about the

benefits of improved livestock WASH interventions to child nutrition status. This may be

a result of sanitation efforts focusing on human, rather than livestock excrement

containment52,54. Studies, such as the WASH Benefits Study in Bangladesh and Kenya

aimed to provide rigorous evidence on both health and developmental benefits of

WASH and nutritional interventions during a child’s first 1000 days of life55,56. However,

these studies did not find a relationship between WASH improvements and linear

growth outcomes. Despite the sanitation improvements made with these studies, the

results highlight the potential for targeting environmental exposure to feces57.

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Given these recent studies, there are few empirical research studies that have

investigatived livestock WASH interventions that could potentially improve child nutrition

status. There may be a relationship between livestock husbandry and WASH practices,

since optimal WASH practices (e.g. hand washing, corralling livestock away from the

home) serve as a potential barrier between animals and young children39,54. Hazardous

livestock practices in low-income countries, such as corralling poultry close to children

at night38, and not separating poultry and other livestock from areas where children may

sit, crawl, play, and eat36,37 may be associated with pathogen exposure, colonization,

repeated infections, and eventually an increased risk for EED42,58.

Dietary Diversity and Child Nutrition

Several studies have found associations between DDS and child consumption

patterns or nutrition status within and across several countries in Africa and

Asia15,17,19,24,25,59–62. Each one is reviewed below.

Arimond et al. assessed dietary diversity in 11 countries across Africa and Asia.

Using Demographic and Health Surveys (DHS), these authors examined the

association between dietary diversity and HAZ for children 6 to 23 months old, while

controlling for confounding factors 17. Their bivariate and multivariate results found

significant positive associations between dietary diversity and CU5 HAZ. In the

multivariate models, 7 of the 11 countries had signficiant associations between DDS,

independent of socioeconomic factors17.

There were two studies in Kenya exploring ASF consumption and child growth.

Neuman et al., assessed the effects of ASF consumption and dietary diversity on child

growth63. This randomized, controlled feeding intervention study had three interventions

of meat, milk, or vegetable stew, and a control group who received no snack. The

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outcome data were food intake (within 24 hours) recall surveys and anthropometric

measurements (e.g., height, weight, arm circumference, fat to muscle). The meat-

consuming group showed the greatest gain in arm muscle growth, followed by the milk-

consuming group as compared with the vegetable stew consumers (p< 0·05). The meat

group showed the least increase in fat area of all groups63. The longitudinal study by

Iannotti and Lesorogol explored the relationship between milk consumption and child

growth patterns in pastoralist communities in Samburu, Kenya. They found that milk

availability at the household level affected CU5 milk intake and anthropometry.

Specifically, that milk consumption was significantly associated with higher body mass

index z scores among youth21.

In Ethiopia, predictors of household dietary diversity and ASF consumption

patterns were assessed in the 2011 Ethiopian Welfare Monitoring Survey (WMS)59.

Dietary data were collected from 27,995 households using a questionnaire measuring

dietary diversity over the past 1 week. Household DDS (HDDS) was constructed

according to the Food and Agricultural Organization guidelines. The medianHDDS of

the surveyed households was 5 food groups, with cereals being the most commonly

(96%) consumed food group. Fish, egg, and fruits, on the other hand, were the least

consumed food groups. The ASFs were consumed in greater proportions in households

with higher HDDS. Additional factors that were identified as predictors and were

positively associated with higher HDDS included: being in the higher and middle socio-

economic strata (p<0.001), household literacy (p<0.01), urban residence (p<0.01),

male-headed households (p<0.01), larger family sizes (p<0.01) and livestock ownership

(p<0.01) 59. Another study in Ethiopia explored the effect of household food insecurity

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on the nutritional status of under-five children 61. Food insecurity was significantly

associated with wasting (β = - 0.108, p< 0.05), and food diversity and number of meals

the child ate per day were significantly associated with increased stunting (β = 0.039, p<

0.01) and increased underweight (β= 0.035, p< 0.05), respectively61. These studies

identify factors related to increased dietary diversity and show the importance of dietary

diversity in childhood stunting and undernutrition.

In Bangladesh, Rah et al. assessed dietary diversity and child stunting in 165,111

CU5 who participated in a National Surveillance Study during 2003 - 200515. They

calculated DDS from 9 food groups consumed in the previous week and found that

compared with low DDS, when controlling for confounders, high DDS was significantly

associated with a 15, 26, and 31% reduced odds of being stunted among children aged

6–11, 12–23 and 24–59 months, respectively (odds ratio (OR) = 0.85, 95% confidence

interval (CI): 0.76–0.94; OR =0.74, 95% CI: 0.69–0.79; OR =0.69, 95% CI: 0.66–0.73)15.

In a study in Nepal, researchers investigated whether CU5 in rural farming

communities had improved dietary quality if they participated in a multi-phased

community-level, nutiriton-sensitive development intervention compared matched non-

participating CU5. The DDS was calculated using 24-hour recall for 17 foods and food

groups. The study results indicated that impacts of the intervention were heterogenous,

depending on the agro-ecological region and by season. Children in the intervention

group from the Hills region (a poor area that had livestock production) were 2.2 times as

likely to have consumed food from an additional food group, 1.27 times as likely to have

achieved minimum DDS, and 1.38 times as likely to have consumed ASF. This study

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highlights the potential of livestock ownership to improve dietary diversity and ASF

consumption 25.

A household survey study explored the relationship between dietary diversity and

different measures of childhood undernutrition (stunting, wasting, and being

underweight) in Cambodian children aged 12-59 months19. The researchers used a

“food variety score” that ranged from 0 to 9. Greater DDS, and inclusion of ASF in their

diet, was a protective factor against CU5 stunting and underweight. After adjusting for

socioeconomic and geographical factors, researchers found that CU5 stunting was

negatively associated with DDS (OR 0.95, 95% CI 0.91-0.99, p= 0.01) and ASF

consumption was associated with reduced odds of CU5 stunting (OR 0.69, 95% CI

0.54-0.89, p< 0.01) and being underweight (OR 0.74, 95% CI 0.57-0.96, p= 0.03). On

the other hand, they found that consumption of raw milk products increased the CU5

odds of diarrheal disease (OR 1.46, 95% CI 1.10-1.92, p= 0.02), especially in poorer

households (OR1.85, 95% CI 1.17-2.93, p< 0.01)19. The authors stipulated that one

reason this finding occurred may be due to poor WASH practices, particularly around

pasteurization, storage, and parental hygiene19.

A DDS study in Indonesia found that that greater dietary diversity result in a

lower odds of childhood stunting, even after adjustment of their analysis for

demographics (OR=0.89; 95% CI=0.80–0.99)62. However, the study found lowest

consumption of ASF out of all the food groups, indicating that interventions should focus

on increasing ASF consumption to increase DDS. In another study in Indonesia, DDS

and ASF consumption was assessed in a year longitudinal observational study. The

researchers found ASF consumption to be high but did not find significant associations

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with CU5 HAZ. However, ASF consumption was significantly associated with adequate

intake of protein and micronutrients, particularly vitamin A, calcium, and zinc24.

These studies collectively show that the linkage between DDS, ASF consumption, and

child stunting is complex, and requires long-term monitoring and inclusion of other

factors that may be impacting CU5 diet and growth.

Most of these undernutrition studies focus on countries in Asia and Africa,

although many countries in the Western Hemisphere have substantial portions of

children who are moderate to severely undernourished. A particularly overlooked

country (with some of the highest rates of poverty and undernutrition), is Haiti64,65. Haiti,

in comparison to the Dominican Republic (DR)—its neighbor on the island of

Hispaniola—has not seen but marginal improvements in nutrition status in the last

decade (Figure 1-2). Despite these statistics66, only two studies16,67 have explored

dietary diversity and children in Haiti, but these studies did not investigate livestock

ownership patterns, dietary diversity, and ASF consumption patterns in Haiti. In

addition, only one study looks at the impact of risk factors on child undernutrition

spatially68, yet there are no studies that explore the potential risks (e.g. via inadequate

WASH) associated with livestock ownership and CU5 nutrition status in Haiti. There are

no studies investigating the environmental and spatial factors associated with CU5

nutrition status or growth in Haiti, a region prone to extreme weather and devastating

hurricanes.

Haiti

Geography

Haiti is a small country (~28,000 square kilometers) located in the Western

hemisphere (Figure 1). It occupies the western third of the Caribbean Island of

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Hispaniola while the Dominican Republic takes up the remaining two thirds of the island.

Haiti has 2 main peninsulas—North and South, with the Ile de la Gonâve between them.

Haiti’s mainland is divided into three main regions: (1) North (includes the northern

peninsula), (2) Central, and (3) South (includes the southern peninsula). Haiti also

includes severable nearby islands (i.e. Ile de la Gonâve, Ile de la Tortue (Tortuga

Island), Grande Cayemite, and Ile à Vache)69.

Environment and Climate

Due to its geographic placement, tropical climate, and topography (including

numerous rivers and streams), Haiti is extremely vulnerable to natural disasters—in

fact, nearly 90% of Haitians are at risk of natural hazards, including severe storm

flooding and periodic drought70. Over the years, the damage and resulting upheaval

from devastating natural disasters, including but not limited to widespread drought,

earthquakes, and hurricanes, have exacerbated public health, economic, and political

problems in this country.

The southern peninsula of Haiti is disproportionately impacted by natural

disasters; it is often subject to heavy rainfall, incurred most of the damage from

Hurricane Matthew (2016), and was the epicenter of the 2010 earthquake. The World

Bank assessed the costs of the damage from natural disasters as being equivalent to

32% of the country’s Gross Domestic Product (GDP). As a result, the southern region

has lost over 30% of its hospitals70,71. The agricultural, aquaculture and fishing, and

livestock industries have also been adversely affected by disaster and grossly reduced

in size. These disasters have long-term impact on the livelihoods—income,

health/wellbeing, and productivity—of the communities affected70,71.

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Poverty

As UN International Strategy for Disaster Reduction Director Salvano Briceno

said, “It’s poverty that is at the core of these disasters”72. Despite the many

humanitarian, development, and research projects aimed to provide relief and

assistance to improve the lives of Haitians, Haiti remains the poorest country in the

Western hemisphere, with a GDP of US $1,034 73. In Haiti, poverty is profound and

complex, with many different dimensions. The country suffers from low literacy, gender

inequalities, short life expectancies, and high rates of infant, child, and maternal

mortality. Most of the country lacks direct access to electricity, an improved water

source, sanitation facilities, or healthcare73. Despite the observed economic

improvement in urban areas such as Port au Prince, over 40% of the Haitian population

live in rural areas where extreme poverty persists 70,71. If current trends of

impoverishment continue, half of the population of Haiti will be living in extreme poverty

by 2030 73. According to the 2016 United Nations Human Development Index (HDI),

Haiti ranks 163rd out of 187 countries (and its Gini coefficient is 0.619). These

measures assess the degree of variation in either the levels of human development

(e.g. health, education, and income)74. Both the HDI and Gini, together, indicate that

Haiti is one of the most poverty and inequality stricken countries in the world 73. The

World Bank estimates that 59% and 24% of Haitians are living below the national and

extreme poverty lines, respectively, and that 78% of the population is surviving on less

than $2 USD a day 70,73.

Livelihood and Food Production

Agriculture plays a central role in the Haitian economy and job market. It

employs half the national workforce and is the primary income-generating activity for

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rural Haitians, who represent nearly half the country’s population70,75. The most

commonly grown crops in Haiti are coffee, sugar cane, cassava, yam, banana, sweet

potato, plantain, maize, mango, guava, and rice. Although over 40% of the land is being

cultivated, experts recognize that less than 20% of Haitian land is actually suitable for

agriculture, a result of numerous interrelated factors including soil infertility, soil erosion,

and land degradation, thus limiting agricultural potential 76. Haitian smallholders are

farmers who cultivate two hectares of land or less. Because they have very little lands

with poor soil quality, they have experienced a prolonged history of food insecurity 76.

Additionally, Haitian cultivators do not generally grow crops for their own

consumption, but instead for sale, which counterintuitively exacerbates food insecurity,

poor household nutrition, and poor incomes in Haiti. These poorest smallholders focus

on cultivating higher-value cash crops, like sugar and coffee, to use the earnings to

purchase cheaper but often less nutritious imported foods from markets75.

Though the majority of households in rural areas depend on agriculture as their

primary livelihood activity, the low productivity of their agricultural sector makes it

difficult for Haitians to survive on agriculture 75,77. This is attributable to both intrinsic

biophysical factors as well as historical and current anthropogenic influences, which

combine to significantly hamper domestic food production and income growth. Some of

these factors include lack of infrastructure (roads, electricity, and irrigation), limited

access to food production inputs (fertile soil, water, fertilizer, farming equipment, and

adequate extension services), ecological degradation, land gradient, rainfall patterns,

and unfavorable trade policies76,77. Despite agriculture’s important role in the lives of

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Haitians, the government and donors (e.g. non-profits, etc.) have struggled to prioritize

or improve the sector75.

Approximately 80% of rural Haitians have access to land for agriculture and for

keeping livestock. Of these Haitians, 80% engage in animal husbandry practices 75.

Generally, goats and cattle are the most common livestock type owned by private

households within Haiti 76,78. Though horses, pigs, and poultry are also produced, these

species are not as widely kept. In Haiti, livestock are kept as a form of savings, with

sales of livestock a means to cope with economic downturns and shocks75. Small-scale

fisheries are also used and resourced, usually in small ponds or canals, but are not

commonly used for subsistence. Traditionally, Haitians have not exploited their potential

for large-scale fishing, mostly for safety and political reasons, including the post-

independence practice of living in the country’s interior, away from French invasion76.

Water, Hygiene, and Sanitation

Haiti has long struggled to meet international standards for hygiene and

sanitation. Underinvestment in the WASH sector are well documented, even in the

decades preceding the 2010 earthquake and devastation79. According to researchers,

Haiti has the lowest rate of access to improved water sources and improved WASH

infrastructure in the Western hemisphere79,80. Less than 70% of all Haitians have

access to improved water sources while 17% had sanitation access to improved

sanitation facilities in 201081—one year prior to this study’s survey. These statistics are

far below the regional average for access to improved water and sanitation in Latin

America and the Caribbean (80% coverage)81.

In 2013, the Haitian government acted toward improving WASH conditions, with

an instituted a National Plan, directed at improving WASH, healthcare services and

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management, epidemiology and surveillance, as well as hygiene promotion. “These

include but are not limited to, increased coverage of potable water to 85% increased

access to improved excreta disposal to 90%, increase access to primary health care

from 46% to 80%” and mostly importantly “Achieve a change in the behavior of the

population to the extent that by 2022, 75% of the population will understand the

importance of washing their hands after defecating and before eating” 82. Despite these

specific goals, progress to achieve them has been slow79.

Undernutrition

In Haiti, undernutrition is still a major public health problem despite multiple

ongoing relief and aid efforts. Of the estimated 10 million people living in Haiti, only 58%

have access to an adequate amount of food83. Among the CU5, 12% are

undernourished, surviving on less than one meal a day78. According to a 2012 national

survey, nearly 65% of Haitian households experience food deprivation while food

resources are available from domestic or external (relief) sources. However,

accessibility to these food items is selective not everyone is receiving resources84.

This deprivation is exacerbated by the fact that Haiti is a food-deficient country, relying

heavily on imported food. Nearly 50% of the national food requirements are imported73.

Due to chronic insufficient access to food, among other factors, nutrient

deficiencies and stunting are widespread in Haiti84,85. However, according to the 2012

Demographic and Health Survey (DHS), the prevalence rates of all forms of

undernutrition in CU5 decreased between 2005 and 2012: the percentage of moderate

to severely stunted CU5 decreased from 29% to 22%, the percentage of wasted

children decreased from 10% to 5%, and the percentage of underweight children

decreased from 18 to 11% (Figure 1-2). Though they often represent the best

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available national-level data, as with any DHS data published, these indicators are

limited to the sample population, and thought the DHS does try to account for everyone

proportionately, they may fail to represent the most rural, hard to reach, or

underrepresented municipalities. When studying indicators such as undernutrition, this

may constitute a significant bias, given these same characteristics— such as living in a

rural, isolated area—are often associated with being undernourished 2.

Theoretical Framework

Figure 1-3 is a conceptual diagram of the factors that contribute to CU5 nutrition

status adapted from UNICEF’s framework for child nutritional outcomes86. It reflects

relationships among various factors that contribute to child nutrition, with specific

attention to factors that matter in the Haitian context, and serves as the theoretical

framework for the research.

Nutritional status (Figure 1-4) can be quantified in numerous ways; each

approach focuses on a different aspect of inadequate nutrition. Though these nutrition

indicators all contribute to our overall understanding of nutrition, given the long-term

consequences of chronic undernutrition and its potential for prevention through ASF

consumption, this research focuses on child stunting, height for age (HAZ).

Proximate, Underlying, and Distal Factors

There are many potential factors contributing to child undernutrition in Haiti. As

mentioned previously, an insufficient supply of micro- and macro-nutrients to the human

body can restrict and retard physical and cognitive growth and development and can

lead to financial and social burdens at the societal level, as well as intergenerational

consequences13. Per the theoretical framework, the proximate factors that affect CU5

nutrition status are: (1) diet, defined as the adequate consumption behaviors of safe and

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nutrition-dense, micro and macronutrient foods; (2) disease status, defined as the

symptomatic (observed diarrheal disease) or asymptomatic colonization (no visible sign

of disease) of a susceptible host; and (3) individual factors such as CU5 age, sex,

immunity, and genetic factors that may influence dietary patterns or susceptibility to

diseases. In this dissertation, we focused on the first two categories of proximate

factors.

Diet. Diversity Scores (DDS) are associated with overall quality and nutrient

adequacy of the diet, and are often used to assess diet in LMICs17. Nutritionists

recommend that for beneficial growth and development, an individual should consume a

diet containing a variety of foods from all the food groups, which includes: starches,

cereals, vegetables, fruit, dairy products, meat, fish, meat-protein alternatives, eggs, as

well as moderate amounts of healthy fats87. For proper diet for infants and young

children under 2 years old, the WHO and UNICEF recommends introduction of

complimentary feeding (minimum of 4 food groups) for children 6 to 23 months of age,

in addition to continued breastfeeding. An additional recommendations for this age

group is to include are iron-fortified or iron-rich foods designed for infants and young

children in their diet88.

Disease. Diarrheal diseases are a leading cause of undernutrition in children

under 2 years old and are caused by exposure to waterborne and foodborne

pathogens54. Despite established UNICEF framework of malnutrition, there is growing

evidence that reflect enteric pathogen infection in the absence of diarrheal disease is

even more common9. Prolonged exposure to these diseases and any subsequent

asymptomatic colonization can impact nutrition outcomes in CU5 by impacting the gut

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flora, intestinal permeability, and ability to absorb nutrients from food89; ultimately,

limiting the benefits of a nutritious diet. The MAL-ED study has identified across all

studied sites that the highest episodes of infection occurring in humans come from

human bacteria such as Shigella spp, norovirus GII, rotavirus, and Campylobacter in the

children under two years of age. Much of the prominent human diarrhea-causing

pathogens identified are of zoonotic origin such as Campylobacter and Salmonella,

where the primary reservoir is poultry.

Humans are usually infected by diarrheal pathogens through a fecal-oral

pathway. Some of the critical pathways that diarrheal pathogens are transmitted can be

summarized by the 5-Fs (i.e. food, flies, fomites, fingers, fluids, and fields)90. Figures 1-

5 illustrates the 5-Fs and incorporates primary exposure (i.e. direct feces contamination)

and secondary exposure (i.e. indirect contamination of food) to diarrheal pathogens by a

child. However, with livestock generating at least 85% of the world’s animal fecal

waste52, this environmental fecal contamination can increase the potential transmission

of zoonotic and foodborne diseases14,30,52,54,90. According to the 2015 Global Burden of

Disease study by Wang et al., at least one third of CU5 mortality was attributable to

microbes that can be found in animal feces96. Moreover, livestock and domestic animal

waste can contaminate soil, public and private water, and as a consequence, can lead

to human diarrhea91,92. Increased production of livestock, which is essential for

increased access to ASF, can also create new opportunities for infectious agents to

contaminate the environments via improper livestock waste management93–95.

As mentioned previously, young children can be exposed to pathogens from

poorly managed animal feces, particularly in these communities (see Figure 1-6 and

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Figure 1-7) which can impact CU5 growth. A recent systematic review found growing

evidence to support the importance of separating animal feces from human

environments, and limiting direct and indirect child contact with fecal-borne pathogens

54. When developing integrated WASH and/or child nutrition programs, the safe

containment and disposal of livestock excreta is often overlooked, but is likely a major

pathway of child enteric disease and growth faltering39,52.

Maternal care and knowledge practices are important in the prevention,

treatment, and management of child health. Increasing maternal knowledge of which

foods are vitamin-rich can be crucial for appropriate child care and feeding practices,

especially for young children71,97, as a child’s diet is contingent on the common feeding

practices of their mother and household members. Moreover, maternal knowledge of

disease risk factors, particularly the causal factors and methods of prevention or

treatment of diarrheal illness greatly influence child exposure to pathogens98. Maternal

hygiene behaviors, especially whether they safely prepare food and what type of

complimentary feeding practices they use can impact whether or not their child is

exposed to pathogens99,100. Additionally, maternal knowledge and practice of

preventative medical approaches to disease, such as ensuring that their child receives

vitamin A or zinc supplementation and is vaccinated, are other important factors

influencing disease risk in CU5101.

Basic Factors

As per the theoretical framework, the basic factors are the top-level drivers. Basic

factors affect immediate, underlying, and distal factors along a continuum. These

include the sociocultural, political, and large-scale economic drivers that permeate

society, as well as environmental drivers (e.g. rainfall, temperature, vegetation,

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elevation, etc.). Societal practices, values, attitudes, and belief systems that influence

social norms and behaviors are all considered basic factors.

Data Overview

Survey Sites. This survey was conducted in the South and Southeast

departments of Haiti. The survey took place from October to November 2011 in regions

that have predominantly rural, socioeconomically disadvantaged populations located in

the commune municipalities of Aquin and Côtes-de-Fer. Both communes are remote

and isolated in mountainous areas of the country. The Saint Boniface foundation is a

longstanding non-profit in the community, offering a 60-bed primary care hospital and is

the only healthcare facility in the region. Saint Boniface sponsors several community

health interventions in the area102–104.The population of this region primarily practices

subsistence farming and also raise goats and pigs as their main source of income102. A

total of 800 households were selected for the survey using a two-stage sampling

method described elsewhere in two previously published studies using this

dataset102,104. In brief, children aged 6 to 59 months of age were randomly selected

using a census derived from the St. Boniface Hospital and their employed community

healthcare workers that serve the surrounding catchment. Only households that had a

CU5 were asked to participate in the survey. Overall, 828 women of child-bearing age

(15 to 49 years old) and their youngest child under the age of 5 years were recruited for

the study. For households with multiple children under 5, the youngest child-mother

dyad was selected for data collection.

This baseline, cross-sectional survey was conducted prior to the implementation

of pilot interventions to improve maternal and child health in the region. Prior to this

baseline survey, the overall study used a two-stage random sampling scheme. This

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study was previously approved by the University of Florida Institutional Review Board

(IRB-02 clearance), and the St. Boniface Foundation hospital authorities in Haiti. The

survey consisted of household visits to conduct interviews and take serum (to measure

anemia) and anthropometric measurements from all eligible respondents from each

selected household. Written consent was obtained from each respondent prior to

assessment, and for CU5, consent was obtained from their parents or caregivers.

Interviews and assessments were conducted only after consent was obtained, and for

children with anemia, treatment was given free of charge102–104.

Data Cleaning and Manipulation. Survey data were cleaned and analyzed

using SAS version 9.4105. After translating the document to English, reorganizing and

reclassifying data into binary categories for analyses (see Figure 1-9), there were many

missing values. To adjust for this, skip patterns in the questionnaire were addressed.

Skip patterns are questions that were asked and depending on the respondent’s answer

will determine if the respondent will move onto the next question in that section

(sections are themes of the questionnaire such as food security or maternal health) or if

the respondent will end that section and move onto an entirely different set of questions.

Additionally, for some of the key explanatory and covariate variables in the analyses,

more than 5% were missing, even after controlling the skip patterns. Within SAS

software, any statistical procedure (e.g. regression analyses) will often exclude

observations with any missing variable values from analysis. Although analyzing only

respondents with complete data records has the advantage of simplicity (i.e. no

additional data cleaning/manipulation steps), the information contained in the

incomplete cases is lost. To adjust for this and to keep as many observations as

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possible, while also minimizing bias, and obtain the appropriate estimates of

uncertainty, statistical imputation procedures were used in line with previous

research103.

The imputation procedure used is the Multiple Imputation (MI) procedure in SAS

9.4, which performs multiple imputation of missing data106. Similarly, Seraphin et. al.

also performed this specific MI procedure, but for an entirely different study objective

that looked at the determinants of institutional delivery among women aged 15-49

years103. We chose MI over single imputation, because single imputation does not

account for the uncertainty around the predictions of the unknown missing values, and

the resulting estimated variances of the parameter estimates will be biased toward

zero—whereas with MI, the model is unbiased by missing data because it replaces

each missing value with a set of plausible values that represent the uncertainty about

the best value to impute. After imputing the missing data, we analyzed the dataset in

SAS using customary procedures for complete data and combining the results from

these analyses into one (singular) estimate107. All missing patterns for each chapter

hypothesis was explored by sub-setting data relevant to each chapter’s specific

hypothesis, and then checking the missing patterns using means and frequency tables

of all variables in the analysis. Each missing dummy variable to run Little’s “Missing

Completely at Random” (MCAR) test110. Little’s test assesses if the missing data is

MCAR or missing at random (MAR) or not missing at random, on each variable in

question. To assess if the variable’s missingness is MCAR, the p value must be greater

than 0.05 (or not significant) and neither the variables in the dataset nor the unobserved

value of the variable itself predict whether a value will be missing111. Variables in this

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research were considered to be MAR because of the survey design and skip patterns,

some variables in the dataset were predictive of missingness in another variable but this

wasn’t true for the variable in question (e.g. for questions to be answered more

frequently by women but not by men would indicate that the variable for “gender” would

predict missingness)112. To confirm this further, we visually inspected the data’s missing

pattern to determine whether the variables that had missing information exhibited a

monotonic trend or appeared to be MAR. Given the structure of this dataset, our

hypotheses, and previous research that used this raw data and had to impute103,104, a

Markov Chain Monte Carlo (MCMC) imputation method using Jeffreys Prior by using the

“PROC MI” procedure explored in SAS 9.4105.

Chapter Methods. We imputed the dataset separately for each chapter in line

with the hypotheses within each one. In Chapter 2, we focus on the association of

livestock ownership, dietary diversity and ASF consumption in CU5 and uses binary

multivariate logistic regression models to assess dietary diversity and ASF consumption

outcomes. In Chapter 3, we focus on the association of livestock ownership (with and

without inadequate WASH behaviors) and CU5 stunting, using multivariate logistic

regression models. In Chapter 4, we conducted an exploratory analysis to investigate

the relationship of environmental variables related to food production and spatial

associations with CU5 HAZ. To assess the relationship between CU5 HAZ and

environmental and spatial covariates, we employed a multivariate linear regression

using Ordinary Least Squares (OLS) and global and local spatial clustering and

autocorrelation detection.

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Figures

B) Figure 1-1. A) Map of Haiti with the Aquin and Côtes-de-Fer study communes. B) Map of the Aquin (Flamands, Fonds

des Blancs, Guirand, and Frangipane) and Côtes-de-Fer (Jamais Vu) study area sub-section.

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Figure 1-2. Percentage of CU5 that are stunted in Haiti compared to the DR according to the DHS66.

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Figure 1-3. One-health theoretical framework to understand linkages between livestock ownership and child under five

nutrition in southern Haiti. Adapted from UNICEF 86.

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Figure 1-4. Malnutrition terminology. Definitions of the various forms of malnutrition

and undernutrition from the Joint Child Malnutrition Estimates 2017 edition2.

Figure 1-5. Five 5’s diagram (adapted from Penakapapti et al.52.

Term Definition

Undernutrition Includes wasting or severe weight loss (low weight-for-height (WHZ)),

stunting or chronic growth retardation (low height-for-age (HAZ)), and

underweight (low weight-for-age (WAZ)), where an underweight child

may also be stunted, wasted or both

Micronutrient-related

undernutrition

Includes micronutrient deficiencies (a lack of important vitamins and

minerals-namely, Iodine, vitamin A, and iron) or micronutrient excess

Overweight Obesity and diet-related non-communicable diseases (such as heart

disease, stroke, diabetes and some cancers

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Figure 1-6. Undernutrition pathway from pathogen exposure via livestock feces adapted from Penakapapti et al.52.

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Figure 1-7. Improved nutrition via livestock ownership and safe WASH practices (blocked exposure to livestock feces and

improved access to safe and nutritious foods) adapted from Penakapapti et al. 52.

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Figure 1-8. Variable list and description for all chapters. For maternal knowledge

scoring, see Appendix, Figure A-1.

Variables Description Chapter

Nutrition status and anthropometrics

CU5 Stunting Stunting was defined as: HAZ < −2.0 standard deviations (SD) below the 2006 WHO reference mean. Stunting status is a

binary score with children below -2 SD considered "stunted" while all other children considered "not stunted". Outlier

children greater than 5 SD or less than -5 SD were removed.

3

Dietary Diversity

Household Total Dietary Diversity Score

(HDDS)

Household dietary diversity was assessed using a qualitative 24-hour 18 food group consumption questionnaire, adapted to

Haiti. The binary HDDS score was calculated using the median DDS of the sample (i.e. 7). Scores that fell above the

median were considered to have a more diverse diet than the average and those that fell below the median were considered

to have a less diverse diet than the average for this sample.

2,3

ASF consumpion score Animal source food consumption as a sub-score of HDDS. Includes any consumption of livestock flesh or byproducts,

including: milk, meat, fish, and eggs. This binary scoring is based off the median ASF consumption score of the sample (i.e.

1) , those that fell above the median score were considered to have a more ASF consumption than the average. Those that

fell below the median score were considered to have a less ASF consumption than the average for this sample.

2,3

Livestock ownership

Any Species Includes any ownership of small or large ruminants, poultry or swine. This variable is binary. 2,3,4

Small Ruminants Households that owned goats and/or sheep. This variable is binary. 2,3,4

Large Ruminants Households that owned cattle, milk cows, donkeys, mules, and/or horses. This variable is binary. 2,3,4

Poultry Households that own chickens or other types of poultry. This variable is binary. 2,3,4

Swine Houesholds that own Pigs. This variable is binary. 2,3,4

Impoverishment

Impoverishment is a proxy for wealth. Wealth was assessed using the standard protocol and procedures developed

previously by Seraphin et al., The principle components were used to create a relative poverty index that captures the wealth

of the region, where everyone is considered "poor". This Impoverishment is a binary indicator ranges from 0 to 1,

representing least poor and poorest.

2,3

Transportation This variable is binary. Another proxy of impoverishment and also access. Indicates the household owned bike, car or

motorcycle.2,3

Number of CU5 living in the home This variable is binary. Indicates if the household has 1 child or more than 1 child under five years old living in the

household.2,3

Land ownership This variable is binary. Another proxy of impoverishment. Indicates if the household owns land, cultivates land or has tenure

over land.2,3

Child 2,3

Age This variable is binary. Age categories were dichotomized into 2 categories: Children 6 months to 2 years old and children

25 months to 5 years old.2,3

Vitamin A Supplementation Categories based off field data, with three categories (e.g. Vitamin A received, vitamin A not received, and do not know). 2,3

Maternal

Age Mothers ages ranged from 15 to 49 in the sample. Breakdowns of the maternal age are based off child-bearing, and

consistent with Seraphin et al., groups are: age 15-24, 25-34, and 35-49. 2,3

Employment Categories based off mothers responses, and include "farming", "steady work", "No job", and "Other". 2,3

Relationship Represents if mothers are married or not married (as a binary category). All categories outside of marriage or formal union

were considered not in a relationship.2,3

Education Represents if mothers received any formal education (e.g. primary, secondary or above) versus no formal education. 2,3

Mother and caregiver knowledge

Vitamin A and Iron Rich Food Knoweldge

Nutrition and malnutrition

Diarrhea risk*

Diarrhea prevention*

To assess maternal/caregiver knowledge surrounding nutrition, WASH and potential disease risk, four scores (each

measuring a particular knowledge construct: Nutrition (vitamin A and Iron), Nutrition and Malnutrition signs, diarrheal disease

risks, and diarrheal disease prevention). These constructs were created from questions listed in table 1-6. Each construct

was a summation of the questions in table 1-6 that were answered correctly. Mean scores were then taken for each

construct across all survey participants. To establish a knowledge score, the scores were dichotomized around these mean

scores for all study participants, per knowledge constuct, following Seraphin et al. method. The participants that fell below

the mean score were considered to be less knowledgeable while those participatns that fell above the mean score were

considered to be more knowledgeable.

2,3*

WASH

Latrine This variable is binary. This is the type of toilet facility; an improved latrine is considered to be a toilet that isn’t shared and

follows the WHO JMP standards.3

Child Stool Dispoal This variable is binary. This is based off how child stool is disposed of in the household. The variable reflect Improved child

stool practices (e.g. "Child used toilet", "Put/rinsed into toilet", "Put/rinsed into drain", versus unimproved (e.g. "threw in the

trash", "left it in the open", and "other").

3

Household Waste Disposal This variable is binary. it reflects the Household waste disposal practices are considered improved versus unimproved.

Unimproved waste disposal include answers such as: "Dump in Street/Open Space", 'burn it", and "other". Improved waste

disposal incude: "Bury it", and "Dispose of on farm/compost".

3

Water Source This variable is binary. An improved water source includes water that is piped water supply, and stored water from protected

wells, springs, public standpipes or stored rainwater.3

Distance to Water This variable is binary. Distance to water as considered improved if the water was less than 30 minutes away, round trip.

Distance to water was considered to be umimptoved if the time it took to retrieve water was over 30 minutes, round trip. 3

Water treatment This variable is binary. Water treatment is considered to be improved if the water treatment falls into categories such as

boiling the water, treating the water with chlorine or disinfectant tablets, Treatment with chlorine or equivalent, boiling of

water, solar disinfecting, etc.

3

Handwashing Practices This variable is binary. This variable is based off response from mothers and caregivers who practice safe handwashing

practices before cooking, eating or using the latrine.3

Disease Status and Prevention

Diarrheal Disease This variable is binary. It reflects the Cu5 passing of 2-3 loose or watery stools per day, within the 2 weeks of the survey. 3

Febrile Illness This variable is binary. It reflects the Cu5 having a fever within 2 weeks of the survey. 3

Breast Feeding Status This variable is binary. It reflects children that are currently breastfeeding. 3

Deworming This variable is binary. It reflects that the cu5 has recived deworming medication. 3

Environmental and Spatial

Elevation Measure of the height above seal level in meters. 4

Vegetation (NDVI) Index of vegetation conditions from NASA MODIS. Ranges from -1 (no vegetation) to 1 (complete vegetated) per 250

meters.4

Land Surface Temperature (Day and

Night)

Temperature from NASA MODIS, calculated Kelvin and converted to celsius degrees.4

Precipitation Long-term cumulative (i.e. over 3 months) rainfall data based on average monthly rainfall in milimeters from 1970 - 2000 4

Population Density measurement of the number of people per 100 meters squared. 4

Accessibility Travel-time measure of the distance to the nearest urban center. 4

Distancee to Health Facility Euclidean distance from St. Bonifcace Hospital. 4

Distancee to Roads Euclidean distance from established road network. 4

Slope Percentage rise in elevation, calculated in ArcGIS software. 4

*assessed only in chapter 3

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CHAPTER 2 I -LIVESTOCK OWNERSHIP AND DIETARY DIVERSITY OF CU5 IN RURAL HAITIAN

HOUSEHOLDS

Introduction

According to the World Health Organization (WHO), malnutrition/undernutrition

refers to “deficiencies, excesses, or imbalances in a person’s intake of energy and/or

nutrients”1. Undernutrition is a serious problem plaguing many low- and middle-income

countries (LMICs). Haiti is one of the poorest countries in the western hemisphere, and

suffers the highest rates of undernutrition in Latin America and the Caribbean65.

Children under 5 years old (CU5) are particularly vulnerable to undernutrition. These

nutritional deficits, if chronic, can affect the development status of CU5, including their

linear growth patterns and cognitive functioning. Thus, CU5 micro- and macronutrient

deficiencies, as well as immune function and disease statuses (both symptomatic and

asymptomatic), can lead to recurring undernutrition, which can have immediate and

lasting effects on their health and well-being13. Therefore, it is essential that CU5 have

an adequate dietary intake pattern consisting of safe, nutritious, and diverse food

groups to promote and foster proper growth and development patterns.

Dietary diversity is the universal term and measure associated with (1) the overall

quality, and (2) the nutrient adequacy of a person’s dietary practices. Dietary diversity

has been shown to be a strong predictor of CU5 nutrition and has been found to show

an association with CU5 stunting (-2 to -3 standard deviations below normal Height for

Age Z scores [HAZ])15,16. Dietary diversity considers an individual or household’s

consumption of a higher number of food groups compared with a set standard amount

of food groups considered to be adequate 15,18. Usually, medium or moderate is termed

adequate [compared to low and high-dietary diversity 15,18. To assess an individual’s

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dietary diversity, a simple tool has been developed and tested called the dietary

diversity score (DDS). The DDS counts the number of food groups consumed by an

individual or household over a given reference period.18 Several studies show a high

DDS is positively associated with overall dietary quality, particularly with improved

micronutrient consumption in CU515,22. Studies have shown that dietary diversity and

infant feeding practices vary by department (i.e. region) in Haiti, in general

demonstrating low dietary diversity and poor infant feeding practices associated with

underweight, wasting, and stunting across Haitian CU516.

Moreover, livestock has the potential to provide food and nutritional security, as

well as income and livelihood, to nearly one billion poor people in LMICs35. With the

worldwide increase in demand for livestock, owning and rearing livestock have the

potential to provide many benefits--increasing ASF access, availability, income (to

purchase ASF or other diverse foods in markets) 14,16,26–31,67,85 . In Haiti, livestock too

can potentially increase animal source food (ASF) access and consumption (especially

for CU5), reduce vulnerability and improve livelihoods with food and income14,16,26–

31,67,85. These livestock benefits may provide better nutritional statuses and overall

health outcomes for CU5 in Haiti.

Safe ASF, if available and accessible to families in need, have the potential to

improve CU5 nutrition by impacting dietary quality113. ASF such as milk, meat, fish, and

eggs are rich in bioavailable vitamin B12, riboflavin, iron, calcium, zinc, and a variety of

essential amino acids23. These are necessary for positive CU5 growth and nutrition

outcomes. Ultimately, for many vulnerable groups (i.e. CU5), ASF consumption may be

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the only means to absorb these critical vitamins and micronutrients (especially vitamin

B12) in their diet28.

Research Objective

There is limited empirical evidence to support a relationship between small-scale

livestock production, ASF consumption, and nutritional status in children under 5 years

old in southern Haiti. Thus, the goal of this research chapter is to assess if a

household’s (with a CU5) ownership of livestock is associated with the overall

household’s dietary diversity and consumption of ASF. The hypotheses for this chapter

are: (1) household livestock ownership is associated with greater dietary diversity

scores (HDDS) in households of CU5 in rural southern Haiti; and (2) household

livestock ownership is associated with greater ASF consumption in households of CU5

in rural southern Haiti. To assess these hypotheses, this analysis investigated whether

certain livestock species or groups (i.e., small ruminant, large ruminant, poultry or

swine) were associated with either HDDS or ASF consumption in the CU5 surveyed,

when accounting for covariates.

Methods

Data for this study came from a cross-sectional, household-based survey

conducted from October to November 2011 in a predominantly rural region of about

65,000 inhabitants in the Aquin and Côtes-de-Fer communes of southern Haiti102–104.

The survey selected 828 households from the Institut Haïtien de Statistique et

d’Informatique (Haiti’s census) to participate in the survey using a random, two-staged

sampling design. The first stage included a selection of 30 out of 69 villages. In the

second stage, households within each of the village cluster were selected randomly.

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Within each household selected to participate, a mother (or caretaker) and their CU5

was then selected to participate in the survey (n=828)102–104.

For this secondary data analysis, only observations containing a mother and CU5

(between the ages of 6 months and 59 months) pair were selected for inclusion and

further analyses. All other observations were excluded. Moreover, detailed descriptions

of variable construction (e.g. recoding, statistics and data manipulation) for variables are

referenced elsewhere in Chapter 1, subsection: Data Overview as well as Figure 1-8.

The outcome variables of interest were the (1) HDDS and (2) ASF consumption

score. In brief, the HDDS is a composite score of all food groups (Figure 2-1) consumed

by the entire household (including any CU5) within a previously defined dietary recall

period. For this study, the recall period was 24 hours, and the total raw scoring was out

of 18 food groups. In comparison to other studies that usually construct dietary diversity

score out of 9 to 12 groups (to measure low, medium and high DDS), this study assess

whether a factor is contributing to either higher HDDS or low HDDS. HDDS is recoded

into a binary outcome variable following a similar approach used by Mukherjee et al. 114,

using the median HDDS in the sample (i.e. median =7). A score of “1” was assigned to

a household that fell above this median, indicating the household members consumed a

more diverse diet than the average for this sample. A score of “0” reflected the opposite.

ASF consumption score was also assessed. This was a subset of a household’s total

DDS and was the sum of any meat product, fish, dairy or egg consumption. This raw

score was out of 6 groups. Like the binary HDDS score, the ASF consumption score

was also binarized, based off the median ASF consumption score for the sample (i.e.

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median = 1). A score of “1” indicated more ASF consumption than the median for this

sample; a score of “0” indicated less ASF consumption than the median for this sample.

The complete list of variables (including covariates) and their description are in

Figure 2-2. The main independent variable(s) for these logistic regression models was

livestock ownership status (i.e., “household owns livestock”), particularly whether a

household owned large ruminant animals (cattle, dairy cows, horses, donkeys, and/or

mules); small ruminant animals (goats and/or sheep); or poultry and swine.

Statistical Analyses. Survey data were cleaned and analyzed using SAS

version 9.4 and R105,115. Missing values were accounted for using multiple imputation in

SAS version 9.4. Tests for collinearity including checking the variance inflation factor

for each variable as well as checking variable correlation matrices were accounted for

prior to running any analyses to remove any variables with high collinearity or

correlation. Descriptive statistics for livestock ownership and diet were then stratified by

sub-communal section within Aquin and Côtes-de-Fer (e.g. Guirand, Flamands, Fond

des Blanc, Frangipane, and Jamais Vu) in Figure 2-3. Summary statistics and bivariate

regressions results for HDDS score and ASF score, separately, against each

independent variable are presented. Variables that were statistically significant at the

p<0.2 level in bivariate analyses (Figure 2-4) were input into a backward step-wise

binomial logistic regression model. The best model was chosen by the lowest Akaike

Information Criterion (AIC) score. Odds ratios (OR) with their 95% confidence interval

(95% CI), and the p-value for significance.

Results

Descriptive. Figures 2-2 through Figure 2-3 illustrate the descriptive statistics of

the survey participants from different angles. In Figure 2-2, these survey demographics

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highlight that 24% were landholders, with 32% owning any livestock species.

Approximately 59% of the surveyed households reported they did not have enough food

to eat in the last 4 weeks (n=257), 53% report being unable to eat the food they wanted

or preferred (n=228), and 49% report having to forego one meal each day due to food

insecurity (n=213).

Figure 2-4 shows the descriptive statistics of livestock ownership, HDDS and

ASF consumption by sub communal section. Frangipane had the largest percentage of

livestock-owning households (73%, n=128) whereas Fonds des Blancs had the lowest

number of livestock-owning households (52%, n=90). Frangipane has the highest

percentage of households that own chickens as well as pigs and small ruminant animals

compared to all other communal sections. In addition, more households had low HDDS

(56%), and even more households had low ASF consumption (64%). Figure 2-3

highlights Flamands and Jamais vu sub communal sections as having more surveyed

respondents reporting higher HDDS (42%), whereas Frangipane has the lowest amount

of surveyed respondents reporting higher HDDS(25%).

Figure 2-3 shows that of the CU5 surveyed, 41% (n=180) were under 2 years old

with 53% female (n=232). Additionally, 63% of CU5 (n=388) received a vitamin A

supplement, and 37% of CU5 were not currently breastfeeding. Among mothers

surveyed, the age ranged from 15 to 49 years old, with the largest proportion of mothers

falling into the 25 to 34 (46%, n=193) age range. More mothers had completed formal

education (68%), and 70% of mothers reported not being in a relationship. In addition,

10% of mothers were employed as farmers (n=32), 24% had some form of steady work

or part-time employment (n=75), 23% had no job or income (n=74), and 43% classified

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their employment as “other” (n=138). While 76% of mothers were more knowledgeable

regarding the signs of undernutrition in their CU5..

Multivariate. Significant results from the bivariate logistic regressions models

(for HDDS and ASF consumption) at the p<0.2 level are shown in Figure 2-5 and Figure

2-6. These variables put into the multivariate binomial logistic regression analyses

against the key outcome variables: (1) HDDS status and (2) ASF consumption status.

Results for the final logistic regression models (p<0.05) are shown in Figure 2-7 and 2-

8.

Model 1. First model (Figure 2-7) results indicated that households owning any

livestock (i.e. ownership of any species—includes small ruminants, large ruminants,

swine and chickens/poultry) are positively associated with greater odds of having higher

HDDS compared with household’s that did not (OR 2.68, 95% CI 0.58-0.82, p<0.0001).

In particular, households that own chickens were associated with increased odds of

having higher HDDS (OR 1.45, 95% CI 1.24-1.70, p<0.0001).

Additionally, household characteristics such as land ownership were negatively

associated with odds of having higher HDDS (OR 0.69, 95% CI 0.58-0.82, p<0.0001)

while household food security indicators (measured over a 4 week recall period) all had

positive associations with odds of having higher HDDS (OR 2.89, 95% CI 2.36-3.54,

p<0.0001; OR 3.02, 95% CI 2.55-3.58, p<0.0001; OR 1.79, 95% CI 1.46-2.20,

p<0.0001, respectively). The poorest households in the impoverishment index were

negatively associated with odds of having higher HDDS (OR 0.74, 95% CI 0.67-0.82,

p<0.0001).

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In addition, maternal characteristics such as employment, education,

relationship, knowledge, and age were statistically significant. For instance, maternal

employment such as farming, and temporary or stable work, were positively associated

with odds of having higher HDDS compared to the reference. Additionally, mothers who

are not educated demonstrate a negative association with odds of having higher HDDS

compared to mothers that are educated (OR 0.84, 95% CI 0.76-0.93) while mothers

who were not married or not in a formal relationship were positively associated with

odds of having higher HDDS compared with mothers who were married or in a

relationship (OR 1.47, 95% CI 1.32-1.63, p<0.0001). Mothers that are less

knowledgeable of the signs of malnutrition in their CU5 they had reduced odds of having

higher HDDS (OR 0.59, 95% CI 0.52-0.66, p<0.0001). Also, mothers in the 25 to 34

age categories were positively associated with odds of having higher HDDS compared

with mothers over the age of 35 to 49 (OR 1.20, 95% CI 1.06–1.36, p=0.00). Child

characteristics found to be significantly associated with odds of having higher HDDS

was male gender (OR 1.51, 95% CI 1.37-1.66, p<0.0001) and receiving vitamin A

supplementation (OR 1.48, 95% CI 1.27-1.73, p<0.0001).

Model 2. The multivariate logistic regression model assessing the association

of livestock ownership and ASF consumption (Figure 2-8) indicated that households

owning large ruminant animals or chickens were negatively associated with odds of

having higher ASF consumption (OR 0.86, 95% CI 0.78–0.96, p=0.01, and OR 0.84,

95% CI 0.75–0.94, p=0.00, respectively) In particular, households that owned swine had

a positive association with odds of having higher ASF consumption (OR 1.17, 95% CI

1.05-1.31, p=0.00).

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Like model 1, food security indicators were also significantly and positively

associated with greater ASF consumption. For instance, households that reported

having enough food to eat (OR 2.47, 95% CI 2.02-3.02, p<0.0001) or being able to eat

the foods they wanted (OR 1.82, 95% CI 1.55–2.14, p<0.0001) or not having to eat less

food (OR 2.18, 95% CI 1.78-2.67, p<0.0001) had increased odds of having higher ASF

consumption.

Maternal characteristics such as employment, education, relationship, and

knowledge were also significantly associated with odds of ASF consumption. For

instance, mothers who reported their employment as farming (OR 2.48, 95% CI 2.07–

2.96, p<0.0001), “temporary or stable work” (OR 1.25, 95% CI 1.10–1.41, p=0.00) were

positively associated with odds of having higher ASF consumption compared to the

reference group (i.e. “other”). However, mothers who reported to not have a stable

income were also positively associated with odds of having higher ASF consumption

compared to the reference category “other” (OR 1.14, 95% CI 1.01–1.27, p=0.03).

Mothers who are not formally educated are positively associated with odds of having

higher ASF consumption (OR 1.16, 95% CI 1.05–1.28, p=0.00) compared with mothers

who were educated formally. Moreover, mothers who were not in a relationship reported

more ASF consumption for their CU5 (OR 1.34, 95% CI 1.21–1.48, p<0.0001). Mothers

with less knowledge about vitamin A or iron-rich foods had negative association with

odds of having higher ASF consumption (OR 0.65, 95% CI 0.58-0.73–1.23, p<0.0001),

and mothers who are less knowledgeable of the signs of undernutrition in their CU5 had

negative associations with odds of having higher ASF consumption (OR 0.50, 95% CI

0.44–0.57, p<0.0001).

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Among children, male CU5 had greater odds of having higher ASF consumption

compared with female CU5 (OR 1.43, 95% CI 1.30–1.57, p<0.0001). Children under 2

years old had a negative association with odds of having higher ASF consumption (OR

0.75, 95% CI 0.69–0.83, p<0.0001).

Discussion

This study aimed to understand if livestock ownership is associated with

increased odds of having higher HDDS or higher ASF consumption, respectively. Our

analyses found that any livestock ownership, particularly chickens, was positively

associated with having odds of having higher HDDS while pigs are significantly

associated with higher odds of having higher ASF consumption. This is supported by

published literature on this topic from sub-Saharan Africa, including in Ethiopia, Uganda,

and Kenya14,29,31,59,116.

The positive association exhibited with chickens and odds of having higher

HDDS may be attributable to a few reasons. In comparison to other livestock, poultry is

a valuable commodity in Haiti serving in part as much of the country’s diet and a

common ingredient in Caribbean cuisine. It is supplied mainly by the United States and

the Dominican Republic via import. In fact, Haiti imported nearly $80 million USD worth

of poultry meat from the US alone in 2016.117 Therefore, compared to other ASF, poultry

and poultry meat are more widely available on the island for purchase. This may be a

reason why we see the advantage of owning poultry and 1.45 odds of greater HDDS.

However, other explanations or questions exist that aren’t supported or answered by

our data, such as whether poultry are more expendable in this study region of Haiti or if

owning poultry or poultry keeping is a female dominated enterprise. Ultimately, more

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qualitative and mixed-methods research is needed in this arena to further understand

and elucidate the relationship between HDDS and owning poultry.

However, unlike HDDS, poultry ownership was exhibited a negative relationship

with ASF consumption as did owning large ruminants. One explanation for this may be

due to market-value, whereby families may be keeping these livestock to be sold in

markets or as a kept as durable assets (i.e. “living savings accounts”)—this is common

with larger ruminants, such as cattle77. Poultry disease is another possibility, that has

been found in formative research as one constraint on consumption118. However, we

cannot confirm any of these associations with the results from this study. However, it is

interesting that poultry ownership is not more indicative of ASF consumption given

poultry’s association with greater HDDS. Swine or pigs were positively associated with

increased ASF consumption. Historically, Haitians have eaten pork during certain

public engagements, such as weddings or festivals, was traditionally a part of

Caribbean culture in both Haiti and the Dominican Republic119. In this particular region,

Ayoya et al. found that the people of this region owned mostly goats and pigs for

purposes of income generation—therefore, it may be also possible that families are

consuming pork as well102. This is also consistent across the country as a whole, since

owning swine was traditionally considered a valuable asset, kept as an economic

survival strategy when times were tough or children needed school fees covered119.

More qualitative and quantitative research is needed to understand the husbandry and

consumption patterns of poultry, large ruminants, and swine in this region.

All considered, livestock ownership and HDDS seems to be complex, given our

results. Although a moderate proportion (32%) of the sampled households reared

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livestock, it appeared this activity didn’t directly lead to greater ASF consumption, aside

from pork. This was also found by other researchers, where livestock rearing in Haiti

was found to be seen as a durable asset—kept by households for selling in emergency

situations.77 Therefore, Haitians may view livestock as an economic asset, rather than

as a food security asset, or as a way to improve diet quality or consumption patterns.

However, our analysis cannot confirm this assumption.

Our models found food security indicators were associated with greater HDDS

and ASF consumption. This finding is corroborated in Cambodia and other countries,

where food security to be correlated with overall HDDS and ASF consumption in other

countries, such as Cambodia120–123.

Our results also indicated that household land ownership had a negative

association with greater HDDS but not greater ASF consumption. This finding was not

corroborated with other studies in Haiti that have found land tenure and ownership to be

positively associtiated67. More qualitative and quantitative research is needed to

understand land tenure and ownership patterns in Haiti and correlations with livestock

ownership as well as HDDS and ASF consumption.

In addition, maternal characteristics such as employment, education,

relationship, and knowledge were significant in both models, however mothers who

weren’t formally educated in model 1 had a negative association with greater HDDS. All

others were positively associated with greater odds of higher HDDS. Generally, this

sample had more formally educated mothers (68%), more mothers who were not in

relationships (70%), and about a third of the mothers were livestock owners (32%).

Literature has shown that CU5 living in households where mothers have decision-

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making control over assets tend to have better dietary and nutritional outcomes124.

However, this cannot be confirmed in our study. More qualitative research and mixed

methods approaches are necessary to investigate and understand the role of women in

these households, their employment, their education, and marital status in these study

regions.

Mothers who were not formally educated were positively associated with1.16

times greater odds of having higher ASF consumption in their households, compared

with mothers who were formally educated. This finding was not seen for higher HDDS,

however, Pauze et al. found respondents in Haiti with primary or secondary educations

had better HDDS scores than those without any formal education67. The positive

association with greater odds of higher ASF consumption is confusing. A study

conducted in Ghana, found that a mother’s practical knowledge about nutrition may be

more important than formal maternal education about nutrition130. Unfortunately, our

survey did not go into the specific details regarding the types of formal and informal

education, and this area needs further research to understand these associations in

these studied regions. In addition, mothers who reported to have less knowledge about

the signs of malnutrition in their CU5 illustrated a negative association with greater odds

of higher HDDS and also higher ASF consumption. This is an important finding

because it emphasizes the potential that maternal education has to improve dietary

diversity and ASF consumption which is also seen in the literature131–133. However, our

results cannot confirm this assumption. In addition, mothers who were not in stable

relationships reported 1.47 more odds of higher HDDS and 1.35 more odds of higher

ASF consumption compared with mothers who were married or in a relationship. There

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are many possible interpretations for this finding. In particular, in Haiti there is a specific

pattern union that includes 5 different types. Only 2 of the 5 are considered “married”,

and are much more rare (18%) than the remaining 3 (over 59%)134. Ultimately, we need

more qualitative research on this topic is needed in this region of Haiti.

CU5 characteristics such as gender were significant in both models: males had

1.51 times more odds to have higher HDDS and 1.43 times more odds to have higher

ASF consumption compared with female CU5. This was also found in places such as

India and rural Ethiopia, where intra-household allocation of food, particularly ASFs,

was favored toward male CU5 and adolescents135,136. However, these assumptions

cannot be confirmed with this data. Child age under 2 years was negatively associated

with ASF consumption. This may be due to complimentary feeding practices and timing

to introduce ASFs. More research is needed to understand these dynamics in this

study population.

The measure for HDDS in this study is a relatively novel approach, designed

explicitly for this study’s objective—to assess if livestock is a predictor of higher HDDS

or higher ASF consumption in the household. Given the outstanding issues related to

the appropriate number of food groups, particularities surrounding portion sizes,

consumption frequencies, and food item delegation in the literature, there is no

universal measure for HDDS18. While the food and agriculture organization reference

guidelines are out of 12 categories137, our approach was to look at HDDS and ASF as a

binary outcome—considering only scores above and below the median to assess higher

or lower HDDS or ASF consumption compared to the median score in this study

sample, similar to other recent research on dietary diversity outcomes114.

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Furthermore, literature has shown that in Haiti, certain meat products (e.g. goat—

especially, goat fat) and fish are used primarily to flavor dishes, rather than as main

ingredients16. For this study, the dietary diversity was assessed using a 24 hour recall

survey, and did not take into account differences in portion sizes. The dietary recall

portion of the survey, as well as the resulting HDDS and ASF consumption scores, did

not consider intra-household dynamics. Therefore, these scores did not consider the

various ways food distribution among household members can be achieved. Dietary

intake was assumed to be the same among all members of a household, including CU5,

but this may be a potential bias in our study, and more studies are warranted on this

topic. In addition, more detailed quantitative surveys are necessary: ones that

specifically document the consumption quantified and consumption frequency.

Moreover, qualitative research methods are also necessary to confirm and contextualize

the quantitative surveys. This is imperative to incorporate into future studies on these

issues to achieve a gold standard HDDS and ASF consumption scoring system.

Although results are not generalizable beyond this study population, they show

that livestock ownership is associated with greater HDDS and ASF consumption in

southern Haiti, especially with regards to poultry and swine. As articulated throughout

this chapter, few studies have investigated these relationships; therefore, this work

provides a valuable baseline for future endeavors on this topic. Thus, it is imperative

that future studies look in depth at the local circumstances of livestock ownership, the

heterogeneity within livestock ownership and livestock husbandry practices, and

location-specific, cultural drivers of CU5 dietary practices. In addition, program planners,

promoters, and implementers need to understand the local context of dietary patterns,

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food availability, livestock development, and/or ASF consumption in households to

design better programs that improve HDDS and alleviate CU5 undernutrition.

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Figure 2-1. Table showing the breakdown and frequencies of each response per food

item in HDDS and ASF consumption calculation.

HDDS Food Item (Disagregated) Consumed Not Consumed N/A

1 Porridge 42% 43% 15%

2 Baby Foods 45% 40% 15%

3 Grains 70% 16% 14%

4 Tubers 31% 54% 15%

5 Orange Vegetables or Pumpkin 44% 42% 14%

6 Green Leafy Vegetables 36% 49% 15%

7 Ripe Mango or Papaya 26% 60% 15%

8 Other Fruits or Vegetables 38% 47% 15%

9 Organ Meat* 26% 60% 14%

10 Red Meat* (e.g. beef, lamb, pig, goat) 28% 58% 14%

11 Poultry Meat* 26% 59% 15%

12 Eggs* 33% 52% 14%

13 Fish or Shellfish* 35% 51% 14%

14 Peas, Beans or Lentils 55% 30% 15%

15 Nuts or Seeds 22% 64% 15%

16 Milk or Cheese* 41% 46% 14%

17 Fats and Oils 70% 15% 14%

18 Other Solid Foods 72% 14% 14%

*Used to Calculate ASF consumption

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Figure 2-2. Variable descriptions.

Variables Description

Dietary Diversity

Household Total Dietary Diversity Score (HDDS) Household dietary diversity was assessed using a qualitative 24-hour 18 food group consumption questionnaire,

adapted to Haiti. The binary HDDS score was calculated using the median DDS of the sample (i.e. 7). Scores

that fell above the median were considered to have a more diverse diet than the average and those that fell below

the median were considered to have a less diverse diet than the average for this sample.ASF consumpion score Animal source food consumption as a sub-score of HDDS. Includes any consumption of livestock flesh or

byproducts, including: milk, meat, fish, and eggs. This binary scoring is based off the median ASF consumption

score of the sample (i.e. 1) , those that fell above the median score were considered to have a more ASF

consumption than the average. Those that fell below the median score were considered to have a less ASF

consumption than the average for this sample.Livestock ownership

Any Species Includes any ownership of small or large ruminants, poultry or swine. This variable is binary.

Small Ruminants Households that owned goats and/or sheep. This variable is binary.

Large Ruminants Households that owned cattle, milk cows, donkeys, mules, and/or horses. This variable is binary.

Poultry Households that own chickens or other types of poultry. This variable is binary.

Swine Houesholds that own Pigs. This variable is binary.

Impoverishment

Impoverishment score Impoverishment is a proxy for wealth. Wealth was assessed using the standard protocol and procedures

developed previously by Seraphin et al., The principle components were used to create a relative poverty index

that captures the wealth of the region, where everyone is considered "poor". This Impoverishment is a binary

indicator ranges from 0 to 1, representing least poor and poorest. Transportation This variable is binary. Another proxy of impoverishment and also access. Indicates the household owned bike,

car or motorcycle.Number of CU5 living in the home This variable is binary. Indicates if the household has 1 child or more than 1 child under five years old living in the

household.Land ownership This variable is binary. Another proxy of impoverishment. Indicates if the household owns land, cultivates land or

has tenure over land.Child

Age This variable is binary. Age categories were dichotomized into 2 categories: Children 6 months to 2 years old and

children 25 months to 5 years old.Vitamin A Supplementation Categories based off field data, with three categories (e.g. Vitamin A received, vitamin A not received, and do not

know).Maternal

Age Mothers ages ranged from 15 to 49 in the sample. Breakdowns of the maternal age are based off child-bearing,

and consistent with Seraphin et al., groups are: age 15-24, 25-34, and 35-49.

Employment Categories based off mothers responses, and include "farming", "steady work", "No job", and "Other".

Relationship Represents if mothers are married or not married (as a binary category). All categories outside of marriage or

formal union were considered not in a relationship.

Education Represents if mothers received any formal education (e.g. primary, secondary or above) versus no formal

education. Mother and caregiver knowledge

Vitamin A and Iron Rich Food Knoweldge

Nutrition and malnutrition

To assess maternal/caregiver knowledge surrounding nutrition were created from questions listed in Chapter 1.

The scores are each dichotomized around the mean score following Seraphin et al. methods previously

developed. Scores were given to all study participants, per knowledge construct. The participants that fell below

the mean score were considered to be less knowledgeable regarding the construct compared to the average for

the sample on that construct. In contrast, participatns that fell above the mean score were considered to be

more knowledgeable than the average for the construct, for the sample.

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Figure 2-3. Descriptive statistics of survey respondents, overall.

%

Name of Variable N (Y/N)

Land ownership 435 (24% / 76%)

Any Livestock Ownership 421 (32% / 68%)

Food Security

In the last four weeks the house had enough to eat 435 (41% / 59%)

In the last 4 weeks the household could eat the food they wanted because there was enough food 430 (47% / 53%)

In the last 4 weeks, the household did not have to eat less food because the household had enough to eat 432 (51% / 49%)

Impoverishment 439 (49% / 51%)

Maternal Characteristics

Maternal Education Status 286 (68% / 32%)

Maternal Relationship Status 399 (31% / 69%)

Maternal Knowledge Score

Vitamin A and Iron Rich Food Sources 438 (50% / 50%)

Overall Nutrition and Signs of Malnutrition 433 (76% / 24%)

Maternal Age Categories

15-24 131 31%

25-34 193 46%

35-49 92 22%

Maternal Employment Status

Farming 32 10%

Steady Work 75 24%

No Income 74 23%

Other 138 43%

Child Characteristics

Age categories 6 to 24 months (vs. 2 to 5 years old) 439 (41% / 59%)

CU5 breastfeeding 410 (37% / 63%)

CU5 Gender (Males to Females)

Female 232 53%

Male 207 47%

Vitamin A Supplementation Status

Yes 101 26%

No 243 63%

Don't Know 44 11%

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Figure 2-4. Descriptive statistics of livestock ownership, HDDS, and ASF consumption

by sub-communal section.

Figure 2-5. Bivariate regression results for study variables and HDDS.

Section Guirand Frangipane Flamands Fond des Blancs Jamais Vu All Sections

Variable Total (N) 73 128 71 90 77 439Any Livestock Ownership 67% 73% 70% 52% 62% 65%Livestock species specific count

Large Ruminant Animals

Own 49% 41% 55% 29% 40% 42%

Do Not Own 48% 48% 37% 70% 56% 52%

Did Not Answer 3% 10% 8% 1% 4% 6%

Small Ruminant Animals*

Own 51% 58% 51% 32% 47% 46%

Do Not Own 47% 30% 42% 67% 51% 48%

Did Not Answer 3% 12% 7% 1% 3% 6%

Chickens*

Own 53% 62% 61% 46% 43% 54%

Do Not Own 45% 28% 32% 51% 52% 41%

Did Not Answer 1% 10% 7% 3% 5% 6%

Pigs*

Own 33% 43% 30% 19% 32% 32%

Do Not Own 64% 45% 62% 78% 65% 61%

Did Not Answer 3% 12% 8% 3% 3% 6%

HDDS

Household DDS above average 40% 25% 42% 36% 42% 38%

Household DDS below average 55% 30% 48% 56% 54% 49%

Household DDS no response 5% 45% 10% 8% 4% 13%

ASF

Household ASF consumption above average 37% 25% 39% 29% 27% 31%

Household ASF consumption below average 58% 30% 49% 62% 69% 55%

Household ASF consumption no response 5% 45% 12% 9% 5% 14%

*Overall mean count (per household per section)

Name of Variable

Beta

Estimate SE* p**

Land ownership 0.22 0.05 0.00

Livestock Species Specific Information

Any Livestock Ownership 0.37 0.05 0.00

Owns Large Ruminant Animals -0.25 0.05 0.00

Owns Small Ruminant Animals -0.12 0.04 0.01

Owns Chickens -0.17 0.05 0.00

Food Security

In the last four weeks the house had enough to eat -0.26 0.04 0.00

In the last 4 weeks the household could eat the food they wanted 0.58 0.04 0.00

In the last 4 weeks, the household did not have to eat less food because

the household had enough to eat

0.45 0.04 0.00

Impoverishment -0.10 0.04 0.02

Maternal Characteristics

Maternal Employment Status 0.07 0.02 0.00

Maternal Education Status -0.11 0.05 0.01

Maternal Formal Relationship Status 0.37 0.05 0.00

Maternal Age Categories -0.04 0.03 0.14

Maternal Knowledge Score

Vitamin A and Iron Rich Food Sources -0.31 0.04 0.00

Overall Nutrition and Signs of Malnutrition -0.57 0.05 0.00

Child Characteristics

Vitamin A Supplementation Status -0.15 0.04 0.00

Age categories 6 to 24 months (vs. 2 to 5 years old) -0.09 0.04 0.03

CU5 Gender (Males to Females) 0.27 0.04 0.00

*SE=Standard Error

**P-value (p<0.2)

HDDS

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Figure 2-6. Bivariate regression results for study variables ASF consumption.

Name of Variable

Beta

Estimate SE* p**

Land ownership 0.09 0.05 0.09

Livestock Species Specific Information

Large Ruminant Animals -- -- --

Chickens -- -- --

Pigs -- -- --

Food Security

In the last four weeks the house had enough to eat -0.17 0.04 0.00

In the last 4 weeks the household could eat the food they wanted 0.43 0.04 0.00

In the last 4 weeks, the household did not have to eat less food because

the household had enough to eat

0.40 0.04 0.00

Maternal Characteristics

Maternal Employment Status 0.16 0.02 0.00

Maternal Education Status 0.14 0.05 0.00

Maternal Formal Relationship Status 0.22 0.05 0.00

Maternal Knowledge Score

Vitamin A and Iron Rich Food Sources -0.24 0.04 0.00

Overall Nutrition and Signs of Malnutrition -0.46 0.05 0.00

Child Characteristics

Age categories 6 to 24 months (vs. 2 to 5 years old) -0.22 0.04 0.00

CU5 Gender (Males to Females) 0.31 0.04 0.00

*SE=Standard Error

**P-value (p<0.2)

ASF

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Figure 2-7. Multivariate binary backward-stepwise logistic regression results assessing

the association of model 1: livestock ownership and HDDS status.

Name of Variable OR* CI** p***

Land ownership 0.69 (0.58, 0.82) <.0001

Reference: No Land Ownership

Livestock Species Specific Information

Any Livestock Ownership 2.68 (2.19, 3.28) <.0001

Reference: No Livestock Ownership

Owns Chickens 1.45 (1.24, 1.70) <.0001

Reference: No Chicken Ownership

Food Security

In the last four weeks the house had enough to eat 2.89 (2.36, 3.54) <.0001

Reference: In the last four weeks the house did not have enough to eat

In the last 4 weeks, the household could eat the food they wanted because

there was enough food

3.02 (2.55, 3.58) <.0001

Reference: In the last 4 weeks, the household could not eat the food they

wanted because there was not enough food

In the last 4 weeks, the household did not have to eat less food because

the household had enough to eat

1.79 (1.46, 2.20) <.0001

Reference: In the last 4 weeks, the household had to eat less food

because the household did not have enough to eat

Impoverishment: Poorest 0.74 (0.67, 0.82) <.0001

Reference: Poor

Maternal Characteristics

Maternal Employment

Farming 1.60 (1.34, 1.92) <.0001

Temporary or Stable Work 1.15 (1.02, 1.31) 0.02

Reference: Other

Mother is not educated 0.84 (0.76, 0.93) 0.00

Reference: Mother is educated

Mother is not in a formal relationship 1.47 (1.32, 1.63) <.0001

Reference: Mother is in a formal relationship or married

Maternal Knowledge Score

Mother is less knowledgeable of overall nutrition and the signs of

malnutrition for their CU5

0.59 (0.52, 0.66) <.0001

Reference: Mother is more knowledgeable of overall nutrition and the

signs of malnutrition for their CU5

Maternal Age Categories

25 to 34 years 1.20 (1.06, 1.36) 0.00

Reference: 35 to 49 years old

Child Characteristics

Males 1.51 (1.37, 1.66) <.0001

Reference: Females

Vitamin A Supplementation

Child did not receive Vit. A 0.70 (0.59, 0.83) <.0001

Child did receive Vit. A 1.48 (1.27, 1.73) <.0001

Reference: Does not know if the child received Vit. A.

*OR = Odds Ratio

**CI = 95% Confidence Limits

*** = P-value (p<0.05)

Model 1: HDDS

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Figure 2-8. Multivariate binary backward-stepwise logistic regression results assessing

the association of model 2: livestock ownership and ASF consumption status.

Name of Variable OR* CI** p***

Livestock Species Specific Information

Owns Large Ruminant Animals 0.86 (0.78, 0.96) 0.01

Reference: No Large Ruminant Ownership

Owns Chickens 0.84 (0.75, 0.94) 0.00

Reference: No Chicken Ownership

Owns Pigs 1.17 (1.05, 1.31) 0.00

Reference: No Pig Ownership

Food Security

In the last four weeks the house had enough to eat 2.47 (2.02, 3.02) <.0001

Reference: In the last four weeks the house did not have enough to eat

In the last 4 weeks, the household could eat the food they wanted because

there was enough food

1.82 (1.55, 2.14) <.0001

Reference: In the last 4 weeks, the household could not eat the food they

wanted because there was not enough food

In the last 4 weeks, the household did not have to eat less food because

the household had enough to eat

2.18 (1.78, 2.67) <.0001

Reference: In the last 4 weeks, the household had to eat less food

because the household did not have enough to eat

Maternal Characteristics

Maternal Employment

Farming 2.48 (2.07, 2.96) <.0001

Temporary or Stable Work 1.25 (1.10, 1.41) 0.00

No stable income source 1.14 (1.01, 1.27) 0.03

Reference: Other

Mother is not educated 1.16 (1.05, 1.28) 0.00

Reference: Mother is educated

Mother is not in a formal relationship 1.34 (1.21, 1.48) <.0001

Reference: Mother is in a formal relationship of married

Maternal Knowledge Score

Mother is less knowledgeable of overall nutrition and the signs of

malnutrition for their CU5

0.65 (0.58, 0.73) <.0001

Reference: Mother is more knowledgeable of overall nutrition and the

signs of malnutrition for their CU5

Child Characteristics

Males 1.43 (1.30, 1.57) <.0001

Reference: Females

Under 2 years old 0.75 (0.69, 0.83) <.0001

Reference: 2 to 5 years old

*OR = Odds Ratio

**CI = 95% Confidence Limits

*** = P-value (p<0.05)

Model 2: ASF

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CHAPTER 3 II - LIVESTOCK OWNERSHIP, WASH, AND CU5 NUTRITION STATUS IN RURAL

HAITIAN HOUSEHOLDS

Introduction

Haiti is one of the poorest countries in the western hemisphere, suffering from

food insecurity, natural disasters, infrastructural deficits, and political instability64. The

Haitian population suffers from high rates of undernutrition in adults and CU565. The

WHO defines undernutrition as: “deficiencies, excesses, or imbalances in a person’s

intake of energy and/or nutrients”1. The term undernutrition encompasses: stunting,

wasting, underweight, and obesity (see Figure 3-1).

Stunting is defined as a deficit in height (i.e. linear growth) relative to a child’s

age (i.e. height for age)138,139. Stunting is a major health problem in children under five

years old (CU5) in many low- and middle-income countries (LMIC)140. Haiti has the

highest rates of stunting (21.9% in 2012 DHS) compared to all other undernutrition

categories, with even higher prevalence in rural (24.8% in 2012) compared to urban

areas (15.5% in 2012)85,141. Stunting, which reflects changes in a child’s growth over

months and years, is an important indicator of overall health and nutritional status,

and is considered one of the best overall indicators of CU5 well-being and social

inequalities138,139.

CU5 who are stunted have an increased risk of impaired cognitive development,

poor educational performance, and reduced economic growth and productivity in

adulthood, as well as intergenerational effects (e.g. impaired maternal reproductive

outcomes)142. Moreover, there is growing international recognition that there is a critical

window within which 70% of CU5 stunting occurs4. This window is from when the child

is in utero through their 2nd birthday (i.e., 0–23 months of age), and can continue until

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the age of five4. There are likely multiple factors contributing this high prevalence of

stunting in Haiti, including deficiencies in micro-and macro-nutrients, improper feeding,

and recurring infections (especially diarrheal diseases) from unsanitary conditions

4,47,143.

Livestock have the potential to provide both food and nutritional security, as well

as income, livelihood, and monetary savings for nearly one billion poor people in

developing countries35. With the demand for livestock products increasing worldwide,

owning livestock has many benefits to human health and longevity, including reducing

income vulnerability, broadening livelihood alternatives, and improving human nutrition,

health, and wellbeing14,26–31. However, young children can be exposed to disease-

causing pathogens (especially diarrheal disease) from poorly managed animal feces,

particularly in communities where animals live in close proximity to humans54,90.

Observational studies in Peru, Zimbabwe, and Bangladesh have observed that CU5

living in areas where livestock free-roam, and where poor Water, sanitation and hygiene

(WASH) infrastructure exists36,144,145, frequently ingest fecal particles (either directly or

via contaminated soil). Moreover, WASH -related research has shown that children

suffering from recurring bouts of symptomatic or asymptomatic infections due to fecal

ingestion can become increasingly stunted overtime58,146. Therefore, livestock

ownership and WASH surrounding livestock may an important factor to consider when

designing WASH control methods and interventions to optimize child health and growth

outcomes. Observational studies conducted by Alive and Thrive in Ethiopia,

Bangladesh, and Vietnam have shown that poor WASH and owning livestock (e.g.

poultry) is associated with stunting in children in Ethiopia42,147. However, the value of

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livestock on nutritional outcomes of children has also been documented21,28,43,148. The

relationship between livestock ownership and whether it ultimately alleviates or

contributes to undernutrition and CU5 stunting has not been fully explored.

Research Objective

In this chapter, we assess whether livestock ownership has a relationship to CU5

stunting in Haiti. To the best of our knowledge, livestock ownership as a factor

associated with CU5 stunting has been largely ignored in the published literature and

has not been examined in Haiti, particularly. We seek to address the following questions

in this chapter: (1) Is the presence of livestock associated with CU5 stunting in rural

Southern Haiti? Which livestock groups (e.g. small ruminants, large ruminants, poultry,

or pigs)? (2) Are WASH variables associated with CU5 stunting in rural Southern Haiti?

Which WASH variables? Our hypotheses regarding these questions are: 1) Livestock

ownership itself is associated with decreased stunting in CU5 in rural Southern Haiti; 2)

Livestock ownership along with unimproved WASH indicators are associated with

increased stunting in CU5 in rural Southern Haiti.

Methods

The dataset for this analysis comes from a cross-sectional household-based

survey conducted from October to November 2011 in a predominantly rural region of

about 65,000 inhabitants situated in the Aquin and Côtes-de-Fer communes of the

south and southeastern departments of the Haitian peninsula102–104. The survey

selected 828 households from the Institut Haïtien de Statistique et d’Informatique

(Haiti’s census) to participate in the survey using a random, two-staged sampling

design. The first stage included a selection of 30 out of 69 villages. In the second

stage, households within each of the village cluster were selected randomly. Within

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each household selected to participate, a mother (or caretaker) and their CU5 was then

selected to participate in the survey (n=828)102–104.

For this secondary data analysis, only observations containing a mother and CU5

(between the ages of 6 months and 59 months) pair were selected for inclusion and

further analyses. All other observations were excluded. Moreover, detailed descriptions

of variable in this analysis is in Figure 3-2. For additional information regarding

recoding, statistics and data manipulation for variables in the raw dataset are

referenced elsewhere in Chapter 1, subsection: Data Overview as well as Figure 1-8.

Statistical Analyses. Survey data were cleaned and analyzed using SAS

version 9.4 and R105,115. Missing values were accounted for using multiple imputation in

SAS version 9.4. Tests for collinearity including checking the variance inflation factor

for each variable as well as checking variable correlation matrices were accounted for

prior to running any analyses to remove any variables with high collinearity or

correlation. We present summary statistics (Figure 3-3 and Figure 3-4) and bivariate

regressions results for stunting against each independent variable that were significant

at the p<0.2 level (Figure 3-5). Those variables that were statistically significant (p <0.2)

in bivariate analyses were input into a backward step-wise multivariate binomial logistic

regression model. The best model was chosen by the lowest Akaike Information

Criterion (AIC) score. We report the odds ratios (OR) with their 95% confidence interval

(95% CI), and the p-value for significance (p).

The main outcome variable of interest CU5 stunting, a binary version of CU5

Height for Age Z score (HAZ) cutoffs. According to the WHO, HAZ is a proxy for

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assessing child growth faltering (i.e. stunting) 138. A child is considered stunted if he/she

falls below -2 standard deviations from the reference mean HAZ.

Multivariate Models. The multivariate logistic regression model assesses if (1)

livestock ownership is associated with CU5 stunting and (2) if livestock ownership with

WASH factors are associated with CU5 stunting. All models included significant

covariates as independent variables regressed in the models (see Figure 3-2 for

descriptions). The independent variables for model 1 are livestock ownership, and

model 2 includes livestock ownership and WASH factors. In brief, for the livestock

ownership variables, an “overall” livestock ownership (i.e. any species), as well as

continuous variable counts of each species (i.e. large ruminant animals [e.g. cattle, milk

cows, etc.], small ruminant animals [e.g. goats and sheep], poultry [i.e. chickens], and

swine) were included to tease out if any livestock ownership is associated, and if so,

which specific livestock types show an association. WASH variables include binarized

versions (improved vs. unimproved categories) based off the WHO Joint Monitoring

Program (JMP) standard recommendations for safe and improved drinking water,

hygiene and sanitation149,150. These include: the type of latrine used by the household,

child stool disposal practices, household waste disposal practices, water source of the

household, distance to water, water treatment practices, and handwashing practices.

The covariate variables included in our models are those that were 1) associated with

CU5 nutrition outcomes in the literature151–153, and 2) asked in the survey. We were able

to include: land ownership (i.e. land-holding of any kind), indicators of household food

security, household impoverishment, maternal knowledge, maternal marital status,

maternal employment, maternal age, as well as various child characteristics (e.g. age,

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gender, vitamin A and deworming supplementation status, and disease status [fever,

diarrhea]).

Results

Descriptive. Only 24% of survey participants are landholders, and 32% are

owners of any livestock species (Figure 3-3). Household food security indicators show

approximately 59% of surveyed households did not have enough food to eat in the last

4 weeks (n=257), 53% were not able to eat the food they wanted or preferred (n=228),

and 49% of homes had to forego one meal each day due to food insecurity (n=213)

(Figure 3-2). Most households had a less diverse diet (56%) and report less ASF

consumption (64%) compared to the sample average.

Of the surveyed households the WASH characteristics included time to fetch

water, water source, improved toilet status, child stool disposal, household waste

disposal, and household handwashing practices. Sixty eight percent of households

reporting their round trip time to fetch fresh water to be over 30 min. of the households

only 46% had an improved toilet, 62% had improved waste disposal where as 50% had

improved child stool disposal practices. Ninety four percent of household report using

an improved water source, and 99-100% of households report handwashing practices

(after defecation and before feeding a child).

Of the children surveyed in the study, 59% of children were over the age of 2 (but

less than 59 months). Majority of the children surveyed were female 53% compared to

47% male. Sixty three percent of all children had received their vitamin A supplement

within the last 6 months. Overall stunting prevalence in this study region was 15%.

The highest prevalence of stunting was in Jamais Vu (20%) and the lowest was in

Frangipane (10%).

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Most mothers were 25 to 34 years old (46%, n=193). The majority of mothers

had completed some type of formal education (68%, n=195), and also reported not

being in a formal relationship or married (70%). Of employed mothers, 10% were

farmers (n=32), 24% had some form of steady work or part-time employment (n=75),

23% had no income or job source (n=74), and 43% classified their employment as other

(n=138). Also, more mothers reported to be more knowledgeable of the signs of

undernutrition in their child (76%) and diarrheal disease prevention methods (82%).

Mutlivariate. Overall both models show livestock ownership is protective against

stunting (model 1: Figures 3-6 and Model 2: Figure 3- 7).

Model 1: Livestock Ownership and CU5 stunting. Figure 3-6 shows model 1

assessing the association between livestock ownership and CU5 stunting. Children

from households that owned any livestock species, small ruminant animals, and large

ruminant animals had statistically significant negative association with child under five

stunting. In particular, the households that had any livestock species had 74% lower

odds of having a CU5 stunted (OR 0.26, 95% CI 0.18-0.39, p<0.0001) while households

that owned small ruminants had 77% lower odds (OR: 0.23, 95% CI: 0.16-0.32,

p<0.0001), and households that owned large ruminants had 21% lower odds of having a

CU5 stunted than children from households that did not own these livestock groups.

Food security indicators were associated with CU5 stunting. Households that

reported not having enough to eat (OR 2.04, 95% CI 1.50-2.79, P<0.0001) or having to

eat less food were positively associated with increased odds of CU5 stunting (OR 5.71,

95% CI 4.27-7.63, P<0.0001). Households that reported they could eat the foods they

wanted were negatively associated with increased odds of CU5 stunting. Households

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that reported to have a more diverse diet were negatively associated with increased

odds of CU5 stunting (OR 0.62, 95%CI .0.53-0.74, p<0.0001). The significant

household impoverishment indicators (e.g. not having transportation access and having

more than one child in the household) were positively associated with increased odds of

CU5 stunting (OR 2.27, 95%CI .1.81-2.86, p<0.0001; OR 1.66, 95% CI 1.37-2.01,

p<0.0001, respectively).

Households with mothers without formal education (OR 1.23, 95% CI 1.04-1.46,

p=0.02) and mothers with less knowledge of vitamin A and iron rich foods had

significantly greater odds of CU5 stunting (OR 2.18, 95% CI 1.84-2.59, p<0.0001).

Children between 6 months and 2 years of age had a negative association with

increased odds of CU5 stunting (OR 0.59, 95% CI 0.50-0.70, p<0.0001).

Model 2. Figure 3-7 shows the results for Model 2, assessing the association

between livestock ownership, WASH factors, and CU5 stunting. Results indicate that

WASH factors were negatively associated with increased odds of CU5 stunting, except

for unimproved child stool disposal (OR 2.06, 95% CI 1.51-2.82, p<0.0001). The WASH-

associated characteristic of a CU5 not having diarrhea in the last 2 weeks (OR 0.71,

95% CI 0.58-0.88, p=0.00) was negatively associated with CU5 stunting. CU5 who did

not access deworming supplementation was positively associated with CU5 stunting

(OR 2.07, 95% CI 1.68-2.56, p<0.0001). Finally, children receiving vitamin A

supplementation were associated decreased odds of stunting (OR 1.71, 95% CI 1.21-

2.42, p=0.00).

Like the first model, food insecurity indicators (e.g. the household not having

enough to eat and the household having to eat less food) were associated with

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increased odds of CU5 stunting. Dietary diversity was associated with decreased odds

of CU5 stunting. Livestock ownership of any species and of both small and large

ruminants was also significantly negatively associated with increased odds of CU5

stunting. However, unlike model 1, pig ownership was also negatively associated with

increased odds of CU5 stunting, when WASH factors are considered (OR 0.77, 95% CI

0.62-0.97, p=0.02).

Like model 1, impoverishment indicators (e.g. no transportation access and

having more than one CU5 living in the household) were associated with CU5 stunting.

Similarly to model 1, in model 2 mothers who had no formal education were still

associated with greater odds of CU5 stunting (OR 1.22, 95% CI 1.02-1.46, p=0.03).

Poor maternal knowledge scores were all positively associated CU5 stunting (e.g. if the

mother was 1) less knowledgeable of vitamin A and iron rich foods: OR 0.1.54, 95% CI

1.17-2.02, p=0.00; 2) less knowledgeable of diarrheal disease risk: OR 1.56, 95% CI

1.29-1.88, p<0.0001; 3) less knowledgeable of diarrheal disease prevention OR 2.99,

95% CI 2.39-3.73, p<0.0001).

Discussion

Overall, our results indicated that owning livestock was associated with

decreased odds of CU5 stunting, and that, when WASH factors were considered, this

relationship extended to include additional species.

In our initial model, households that own any livestock species, specifically small

ruminant and large ruminant animals show a negative association (decreased risk) for

increased odds of CU5 stunting. When WASH factors are included (model 2), these

same livestock, as well as pigs, are also negatively associated with increased odds of

CU5 stunting. Other research has found similar negative associations with CU5

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stunting, in particular through ASF consumption due to livestock ownership providing

increased access and availability of ASF31.

Though we did not observe any positive association between livestock ownership

and CU5 stunting, with or without WASH factors, other studies have found livestock

ownership, in particular chickens, and WASH factors to be associated with CU5

stunting42. Additionally, animal husbandry practice may also be impacting these

results, though not assessed directly by our survey. Colleagues on the ground in

southern Haiti have recognized that different livestock types are housed or kept in

different areas of the household or compound, and that overall majority of the surveyed

participants owned small ruminant animals (goats) and swine102. In particular, chickens

and pigs tend to be kept closer to human dwellings, in coops. Whereas goats and

larger livestock are usually tethered to trees, with cattle being kept further from the

home. Therefore, perhaps one explanation of the protective association we see with

livestock ownership in our findings stems from a lack of CU5 exposure to livestock and

their feces. Literature to support CU5 exposure to livestock and livestock feces, in

particular close proximity to chicken feces, demonstrate negative impact on child health,

disease, and even asymptomatic biomarkers for Environmental Enteric Dysfunction

(EED)36,39,144,145. Ultimately, livestock ownership, husbandry, and WASH practices,

especially with regards to household exposure to livestock need further exploration

through observational studies, as well as both quantitatively and qualitatively, in this

study population.

The negative association seen with WASH variables such as the household

taking less time to fetch water and the household having an improved toilet are

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consistent with the WHO standards149,150. In contrast, households reporting unimproved

child stool disposal practices was positively associated with increased odds of CU5

stunting, which may be a result of increased diarrheal disease episodes and/or EED

from the potential human feces (i.e. child stool) exposure in and around the household

or the community from lack of JMP improved sanitation infrastructure47,145,154. Also

children who have not received a deworming supplement within the last 6 months were

positively associated CU5 stunting. This is consistent with a recently published global

empirical analysis of 45 DHS countries preschool aged children (aged 1 to 4 years old)

who received deworming treatments and were also less likely to be stunted (p=0.01).

Interventions highlighting the positive effects of deworming supplementation and

programs encouraging uptake may be one method to improve CU5 stunting in Haiti.

However, these assumptions cannot be confirmed by our analyses here, and further

research is needed to understand the contexts of these results and confirm any

associations seen in this studied region.

Moreover, mothers that had less knowledge of diarrheal disease risk were 2.99

times more likely to have increased odds of CU5 stunting compared to those that had

more knowledge of the risks. Similarly, mothers with less knowledge of diarrheal

disease prevention methods were 1.56 times more likely to have increased odds of CU5

stunting. These highlight the potential for educating women in this region about the

risks and prevention mechanisms for diarrheal disease, including proper waste disposal

(including human and livestock excreta) disposal as a mechanism to combat CU5

stunting. Unfortunately, although handwashing was significantly associated with CU5

stunting in our bivariate analyses, it was not found to be significant in our multivariate

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model. Benefits of handwashing is well documented in the literature, and consistent

regarding the positive benefits of personal hygiene practices (i.e. handwashing) in

promoting proper child nutrition outcomes47,58,155. Safe sanitation (e.g. clean and

functional toilets) and handwashing with soap and clean water are barriers to fecal-oral

transmission because they prevent fecal exposure in the household. Many other

randomized trials of handwashing have also shown reductions in diarrheal disease as

well53.

In all, these results paint a complex picture, accentuating the need to consider

the local circumstances in any program promoting livestock development to improve

nutrition outcomes, including how livestock and WASH factors may contribute to child

undernutrition and stunting. Our mixed results in our models illustrate that protection

and risk associated with livestock, WASH, and child stunting need to be assessed

further with qualitative and quantitative methods in this rural Haitian population.

Though our results highlight WASH characteristics, especially child stool disposal, are

associated with CU5 stunting, as many other researchers have146, further investigation

is needed within the realm of livestock ownership and livestock husbandry practices as

a critical fecal exposure point for young children. Furthermore, future WASH and

nutrition program planning efforts should incorporate aspects of livestock hygiene

promotion into their development where livestock (and animal source foods) have a

potential to boost CU5 growth and economic productivity. Understanding the Haitian

context, the nuance of livestock ownership and WASH is critical for future developments

of impactful interventions to increase reduce stunting, and improve health in households

with CU5.

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Figures

Figure 3-1. Definitions of undernutrition adapted from WHO, UNICEF, and the World Bank.

Stunting Wasting Overweight Stunted & Overweight Stunted & Wasted

HAZ WHZ WAZ HAZ & WAZ WHZ & WAZ

A child that is too short for his or her age

It is referred to as “a failure to

grow both physically and

cognitively” as a result of recurrent poor nutrition.

Stunting can have devastating

lifelong impacts on a child

affected

A child that is too thin for his or her height

It is referred to as acute

malnutrition, rapid weight loss

or the failure to gain weight. Wasting, without treatment,

puts a child at increased risk of

death

A child that is too heavy for his or her weight

It is referred to as obesity that

results from an imbalance of

calorie expenditure and intake from food and drinks. Children

suffering from obesity have

long-term risks of

noncommunicable diseases

A child suffering from both stunting and overweight

undernutrition

Research is ongoing to

determine the joint estimates and long-term effects from

these combined conditions

A child suffering from both stunting and wasting

undernutrition

Research is ongoing to

determine the joint estimates and long-term effects from

these combined conditions

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Figure 3-2. Variable Descriptions used in chapter 3 analyses

Variables Description

Nutrition status and anthropometrics

CU5 Stunting Stunting was defined as: HAZ < −2.0 standard deviations (SD) below the 2006 WHO reference mean. Stunting

status is a binary score with children below -2 SD considered "stunted" while all other children considered "not

stunted". Outlier children greater than 5 SD or less than -5 SD were removed.

Livestock ownership

Any Species Includes any ownership of small or large ruminants, poultry or swine. This variable is binary.

Small Ruminants Households that owned goats and/or sheep. This variable is binary.

Large Ruminants Households that owned cattle, milk cows, donkeys, mules, and/or horses. This variable is binary.

Poultry Households that own chickens or other types of poultry. This variable is binary.

Swine Houesholds that own Pigs. This variable is binary.

Impoverishment

Impoverishment score Impoverishment is a proxy for wealth. Wealth was assessed using the standard protocol and procedures

developed previously by Seraphin et al., The principle components were used to create a relative poverty index

that captures the wealth of the region, where everyone is considered "poor". This Impoverishment is a binary

indicator ranges from 0 to 1, representing least poor and poorest.

Transportation This variable is binary. Another proxy of impoverishment and also access. Indicates the household owned bike,

car or motorcycle.

Number of CU5 living in the home This variable is binary. Indicates if the household has 1 child or more than 1 child under five years old living in the

household.

Land ownership This variable is binary. Another proxy of impoverishment. Indicates if the household owns land, cultivates land or

has tenure over land.

Child

Age This variable is binary. Age categories were dichotomized into 2 categories: Children 6 months to 2 years old and

children 25 months to 5 years old.

Vitamin A Supplementation Categories based off field data, with three categories (e.g. Vitamin A received, vitamin A not received, and do not

know).

Maternal

Age Mothers ages ranged from 15 to 49 in the sample. Breakdowns of the maternal age are based off child-bearing,

and consistent with Seraphin et al., groups are: age 15-24, 25-34, and 35-49.

Employment Categories based off mothers responses, and include "farming", "steady work", "No job", and "Other".

Relationship Represents if mothers are married or not married (as a binary category). All categories outside of marriage or

formal union were considered not in a relationship.

Education Represents if mothers received any formal education (e.g. primary, secondary or above) versus no formal

education.

Mother and caregiver knowledge

Vitamin A and Iron Rich Food

Knoweldge

Nutrition and malnutrition

Diarrhea risk

Diarrhea prevention

To assess maternal/caregiver knowledge surrounding nutrition, WASH and potential disease risk, four scores

(each measuring a particular knowledge construct: Nutrition (vitamin A and Iron), Nutrition and Malnutrition signs,

diarrheal disease risks, and diarrheal disease prevention). These constructs were created from questions listed

in table 1-6. Each construct was a summation of the questions in table 1-6 that were answered correctly. Mean

scores were then taken for each construct across all survey participants. To establish a knowledge score, the

scores were dichotomized around these mean scores for all study participants, per knowledge constuct, following

Seraphin et al. method. The participants that fell below the mean score were considered to be less

knowledgeable while those participatns that fell above the mean score were considered to be more

knowledgeable.

WASH

Latrine This variable is binary. This is the type of toilet facility; an improved latrine is considered to be a toilet that isn’t

shared and follows the WHO JMP standards.

Child Stool Dispoal This variable is binary. This is based off how child stool is disposed of in the household. The variable reflect

Improved child stool practices (e.g. "Child used toilet", "Put/rinsed into toilet", "Put/rinsed into drain", versus

unimproved (e.g. "threw in the trash", "left it in the open", and "other").

Household Waste Disposal This variable is binary. it reflects the Household waste disposal practices are considered improved versus

unimproved. Unimproved waste disposal include answers such as: "Dump in Street/Open Space", 'burn it", and

"other". Improved waste disposal incude: "Bury it", and "Dispose of on farm/compost".

Water Source This variable is binary. An improved water source includes water that is piped water supply, and stored water

from protected wells, springs, public standpipes or stored rainwater.

Distance to Water This variable is binary. Distance to water as considered improved if the water was less than 30 minutes away,

round trip. Distance to water was considered to be umimptoved if the time it took to retrieve water was over 30

minutes, round trip.

Water treatment This variable is binary. Water treatment is considered to be improved if the water treatment falls into categories

such as boiling the water, treating the water with chlorine or disinfectant tablets, Treatment with chlorine or

equivalent, boiling of water, solar disinfecting, etc.

Handwashing Practices This variable is binary. This variable is based off response from mothers and caregivers who practice safe

handwashing practices before cooking, eating or using the latrine.

Disease Status and Prevention

Diarrheal Disease This variable is binary. It reflects the Cu5 passing of 2-3 loose or watery stools per day, within the 2 weeks of the

survey.

Febrile Illness This variable is binary. It reflects the Cu5 having a fever within 2 weeks of the survey.

Breast Feeding Status This variable is binary. It reflects children that are currently breastfeeding.

Deworming This variable is binary. It reflects that the cu5 has recived deworming medication.

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Figure 3-3. Descriptive statistics of surveyed households.

Figure 3-4. Descriptive Statistics of WASH characteristics (Improved “I” and

Unimproved “U”) broken down by sub communal section

%

Name of Variable N (Y/N)

Land ownership 435 (24% / 76%)

Any Livestock Ownership 421 (32% / 68%)

Food Security

In the last four weeks the house had enough to eat 435 (41% / 59%)

In the last 4 weeks the household could eat the food they wanted 430 (47% / 53%)

In the last 4 weeks, the household did not have to eat less food because the household had

enough to eat 432 (51% / 49%)

WASH Characteristics

Time to fetch water (under vs. over 30 min) 437 (32% / 68%)

Water Source Status 438 (94% / 6%)

Improved toilet Status 439 (46% / 54%)

Child Stool Disposal Status: Unimproved to Improved 435 (50% / 50%)

Household Waste Disposal Status: Unimproved to Improved 431 (62% / 38%)

Handwashing After Using the Toilet 439 (100% / 0%)

Handwashing Before Feeding CU5 439 (99% / 1%)

Impoverishment 439 (49% / 51%)

Access to Transportation 438 (24% / 76%)

Maternal Characteristics

Maternal Education Status 286 (68% / 32%)

Maternal Formal Relationship Status 399 (31% / 69%)

Maternal Knowledge Score

Vitamin A and Iron Rich Food Sources 438 (50% / 50%)

Diarrheal Disease Prevention 435 (82% / 18%)

Diarrheal Disease Risk Factors 436 (49% / 51%)

Overall Nutrition and Signs of Malnutrition 433 (76% / 24%)

Maternal Employment Status

Farming 32 10%

Steady Work 75 24%

No Income 74 23%

Other 138 43%

Maternal Age Categories

15-24 131 31%

25-34 193 46%

35-49 92 22%

Child Characteristics

Diarrheal Disease Episode in Last 2 Weeks 435 (18% / 82%)

Fever Episode in Last 2 Weeks 437 (27% / 73%)

CU5 Took Deworming Supplement 439 (54% / 46%)

Number of CU5 Stunted 439 (15% / 85%)

Age categories 6 to 24 months (vs. 2 to 5 years old) 439 (41% / 59%)

More than one CU5 living in household 437 (31% / 69%)

CU5 Gender (Males to Females)

Female 232 53%

Male 207 47%

Vitamin A Supplementation Status

Yes 243 63%

No 101 26%

Don't Know 44 11%

Guirand Jamais Vu Frangipane Flamands Fond des Blancs

Total

Name of Variable N I U N/A I U N/A I U N/A I U N/A I U N/A

Handwashing After Using the Toilet 439 100% 0% 0% 100% 0% 0% 100% 0% 0% 100% 0% 0% 100% 0% 0%

Handwashing Before Feeding CU5 439 97% 3% 0% 100% 0% 0% 100% 0% 0% 99% 1% 0% 99% 1% 0%

Water Source Status 438 97% 3% 0% 92% 8% 0% 83% 17% 0% 99% 0% 1% 95% 5% 0%

Child Stool Disposal Status: Unimproved

to Improved435 44% 53% 3% 66% 33% 1% 42% 58% 0% 39% 60% 1% 48% 52% 0%

Household Waste Disposal Status:

Unimproved to Improved431 56% 41% 3% 80% 18% 2% 62% 38% 0% 41% 58% 1% 56% 42% 3%

*I=improved status, U=unimproved status, N/A=no response

73 128 71 90 77

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Figure 3-5. Bivariate regression results for study variables and CU5 Stunting

Name of Variable

Beta

Estimate SE* p**

Land ownership 0.13 0.04 0.00 Livestock Species Specific Information

Any Livestock Ownership 0.04 0.03 0.18 Owns Large Ruminant Animals 0.12 0.03 0.00 Owns Small Ruminant Animals -0.11 0.03 0.00 Owns Pigs -0.12 0.03 0.00

Food Security

In the last four weeks the house did not have enough to eat 0.24 0.03 0.00 In the last 4 weeks the household could eat the food they wanted -0.18 0.03 0.00 In the last 4 weeks, the household did not have to eat less food because

the household had enough to eat

-0.22 0.03 0.00

WASH Characteristics

Time to fetch water (under vs. over 30 min) -0.40 0.03 0.00 Water Source Status -0.82 0.06 0.00 Improved toilet 0.38 0.03 0.00 Child Stool Disposal Status: Unimproved 0.31 0.03 0.00 Household Waste Disposal Status: Unimproved to Improved -0.10 0.03 0.00 Handwashing Before Feeding CU5 -0.82 0.22 0.00

Dietary Diveristy

Household has diverse diet -0.22 0.03 0.00 Impoverishment

Impoverishment -0.33 0.03 0.00 Access to Transportation (no access vs. access) 0.45 0.03 0.00 More than one CU5 living in household 0.36 0.03 0.00

Maternal Characteristics

Mother is not educated -0.06 0.03 0.06 Maternal Formal Relationship Status -0.20 0.03 0.00 Maternal Knowledge Score

Vitamin A and Iron Rich Food Sources 0.21 0.03 0.00 Diarrheal Disease Prevention 0.24 0.04 0.00 Diarrheal Disease Risk -0.10 0.03 0.00

Child Characteristics

Fever Episode in Last 2 Weeks -0.37 0.03 0.00 Diarrheal Disease Episode in Last 2 Weeks -0.21 0.04 0.00 Deworming Supplementation -0.12 0.03 0.00 Vitamin A Supplementation Status 0.08 0.02 0.00

*SE=Standard Error

**P-value (p<0.20)

Stunting

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Figure 3-6. Multivariate binary backward-stepwise logistic regression results for

model 1 assessing the association of livestock ownership and CU5 Stunting status.

Name of Variable OR* CI** p***

Livestock Species Specific Information

Any Livestock Ownership 0.26 (0.18, 0.39) <.0001

Reference: No Livestock Ownership

Owns Large Ruminant Animals 0.79 (0.64, 0.99) 0.04

Reference: No Large Ruminant Ownership

Owns Small Ruminant Animals 0.23 (0.16, 0.32) <.0001

Reference: No Small Ruminant Ownership

Food Security

In the last four weeks the house did not have enough to eat 2.04 (1.50, 2.79) <.0001

Reference: In the last four weeks the house had enough to eat

In the last 4 weeks the household could eat the food they wanted 0.28 (0.20, 0.39) <.0001

Reference: In the last 4 weeks the household could not eat the food they wanted

In the last 4 weeks, the household had to eat less food because the household did not

have enough to eat 5.71 (4.27, 7.63) <.0001

Reference: In the last 4 weeks, the household did not have to eat less food because the

household had enough to eat

Dietary Diversity

Household has diverse diet 0.62 (0.53, 0.74) <.0001

Reference: Household does not have a diverse diet

Impoverishment

No access to Transportation 2.27 (1.81, 2.86) <.0001

Reference: Access to Transportation

More than one CU5 living in household 1.66 (1.37, 2.01) <.0001

Reference: Only one CU5 living in household

Maternal Characteristics

Maternal Education

Mother is not educated 1.23 (1.04, 1.46) 0.02

Reference: Mother is educated

Maternal Knowledge Score

Mother is less knowledgeable of vitamin A and Iron Rich foods 2.18 (1.84, 2.59) <.0001

Reference: Mother is more knowledgeable of vitamin A and Iron rich foods

Child Characteristics

Under 2 years old 0.59 (0.50, 0.70) <.0001

Reference: 2 to 5 years old

*OR = Odds Ratio

**CI = 95% Confidence Limits

*** = P-value (p<0.05)

Model 1: Livestock

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Figure 3-7. Multivariate binary backward-stepwise logistic regression results for

model 2 association the of livestock ownership, WASH Factors, and CU5 Stunting status.

Name of Variable OR* CI** p***

Livestock Species Specific Information

Any Livestock Ownership 0.36 (0.24, 0.53) <.0001

Reference: No Livestock Ownership

Owns Large Ruminant Animals 0.76 (0.60, 0.97) 0.03

Reference: No Large Ruminant Ownership

Owns Small Ruminant Animals 0.41 (0.30, 0.56) <.0001

Reference: No Small Ruminant Ownership

Owns Pigs 0.77 (0.62, 0.97) 0.02

Reference: No Pig Ownership

Food Security

In the last four weeks the house did not have enough to eat 2.30 (1.67, 3.15) <.0001

Reference: In the last four weeks the house had enough to eat

In the last 4 weeks the household could eat the food they wanted 0.38 (0.28, 0.52) <.0001

Reference: In the last 4 weeks the household could not eat the food they wanted

In the last 4 weeks, the household had to eat less food because the household did not

have enough to eat 4.11 (3.04, 5.55) <.0001

Reference: In the last 4 weeks, the household did not have to eat less food because the

household had enough to eat

Dietary Diversity

Household has diverse diet 0.54 (0.44, 0.65) <.0001

Reference: Household does not have diverse diet

WASH Characteristics

Time to fetch water (under vs. over 30 min) 0.30 (0.25, 0.35) <.0001

Reference: Time to fetch water (over 30 min vs. under)

Child Stool Disposal Status: Unimproved 2.06 (1.51, 2.82) <.0001

Child Stool Disposal Status: Improved

Improved toilet 0.49 (0.37, 0.65) <.0001

Reference: unimproved toilet

Impoverishment

No access to Transportation 2.31 (1.82, 2.94) <.0001

Reference: Access to Transportation

Only one CU5 living in household 0.78 (0.65, 0.93) 0.01

Reference: More than one CU5 living in household

Maternal Characteristics

Maternal Education

Mother is not educated 1.22 (1.02, 1.46) 0.03

Reference: Mother is educated

Maternal Knowledge Score

Mother is less knowledgeable of vitamin A and Iron Rich foods 1.54 (1.17, 2.02) 0.00

Reference: Mother is more knowledgeable of vitamin A and Iron rich foods

Mother is less knowledgeable of Diarrheal Disease Prevention 1.56 (1.29, 1.88) <.0001

Reference: Mother is more knowledgeable of Diarrheal Disease Prevention

Mother is less knowledgeable of Diarrheal Disease Risk 2.99 (2.39, 3.73) <.0001

Reference: Mother is more knowledgeable of Diarrheal Disease Risk

Child Characteristics

Child did not receive Vit. A 1.71 (1.21, 2.42) 0.00

Reference: The child did receive Vit. A.

No Diarrheal Disease in Last 2 Weeks 0.71 (0.58, 0.88) 0.00

Reference: Diarrheal Disease Episode in Last 2 Weeks

CU5 did not take a deworming supplement 2.07 (1.68, 2.56) <.0001

Reference: CU5 did take deworming supplement

*OR = Odds Ratio

**CI = 95% Confidence Limits

*** = P-value (p<0.05)

Model 2: Livestock and WASH

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CHAPTER 4 III - SPATIAL DETERMINANTS OF CU5 LINEAR GROWTH IN RURAL HAITIAN

HOUSEHOLDS

Introduction

Undernutrition or “deficiencies, excesses, or imbalances in a person’s intake of

energy and/or nutrients1” is a leading cause of child under five (CU5) morbidity and

mortality in Haiti156. It is not the result of any single factor, but is a complex social and

ecological problem, where a child and household’s biophysical, interpersonal, and

socioeconomic factors are all interacting156. As of 2012, over 22% of Haitian CU5 are

suffering from one type of linear growth faltering (i.e. stunting) resulting from

undernutrition157. Stunting is a term and condition that is defined by the World Health

Organization (WHO) as a deficit in height (i.e. linear growth) relative to a child’s

age138,139. Thus, the term height-for-age is often used to describe child linear growth,

and is often measured using height-for-age z scores (i.e. HAZ). HAZ is a well-

documented proxy measure for assessing linear growth, especially stunted growth

outcomes (e.g. HAZ below -2 standard deviations (SD) from WHO reference

mean)138,139. CU5 stunting is considered one of the best overall indicators of CU5 well-

being and social inequalities139. Disadvantageous outcomes associated with CU5

stunting include: cognitive delay, growth impairment, psychological effects on the child

have functional consequences that can be seen into adulthood ranging from low

educational performance, lower wages or earning potential, and poor reproductive

outcome5,13,158. These short and long-term corollaries, coupled with the cycle of

poverty, natural and man-made disasters, and continued undernutrition can

unfortunately be carried forward into a child’s adulthood, and ultimately their

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reproductive capacity-- affecting future generations by perpetuating this unfortunate

cycle.

Stunting is a public health issue in southern Haiti, in the southeastern

departments, more children are stunted than any other part of the Haitian peninsula. To

our knowledge only one study conducted by Spray et al68. has focused attention to the

burden of undernutrition, wasting, and stunting in southern Haiti (e.g. Leogane, Haiti).

The authors used ordinary least square models and geographically weighted regression

to characterize nutrition and health situation of 150 children (6-35 months old) in 33

communities using cross-sectional survey data from the Children’s Nutrition Program of

Haiti. The authors found that undernutrition occurs in pockets rather than being evenly

distributed across the population. However, despite documenting the undernutrition

using spatial ordinary least square models and geographically weighted regression,

there was limited environmental, spatial or ecological factors, outside of the household

demography, included in their analyses. Though the study was promising, in terms of

using geospatial data to improve the understanding of nutrition and underlying causes in

Leogane, it failed to determine if environmental and spatial determinants were

associated with CU5 growth.

With this mention, there is growing evidence in the literature from multiple

countries including Ethiopia159–161, Somalia162, Kenya163, Argentina164, and Nepal165 that

point to a variety of environmental and spatial factors that can lead to down-stream

stunting such as rainfall, temperature, elevation and vegetation, etc. that can impact

child nutrition through food system productivity (Figure 1 shows a conceptual diagram).

In Ethiopia, agro-ecology, rainfall and temperature were associated with child

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stunting159–161. Similarly, the studies in Kenya found precipitation and rainfall, but not

temperature to be significantly associated with child malnutrition outcomes while. In

Somalia, Bayesian hierarchical space-time modeling approaches found rainfall

(OR = 0.99, CI 0.99- 0.995) and vegetation (OR = 0.719, CI 0.6 - 0.86) to be significantly

associated with reduced odds of CU5 stunting162. In Argentina, researchers found risk

for stunting by gestational age in newborns was associated with higher altitude (i.e.

elevation)164. Nepal, like Somalia also found vegetation to be factor explaining child

nutrition outcomes; particularly, increases in NDVI values resulting in an increase in

stunting during the child’s first year of age165.

Despite these research efforts, there are limited-to-none peer-reviewed articles to

our knowledge that attempt to look at the impacts of environmental and spatial

determinants (e.g. elevation, rainfall, temperature, vegetation, distance to roads,

distance to health facilities or access) that may be contributing to CU5 HAZ scores or

stunting in Haiti. Moreover, there are no studies to our knowledge that describe the

spatial or environmental variation and livestock ownership on the landscape.

Research Objective

Therefore, the objective of this present study is to fill this knowledge gap by

elucidating the relationship between child growth, particularly risk for stunting (i.e. HAZ

< - 2SD) with environmental and spatial factors in the south and southeastern

departments of Haiti, region with some of the highest concentrations of child stunting.

Descriptions of CU5 HAZ and livestock ownership were explored at the village level as

well as model approaches to understand the spatial variables that may be associated

with CU5 HAZ at the village level.

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Methods

This study assesses the spatial patterns of child growth in the Aquin and Côtes-de-

Fer communes, located in Sud and Sud Est departments, in southern Haiti. These two

communal sections comprise five sub-communal sections: Guirand, Fond des Blancs,

Flamands, Frangipane, and Jamais Vu (see Figure 4-2).

Survey. The village-level data for this study is sourced from a baseline survey

conducted in partnership by the St. Boniface Foundation and UNICEF-Haiti with the

purpose to better understand the maternal/caregiver and child health, nutrition, water,

hygiene, and sanitation (WASH) in the region before implementation of a pilot program

to improve these outcomes in this study region. The survey targeted mothers and

caretakers of children under the age of 5 years (59 months)102–104. The survey used a

two-stage sampling scheme that randomly selected 800 households using the Institut

Haïtien de Statistique et d’Informatique to participate in the survey. The first stage

included a selection of 30 out of 69 villages. In the second stage, the households within

each of the village clusters were selected. Within each household a mother and child

dyad were then selected to participate in the survey; these data have been aggregated

to the village level using median values for each variable102–104.

Variable Descriptions. To capture the environmental and spatial variation of

child growth, this chapter uses spatial data from multiple sources described in Table 4-

1. In brief, this study uses survey data points from the St. Boniface and UNICEF-Haiti

MCH household surveys described elsewhere (see chapter 1, dataset overview), as

well as remote sensed data including: (1) climate, (2) vegetation, (3) elevation, (4)

accessibility, and (5) population density. Geographic information system (GIS) and

GIS-derived datasets including the country boundaries and shapefiles, as well as (6)

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slope, (7) distance to roads, and (8) distance to the nearest healthcare center (i.e. the

St. Boniface Foundation Hospital).

Moreover, selection of these spatial covariates was largely based on availability

of raster data that closely matched the survey times, from October to November 2011 in

Haiti. Each variable listed was chosen for their environmental and spatial properties

that may affect nutrition status in children, and are plausible covariates for this area of

Haiti. Each environmental and spatial variable considered is plotted in Figure 4-3 to see

the distribution across the Haitian landscape. (1) Climate included: Long-term

precipitation (min, max, and mean) and temperature (min, max, mean for daytime, and

nighttime temperatures, respectively) from WorldClim166, and real-time rainfall (e.g. min,

max, mean, and cumulative) from CHIRPS was included because of its higher spatial

resolution and real-time properties, respectively167. (2) The NDVI, a proxy for vegetation

cover, was obtained from Moderate Resolution Imaging Spectroradiometer (MODIS)

products using the 16-day composite 168. Based on this product, we calculated the

minimum, maximum, and mean NDVI within a 2-month (64 day) period between start of

October and end of November 2011. (3) Elevation is used because it is associated with

precipitation, temperature, and rainfall. Elevation was extracted from the 90m resolution

Shuttle Radar Topography Mission Digital Elevation Model (SRTM-DEM) 169. (4)

Accessibility was created using travel times by the Malaria Atlas Project (MAP), and is

used as a proxy for market access and access to urban centers170. Travel times are

used in geography to assess the time it takes to get from one area to another, in this

study, we take our village coordinates and the travel times it takes to get to the nearest

urban center using open street map and population characteristics170. (5) Population

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density was extracted at 100m resolution from WorldPop 171. Finally, land use/land

cover products by global land cover (GLC) 2000 172were expected to be an important

spatial covariate to assess stunting, however, we did not include this dataset in our

models because there was little variation across the study sub communal sections.

Household-level geospatial data (i.e. GIS coordinates) was not available for this

survey dataset. However, the sub communal coordinates were accessible and

available from the Admin UTM 04 shapefile, which can be downloaded through the

‘GADM” the global administrative boundaries database173. Specific village-level

information necessary for GIS coordinate selection was based off field survey

enumerator reporting, as well as expert inquiry with the UNICEF-Haiti and St. Boniface

staff. Following similar research by Noor et al.174, unknown village coordinates (see

Figure 4-4) were georeferenced using Google Earth Pro, and visually cross checked

using Google Earth175. Google Earth is a geospatial software application that displays a

virtual globe, which offers the ability to analyze and capture geographical data 176. To

select the appropriate coordinates for each village, these steps were taken: 1) each

individual village (n=30) was searched by name using Google Earth Pro. Each sub-

commune coordinate (n=5) was crosschecked using the Admin UTM 04 shapefile. 2)

Next, a 1 km buffer radius from each sub communal section coordinate was constructed

to identify unknown village coordinates (n=25). 3) Using the population density raster,

and Google Earth as a crosscheck, villages that were identified within the 1km radius

were used as the village-level coordinates. 4) all household-level (point) information

was then aggregated to the village level for analyses.

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The outcome variable for this study is the aggregate village-level child under five

height for age Z score (HAZ). HAZ is a continuous proxy used by WHO for assessing

child growth patterns, in particular CU5 stunting was the main outcome variable for

these analyses (Figure 4-5)138,139. Child stunting is determined if a child under five falls

below -2 (stunted) to -3 standard deviations (severely stunted) from the mean

HAZ138,139. However, due to the aggregation process from household-level to village

level, no unit in this analysis fell below the -2 HAZ to be considered stunted. Thus,

aggregate z-scores were assessed without using the standard cut off of -2 for stunting.

Instead, those with HAZ scores above -1 were considered at less risk of CU5 stunting,

while CU5 with HAZ scores of less than -1 were considered at greater risk of CU5

stunting.

The covariates included in the model(s) are the environmental and spatial

covariates outlined above (e.g. remote sensed data including: (1) climate, (2)

vegetation, (3) elevation, (4) accessibility, and (5) population density. GIS and GIS-

derived datasets including the country boundaries and shapefiles, as well as (6) slope,

(7) distance to roads, and (8) distance to the nearest healthcare center). In the second

model, we included livestock (e.g. small and large ruminants, poultry, and swine) as

additional covariates.

Statistics. All datasets, including point and raster files where projected into R

studio software using installed packages (e.g. raster, rastervis, maps, maptools, rgdal,

sp, ggmap, RCurl, tools, gtools, usdm, foreign, and tidyverse)115. The geographic

coordinate system is GCS_WGS_1984 and the projected coordinate system (projection

for Haiti) is WGS_1984_UTM_Zone_18N. Raster datasets were projected and the

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specific values at each village point was extracted to get the unique value per spatial

variable per village. Distance to roads, and distance to hospital was calculated using

the Euclidean distance. One final dataset was compiled with each environmental and

spatial variables value for each village point.

Figure 4-5 shows the map of village-level CU5 HAZ score distribution, whereas

Figure 4-6 shows the livestock ownership (by species) across Aquin and Côtes-de-Fer

study region. These were created to see if there are any visual relationships in the

frequency/prevalence of livestock, by type(s), and village-level CU5 HAZ in the dataset,

descriptively.

Bivariate regressions were run prior to multivariate models on each

environmental and spatial variable, as well as each livestock species, against the

dependent variable, and the village-level aggregate CU5 HAZ. Variance inflation factor

(VIF) analysis was run to see if there is any collinearity among the variables that are

significant in the bivariate analysis. Variables that were significant at p value [p]<0.2

level in the bivariate and did not have collinearity were input into a multiple linear

stepwise regression model predicting the association of CU5 HAZ (dependent variable)

as well as environmental and spatial covariates (independent variables) were run using

RStudio115. The model with the lowest Akaike information criterion (AIC) were chosen.

This model was then tested in ArcMap 10.2.2177 using Ordinary Least Squares (OLS)

regression method. Model residuals were used to calculate the root mean square error

(RMSE) for model absolute fit and validation purposes. The final model(s) residuals

were also plotted and checked for local spatial clustering/ and autocorrelation using

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global Moran’s I was calculated using ArcGIS, ArcMap 10.2.2177, software to confirm if

any clustering or spatial autocorrelation exists.

Results

Bivariate regressions (Figure 4-7) at the p<0.2 level revealed that all livestock

species ownership was not associated with village-level CU5 HAZ scores. Therefore,

we did not include them in the modeling process (i.e. model 2 was dropped).

Figure 4-5 reveals the lowest HAZ scores (HAZ approaching -2 SD) are focally in

the Côtes-de-Fer commune, particularly, the northeast and central parts Jamais Vu sub-

communal section) where as we see higher HAZ scores across nearly the entire sub-

commune of Frangipane, as well as the eastern area of Flamands, and southeastern

part of Fond des Blancs.

Moreover, rainfall (mean, max, and cumulative), precipitation (min, mean, max,

and cumulative), temperature (min temperature during the day and min temperature

during the night), as well as elevation, distance to the nearest health facility, and

population density were associated with village-level CU5 HAZ.

The final multivariate linear regression model results (Figure 4-8) indicate that

there appears to be an environmental and spatial relationship with village-level CU5

HAZ scores in this surveyed population (overall model significance p<0.008, Adjusted

R2=0.34). Elevation, rainfall, temperature and precipitation are significantly associated

with village-level CU5 HAZ. Elevation (coefficient [β]=0.63, p<0.05) and minimum

temperature at night (β=0.55, p<0.001) were positively associated with village-level CU5

HAZ. Mean rainfall (i.e. real-time [β=0.34, p<0.05]), and maximum precipitation (i.e.

long-term rain fall) had the strongest positive association with village-level CU5 HAZ

(β=2.11, p<0.05). In contrast, cumulative long-term precipitation was negatively

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associated with village-level CU5 HAZ scores (β= -2.14, p<0.05). Moreover, tests for

autocorrelation using the cluster and outlier analysis (Local Moran’s I, Figure 4-9) and

Global Moran’s I in ArcGIS indicate limited spatial clustering and are not significantly

spatially autocorrelated (Global Moran’s I[I] = -0.51, z= -0.91, p=0.36) among model

residuals. The RMSE was approximately 0.34 indicating that the absolute model fit was

modest (e.g. a RMSE value that indicates good fit is closest to 0). Additionally, our

model residuals versus predicted plot (Figure 4-10) indicated that our model is properly

specified, and exhibits a random pattern of our model over and under predictions.

Discussion

Overall our analysis indicate that environmental and spatial variables are

significantly associated with village-level CU5 HAZ. In particular, the strongest positive

association with village-level CU5 HAZ (β=2.11, p<0.05) was seen in maximum

precipitation/long-term rainfall pattern. However, cumulative precipitation shows the

inverse relationship seen with maximum precipitation, with a strong negative association

with village-level CU5 HAZ scores (β= -2.14, p<0.05). Evidence from Kenya also found

precipitation to predict nutrition outcomes and CU5 stunting163. However, more studies

are warranted to understand the strong negative association with cumulative

precipitation. One explanation may be related to post-2010 cholera epidemic, where

models have shown that precipitation and rainfall are associated with increased cholera

outbreaks178,179. Perhaps the negative association is related to increased diarrheal

disease in the region, associated with decreasing village-level VEL CU5 HAZ. More

research is needed to understand this relationship, and confirm any associations.

Elevation, mean rainfall, and minimum temperature at night were also positively

associated with village-level CU5 HAZ in our results. These results are consistent with

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other published research in East Africa and Argentina162–164 linking one or more of these

environmental factors to undernutrition in CU5. One possible explanation for these

results in our study links back to Figure 1, and how these factors may be influential in

food production. Thus, via improved ability to grow, produce, access, and utilize (i.e.

consume) higher quality food, children are experiencing better nutrition/growth

outcomes (higher HAZ).

Looking at the spatial clustering in our model (local Moran’s I) we can see in

Figure 4-7 that there are some pockets of low-low clustering and high-high clustering.

However, most of the villages were not significantly clustered; with a negative global

Moran’s I (I=-0.51), indicating that the pattern of spatial clustering is more likely to be

random, but also has a tendency toward dispersion. Moran’s I is a powerful tool to

evaluate whether the pattern in your model residuals is clustered (close to +1), random

(close to 0), or dispersed (close to -1). Since our Moran’s I calculation falls in-between

0 and -1, we can assume our data is randomly distributed.

Despite livestock not being associated with HAZ in our bivariate analyses, and

not included in our multivariate models, our descriptive statistics looking at village-level

CU5 HAZ (Figure 4-3) across the study landscape show that higher village-level CU5

HAZ scores (Côtes-de-Fer, Jamais Vu section) tend to overlap with more poultry, small

ruminant, and pig ownership (Figure 4-5). These descriptive maps of livestock and HAZ

prevalence reveal some patterns in the data that may be worth investigating further,

especially since goats, and pigs are raised in this region102, and poultry is one of the

largest imports in the country117. These illustrations highlight a need for further

investigation in this region, especially with regard to the potential risk for lower HAZ

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scores and more livestock ownership, particularly goats and poultry. Poultry have been

linked to village-level HAZ and stunting through fecal-oral pathway, where children may

be exposed to pathogens in chicken feces39. Moreover, these maps also potentially

reveal that higher HAZ values are in central-eastern Aquin (e.g. Frangipane, Flamands,

and Fond des Blancs). This finding may potentially unveil the areas of lower risk for low

HAZ scores in CU5. Future research should investigate the differences within and

between these sub-communal sections.

This study is not without its limitations. Although we find significance in some of

the environmental and spatial variables included in this model, no villages in these

communes were considered “stunted” with HAZ below -2 SD. This is likely a result of

the aggregation process of gathering all child HAZ scores for that village and assigning

the median value before linking the environmental and spatial variables to the dataset.

In addition, the process by which we georeferenced households to villages using

Google Earth Pro may be a limiting factor. Due to the survey design, the households

and villages were not georeferenced during the survey. This was a major limitation;

however, we used the most up-to-date approach taken by other geographic researchers

to geocode survey points based off limited field information as accurately as possible174.

Ultimately, we were able to locate all sub-communal sections and villages surveyed;

however, each individual household was not able to be georeferenced nor the villages

themselves, and this was the main reason why we aggregated the household data to

the village level in our analysis. With this mention, this study may be limited in sample

size since only 30 villages could be analyzed.

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Despite these limitations, this study illustrates a promising approach for using

geospatial data to extend the scope of understanding (and potentially improving)

nutrition status (e.g. village-level CU5 HAZ) in the region. The methodology presented

in this research is important for public health programmers and research institutions

because it highlights the potential importance of capturing spatial and environmental

data, especially when designing, monitoring, and/or evaluating CU5 nutrition outcomes.

The higher the quality of environmental and spatial data, coupled with more locally

tailored data, may allow practitioners a means to better prioritize and target specific

factors that may be contributing to child nutrition outcomes, and avoid wasting

resources. Ultimately, further research is needed, especially with GIS methods, to

investigate the findings presented here, as well as other factors not presented here that

have implications on child health and nutrition status.

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Figures

Figure 4-1. Conceptual diagram linking CU5 growth to Haiti-specific spatial and

environmental drivers. Adapted from Grace et al.163.

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Figure 4-2. Map of Haiti and communes Aquin and Côtes-de-Fer surveyed (in red).

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Table 4-1. Environmental and Spatial variables descriptions (including variable name, definition, spatial resolution, and reference source)

Variable Definition (Units) Spatial resolution Source

Remote-Sensed

Elevation Height above sea level (m) 90 m CGIAR SRTM 169

Normalized Difference Vegetation Index (NDVI)

Index of vegetation conditions. Ranges from -1 (no vegetation) to 1 (complete vegetated)

250 m NASA (Terra) MOD13A3 and (Aqua) MYD13A3 datasets 168

Land Surface Temperature (LST) – Day and Night time

Kelvin (converted to degree Celsius)

1 km NASA (Terra) MOD11A2 and (Aqua) MYD11A2 datasets 180

Rainfall (Seasonal 3 mos. cum.)

Actual cumulative 3-months rainfall (mm)

5 km CHIRP 167

Long-term precipitation 1970 – 2000 (seasonal 3 mos. cum.)

Long-term cumulative 3 months rainfall based on average monthly rainfall (mm) data from1970 - 2000

1 km WorldClim 166

Population Density Number of people per 100m2 100 m WorldPop 171

GIS-Derived

Accessibility Distance to nearest urban center (travel times)

1 km Malaria Atlas Project (MAP) 170

Distance to Health Facility

Distance from active health facilities during study (km)

1 km Based on field data

Distance to Roads Distance from established road-network (km)

1 km CIESIN 181

Slope Percentage rise in elevation 90 m Derived from elevation product

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Figure 4-3. Description/ distribution of spatial and environmental covariates considered in this analysis, across the

country, as well as the Aquin and Cote de Fer study site communes.

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Figure 4-4. Village coordinates geo-referenced using Google Earth Pro.

Figure 4-5. Village level CU5 HAZ score distribution across Aquin and Cote de Fer

study site communes.

Village locality

La Baleine

Duchard

Laborieux

Flamands

Lozandye

St Jules

Morne Franck

Gaspard

Bernadel

Buissereth

Mexi

Mouillage

Pisale

Ferdile

Gousse

Dano

Guirand

Briand

Zoranje

Marada

Coraille

Corail

Ricot

Garou

Gingembre

Antoinise_Daliquette

Landrin

Villa

Corail

Corail Lherison

Georeferenced using Google Earth Pro

Latitude Longitude

Communal

Section

18.237 -73.238 Flamands

18.244 -73.960 Flamands

18.257 -73.224 Flamands

18.250 -73.235 Flamands

18.246 -73.223 Flamands

18.280 -73.130 Fond des Blancs

18.280 -73.132 Fond des Blancs

18.282 -73.134 Fond des Blancs

18.283 -73.130 Fond des Blancs

18.284 -73.131 Fond des Blancs

18.230 -73.054 Frangipane

18.244 -73.056 Frangipane

18.221 -73.070 Frangipane

18.227 -73.071 Frangipane

18.231 -73.033 Frangipane

18.230 -73.050 Frangipane

18.3500 -73.1800 Guirand

18.3470 -73.1796 Guirand

18.3490 -73.1729 Guirand

18.3572 -73.1782 Guirand

18.3531 -73.1705 Guirand

18.2537 -72.9464 Jamais Vu

18.254 -72.9433 Jamais Vu

18.2467 -72.9463 Jamais Vu

18.2505 -72.9529 Jamais Vu

18.258 -72.959 Jamais Vu

18.258 -72.9631 Jamais Vu

18.25 -72.95 Jamais Vu

18.2455 -72.9625 Jamais Vu

18.2434 -72.956 Jamais Vu

Georeferenced using Google Earth Pro Georeferenced using Admin 4 UTM shapefile

Latitude Longitude

18.250 -73.235

18.250 -73.235

18.250 -73.235

18.250 -73.235

18.250 -73.235

18.280 -73.130

18.280 -73.130

18.280 -73.130

18.280 -73.130

18.280 -73.130

18.230 -73.050

18.230 -73.050

18.230 -73.050

18.230 -73.050

18.230 -73.050

18.230 -73.050

18.350 -73.180

18.350 -73.180

18.350 -73.180

18.350 -73.180

18.350 -73.180

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

18.250 -72.950

Georeferenced using Admin 4 UTM shapefile

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Figure 4-6. Livestock species distribution across Aquin and Cote de Fer study site

communes.

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Figure 4-7. Results from the bivariate analysis of environmental and spatial covariates

and village level CU5 HAZ.

Figure 4-8. Final multivariate linear regression model results and overall model

characteristics.

Variable β* SE** p***

cumulative rainfall 0.14 0.08 0.10

distance to hospital -0.21 0.08 0.01

elevation -0.12 0.08 0.17

max rainfall 0.16 0.08 0.06

mean rainfall 0.14 0.08 0.10

min temperature during the

day 0.12 0.08 0.17

min temperature during the

night 0.21 0.08 0.01

population density -0.13 0.08 0.14

cumulative precipitation -0.12 0.08 0.15

max precipitation -0.12 0.08 0.16

mean precipitation -0.12 0.08 0.15

min precipitation -0.11 0.08 0.19

*β = Beta (coefficient)

**SE = Standard Error

***p = P-value

Significant Bivariates

Variable β* SE** p***

(Intercept) -0.80 0.07 0.00

elevation 0.63 0.23 0.01

mean rainfall 0.34 0.13 0.01

min temperature during the

night 0.55 0.14 0.00

cumulative precipitation -2.14 0.81 0.01

max precipitation 2.11 0.81 0.02

Estimate z**** p***

Adjusted R-squared (fit) 0.34

Significance (p) 0.01

RMSE**** 0.34

Moran's I -0.51 -0.91 0.36

*β = Beta (coefficient)

**SE = Standard Error

***p = P-value

****z = z-score

*****RMSE = Root Mean Square Error

Overall Model characteristics

Final Model

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Figure 4-9. Map of the cluster and outlier analysis (Local Moran’s) in the surveyed

villages.

Figure 4-10. Model Residual vs. Predicted Plot indicating a properly specified model.

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CHAPTER 5 CONCLUSION

Haiti is one of the poorest countries in the western hemisphere64, and suffers

from high rates of undernutrition in adults, children, and children under five (CU5)65.

Stunted CU5 have an increased risk of many negative, life-long consequences such as

impaired mental and physical development, which can in turn affect educational

performance, and economic growth, and many more142.

CU5 micro- and macronutrient deficiencies from poor dietary diversity, and

exposure to disease (both symptomatic and asymptomatic), can lead to recurring

undernutrition, impacting short and long-term health13. Livestock have the potential to

provide both animal source foods (ASF) and nutritional security in Haiti, but with

caution, as CU5 can be exposed to disease-causing pathogens from poorly managed

animal feces, and poor WASH infrastructure in the household, and community 42,47,54,90.

Additionally, child nutrition and growth outcomes may be associated with macro-level

environmental and spatial drivers in Haiti. Therefore, considering these enviro-spatial

contexts are important when considering risk factors or determinants of child stunting in

Haiti.

Summary

The goal for chapter 2 was to understand livestock ownership and how it may

affect dietary diversity and ASF consumption. We determined that livestock ownership

does have the potential to improve dietary outcomes, including HDDS and ASF

consumption. However, the potential that livestock has to improve nutrition in CU5

could potentially be offset by poor WASH (and livestock WASH practices) in this

community of Haiti. Thus, in chapter 3 our goal was to build off chapter 2, but to assess

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if livestock ownership is associated with CU5 stunting, both with and without WASH

factors are considered in our models. Our results indicated that owning specific

livestock groups was associated with CU5 stunting. However, when WASH factors were

considered, livestock ownership was still associated with reduced odds of CU5 stunting.

In chapter 4, our goal was to assess if spatial and environmental drivers are associated

with Child Height for Age. We were able to determine that there is a spatial and

environmental link to child growth; however, more studies are warranted to assess all

potential covariates at play.

Strengths and Limitations

This entire dataset has many strengths. First it is a large survey, targeting the

poorest and most remote villages in the St. Boniface catchment—it captured what it

intended to capture per survey initiative to understand the maternal and child health in

these regions to inform future intervention. Additionally, this work is and has been very

important for policy makers, program planners, and implementers that seek to improve

maternal and child health in the region, especially illustrating the site-specific

opportunities to intervene and improve health outcomes.

However, despite these strengths, it is a cross-sectional study, informing just a

baseline understanding of the patterns we see in this research. Therefore, no causal

inference for any of our findings can be made, nor is it generalizable to the broader

Haitian context, given the study population. Also given the nature of a household

survey allows for limitations; misreporting cannot be ruled out, and there could be bias

presented in some questions due to self-reporting.

Furthermore, due to the nature of the survey and field limitations, much of the

questions critical for our analyses were missing, including livestock ownership, dietary

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diversity, as well as confounding variables. Though, determining that these data were

missing at random, and employing very specific imputation methods per chapter

hypothesis, this imputation may be a limitation, even though we are confident that this

method was rigorous and justified. However, imputation aside, this survey was

structured for a different purpose than the assessments seen in this dissertation, and

therefore this data may not be the most appropriate for these analyses. Further,

tailored research is needed to confirm these observations.

Future directions

All in all, these findings suggest that CU5 undernutrition in Haiti is complex, and

household diet, WASH, and spatial/environmental factors are multi-dimensionally

associated with CU5 nutrition status. Moreover, future studies should aim to assess

these dimensions together, longitudinally, through both qualitative and quantitative

methods to get a more robust picture of the undernutrition problem in Haiti.

Improvement of CU5 nutritional status in Haiti will require a multi-factorial intervention,

that encompasses many dimensions including addressing dietary practices and food

security, agricultural and livestock dimensions, maternal characteristics (e.g. maternal

knowledge and education, employment, as well as empowerment), and WASH factors

(both at the individual, household, community-levels, including proper livestock WASH

and husbandry practices).

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APPENDIX A MATERNAL KNOWLEDGE QUESTIONS

In order to calculate maternal knowledge scores, we used the list of questions

from the St. Boniface and UNICEF-Haiti survey (Figure A-1). Respondents could

answer freely and the enumerator would record their responses to each question, and

for each correct response, the individual would get a cumulative score. We took the

median score of the sample, and dichotomized it into “knowledgeable” or “less

knowledgeable”.

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Figure A-1. Variables included in Maternal Knowledge Score calculation calculations. Note, Iron and Vitamin A are

included together in the combined score.

Iron Vitamin A Undernutrition Diarrhea Risk Diarrhea Prevention

1 Iron-rich wheat Wheat rich in vitamin A Child is: Skinny Dirty water can cause diarrhea Consuming fresh foods can prevent

diarrhea

2 Iron-rich teff Teff rich in vitamin A Child is: Short Damaged food can cause diarrhea Drinking water can prevent diarrhea

3 Iron-rich legume Vegetables and legumes

rich in vitamin A

Child has: Old face Not washing hands before eating can

cause diarrhea

Washing hands before eating may

prevent diarrhea

4 Yellow fruits and

vegetables are rich in iron

Yellow fruits and

vegetables rich in vitamin

A

Child is: Irritable Not washing your hands with soap

after using the toilet can cause

diarrhea

Washing hands with soap after using

the toilet can prevent diarrhea

5 Other vegetables are rich

in iron

Other vegetables rich in

vitamin A

Child has: Hair changes

color

Not using toilets can cause diarrhea Washing hands with ash after using

the toilet can prevent diarrhea

6 Fish are rich in iron Fish rich in vitamin A Child has: Hollow eyes Not breastfeeding your child for at

least two years can cause diarrhea

Using clean toilets can prevent

diarrhea

7 Iron-rich meat Meat rich in vitamin A Child has: Edema of the

legs

Lacking vaccinations can cause

diarrhea

Breastfeeding your child for two years

may prevent diarrhea

8 Eggs are rich in iron Eggs rich in vitamin A Other things can cause diarrhea Good vaccination-status can prevent

diarrhea

9 Milk is rich in iron Milk rich in vitamin A Do not know the causes of diarrhea Other things can prevent diarrhea

10 The other fruits are rich in

iron

Other fruits rich in vitamin

A

Do not know how to prevent diarrhea

11 Iron-rich oil / butter Oil / butter rich in vitamin

A

12 Iron-rich salt Salt rich in vitamin A

13 Other iron-rich foods Other foods rich in

vitamin A

14 Do not know any iron-rich

foods

Do not know foods that

are rich in vitamin A

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APPENDIX B CHAPTER 2 VALIDATION

Figure B-1. Model Fit statistics for Chapter 2 Model 1: HDDS.

Figure B-2. Summary of backwards elimination procedure in multivariate backward

stepwise logistic regression for Model 1: HDDS.

Figure B-3. Predictive power statistics of Model 1: HDDS.

Criterion Intercept Only

Intercept and

Covariates

AIC 10,757.79 9,991.03

SC 10,764.75 10,123.21

-2 Log L 10755.788 9,953.03

Test Chi-Square DF Pr > ChiSq

Likelihood Ratio 802.76 18 <.0001

Score 762.32 18 <.0001

Wald 692.09 18 <.0001

Chi-Square DF Pr > ChiSq

8.50 4 0.07

Model Fit Statistics

Testing Global Null Hypothesis: BETA=0

Residual Chi-Square Test

Step Effect Removed DF

Number

In

Wald Chi-

Square Pr > ChiSq

1 Owns Small Ruminant Animals 1 17 0.69 0.41

2 Vitamin A and Iron Rich Food Sources 1 16 1.91 0.17

3 Owns Large Ruminant Animals 1 15 2.94 0.09

4 Age categories 6 to 24 months (vs. 2 to 5

years old)

1 14 2.96 0.09

Summary of Backward Elimination

Percent Concordant 68.00 Somers' D 0.36

Percent Discordant 31.90 Gamma 0.36

Percent Tied 0.10 Tau-a 0.18

Pairs 15,050,800 c 0.68

Association of Predicted Probabilities and Observed

Responses

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Figure B-4. Receiver Operating Characteristic Curve (ROC) showing predictive power

of final model, for Model 1: HDDS.

Figure B-5. Receiver Operating Characteristic Curves (ROC) showing predictive power

of each model step until final model for Model 1: HDDS.

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Figure B-6. Model Fit statistics for Chapter 2 Model 2: ASF.

Figure B-7. Summary of backwards elimination procedure in multivariate backward

stepwise logistic regression for Model 2: ASF.

Figure B-8. Predictive power statistics of Model 2: ASF.

Criterion Intercept Only

Intercept and

Covariates

AIC 10,676.47 10,202.45

SC 10,683.41 10,306.69

-2 Log L 10674.465 10,172.45

Test Chi-Square DF Pr > ChiSq

Likelihood Ratio 502.01 14 <.0001

Score 483.51 14 <.0001

Wald 450.14 14 <.0001

Chi-Square DF Pr > ChiSq

1.48 2 0.48

Model Fit Statistics

Testing Global Null Hypothesis: BETA=0

Residual Chi-Square Test

Step Effect Removed DF

Number

In

Wald Chi-

Square Pr > ChiSq

1 Land ownership 1 13 0.00 0.97

2 Vitamin A and Iron Rich Food Sources 1 12 1.48 0.22

Summary of Backward Elimination

Percent Concordant 64.70 Somers' D 0.30

Percent Discordant 35.20 Gamma 0.30

Percent Tied 0.10 Tau-a 0.15

Pairs 14,822,496 c 0.65

Association of Predicted Probabilities and Observed

Responses

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Figure B-9. Receiver Operating Characteristic Curve (ROC) showing predictive power

of final model, for Model 2: ASF.

Figure B-10. Receiver Operating Characteristic Curves (ROC) showing predictive

power of each model step until final model for Model 2: ASF.

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APPENDIX C CHAPTER 3 VALIDATION

Figure C-1. Model Fit statistics for Chapter 3 Model 1: Livestock and Stunting.

Figure C-2. Summary of backwards elimination procedure in multivariate backward

stepwise logistic regression for Chapter 3 Model 1: Livestock and Stunting.

Figure C-3. Predictive power statistics of Chapter 3, Model 1: Livestock and Stunting.

Criterion Intercept Only

Intercept and

Covariates

AIC 4,510.37 4,046.00

SC 4,517.19 4,134.72

-2 Log L 4,508.37 4,020.00

Test Chi-Square DF Pr > ChiSq

Likelihood Ratio 488.37 12 <.0001

Score 457.28 12 <.0001

Wald 394.75 12 <.0001

Chi-Square DF Pr > ChiSq

5.49 7 0.60

Model Fit Statistics

Testing Global Null Hypothesis: BETA=0

Residual Chi-Square Test

Step Effect Removed DF

Number

In

Wald Chi-

Square Pr > ChiSq

1 Land ownership 1 18 0.01 0.94

2 Owns Pigs 1 17 0.23 0.63

3 Overall Nutrition and Signs of

Malnutrition

1 16 0.30 0.58

4 Owns Chickens 1 15 0.46 0.50

5 Impoverishment 1 14 0.52 0.47

6

Maternal Formal Relationship Status

1 13 0.79 0.37

7 CU5 Gender (Males to Females) 1 12 3.18 0.07

Summary of Backward Elimination

Percent Concordant 73.40 Somers' D 0.47

Percent Discordant 26.40 Gamma 0.47

Percent Tied 0.20 Tau-a 0.09

Pairs 4,270,000 c 0.74

Association of Predicted Probabilities and Observed

Responses

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Figure C-4. Receiver Operating Characteristic Curve (ROC) showing predictive power

of final model, for Chapter 3, Model 1: Livestock and Stunting.

Figure C-5. Receiver Operating Characteristic Curves (ROC) showing predictive power

of each model step until final model for chapter 3, Model 1: Livestock and Stunting.

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Figure C-6. Model Fit statistics for Chapter 3 Model 2: Livestock, WASH, and Stunting.

Figure C-7. Summary of backwards elimination procedure in multivariate backward

stepwise logistic regression for Chapter 3 Model 2: Livestock, WASH, and Stunting.

Figure C-8. Predictive power statistics of Chapter 3, Model 2: Livestock, WASH, and

Stunting.

Criterion Intercept Only

Intercept and

Covariates

AIC 4,523.35 3,755.36

SC 4,530.18 3,905.70

-2 Log L 4521.345 3,711.36

Test Chi-Square DF Pr > ChiSq

Likelihood Ratio 809.98 21 <.0001

Score 830.19 21 <.0001

Wald 645.22 21 <.0001

Chi-Square DF Pr > ChiSq

52.52 7 <.0001

Model Fit Statistics

Testing Global Null Hypothesis: BETA=0

Residual Chi-Square Test

Step Effect Removed DF

Number

In

Wald Chi-

Square Pr > ChiSq

1 Handwashing Before Feeding CU5 1 26 0.00 0.99

2 Water Source Status 1 25 0.00 0.97

3

Maternal Formal Relationship Status

1 24 0.01 0.94

4 Land ownership 1 23 0.03 0.87

5 Household Waste Disposal Status:

Unimproved to Improved

1 22 0.07 0.79

6 Impoverishment 1 21 0.55 0.46

7 Fever Episode in Last 2 Weeks 1 20 3.72 0.05

Summary of Backward Elimination

Percent Concordant 79.20 Somers' D 0.59

Percent Discordant 20.80 Gamma 0.59

Percent Tied 0.00 Tau-a 0.11

Pairs 4,312,000 c 0.79

Responses

Association of Predicted Probabilities and Observed

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Figure C-9. Receiver Operating Characteristic Curve (ROC) showing predictive power

of final model, for Chapter 3, Model 2: Livestock, WASH, and Stunting.

Figure C-10. Receiver Operating Characteristic Curves (ROC) showing predictive

power of each model step until final model for chapter 3, Model 2: Livestock, WASH, and Stunting.

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BIOGRAPHICAL SKETCH

Lindsey Amanda Laytner was born and raised in Fort Lauderdale, FL. She went

on to pursue her Bachelor of Art (BA) in Anthropology, a Master in Public Health (MPH)

in Social and Behavioral Sciences, and a Doctor of Philosophy in Environmental and

Global Public Health from the University of Florida. Throughout her academic career,

Lindsey has been fortunate to work in East Africa and the Caribbean. She spent 3

months in the highlands of Ethiopia as an archeologist, and on a multi-sectoral WASH

campaign in Kisumu, Kenya where she trained enumerators, field assistants, and

oversaw the administration of an 800-household survey that involved the University of

Florida, Great Lakes University in Kisumu, CDC-Kemri, and the London School of

Hygiene and Tropical medicine based in Kisumu, Kenya. During her doctoral studies,

she has worked on a variety of projects concerning WASH, livestock husbandry and

animal source food consumption, child health outcomes (i.e. particularly, stunting). Her

work has included consulting for PATH, the Bill and Melinda Gates Foundation, USAID,

UNICEF, and the World Bank. Her ongoing desire is to continue her work in the WASH-

One Health research and programming arena, using community outreach and

engagement principles to design impactful WASH interventions and communication

tools that focus on human, animal, and environmental health through the WASH

interface.