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7 WAYSTO ENSURE REGULATORYDATA COMPLIANCE
TEAMCHIEF DATA OFFICERS
CHIEF COMPLIANCE OFFICERS
CHIEF OPERATIONSOFFICERS
START WITH A WINNING TEAMAssign high-level personnel to oversee all your regulatory programs. A multi-person approach will help harmonize the way you address regulatory obligations.
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Understand the regulatory challenges facing your firm. Be sure to identify commonalities in terms of the data required to meet them and whether you will need any additional data inputs.
LOOK BEFORE YOU LEAP
Leverage off the best practices, systems and solutions that already exist in the marketplace. Consider the role of fintech and regtech.
BUY, BUILDOR SHARE
FINTECH
REGTECH
FUTURE-PROOF YOUR SOLUTIONReview what existing workflows, applications and regulatory compliance processes you already have in place. Look at repurposing them to meet future needs.
Agility is key! Implement open platforms that can be tailored for future use.
FAILURE IS NO LONGER AN OPTION
Establish effective monitoring and reporting systems to secure and track data as it moves through the corporate network. Make sure your solutions are fit for purpose and accurate or you will face enforcement action!
PRACTICEMAKESPERFECTConduct real-time tests of your compliance systems as early as possible and include your service and data partners. Ensure that the data flowing through your solution is accurate!
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PARTNER FOR SUCCESSConsider what regulations have yet to be transposed and how you can pool with other entities to leverage common solutions and meet new obligations.
© 2016 Thomson Reuters
Thomson Reuters can help you meet your data management challenges. Find out more at prdcommunity.com. To learn about our other risk solutions, please visit: risk.thomsonreuters.com.
We provide extensive award-winning risk and regulatory datasets comprising reference data, corporate actions, credit risk, legal entity data, end-of-day / intraday pricing & evaluated pricing services.
The flexibility and breadth of our coverage fits virtually any enterprise or application data requirement.
Thomson Reuters Pricing Service (TRPS) is a global, independent evaluated pricing service covering all major financial markets. Prices are available at multiple times daily.
TRPS covers
>2.6Mfixed income securities, derivatives and bank loans.
Backed by
175+ expert pricing evaluators,
4,700 + data professionals in 10 global locations.
1000s
of financial market professionals use TRPS valuations everyday.
COVERS ALL PRIMARY JURISDICTIONS
All risk and regulatory datasets are available via our strategic data delivery platform: Thomson Reuters DataScope Select.
SPECIALIST REGULATORY INFORMATION FEEDS HELP CLIENTS POWER THEIR COMPLIANCE WORKFLOWS:
Thomson Reuters is an originator, consolidator and value add re-distributor of security and financial instrument data with hundreds of sources and partners.
YEARS OF PRICE HISTORY AVAILABLE FOR ESTABLISHED EQUITY MARKETS, ALSO MONEY & INDEX DATA
MAINTAINED INDUSTRY STANDARD NUMBERING CODES ARE ASSOCIATED WITH EACH INSTRUMENT
THOMSON REUTERS RISK & REGULATORY DATA FEEDS
FLEXIBLE DELIVERY
EVALUATED PRICING
REGULATORY DATA FEEDS
REFERENCE DATA
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1m ENTITIES OVER 250 MARKETS COVERED
100+ LEGAL ENTITY ATTRIBUTES
AGENCIES PROVIDE GLOBAL RATINGS DATA20
12mACTIVE RECORDS FILTERED
<120 YEAR BENCHMARKS AND CURVES
For more information, simply visit prdcommunity.com
ENTITY RISK DATA
CREDIT RISK DATA
Comprehensive entity risk data to help customers understand complex corporate structures and identify countries of risk.
MANAGE CREDIT RISK FROM ONE SOURCE
StarMine Credits Default Models with an evaluated view of credit risk by forecasting the probability of default for over 40,000 companies.
COVERS OVER
2,500 CREDIT CURVES
90+REGULATORYMONITORING FOR
JURISDICTIONS
200ON AVERAGE, TRACKS
REGULATORY ALERTS EACH DAY
100+ ANALYSTS AROUND THE GLOBE
Thomson Reuters Regulatory Intelligence delivers a focused view of global regulatory compliance, empowering professionals to make confident, well-informed decisions with respect to regulatory risk.