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www.TheSecuritiesAttorneys.com Reg A – How to Make a Confidential Filing

Regulation A How to make a confidential filing

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Page 1: Regulation A   How to make a confidential filing

www.TheSecuritiesAttorneys.com

Reg A – How to Make a

Confidential Filing

Page 2: Regulation A   How to make a confidential filing

www.TheSecuritiesAttorneys.com

If you have not filed under

Reg A or an effective

registration statements, you can file a draft offering

for non-public review

Page 3: Regulation A   How to make a confidential filing

You must file all such documents not later than 21

days before qualification

Page 4: Regulation A   How to make a confidential filing

If you want to, this

would allow you to quietly

abandon an offering before

the initial public filing

Page 5: Regulation A   How to make a confidential filing

The initial non-public statement, all non-public statement amendments, and all

correspondence with SEC staff regarding such submissions must be publicly filed on

EDGAR as exhibits to the offering statement not less than 21 calendar days

before qualification of the offering statement

Page 6: Regulation A   How to make a confidential filing

www.TheSecuritiesAttorneys.com

This is part of a series on Regulation A, so subscribe here for more and

to learn more, go to www. TheSecuritiesAttorneys.com

and get a free copy of our book

“How to Go Public”

Page 7: Regulation A   How to make a confidential filing

www.TheSecuritiesAttorneys.com

Want to know more? – email me at John.Lux@ Securities-Law.info

(240) 200-4529

Page 8: Regulation A   How to make a confidential filing

John E. Lux was in

the top 5% of authors on

Slideshare in 2014 and has

been quoted by Bloomberg as an expert on reverse

mergers

Page 9: Regulation A   How to make a confidential filing

Disclaimer

This is not legal or investment advice of any kind

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary

The more you know about finance and business, the more you can profit