www.TheSecuritiesAttorneys.com

Reg A+ Advertising

Disclaimer

This is not legal or investment advice of any kind

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary

The more you know about finance and business, the more you can profit

Caution

This is only a very brief summary

Make sure you comply with the rules

Seek competent advice from a qualified securities attorney

You can do “test

the waters” solicitations to

the general public either before or

after the filing of the Reg A+

offering statement with

the SEC

If you test the waters before

filing the offering with the SEC,

you do not have to file anything with the SEC

However, you must put a

legend on the all ads whether

before or after filing the offering

The legend says three things:

(1) no money or other

consideration is being solicited, and if sent, will

not be accepted;

(2) no sales will be

made or commitments to

purchase accepted until the

offering statement is qualified;

and (3) a prospective purchaser’s indication of

interest is non-binding.

After you file your

Reg A+ offering with the SEC, you have to add your preliminary offering circular

or a link to it with your ads

`

If your preliminary offering circular

changes, you must update

If you make a

non-public filing with the SEC,

you must make it public 21 days

before qualification

You have to file your solicitation documents with

the SEC

You must deliver the final offering circular no later

than two business days after sale

You can make regularly released factual business communications

but . . .

This generally does not include predictions, forecasts, or opinions on

security valuations

Reg A+ offerings are generally not integrated with other offerings

But you must be very careful with

ads for both offerings

To get a more detailed memo on

what you can and cannot do, email me, John E. Lux at

John.Lux@Securities-Law.info

I look forward

to talking with

you.

www.TheSecuritiesAttorneys.com

Questions – email me at John.Lux@ Securities-Law.info

(202) 780-1000

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