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Corporate Compliance Management
Systematic.Compliant.Val
ued.
ProGovernance
Enhanced Value
A Venture of
Get….
Corporate Compliance Management
Systematic - Well Organized Structure
Compliant - ProGovernancee
Valued – Risk Management
Enhancing Value through Governance
ProGovernance – “Achieving Purpose”
Growth of Company
Growing Revenue
s
Growing Profits
Growing Market Value
CCM Strength
Expert Matrix
Experts From
Industry
Experts From
Industry
Experts of Specific
Law
CP Internal
Team
ExpertsFrom
Regions
CCM
ProGovernance
www.ccmonline.in
Customization of Checklist as per laws applicable to your Company
Real Time Updations by Expert Professionals located all over India
Rights to create a complete System of Compliance Management
Creation of Three Tier Hierarchy for compliance Reporting System
Alerts at different levels as the last date of compliance comes closure
Opinion on any of the Topic of Compliance from Eminent Professionals of the field on panel
CCM Benefits & Features
CCM Benefits’ Management
Reporting of Compliance & Non-Compliance – On Real-time Basis – On Quarterly Basis– Archive of Quarterly Compliance Reports
Hits & Misses Report Report with Graphical Presentation
Risk Assessment of Non-Compliances– Reporting of Consequences segregated in High, Medium
& Low financial & Other Risks
About CCM
CCM – First Five Steps
STEP I Corporate Dossier
STEP II Questionnaire
For Instance
STEP III Identification Process
STEP IV Evaluation Process [Event based Laws]
How CCM Works???
Questionnaire for judging applicability of various laws
Applicable laws
Compliances
Registration/ Regular Event based Registers
Licenses Compliances Compliances
Basic Questionnaire Activity Based questionnaire
Taxation Laws
Corporate laws
Industrial & Labour Laws
10 or more
20 or more
25 or more 100 or more
1000 or more
Property laws
General Laws (Applicable to all companies)
(Based on Number of employees)
Listed Company
Un-listed Company
Public Company
Private Company
Govt. Company
On the basis of Status of the Company
Intellectual Property
Laws
Foreign Exchange
Laws
Custom Tax laws
Event Based Laws
Sector Specific Laws
Manufacturing
Trading Service
Insurance
Tourism
Power
Banking
Pharmaceuticals
Entertainment
IT enabled services & BPO
Industry Specific Laws
Automobiles
Computers
Aluminium Products
Cables
Cement
Cigarettes
Breweries & Distilleries
FMCG
Labour Welfare Act
National Festival
Holiday Act
Shops and Commercial
Establishment Act
State Wise Laws
Step V : Compliance Organisation Structure For Rights
Assignment
CCM Compliance Monitor
Compliance Scheduler
Title Notice by Occupier
Form No
------
Due Date
At least 15 days before he begins to occupy or use
Title Shareholding Pattern
Form No
Fixed Format
Due Date
Within 21 days from the end of each Quarter
IncomeTax
Factories Act
CompaniesAct
Listing Agreement
Today This Week This MonthSelect Period
Title Return of Income
Form No
ITR-6
Due Date
On or before 31st October of the assessment year
Title Appointment of Director
Form No
Form 29 &
32 Due Date
Within 30 days of appointment
Alerts & Notifications
Compliance Due Date Level III(Executive
)
Level II(Departmen
t Head)
Level I(Compliance Officer)
CEO
Submit CG Compliance Certificate
15/04/2007
05/04/2007
08/04/2007 11/04/2007
14/04/200715/04/2007
Submit Shareholding Pattern
21/04/2007
11/04/2007
14/04/2007 17/04/2007
20/04/200721/04/2007
Submit Financial Results
23/04/2007
13/04/2007
16/04/2007 19/04/2007
22/04/200723/04/2007
Assigned To Mr. Sumit
Task To Perform
Task 1 Task 2 Task 3 Task 4
Income Tax
File Form ITR-6
-------- -------- --------
Payment Of Gratuity Act
Compulsory insurance for liability
Notice of change in the name
-------- --------
Companies Act File Form 32 File Annual
ReturnFile Balance Sheet
File Form 5
Listing Agreement
Submit CG Compliance Certificate
Submit Shareholding Pattern
Submit Financial Results
--------
To Do Pending
Online & Offline Support
Query Box Get an Opinion Interpretation of Applicable Laws
Report Wizard
Real Time Basis
Pending NonCompliances Compliances
&
Forms Archive
Laws
Forms Download
Income Tax Form ITR-6 download
Companies Act File Form 32 download
Income Tax Form 1 download
Compliance Statistics
No status37%Not Complied
Complied
52%
Status on
the basis of
information
provided
11%
Risk Assessment & Analysis
Penalty Risk Classification
Significance Type Probability
I year prosecution
High Urgent Moderate
Fine of Rs. 1,00,000
High Not Urgent Moderate
Fine of Rs. 1,000 Low Avoid Low
High RiskModerate Risk
Low Risk
CCM Benefits’ Corporates
Enhancing Value through Governance
OrganisedSystem
Risk ManagementGovernance
Value Management
CCM a Solution for…..
CCM Helps Corporate in Turning Obligation into Opportunity
Our Presence
Corporate Professionals (India) Pvt. LtdD-28, South Extension Part - INew Delhi-110 049Ph: 011-40622200
Email: [email protected]
Visit us at: www.corporateprofessionals.com
Kavita: + 91 9818587794; Manoj: + 91 9910688433
Thank you
For further information, Please contact…
