Today’s RIA Technology Landscape Technology... · FINANCIAL PLANNING Services & Technology...

Today’s RIA Technology LandscapeMarch 2019 Edition

66% of RIA �rms utilize a portfolio management or

reporting system.*

i

PORTFOLIO MANAGEMENT/REPORTING

Services & TechnologyFINANCIAL PLANNING

61% of RIA �rms utilize �nancial planning

software.*

i

PORTFOLIO RISK

AUTOMATED PORTFOLIOMANAGEMENT

ARCHIVING

CUSTOMER RELATIONSHIP MANAGERDOCUMENT MANAGEMENT/

STORAGE

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71% of RIA �rms utilize a CRM system.*

REBALANCING

DATA AGGREGATORS

MARKETING/LEAD GENERATION i

Assets Under Management (Million)

0-25 ($) 25 - 50 ($)

50 - 75 ($) 75 - 100 ($) > 100 ($)

Customer Relationship Manager (CRM)

Reporting / Portfolio Management System

Financial Planning Software

Document Management / Storage

Portfolio Risk Software

� � � � �� �� � �� � � �� �� � � � �� � � �� � � �� �� � � � � �� �� � � �� � � � � �� � �� �� � � � � � �� � � �� � �� � �� � � � � � � � � � �� � � � ���� � � � � � ���� �� �� � �� � �� � � � �� � ��� � � � � � � � � �� � � � � � � � � �� � � � � � ��� �� � � � � �� � �

� � � � �� � � �� � � � �

Top 3 Systems Used Within Each Tech Category

2019 Technology Adoption by AUM*

Over 50% of RIA �rms are not con�dent in their �rm’s ability

to defend itself against a cybersecurity audit or breach

CRM Systems

44%Redtail

12%Salesforce

11%Wealthbox

Financial PlanningSystems

36%eMoney

35%Money

Guide Pro

5%MoneyTree

Software

Reporting / PortfolioManagement Systems

25%Morningstar

16%Orion

8%PortfolioCenter

Document Storage / Management Systems Portfolio Risk Systems

28%O�ce 365

25%DropBox

12%ShareFile

64%Riskalyze

8%Kwanti

5%HiddenLevers

RIA in a Box is a leading provider of registration and compliance services and software to over 1,700 registered investment adviser (RIA) �rms. We enable fellow entrepreneurs to remain in constant regulatory compliance by pairing our team of former regulators with cutting-edge compliance software.This infographic is for educational purposes only. All registered trademarks or logos are property of their respective owners and are in no way formally a�liated with RIA in a Box.

*Source: RIA In a Box 2019 RIA Technology and Options Survey.

42%

35%38%

44%

21%

62%55%

62% 61%

32%

72%63%

66%63%

33%

65%

54%

72%64%

32%

65%

52%

63%

53%

27%