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Place Signature of Applicant1
GOLD ETF Series
6 HDFC Gold ETF
7 IP GETF
8 AXIS GOLD
9 BSL GOLD ETF
10 IDBI GOLD
SIP DOCUMENTANNEXURE I
NIFTY SERIESSr.# Script Name Quantity Amount
INDEX ETF Series
Sr.# Script Name Quantity Amount
( 2 )
1 NIFTY Bees 2 BANK Bees
1 Benchmark Gold Bees
2 KOTAKGOLD
3 RELGOLD
4 SBI GETS
5 RELIGAREGO
T O T A L GRAND TOTAL
1 ACC Ltd.
2 Ambuja Cements Ltd.
3 Asian Paints Ltd.
4 Axis Bank Ltd.
5 Bajaj Auto Ltd.
6 Bank of Baroda
7 Bharat Heavy Electricals Ltd.
8 Bharat Petroleum Corp Ltd.
9 Bharti Airtel Ltd.
10 Cairn India Ltd.
11 Cipla Ltd.
12 Coal India Ltd.
13 DLF Ltd.
14 Dr. Reddy’s Laboratories Ltd.
15 GAIL (India) Ltd.
16 Grasim Industries Ltd.
17 HCL Technologies Ltd.
18 HDFC Bank Ltd.
19 Hero MotoCorp Ltd.
20 Hindalco Industries Ltd.
21 Hindustan Unilever Ltd.
22 Housing Dev. Fin. Corp Ltd.
23 I T C Ltd.
24 ICICI Bank Ltd.
25 IDFC Ltd.
26 Infosys Ltd.
27 Jaiprakash Associates Ltd.
28 Jindal Steel & Power Ltd.
29 Kotak Mahindra Bank Ltd.
30 Larsen & Toubro Ltd.
31 Lupin Ltd.
32 Mahindra & Mahindra Ltd.
33 Maruti Suzuki India Ltd.
34 NTPC Ltd.
35 Oil & Natural Gas Corpn Ltd.
36 Power Grid Corpn of India Ltd.
37 Punjab National Bank
38 Ranbaxy Laboratories Ltd.
39 Reliance Industries Ltd.
40 Reliance Infrastructure Ltd.
41 Sesa Goa Ltd.
42 Siemens Ltd.
43 State Bank of India
44 Sun Pharmaceutical Inds Ltd.
45 Tata Consultancy Services Ltd.
46 Tata Motors Ltd.
47 Tata Power Co. Ltd.
48 Tata Steel Ltd.
49 UltraTech Cement Ltd.
50 Wipro Ltd.
2
SIP
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50
00
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AC
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41
0
3
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AN
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TER
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LTD
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12
59
9
4
AD
AN
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32
92
1
5
AD
AN
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WER
LIM
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53
30
96
6
AM
BU
JA C
EMEN
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TD.
50
04
25
7
ASH
OK
LEY
LAN
D L
TD.,
50
04
77
8
ASI
AN
PA
INTS
(IN
DIA
) LT
D.,
50
08
20
9
AX
IS B
AN
K L
TD.
53
22
15
10
BA
JAJ
AU
TO L
IMIT
ED5
32
97
7
11
BA
NK
OF
BA
RO
DA
53
21
34
12
BA
NK
OF
IND
IA5
32
14
9
13
BH
AR
AT
FOR
GE
LTD
50
04
93
14
BH
AR
AT
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ELEC
TRIC
ALS
LTD
.,5
00
10
3
15
BH
AR
AT
PET
RO
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PN
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.,5
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54
7
16
BH
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53
24
54
17
CA
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32
79
2
18
CA
NA
RA
BA
NK
53
24
83
19
CIP
LA L
TD.,
50
00
87
20
CO
AL
IND
IA L
IMIT
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33
27
8
21
CO
LGA
TE-P
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VE
(IN
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D.,
50
08
30
22
CR
OM
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REA
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3
23
CU
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53
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68
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28
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50
01
34
29
EXID
E IN
DU
STR
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LTD
.,5
00
08
6
30
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AN
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50
04
69
31
GA
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32
15
5
32
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32
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42
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35
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36
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53
22
81
37
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82
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41
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.,5
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69
6
42
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18
8
43
HO
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32
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3
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32
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IDB
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50
01
16
47
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32
82
2
48
IND
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53
25
44
49
IND
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OR
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.5
30
96
5
50
IND
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BA
NK
LTD
.5
32
18
7
51
INFO
SYS
LTD
50
02
09
52
IDFC
LTD
.5
32
65
9
53
ITC
LTD
50
08
75
54
JAIP
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KA
SH A
SSO
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LIM
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53
25
32
55
JIN
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OW
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32
28
6
56
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22
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57
KOTA
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AH
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BA
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LTD
.5
00
24
7
58
LAR
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& T
OU
BR
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ED5
00
51
0
59
LIC
HO
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FIN
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LTD
.5
00
25
3
60
LUP
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TD5
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25
7
61
MA
HIN
DR
A &
MA
HIN
DR
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TD.
50
05
20
62
MA
RU
TI S
UZU
KI I
ND
IA L
TD.
53
25
00
63
NES
TLE
IND
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TD.
50
07
90
64
NH
PC
LIM
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53
30
98
65
NM
DC
LTD
52
63
71
66
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32
55
5
67
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AS
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50
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8
70
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53
24
61
71
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RA
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LTD
.,5
00
35
9
72
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AL
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ITED
50
01
11
73
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32
71
2
74
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32
5
75
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90
76
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PO
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53
29
39
77
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32
95
5
78
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79
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12
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80
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55
0
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F IN
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82
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UTH
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ITY
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09
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84
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24
71
5
85
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ERG
Y LT
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53
26
67
86
TATA
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EMIC
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LTD
50
07
70
87
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NSU
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RV
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32
54
0
88
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70
90
TATA
PO
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91
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IMIT
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47
0
92
TITA
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DU
STR
IES
LTD
50
01
14
93
ULT
RA
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H C
EMEN
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D5
32
53
8
94
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ION
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OF
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32
47
7
95
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TD.,
50
78
78
96
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RU
S LT
D.
51
20
70
97
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ITED
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IRIT
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32
43
2
98
WIP
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LTD
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68
5
99
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BA
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LTD
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64
8
10
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TER
PR
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53
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TOTA
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(B)
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GR
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OTA
L (A
+ B
+ C
)
( 3 )
3
LIST
OF
CN
X-1
00
Ind
ex S
tock
sSr
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ame
Co
de
Qu
anti
tyA
mo
un
t
TOTA
L (A
)
1A
CC
LTD
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2A
01
02
5
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DA
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ES L
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23
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10
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LTD
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10
42
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LTD
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MB
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ENTS
LTD
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E07
9A
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4
6A
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ALS
EN
TER
PR
ISES
LTD
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E43
7A
01
02
4
7A
SHO
K L
EYLA
ND
LTD
.IN
E20
8A
01
02
9
8A
SIA
N P
AIN
TS L
TD.
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21
A0
10
18
9A
XIS
BA
NK
LTD
.IN
E23
8A
01
02
6
10
BA
JAJ
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TO L
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17
I01
01
0
11
BA
JAJ
HO
LDIN
GS
& IN
VES
TMEN
T LT
D.
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18
A0
10
12
12
BA
NK
OF
BA
RO
DA
INE0
28
A0
10
13
13
BA
NK
OF
IND
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E08
4A
01
01
6
14
BH
AR
AT
FOR
GE
LTD
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E46
5A
01
02
5
15
BH
AR
AT
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ELEC
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ALS
LTD
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E25
7A
01
02
6
16
BH
AR
AT
PET
RO
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M C
OR
P. L
TD.
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29
A0
10
11
17
BH
AR
TI A
IRTE
L LT
D.
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97
D0
10
24
18
BIO
CO
N L
TD.
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76
G0
10
13
19
BO
SCH
LTD
.IN
E32
3A
01
02
6
20
CA
IRN
IND
IA L
TD.
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10
H0
10
17
21
CA
NA
RA
BA
NK
INE4
76
A0
10
14
22
CIP
LA L
TD.
INE0
59
A0
10
26
23
CO
AL
IND
IA L
TD.
INE5
22
F01
01
4
24
CO
LGA
TE P
ALM
OLI
VE
(IN
DIA
) LT
D.
INE2
59
A0
10
22
25
CO
NTA
INER
CO
RP.
OF
IND
IA L
TD.
INE1
11
A0
10
17
26
CR
OM
PTO
N G
REA
VES
LTD
.IN
E06
7A
01
02
9
27
CU
MM
INS
IND
IA L
TD.
INE2
98
A0
10
20
28
DLF
LTD
.IN
E27
1C
01
02
3
29
DA
BU
R IN
DIA
LTD
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E01
6A
01
02
6
30
DIV
I’S
LAB
OR
ATO
RIE
S LT
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61
B0
10
24
31
DR
. RED
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S LA
BO
RA
TOR
IES
LTD
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E08
9A
01
02
3
32
EXID
E IN
DU
STR
IES
LTD
.IN
E30
2A
01
02
0
33
FED
ERA
L B
AN
K L
TD.
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71
A0
10
11
34
GA
IL (
IND
IA)
LTD
.IN
E12
9A
01
01
9
Sr.#
Nam
eC
od
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uan
tity
Am
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nt
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)
Sr.#
Nam
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Am
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nt
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35
GM
R IN
FRA
STR
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TUR
E LT
D.
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76
C0
10
39
36
GSK
CO
NSU
MER
HEA
LTH
CA
RE
LTD
.IN
E26
4A
01
01
4
37
GSK
PH
AR
MA
CEU
TIC
ALS
LTD
.IN
E15
9A
01
01
6
38
GSK
PH
AR
MA
CEU
TIC
ALS
LTD
.IN
E93
5A
01
03
5
39
GO
DR
EJ C
ON
SUM
ER P
RO
DU
CTS
LTD
.IN
E10
2D
01
02
8
40
GR
ASI
M IN
DU
STR
IES
LTD
.IN
E04
7A
01
01
3
41
HC
L TE
CH
NO
LOG
IES
LTD
.IN
E86
0A
01
02
7
42
HD
FC B
AN
K L
TD.
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40
A0
10
26
43
HER
O M
OTO
CO
RP
LTD
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E15
8A
01
02
6
44
HIN
DA
LCO
IND
UST
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D.
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38
A0
10
20
45
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DU
STA
N P
ETR
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UM
CO
RP.
LTD
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E09
4A
01
01
5
46
HIN
DU
STA
N U
NIL
EVER
LTD
.IN
E03
0A
01
02
7
47
HD
FC L
TD.
INE0
01
A0
10
36
48
I T C
LTD
.IN
E15
4A
01
02
5
49
ICIC
I BA
NK
LTD
.IN
E09
0A
01
01
3
50
IDB
I BA
NK
LTD
.IN
E00
8A
01
01
5
51
IDFC
LTD
.IN
E04
3D
01
01
6
52
IDEA
CEL
LULA
R L
TD.
INE6
69
E01
01
6
53
IND
IAN
HO
TELS
CO
. LTD
.IN
E05
3A
01
02
9
54
IND
USI
ND
BA
NK
LTD
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5A
01
01
2
55
INFO
SYS
LTD
.IN
E00
9A
01
02
1
56
JSW
STE
EL L
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19
A0
10
20
57
JAIP
RA
KA
SH A
SSO
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LTD
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E45
5F0
10
25
58
JIN
DA
L ST
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& P
OW
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49
A0
10
30
59
KOTA
K M
AH
IND
RA
BA
NK
LTD
.IN
E23
7A
01
02
8
60
LIC
HO
USI
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FIN
AN
CE
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5A
01
02
6
61
LAR
SEN
& T
OU
BR
O L
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18
A0
10
30
62
LUP
IN L
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INE3
26
A0
10
37
63
MA
HIN
DR
A &
MA
HIN
DR
A L
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01
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10
26
64
MA
RU
TI S
UZU
KI I
ND
IA L
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INE5
85
B0
10
10
65
MP
HA
SIS
LTD
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E35
6A
01
01
8
66
NTP
C L
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33
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01
0
67
OIL
& N
ATU
RA
L G
AS
CO
RP.
LTD
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02
9
68
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10
27
69
PET
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G L
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10
14
70
PO
WER
FIN
AN
CE
CO
RP
OR
ATI
ON
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.IN
E13
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10
11
71
PO
WER
GR
ID C
OR
P. O
F IN
DIA
LTD
.IN
E75
2E0
10
10
72
PU
NJA
B N
ATI
ON
AL
BA
NK
INE1
60
A0
10
14
73
RA
NB
AX
Y LA
BO
RA
TOR
IES
LTD
.IN
E01
5A
01
02
8
74
REL
IAN
CE
CA
PIT
AL
LTD
.IN
E01
3A
01
01
5
75
REL
IAN
CE
CO
MM
UN
ICA
TIO
NS
LTD
.IN
E33
0H
01
01
8
76
REL
IAN
CE
IND
UST
RIE
S LT
D.
INE0
02
A0
10
18
77
REL
IAN
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INFR
AST
RU
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SIP
DO
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MEN
TA
NN
EX
UR
E
III
( 4 )
4
( 5 )
To, The Branch Manager
______________________________________________ (Bank Name)
______________________________________________ (Branch Name)
______________________________________________________________
________________________________________________(Branch Address)
_________________________________________________
ELECTRONIC CLEARING SERVICE (DEBIT CLEARING)
I/ we authorize you to debit my/our account for making payment to Ashika Stock Broking Limited (ASBL) through ECS asper the details given as under :
Mode of Payment
MICR Code IFSC Code
Account Type
Ledger No. / LedgerFolio No. (if any)
Account Number
Account holder name (as per banks record)
A
B
C
D
E
G
ECS
SAVINGS CURRENT OTHERS_________________________
ASBL Client Code
Name of Product / Service from Broker
Date of Effect
ECS Authorisation Amount*
End Date Periodicity Monthly QuarterlyD D M M Y Y Y Y D D M M Y Y Y Y
Number of Installment
`
I hereby declare that the particulars given above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or
incorrect information, I would not hold the user institution responsible. I have read the Investment facilitation terms and agree to discharge the responsibility
expected of me as a subscriber / their client.
This is to inform that I/we have registered for the RBI's Electronic clearing Service and that my/our payment toward my/our Stock SIP shall be made from my/our
above mentioned above bank account with you bank. I/we authorize the representative of Ashika Stock Broking Limited carrying this ECS mandate form to get it
verified and executed. I/we also authorize the bank to debit my/our account for the charges towards mandate verification and transactions bounced due to
“Insufficient funds” as applicable.
Date D D M M Y Y Y YSignature of the Account Holder
(As per banks record)
For Bank UseCertified that the particulars furnished above are correct as per our records.
Banks Stamp
Date D D M M Y Y Y Y Signature of the Authorised Official from the Bank
5
STOCK SIP
F
(In Figure)
*ECS Authorisarion amount should be a minimum of twice the value of Portfolio as calculated on the date of SIP enrollment.
(In Words)
Date of Effect D D M M Y Y Y Y
1. General
• New Customers can opt for the product at the time of account opening.
• No separate Trading or Demat account is required to be opened by the existing customers for availing this SIP scheme.
• The investments discussed or recommended in reports / calls and on website of Ashika Group may not be suitable for all investors. Investors must make their own investment decisions based on their specific investment objectives and financial position and using such independent advisors, as they believe necessary.
• Ashika reserves the rights at anytime, without prior notice to add, alter, modify, change or vary all or any of the terms and conditions or to replace wholly or in part, the above offers by another offers, whether similar to above or not, or to withdraw it together. Nothing herein amounts to a commitment by Ashika to conduct further, similar or other offers with due notice / information. Above offer is by way of a special offer and nothing containedherein shall prejudice or affect the terms of services / terms and conditions of the member client agreement / Rights and Obligation. The terms of the above scheme shall be in addition to and not in derogation of the terms contained in the member client agreement / Rights and Obligations.
• The Clients who are participants of the scheme will not hold Ashika responsible for, or liable for, any actions, claims, demands, losses, damages, costs, charges and expenses which they may suffer, sustain or incur by way of above offer.
2. Application
• Applications complete in all respect will be accepted. The company reserves the right to reject any incomplete forms.
• The scrip name should by filled in full.
3. Renewal / Redemption
• The scheme can be renewed with the express consent of the applicant. The applicant may sell the shares accumulated through the scheme at his own discretion.
4. Brokerage / Fee Structure and order execution
• Normal brokerage as per the client category will be charges on the scrips purchased through the scheme.
• The company reserves the right to modify the amount the amount of brokerage, charges from time to time by displaying the same on the company’s web site and the client agrees to keep himself updated in respect thereof.
SIP orders will be executed in respective Exchange(s) during market hours at market rate on best efforts basis.
• Limits will be uploaded for the successfully executed transactions on best effort basis. This is subject to all other market conditions viz. Trade-to-trade guidelines, NRI order execution etc remaining the same.
5. Cancellation / Modification / Pause
• If you wish to cancel your existing scheme, you need to get in touch with Customer-Care department at least 10 days prior to the trigger date.
• In case of any modification in the scrips, intimation needs to be sent to Customer-Care Department at least 10 days prior to the trigger date by sending a written request through client’s registered email id only.
• In case of Pause (skipping a particular month’s cycle) the client must furnish a written request through client’s registered email id only at least 10 days prior to the trigger date.
• On successful processing of above requests the client will be duly informed.
6. Terms and Conditions
• The initial SIP Investment will be of the amount for which the cheque is submitted by applicant with this form.
• Client, making an application by way of physical form, will be called to confirm the application details before debiting the sign-up charges and setting up the SIP. SIP would be set up in Ashika within 7 days, only after receipt of sign up charges.
• After successful recovery of sign-up charges, SIP will be set up as per normal process. Client’s scheme tenure would be considered from the date of sign up charges receipt.
• The SIP will be triggered in automated mode and client will not be called prior to upload of order on trigger day.
• Trade execution will be subject to availability of funds as debited from your linked bank account and successful receipt of the same on or before trigger date. In case of any problem in the same, SIP transaction would not be carried out.
• For trigger of SIP, the client should have twice the ECS Authorisation Amount the SIP amount (calculated with the previous closing price of the scrips on the previous trading day) plus 10% of the SIP amount as free balance in his linked bank account.
• If ECS is dishonoured for four months the SIP will be suspended without any intimation.
• Maximum number of scrip that may be selected in single SIP application is 10.
• In case client’s trading account is deactivated for any regulatory reasons, the SIP will be automatically get cancelled.
• SIP will be triggered on the date as mentioned by the Client on the application form. In case of Holiday, the same will be triggered on next business day.
• Ashika will only trigger buy leg transactions based on the instructions received from the customer. Selling will be at the sole discretion of the Client.
• In case of insufficiency of funds your SIP orders will not be executed. There won’t be any partial execution of orders.
• If SIP amount exceeds the CAP amount specified by the Client, then the SIP will not be triggered.
• On trigger date, if selected scrips reach upper circuit, the order will be kept live till market ends. In this case the order may or may not get successfully executed depending upon the market.
• All other exchange conditions viz. shortages, auction etc. will be applicable.
• Corporate actions like face value split etc. will not be handled in the scheme. The Client needs to intimate the Customer-Care department for any revision in quantity.
• Client would be provided with the contract notes and other communications as per the normal practice and at their registered email-id only.
• Investing in Securities are subject to market risks and there can be no assurance or guarantee that the objectives will be achieved. Each client is advised to consult his / her own financial advisor / professional tax advisors before availing of this scheme.
• Corporate Black out period (no transaction period in the scrip for employees) will not be handled in this SIP scheme.
• The terms and conditions of the scheme will always be read and construed in conjunction with the provisions of the client member agreement entered into between the company and the customer / Rights and Obligations as confirmed by the Client.
SIP DOCUMENTTERMS and CONDITIONS
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6
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