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State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CM5GB Target Retirement Income SL SF CL IX (CM5GB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $83 State Street
CM5JB Target Retirement 2020 SL SF CL IX (CM5JB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $483 State Street
CM5LB Target Retirement 2030 SL SF CL IX (CM5LB)
Eligible Indirect Compensation
Custodial Fees 19 0.1800% Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $896 State Street
CM5MB Target Retirement 2040 SL SF CL IX (CM5MB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $943 State Street
- 1 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CM7BM S&P MidCap (R) Indx NL SF CL F (CM7BM)
Eligible Indirect Compensation
Investment Management Fees
52 0.0700% Fund
CM7BN S&P MidCap (R) Indx NL SF CL G (CM7BN)
Eligible Indirect Compensation
Investment Management Fees
52 0.0700% Fund
CM7BO S&P MidCap (R) Indx NL SF CL J (CM7BO)
Eligible Indirect Compensation
Investment Management Fees
52 0.0700% Fund
CM7FH U.S. Bond Indx SL SF CL VI (CM7FH)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.1500% Fund
Securities Lending Income
99 $1,198 State Street
CM7FI U.S. Bond Indx SL SF CL VII (CM7FI)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.1500% Fund
Securities Lending Income
99 $946 State Street
CM7FJ U.S. Bond Indx SL SF CL VIII (CM7FJ)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.1500% Fund
- 2 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CM7FJ U.S. Bond Indx SL SF CL VIII (CM7FJ)
Eligible Indirect Compensation
Securities Lending Income
99 $2,264 State Street
CM7IG Russell Small Cap (R) Indx SL SF CL IV (CM7IG)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.0800% Fund
Securities Lending Income
99 $12,697 State Street
CM7IH Russell Small Cap (R) Indx SL SF CL VI (CM7IH)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.0800% Fund
Securities Lending Income
99 $26,633 State Street
CM7II Russell Small Cap (R) Indx SL SF CL VII (CM7II)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.0800% Fund
Securities Lending Income
99 $8,231 State Street
CM7IJ Russell Small Cap (R) Indx SL SF CL VIII (CM7IJ)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.0800% Fund
- 3 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CM7IJ Russell Small Cap (R) Indx SL SF CL VIII (CM7IJ)
Eligible Indirect Compensation
Securities Lending Income
99 $207,327 State Street
CM8SB Target Retirement 2015 SL SF CL IX (CM8SB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $41 State Street
CM8UB Target Retirement 2025 SL SF CL IX (CM8UB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $223 State Street
CM8VB Target Retirement 2035 SL SF CL IX (CM8VB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $310 State Street
- 4 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CM8WB Target Retirement 2045 SL SF CL IX (CM8WB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $211 State Street
CMAQB Target Retirement 2050 SL SF CL IX (CMAQB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $174 State Street
CMDI2 Target Retirement Income NL SF CL C (CMDI2)
Eligible Indirect Compensation
Custodial Fees 18,19 $38 Fund
Investment Management Fees
52 0.1400% Fund
CMDI3 Target Retirement Income NL SF CL D (CMDI3)
Eligible Indirect Compensation
Custodial Fees 18,19 $7,792 Fund
Investment Management Fees
52 0.1400% Fund
CMDL2 Target Retirement 2015 NL SF CL C (CMDL2)
Eligible Indirect Compensation
Custodial Fees 18,19 $2 Fund
Investment Management Fees
52 0.1400% Fund
- 5 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMDL3 Target Retirement 2015 NL SF CL D (CMDL3)
Eligible Indirect Compensation
Custodial Fees 18,19 $3,265 Fund
Investment Management Fees
52 0.1400% Fund
CMDM2 Target Retirement 2020 NL SF CL C (CMDM2)
Eligible Indirect Compensation
Custodial Fees 18,19 $2 Fund
Investment Management Fees
52 0.1400% Fund
CMDM3 Target Retirement 2020 NL SF CL D (CMDM3)
Eligible Indirect Compensation
Custodial Fees 18,19 $7,497 Fund
Investment Management Fees
52 0.1400% Fund
CMDN2 Target Retirement 2025 NL SF CL C (CMDN2)
Eligible Indirect Compensation
Custodial Fees 18,19 $42 Fund
Investment Management Fees
52 0.1400% Fund
CMDN3 Target Retirement 2025 NL SF CL D (CMDN3)
Eligible Indirect Compensation
Custodial Fees 18,19 $2,003 Fund
Investment Management Fees
52 0.1400% Fund
CMDO2 Target Retirement 2030 NL SF CL C (CMDO2)
Eligible Indirect Compensation
Custodial Fees 18,19 $67 Fund
Investment Management Fees
52 0.1400% Fund
- 6 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMDO3 Target Retirement 2030 NL SF CL D (CMDO3)
Eligible Indirect Compensation
Custodial Fees 18,19 $6,051 Fund
Investment Management Fees
52 0.1400% Fund
CMDP2 Target Retirement 2035 NL SF CL C (CMDP2)
Eligible Indirect Compensation
Custodial Fees 18,19 $16 Fund
Investment Management Fees
52 0.1400% Fund
CMDP3 Target Retirement 2035 NL SF CL D (CMDP3)
Eligible Indirect Compensation
Custodial Fees 18,19 $4,364 Fund
Investment Management Fees
52 0.1400% Fund
CMDQ2 Target Retirement 2040 NL SF CL C (CMDQ2)
Eligible Indirect Compensation
Custodial Fees 18,19 $61 Fund
Investment Management Fees
52 0.1400% Fund
CMDQ3 Target Retirement 2040 NL SF CL D (CMDQ3)
Eligible Indirect Compensation
Custodial Fees 18,19 $8,011 Fund
Investment Management Fees
52 0.1400% Fund
CMDR2 Target Retirement 2045 NL SF CL C (CMDR2)
Eligible Indirect Compensation
Custodial Fees 18,19 $36 Fund
Investment Management Fees
52 0.1400% Fund
- 7 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMDR3 Target Retirement 2045 NL SF CL D (CMDR3)
Eligible Indirect Compensation
Custodial Fees 18,19 $2,121 Fund
Investment Management Fees
52 0.1400% Fund
CMDS2 Target Retirement 2050 NL SF CL C (CMDS2)
Eligible Indirect Compensation
Custodial Fees 18,19 $36 Fund
Investment Management Fees
52 0.1400% Fund
CMDS3 Target Retirement 2050 NL SF CL D (CMDS3)
Eligible Indirect Compensation
Custodial Fees 18,19 $5,705 Fund
Investment Management Fees
52 0.1400% Fund
CMDVI S&P 500 (R) Indx SL SF CL VI (CMDVI)
Eligible Indirect Compensation
Custodial Fees 19 0.0025% Fund
Investment Management Fees
52 0.0300% Fund
Securities Lending Income
99 $2,299 State Street
CMDVJ S&P 500 (R) Indx SL SF CL VII (CMDVJ)
Eligible Indirect Compensation
Custodial Fees 19 0.0025% Fund
Investment Management Fees
52 0.0300% Fund
Securities Lending Income
99 $2,391 State Street
- 8 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMDVM S&P 500 (R) Index NL SF CL N (CMDVM)
Eligible Indirect Compensation
Custodial Fees 19 0.0025% Fund
Investment Management Fees
52 0.0200% Fund
CMDVO S&P 500 (R) Indx SL SF CL VIII (CMDVO)
Eligible Indirect Compensation
Custodial Fees 19 0.0025% Fund
Investment Management Fees
52 0.0300% Fund
Securities Lending Income
99 $5,849 State Street
CMDVP S&P 500 (R) Indx SL SF CL IX (CMDVP)
Eligible Indirect Compensation
Custodial Fees 19 0.0025% Fund
Investment Management Fees
52 0.0300% Fund
Securities Lending Income
99 $40,965 State Street
CMF84 U.S. Inflation Pro Bond Indx NL SF CL G (CMF84)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.1500% Fund
CMGLN U.S. Large Cap Active NL SF CL J (CMGLN)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.3000% Fund
- 9 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMGNN REIT Indx NL SF CL G (CMGNN)
Eligible Indirect Compensation
Custodial Fees 19 0.0100% Fund
Investment Management Fees
52 0.1500% Fund
CMLEB Target Retirement 2055 SL SF CL IX (CMLEB)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1800% Fund
Securities Lending Income
99 $68 State Street
CMLF2 Target Retirement 2055 NL SF CL C (CMLF2)
Eligible Indirect Compensation
Custodial Fees 18,19 $24 Fund
Investment Management Fees
52 0.1400% Fund
CMLF6 Target Retirement 2055 NL SF CL D (CMLF6)
Eligible Indirect Compensation
Custodial Fees 18,19 $15,041 Fund
Investment Management Fees
52 0.1400% Fund
CMPSF Target Retirement 2060 SL SF CL IX (CMPSF)
Eligible Indirect Compensation
Custodial Fees 18,19 $10,417 Fund
Investment Management Fees
52 0.1800% Fund
- 10 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 CMT52 Conservative Strategic Balanced SL SF CL VII (CMT52)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.0700% Fund
CMT62 Moderate Strategic Balanced SL SF CL VII (CMT62)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.0700% Fund
CMT72 Aggressive Strategic Balanced SL SF CL VII (CMT72)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.0700% Fund
FC7V SSgA Cash Collateral Pool(s)
Eligible Indirect Compensation
Investment Management Fees
52 0.0175% Fund
K1626 Cash Series U.S. Government Fund CL L (K1626)
Eligible Indirect Compensation
Custodial Fees 18,19 $25,000 Fund
Investment Management Fees
52 0.1000% Fund
ZVBGF Intl Index SL SF CL VI (ZVBGF)
Eligible Indirect Compensation
Custodial Fees 19 0.0400% Fund
Investment Management Fees
52 0.2000% Fund
Securities Lending Income
99 $1,489 State Street
- 11 -
State Street Global AdvisorsForm 5500 Schedule C Client Reporting
Client Name : ADP Retirement Services Client PlansPlan Year End Date : 12/31/2016Service Provider (Payee) Name and EIN : State Street Global Advisors : 04-1867445Service Provider Relationship : Investment Manager
Plan ID
Plan Name Plan EIN Fund Code
Fund Name Form 5500 Compensation Type
SSgA Description Suggested Service Code
Compensation Paid or Formula Used
Payor
34475 ADP, LLC. 22-1467904 ZVBGG Intl Indx SL SF CL VII (ZVBGG)
Eligible Indirect Compensation
Custodial Fees 19 0.0400% Fund
Investment Management Fees
52 0.2000% Fund
Securities Lending Income
99 $1,545 State Street
ZVBGH Intl Indx SL SF CL VIII (ZVBGH)
Eligible Indirect Compensation
Custodial Fees 19 0.0400% Fund
Investment Management Fees
52 0.2000% Fund
Securities Lending Income
99 $20,380 State Street
Direct Compensation Summary
Plan ID Plan Name Plan EIN SSgA Description Suggested Service Code
Compensation Paid
34475 ADP, LLC. 22-1467904 Investment Management Fees 51 $0
Total $0
Non Monetary Compensation (See attached list if Compensation Paid is greater than $0)
SSgA Description Suggested Service Code Compensation Paid Payor
Gifts, Meals and Entertainment 56 N/A SSgA
- 12 -
SSGA FORM 5500 SCHEDULE C DISCLOSURESTHIS DISCLOSURE DOCUMENT IS NOT, AND SHALL NOT BE DEEMED TO CONSTITUTE, ANY TYPE OF ADVICE, INCLUDING, BUT NOT LIMITED TO, LEGAL, TAX OR ACCOUNTING ADVICE, TO PENSION PLANS SUBJECT TO FORM 5500 SCHEDULE C REPORTING OBLIGATIONS REGARDING COMPLIANCE WITH ERISA REPORTING REQUIREMENTS AND IS ONLY INTENDED TO FURNISH INFORMATION TO SUCH PLANS TO ASSIST THEM IN COMPLYING WITH THEIR FORM 5500 SCHEDULE C REPORTING OBLIGATIONS.
REGARDING SUGGESTED SERVICE CODES: Suggested service codes have been provided for some items, but the Plan Administrator should determine the appropriate service codes to be used for each type of compensation.
1. The information contained in the attached report pertains to SSGA’s services to the plan. The report does not reflect or discuss any of the other business areas of SSGA, State Street Bank and Trust Company, or any of their affiliates. If you have additional relationships with other business areas of SSGA, State Street Bank and Trust Company, or any of their affiliates, you may receive separate reporting from each of those business areas.
2. For eligible indirect compensation items, SSGA has sought to include the reporting elements required to satisfy the written disclosure requirement in the attached report. SSGA may have previously provided certain of these disclosures separately during the plan year. The attached report contains information based on the participant's plan year
3. The reported amount of non-monetary compensation pertaining to gifts and entertainment includes amounts for SSGA employees and the plan sponsor’s employees. The report does not include amounts for other plan-related vendors or service providers.
4. The amounts presented in the report include compensation earned by SSGA, net of any amounts that SSGA received from the plan that were provided as compensation to external service providers. The amounts received are inclusive of the compensation recorded by SSGA on behalf of affiliated service providers, including State Street Bank and Trust Company and its affiliates.
** If a fund participated in an agency securities lending program sponsored by State Street Bank and Trust Company for the purpose of lending securities, SSGA has disclosed the total management fee, and any applicable custody fee, (in bps) charged in the collateral pool. The report does not include information regarding the amount of the management fee, and any applicable custody fee, applicable to each individual ERISA plan investing in the collateral pool.
Please note that SSGA, State Street Bank and Trust Company, and their affiliates have made a good faith effort to make any necessary recordkeeping and information system changes required for the Form 5500 Schedule C reporting in a timely fashion. The information provided in this report reflects these good faith efforts. The changes to Schedule C of Form 5500 are still relatively new and there continues to be considerable uncertainty about the reporting requirements. Despite these good faith efforts, it is possible that the necessary recordkeeping and information systems changes to capture and report all of the new information required for Schedule C have not been completed.
- 13 -
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP Retirement Services Client Plans
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II,
line 1a)Employee
Identification Number
(Form 5500, Part II, line
2b)
Three-digit plan
number (PN)
(Form 5500,
Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
Administrative Solutions Group (ADP) 13-3036745 001 S&P Midcap (R) Indx NL SF CL A (CMK2)
04-0025081 089
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 Aggressive Strategic Balanced SL SF CL VII (CMT72)
900337987 386
Conservative Strategic Balanced SL SF CL VII (CMT52)
900337987 384
Intl Index SL SF CL VI (ZVBGF)
900337987 334
Intl Indx SL SF CL VII (ZVBGG)
900337987 335
Intl Indx SL SF CL VIII (ZVBGH)
900337987 336
Moderate Strategic Balanced SL SF CL VII (CMT62)
900337987 385
REIT Indx NL SF CL G (CMGNN)
900337987 359
Russell Small Cap (R) Indx SL SF CL IV (CM7IG)
900337987 337
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 Russell Small Cap (R) Indx SL SF CL VI (CM7IH)
900337987 338
Russell Small Cap (R) Indx SL SF CL VII (CM7II)
900337987 339
Russell Small Cap (R) Indx SL SF CL VIII (CM7IJ)
900337987 340
S&P 500 (R) Index NL SF CL N (CMDVM)
900337987 306
S&P 500 (R) Indx SL SF CL IX (CMDVP)
900337987 344
S&P 500 (R) Indx SL SF CL VI (CMDVI)
900337987 341
S&P 500 (R) Indx SL SF CL VII (CMDVJ)
900337987 342
S&P 500 (R) Indx SL SF CL VIII (CMDVO)
900337987 343
S&P MidCap (R) Indx NL SF CL F (CM7BM)
900337987 345
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 S&P MidCap (R) Indx NL SF CL G (CM7BN)
900337987 346
S&P MidCap (R) Indx NL SF CL J (CM7BO)
900337987 347
Target Retirement 2015 NL SF CL C (CMDL2)
900337987 190
Target Retirement 2015 NL SF CL D (CMDL3)
900337987 267
Target Retirement 2015 SL SF CL IX (CM8SB)
900337987 349
Target Retirement 2020 NL SF CL C (CMDM2)
900337987 192
Target Retirement 2020 NL SF CL D (CMDM3)
900337987 268
Target Retirement 2020 SL SF CL IX (CM5JB)
900337987 350
Target Retirement 2025 NL SF CL C (CMDN2)
900337987 194
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 Target Retirement 2025 NL SF CL D (CMDN3)
900337987 269
Target Retirement 2025 SL SF CL IX (CM8UB)
900337987 351
Target Retirement 2030 NL SF CL C (CMDO2)
900337987 196
Target Retirement 2030 NL SF CL D (CMDO3)
900337987 270
Target Retirement 2030 SL SF CL IX (CM5LB)
900337987 352
Target Retirement 2035 NL SF CL C (CMDP2)
900337987 198
Target Retirement 2035 NL SF CL D (CMDP3)
900337987 271
Target Retirement 2035 SL SF CL IX (CM8VB)
900337987 353
Target Retirement 2040 NL SF CL C (CMDQ2)
900337987 200
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 Target Retirement 2040 NL SF CL D (CMDQ3)
900337987 272
Target Retirement 2040 SL SF CL IX (CM5MB)
900337987 354
Target Retirement 2045 NL SF CL C (CMDR2)
900337987 202
Target Retirement 2045 NL SF CL D (CMDR3)
900337987 273
Target Retirement 2045 SL SF CL IX (CM8WB)
900337987 355
Target Retirement 2050 NL SF CL C (CMDS2)
900337987 204
Target Retirement 2050 NL SF CL D (CMDS3)
900337987 274
Target Retirement 2050 SL SF CL IX (CMAQB)
900337987 356
Target Retirement 2055 NL SF CL C (CMLF2)
900337987 322
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 Target Retirement 2055 NL SF CL D (CMLF6)
900337987 423
Target Retirement 2055 SL SF CL IX (CMLEB)
900337987 357
Target Retirement 2060 SL SF CL IX (CMPSF)
900337987 453
Target Retirement Income NL SF CL C (CMDI2)
900337987 186
Target Retirement Income NL SF CL D (CMDI3)
900337987 265
Target Retirement Income SL SF CL IX (CM5GB)
900337987 358
U.S. Bond Indx SL SF CL VI (CM7FH)
900337987 360
U.S. Bond Indx SL SF CL VII (CM7FI)
900337987 361
U.S. Bond Indx SL SF CL VIII (CM7FJ)
900337987 362
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective TrustsPleaseindicateanycorrectionsintheappropriatespacesbelow.Pleasemailoremailusanycorrectionsatthefollowing:RelationshipManagement,StateStreetGlobalAdvisors,State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): ADP, LLC.
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)Name of Plan (Form 5500, Part II, line
1a)
Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form
5500, Part II, line 1b)
Name of CCT (Sch D, Part Ia)
CCT Tax ID (Sch D, Part Ic)
CCT plan number (Sch D, Part Ic)
ADP, LLC. 22-1467904 001 U.S. Inflation Pro Bond Indx NL SF CL G (CMF84)
900337987 363
U.S. Large Cap Active NL SF CL J (CMGLN)
900337987 333
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective Trusts
Please indicate any corrections in the appropriate spaces below. Please mail or email us any corrections at the following: Relationship Management, State Street Global Advisors,
State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K
Name of Plan (Form 5500, Part II, line 1a)Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form 5500, Part II,
line 1b)Name of CCT (Sch D, Part Ia) CCT Tax ID (Sch D,
Part Ic)
CCT plan number (Sch D, Part Ic)
Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K 58-1428634 001 Aggressive Strategic Balanced SL SF CL VII
(CMT72) 90-0337987 386
Conservative Strategic Balanced SL SF CL VII (CMT52) 90-0337987 384
Intl Index SL SF CL VI (ZVBGF) 90-0337987 334
Intl Indx SL SF CL VII (ZVBGG) 90-0337987 335
Intl Indx SL SF CL VIII (ZVBGH) 90-0337987 336
Moderate Strategic Balanced SL SF CL VII (CMT62) 90-0337987 385
REIT Indx NL SF CL G (CMGNN) 90-0337987 359
Russell Small Cap (R) Indx SL SF CL IV (CM7IG) 90-0337987 337
Russell Small Cap (R) Indx SL SF CL VI (CM7IH) 90-0337987 338
Russell Small Cap (R) Indx SL SF CL VII (CM7II) 90-0337987 339
Russell Small Cap (R) Indx SL SF CL VIII (CM7IJ) 90-0337987 340
S&P 500 (R) Indx SL SF CL IX (CMDVP) 90-0337987 344
S&P 500 (R) Indx SL SF CL VI (CMDVI) 90-0337987 341
S&P 500 (R) Indx SL SF CL VII (CMDVJ) 90-0337987 342
S&P 500 (R) Indx SL SF CL VIII (CMDVO) 90-0337987 343
S&P MidCap (R) Indx NL SF CL F (CM7BM) 90-0337987 345
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective Trusts
Please indicate any corrections in the appropriate spaces below. Please mail or email us any corrections at the following: Relationship Management, State Street Global Advisors,
State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K
Name of Plan (Form 5500, Part II, line 1a)Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form 5500, Part II,
line 1b)Name of CCT (Sch D, Part Ia) CCT Tax ID (Sch D,
Part Ic)
CCT plan number (Sch D, Part Ic)
Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K 58-1428634 001 S&P MidCap (R) Indx NL SF CL G (CM7BN) 90-0337987 346
S&P MidCap (R) Indx NL SF CL J (CM7BO) 90-0337987 347
Target Retirement 2010 NL SF CL D (CMDJ3) 90-0337987 266
Target Retirement 2010 SL SF CL IX (CM5HB) 90-0337987 348
Target Retirement 2015 NL SF CL D (CMDL3) 90-0337987 267
Target Retirement 2015 SL SF CL IX (CM8SB) 90-0337987 349
Target Retirement 2020 NL SF CL D (CMDM3) 90-0337987 268
Target Retirement 2020 SL SF CL IX (CM5JB) 90-0337987 350
Target Retirement 2025 NL SF CL D (CMDN3) 90-0337987 269
Target Retirement 2025 SL SF CL IX (CM8UB) 90-0337987 351
Target Retirement 2030 NL SF CL D (CMDO3) 90-0337987 270
Target Retirement 2030 SL SF CL IX (CM5LB) 90-0337987 352
Target Retirement 2035 NL SF CL D (CMDP3) 90-0337987 271
Target Retirement 2035 SL SF CL IX (CM8VB) 90-0337987 353
Target Retirement 2040 NL SF CL D (CMDQ3) 90-0337987 272
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)
State Street Bank and Trust CompanyPlan Year 2016
Direct Filing of Common and Collective Trusts
Please indicate any corrections in the appropriate spaces below. Please mail or email us any corrections at the following: Relationship Management, State Street Global Advisors,
State Street Financial Center, One Lincoln Street, Floor 34, Boston, MA 02111; Email: Form5500ScheduleDCorrections@ssga.com
Plan Sponsor Name (Form 5500, Part II, line 2a): Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K
Name of Plan (Form 5500, Part II, line 1a)Employee Identification
Number (Form 5500, Part II, line 2b)
Three-digit plan number (PN) (Form 5500, Part II,
line 1b)Name of CCT (Sch D, Part Ia) CCT Tax ID (Sch D,
Part Ic)
CCT plan number (Sch D, Part Ic)
Reliance Trust Co as Trustee and/or Custodian for ADP Access Large Market 401K 58-1428634 001 Target Retirement 2040 SL SF CL IX (CM5MB) 90-0337987 354
Target Retirement 2045 NL SF CL D (CMDR3) 90-0337987 273
Target Retirement 2045 SL SF CL IX (CM8WB) 90-0337987 355
Target Retirement 2050 NL SF CL D (CMDS3) 90-0337987 274
Target Retirement 2050 SL SF CL IX (CMAQB) 90-0337987 356
Target Retirement 2055 NL SF CL D (CMLF6) 90-0337987 423
Target Retirement 2055 SL SF CL IX (CMLEB) 90-0337987 357
Target Retirement Income NL SF CL D (CMDI3) 90-0337987 265
Target Retirement Income SL SF CL IX (CM5GB) 90-0337987 358
U.S. Bond Indx SL SF CL VI (CM7FH) 90-0337987 360
U.S. Bond Indx SL SF CL VII (CM7FI) 90-0337987 361
U.S. Bond Indx SL SF CL VIII (CM7FJ) 90-0337987 362
U.S. Inflation Pro Bond Indx NL SF CL G (CMF84) 90-0337987 363
State Street Bank and Trust Co as Trustee and/or Custodian for ADP Morgan Stanley 51-6588054 001 Intl Indx SL SF CL VIII (ZVBGH) 90-0337987 336
Russell Small Cap (R) Indx SL SF CL VIII (CM7IJ) 90-0337987 340
S&P 500 (R) Indx SL SF CL VIII (CMDVO) 90-0337987 343
PLAN(S) INFORMATION COMMON & COLLECTIVE TRUST (CCT) INVESTMENT(S)
State Street Global Advisors 1/2
Notice of Annual ERISA Report (Form 5500) Filing State Street Financial Center One Lincoln Street Boston, MA 02111-2900
April 20, 2017
Executive Summary
This certification is being supplied to you pursuant to 29 CFR 2520.103‐5(c); please retain this for your records.
State Street Bank & Trust Company (“State Street”), as Trustee to the common and collective trusts (i.e.
commingled funds) in which you invested during the 2016 calendar year will file each applicable fund as a Direct
Filing Entity (“DFE”) with the Department of Labor (“DOL”) for the 2016 plan year. Please see below for
additional information with regard to the treatment of certain trusts as interest‐bearing cash accounts.
Please review the provided statement detailing our summary of your investments in State Street’s commingled
funds during the 2016 calendar year. If any of your plan information is incorrect or other information appears to
be missing, please contact us at your earliest convenience.
If the provided statement is correct, you need to take no action with regard to your plan information.
General Information
Plan sponsors who file an information return (Form 5500) for an employee benefit plan covered, or electing
coverage, by the Employment Retirement Income Security Act of 1974 (“ERISA”) may need to report additional
information to the DOL regarding plan investments in entities that file as DFEs. This letter is to advise you that
State Street will file on behalf of our DFEs known as common and collective trusts (“CCTs”) with the DOL for the
2016 plan year in accordance with the Form 5500 instructions.
If you are a governmental entity or other entity not required to complete Form 5500, this communication is for
informational purposes only.
The provided information regarding your plan’s investments during the 2016 calendar year will be reported by
State Street to the DOL. Consistent with our prior year notice we ask that you please carefully review the
provided statement to ensure your records reflect the correct DOL tax identification number and plan number
for your investments.
Please also ensure that the following data on the provided statement is correct:
Plan Sponsor Name – corresponds to the Plan Sponsor Name entered on your plan’s Form 5500 Part II Line 2a.
Sponsor Tax ID – corresponds to the Sponsor Tax ID entered on your plan’s Form 5500 Part II Line 2b.
Plan Legal Name – corresponds to the Plan Name entered on your plan’s Form 5500 Part II Line 1a.
Plan Number – corresponds to the Plan Number entered on your plan’s Form 5500 Part II Line 1b.
ssga.com
Notice of Annual ERISA Report (Form 5500) Filing
State Street Global Advisors ssga.com 2/2
April 20, 2017
If any of this information is incorrect or missing, please send us the necessary corrections via email:
Form5500ScheduleDCorrections@ssga.com by Wednesday, May 31st, 2017, so that we may update our
records.
If you are providing a corrected plan sponsor tax identification number, please also email us a completed W‐9
form, as available on the IRS’s website (http://www.irs.gov/pub/irs‐pdf/fw9.pdf). We will be unable to update
the tax identification number without a completed W‐9 form. Please note that inaccurate or incomplete data on
your plan may result in DOL validation inquiries or processing delays that may require both State Street and plan
sponsors to submit additional information to the DOL.
Please note that the DOL’s Instructions for Form 5500 indicate that certain interest‐bearing investments, such as
sweep, STIF, and money market accounts, are to be reported as Interest Bearing Cash Accounts on Schedule H
of Form 5500 rather than as an interest in a CCT. Accordingly, the following commingled investment pools will
be classified as Interest Bearing Cash Accounts (similar to prior years) and will not submit a direct filing to the
DOL for plan year 2016:
State Street Short Term Investment Fund Quality Investment Fund A
State Street Government Short Term Investment Fund Quality Investment Fund D
Securities Lending Quality Trust Fund Collateral Investment Fund, LLC
Quality Trust for SSGA Funds Global Securities Lending Trust
Series Quality Trust for SSGA Funds Trust Fund State Street Cash Series Prime Fund
State Street Treasury Plus Fund State Street Cash Series U.S. Government Fund
State Street Cash Series Treasury Fund State Street Cash Series Short Term Investment Fund
Please note that this treatment is consistent with our position in prior plan years, including plan year 2015.
State Street hereby certifies that the foregoing statements furnished pursuant to 29 CFR 2520.103‐5(c) are
complete and accurate.
If you have any questions about the attachment or State Street’s direct filing, please do not hesitate to contact
us.
Sincerely,
Andrew Znaczko
Principal, Accounting & Valuation Oversight
(617) 664‐4051
andrew_znaczko@ssga.com
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