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4.
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)
l. Person Reporting (last name, first, middle initial)
HUFF, MARILYN L
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full· or part-time)
ACTIVE DISTRICT WOGE
2. Court or Organization
USDC, SOUTHERN DIST. OF CALIF.
Sa. Report Type (check appropriate type)
0 Nomination, Date
0 Initial Annual 0 Final
3. Date of Report
05/04/2006
6. Reporting Period
0110112005 to
12/3112005
Sb. 0 Amended Report
7. Chambers or Office Address
940 FRONT STREET
SAN DIEGO, CA 92101-8901
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructipns ac.companying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)
0 NONE (No reportable positions.)
POSITION
I. Trustee Trust# I
NAME OF ORGANIZATION/ENTITY
2.
3.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)
(KJ NONE (No reportable agreements.)
PARTIES AND TERMS
',,}I
I.
2.
3.
SOURCE
SOURCE
SOURCE DESCRIPTION
INCOME
5.
!.
3.
2.
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05/04/2006
FINANCIAL DISCLOSURE REPORT
Page 2of16
III. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-24 of instructions.)
A. Filer's Non-Investment Income
0 NONE (No reportable non-investment income.)
AND TYPE (yours, not spouse's)
I. 01/30/2005 West Publishing/Rutter Group $ 500.00
2. 05/23/2005 West Publishing/Rutter Group $ 500.00
3. 05/24/2005 West Publishing/Rutter Group $ 500.00
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except/or honoraria.)
0 NONE (No reportable non-investment income.)
AND TYPE
DLA, Piper Rudnick Gray Cary LLP Attorney
2.
4.
5.
IV. REIMBURSEMENTS - transportation, lodging.food, entertainment
(Includes those lo spouse and dependent children. See pp. 25-27 of instructions.)
0 NONE (No reportable reimbursements.)
1. Rutter Group Costa Mesa, CA, 5124105 Speaker. Mileage from San Diego
3.
4.
5.
CREDITOR DESCRIPTION VALUE CODE
3.
4.
FINANCIAL DISCLOSURE REPORT
Page 3of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
0510412006
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
[K] NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
2.
4.
5.
VJ. LJABJLJTJES. (Includes those of spouse and dependent children_ See pp. 32-34 of instructions.)
D NONE (No reportable liabilities.)
1. Chase Manhattan Share of real estate mortgage K
2. Union Bank Real estate mortgage N
3.
5.
FINANCIAL DISCLOSURE REPORT
Page 4of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05/04/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A-H) or int) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
I. Boggs Inv., San Diego, CA E Rent 0 w
2. Trust #2-Income Benef, Rental #1 None K w Broward Co. FL
3. Sun Oil A Dividend L T See Note# l in Sec VIII
4. Rental property, S.D., CA D Rent 0 w
5. Wells Fargo Accounts-SDCA c Interest N T
6. American General BB A Interest K T
7. 40lk & Profit Sharing* Total Value E Interest P l T Following is list of assets.
8. (Beneficial Share) Dividend
9. Sched of Assets & Transactions
10. Trust B E Interest N T
11. Fidelity Brokeragelink Account:
12. Vanguard Total Intl Stock In c Dividend M T Bought 8/09 M
13. Vanguard Bond Index D Interest N T Bought 8/09 N
14. Vanguard ST Bond Index D Interest N T Bought 8/09 N
15. Vanguard In. S&P 500 D Dividend N T Bought 8/09 N
16. Vanguard Value Index c Dividend M T Bought 8/09 M
17. Vanguard Growth Index B Dividend M T Bought 8/09 M
1. Income Gain Codes: A ==$1,000 or Jess B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(Sec Columns BI and D4) f =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =Sl ,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI and 03) N =$250,001 -$500,000 0=$500,001 - Sl ,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes Pl =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T-:=:Cash Market
(See Column CZ) Q =Appraisal V=Other S =Assessment
U =Book Value W ""Estima1ed
FINANCIAL DISCLOSURE REPORT
Page 5of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
0510412006
VII. INVESTMENTS and TRUSTS -- income, vatue. transactions (includes those of the spouse and dependent children. see pp. 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(!) (2) (!) (2) (!) If not exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5)
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A·H) or int.) (J.P) Code3 merger, Month. Code 2 Code I buyer/seller (Q-W) redemption) Day (J.P) (A·H) (if private
transaction)
18. Vanguard Sm. Cap Stock Index B Dividend M T Bought 8/09 L
19. Dodge & Cox A Dividend L T Bought 8/10 L
20. Fam Value A Dividend K T Bought 8/10 K
21. Spartan Ext. Market A Dividend L T Bought 8/10 L
22. T. Rowe Price Intl. Bond A Interest K T Bought 8/10 K
23. Vanguard Intl. Growth Port. None L T Bought 8/10 K
24. Vanguard Windsor II B Dividend L T Bought 8/10 L
25. Vanguard Sm. Cap Value B Dividend L T Bought 8/10 L
26. I Shares MSC I A Dividend L T Bought 8/12 L
27. I Shares S&P 600 Sm. Cap Growth A Dividend K T Bought 8/12 K Index
28. Vanguard High Yield Corp. c Interest J T Bought 8/17 K
29. Vanguard GNMA B Interest K T Bought 8/7 K
30. Vanguard Intl. Prot. A Interest K T Bought 8/17 K
31. Pimco Total Return Cl.D c Interest K T Bought 8/19 L
32. U.S. Treas. Strips 5/8/2017 None Sold 8/16 M G
33. Power Shares Dynamic Market A Dividend K T
34. Fidelity Cash Reserves c Interest J T
I. Income Gain Codes: A =$1,000 or less B =$1,00 I • $2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E=$15,001- $50,000
(See Columns Bl and D4) F=$50,00 I -$ !00,000 G =SJ00,001 • Sl ,000,000 HJ =$1,000,001 . $5,000,000 H2 =More than $5,000,000
2. Value Codes J:=$15,000orless K =$15,001 -$50,000 L =$50,001 • $100,000 M =$100,001-$250,000
(See Columns CI and DJ} N =$250,00 I • $500,000 0 =$500,001 . $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 • $25.000,000
Pl =$25,000,001 - $50,000,000 P4 =More than $50,000,000
(See Column C 2) V=Other
3. Value Method Codes R ost (Real Estate Only) T =Cash Market Q =Appraisal S ""Assessment
U ""'Book Value W=Estimated
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05 /04/2006
FINANCIAL DISCLOSURE REPORT
Page 6of16
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. see PP· 34-57 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) ( l ) (2) (I) lfnot exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5)
exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (J-P) Code3 merger, Month· Code 2 Code l buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
35. Columbia Liberty D Dividend M T
36. Pfizer A Dividend Sold 8/1 l K B
37. Starbucks None Sold 8/ll J E
38. Baron Asset Fund None Sold 8/09 J B
39. OTHER ASSETS in 40l(k) PROFIT SHARING
40. Columbia Acom Z None Bought Addt 2110 K
41. Columbia Acom Z Sold 8/09 N F
42. Fidelity Divers. Intl None Exchg. Out 9130 N
43. Live Oak Assoc III E Distribution K T
44. First Reg. Bank IRA mm A Interest K T Buy 10/31 K
45. (40lk) Fidelity Fund A Dividend Exchg Out 9130 K
46. Alger Mid Cap Growth None Exchg. In 1/31 J
47. Alger Mid Cap Growth None Exchg. Out 9/30 J
48. JPM MidCap Value None Exchg. Out 9130 K
49. Fidelity Freedom 2010 None Exchg. Out 9130 M
50. Fidelity Managed Income Port B Dividend Exchg. Out 9/30 N
5 1. Kaufmann Fund (Fed) None Sold 8/11 K B
I . Income Gain Codes: A -:=$1,000 or less B :$I ,00 I -$2,500 c =$2,501 -$5,000 D =$5,001 · $15,000 E =$15,001. $50,000
(See Columns Bl and D4) F =$50,001 · SJ00,000 G =$t00,00J • Sl,000,000 HI =Sl ,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K =$15,001 -$50,000 L =$50,001 • SJ00,000 M =SJ00,001 - $250,000
(See Columns CI and 03) N =$250,001 • $500,000 0 =$500,001. $),000,000 Pl =Sl,000,001 • S5,000,000 P2 =S5,000,001 • $25,000,000
3. Value Method Codes Pl =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 :::More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =-Assessmenl
U ""'Book Value W""Estimated
FINANCIAL DISCLOSURE REPORT
Page 7of16
Name o[ Person Reporting
HUFF, MARILYN L
Date o[ Report
05/04/2006
VII. INVESTMENTS and TRUSTS - income, vatue, transactions (includes those of the spouse and dependent children. see PP· 14-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
Place 11 (X) 11 after each asset
exempt from prior disclosure
52. Strong Common Fund/Wells F
53. Federal Express
54. Spartan U.S. Equity
55. IBM
56. IBM
57. Nike
58. Qualcomm
59. Qualcomm
60. END OF ASSETS IN 401(k)
61. IRA American General
62. Charles Schwab IRA Total Value••
63. SCHEDULE OF ASSETS & TRANSACTIONS
64. U.S. Treas Strip 25K 8/5/2008
65. Ball Corp.
66. El Paso Corp. (Coastal)
67. Glaxo Smith Kline
68. Eli Lilly
I. Income Gain Codes: A =$1,000 or less
(See Columns BI and D4) F =$50,001 - SI00,000
2. Value Codes J =$15,000 or less
(1) Amount
Code 1
(A-H)
A
A
A
A
A
A
A
A
A
A
A
(See Columns CI and 03) N =$250,00 I -$500,000
3. Value Method Codes Pl =$25,000,001 -$50,000,000
(See Column C2) Q Appraisal
U ""Book Value
(2) (I) (2) (I) Type (e.g. Value Value Type (e.g.
div., rent, Code 2 Method buy, sell,
or int.) (J-P) Code 3 merger,
(Q-W) redemption)
None Sold
Dividend Sold
None Sold
Dividend Sold
Dividend Sold
Dividend Sold
Dividend K T Bought Addl
Sold
Interest K T
0 T
None K T
Dividend K T
Dividend Sold
Dividend J T
Dividend J T
B =$ J ,00 I -$2,500 C =$2,50 I -$5,000
G =$100,001- $1,000,000 HI =$1,000,001 - $5,000,000
K=$15,00J-$50,000 L =$50,001 - SI00,000
0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000
R =Cost (Real &talc Only) P4 =More than S50,000,000
V=Other S =Assessment
W=Estimated
D.
Transactions during reporting period
If not exempt from disclosure
(2) (3) (4) (5) Date Value Gain Identity of
Month- Code 2 Code 1 buyer/seller
Day (J-P) (A-H) (if private
transaction)
8/11 K D Name Change 4/08
8/11 K D
8/09 M E
2/15 K A
8/11 L A
8/11 J A
2/10 K
8/11 K None
Assets listed below
12/06 J A
D =$5,001 -$15,000 E=$15,001-S50,000
H2 =More than $5,000,000
M =SI00,001 - $250,000
P2 =$5,000,00 I - $25,000,000
T =Cash Market
(I) (2)
(5)
FINANCIAL DISCLOSURE REPORT
Page 8of16
Name of Person Reporting
HUFF, MARILYN L
Date or Report
0510412006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2)(I) Jf not exempt from disclosure (I) Type (e.g. ValueAmount Value Type (e.g. Place "(X)" after each asset (2) (3) (4) div., rent, Code 2 MethodCode I exempt from prior disclosure buy, sell, GainValueDate Identity of
Code 3 or int.) (J-P) merger,(A-H) buyer/sellerCode IMonth- Code 2
(Q-W) redemption) (if private
transaction)
Day (J-P) (A-H)
69. Alcoa Inc. A Dividend J T
70. Pimco Total Return c Interest L T
71. Vanguard Bond Index c Interest L T
72. Marathon (USX) A Dividend J T
73. SBC Comm.IA TT New A Dividend J T Name Change 11121
74. Vodafone Group A Dividend J T
75. Kimco Realty A Dividend J T Sold 10/17 J D
76. Vanguard Windsor II A Dividend K T
77. DFA U.S. Micro Cap A Dividend K T
78. DFA Int. Lg. Cap. Val. A Dividend K T
79. DFA Lg. Cap. Val. A Dividend K T
80. DFA Int. Sm. Cap. Val. A Dividend K T
81. Vanguard Wrld Int. Growth None K T
82. Vanguard Growth Index A Dividend K T
83. Schwab Money Market - H B Interest K T
84. Home Depot A Dividend K T
85. AT&T (Media One) (USW) A Dividend J T
I. Income Gain Codes: A =$1,000 .or less B =$ 1,00 I - $2,500 c =$2,501 -$5,000 D =$5,001 · $15,000 E S15,00J .$50,000
(See Columns Bl andD4) F 450,001 · $100,000 G =$100,001 · S!,000,000 HI =Sl ,000,00! -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$ 15,000 or less K =$15,001 -$50,000 L =$50,00! · $100,000 M =$100,001 -$250,000
(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W=Estimated
FINANCIAL DISCLOSURE REPORT
Page 9of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05/04/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (!) If no t e:itempt from disclosure
Place u(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
86. Comcast A Dividend J T
87. Longleaf Small Cap. A Dividend K T
88. Vanguard Short Term CRP Grade B Interest K T
89. Vanguard GNMA A Interest K T
90. Vanguard HI-Yid Corp. c Interest K T
91. Vanguard Ex. Mkt. Ind. A Dividend J T
92. T Rowe Price Sci & Tech None J T
93. Vanguard REIT A Dividend J T Sold Portion 10/17 J A
94. DFA 6-10 US Sm. Cap. Value A Dividend J T
95. DFA US Large Cap Port B Dividend L T
96. DF A 6-10 US Small Cap. Port A Dividend K T
97. DFA 5Yr. Global A Interest K T
98. Vanguard Short Term Bond Investor A Interest K T
99. Vanguard Inflation Prot. A Interest K T
100. END OF ASSETS IN IRA-MLH
I 0 I. Schwab Cal Muni Mut Fund A Interest M T
102. GCW&F Partners I A Distribution J T
I. In come Gai n Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 . $5,000 D=$5,00l -$15,000 E =$15,001 · $50,000
(See Column s BI and 04) F =$50,001 -$100,000 G =$100,001 -Sl,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000
2. Valu e Codes J =$15,000 o r less K=S15,00l -S50,000 L =$50,001-$100,000 M =$100,001-$250,000
(See Column s Cl a nd 03) N =$250,001 · $500,000 O =$500,001 · Sl,000,000 Pl =Sl,000,001-$5,000,000 P2 =$5,000,001 • S25,000,000
3. Value Method Codes P3 =S25,000,00I -$50,000,000 R =Co st (Real Estate Only) P4 =More than $50,000,000 T :=Cash M arket
(See Column C2) Q =Appraisal V:=Other S =Assessment
U =Book Value W=Estima ted
(1)
FINANCIAL DISCLOSURE REPORT
Page 10of16
Name of Person Reporting
HUFF, MARILYN L
Date or Report
05/04/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 14.51 of filing instructwnsJ
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (I) (2) (1) Ifnot exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code l div., rent, Code2 Method buy, sell, Dale Value Gain Identity of
(A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
103. GCWF Partners II None J T
104. GCWF Ventures I A Distribution J T
105. GCWF (A-E) Invest. Partners I None J T
I 06. GCWF (F-NI)lnvest Partners II c Distribution L T
107. Verity, Inc. None Sold 12/30 J c
108. Wells Fargo Bank BB SDCA A Interest J T
109. Schwab Custodial Money Market A Interest J T (BB)
110. NASDAQ 100 (BB) A Dividend J T
111. Vanguard Windsor ll (BB) A Dividend J T
112. Pfizer A Dividend J T Bought 1131 J
113. Qualcomm A Dividend J T Bought 1/31 J
114. FluroProbe None K w
115. Bella Mar RV Park LLC None L T Buy 7105 L
116. TPC Santee Palermo None L T Buy 1105 L
117. TPC Lakeside Mendocino LLC F Distribution Final Distri 4/04 L E
118. Agere Systems None Reverse Spit 5131 J No longer listed
119. Extreme Networks None J T
I. Income Gain Codes: A =$1,000 or less B =$ 1,00 I · $2,500 C =$2,50 I -$5,000 D=$5,00l -$15,000 E=$15,00l -$50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =SJ5,000 or less K =$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N=$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,00l -$5,000,000 P2 =$5,000,00 I -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T ""Cash Market
(See Column C2) Q =Appraisal V=Other S Assessment
U "'Book Value W "'Estimated
I
(5)
FINANCIAL DISCLOSURE REPORT
Page 11of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05/04/2006
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those of the spouse and dependent chitdren. see PP· 14-s1 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(I)
Place "(Xt after each asset Amount
exempt from prior disclosure Code I
(A-HJ
120. II-IV, Inc.
121. Schwab Adv Cash Reserve
122. Schwab Adv Cash Reserve
123. Cisco Systems
124. Quality Systems, Inc.
125. Genzyme Corp.
126. Occidental Pet. A
127. Halliburton
128. QLT
129. iManage (iPrint) Interwoven
130. World Savings B
131. Property, San Diego Co., F CA-Appraisal Date 8/18/03
132. Biogen Idec
133. Cablevision Systems
134. Chiron Corp
135. Cisco Systems
136. Coca-Cola A
(2) (I)
Type (e.g. Value
div., rent, Code 2
or int.) (J-P)
None J
None
None
None J
None K
None K
Dividend K
None K
None K
None
Interest M
Rent PI
None
None
None
None
Dividend
(2) (I)
Value Type (e.g.
Method buy, sell,
Code3 merger,
(Q-W) redemption)
T
Bought
Sold
T Bought
T Bought
T Bought
T Bought
T Bought
T Bought
Worthless
T
Q
Sold
Sold
Sold
Sold
Sold
D.
Transactions during reporting period
If not exempt from disclosure
(2) (3) (4)
Date Value Gain Identity of
Month- Code 2 Code I buyer/seller
Day (J-P) (A-HJ (if private
transaction)
2/02 M
2/07 M
3/07 J
2/28 K
2/28 J
9119 K
9/19 K
9/27 K
12/31 J
7/22 J
7/22 J B
7/22 J None
7/22 J A
7/22 J A
I. Income Gain Codes: A =$ 1,000 or less 8 4t,OOI -$2,500 C =$2,50 I -$5,0-00 D=$5,00l-$15,000 E=$t5,00i-$50,000
(See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,0-00,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,0-00 L=S50,001-$100,000 M =$I 00,00 I - $250,000
(See Columns Cl and DJ) N =$250,001 · $500,000 0=$500,001-Sl,OOO,OOO Pt =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,0003. Value Method Codes R =Cost (Real Estate Only) T :=Cash Market Q "'Appraisal S =Assessment
U ""Book Value W =Estimated
(See Column C2) V =Other
(I)
FINANCIAL DISCLOSURE REPORT
Page 12of16
Name of Person Reporting
HUFF, MARILYN L
Date of Report
05/04/2006
VII. INVESTMENTS and TRUSTS -- income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(I) Place "(X)" after each asset Amount
exempt from prior disclosure Code 1
(A-H)
137. Coca-Cola A
138. Comcast Corp
139. Cree Inc.
140. Dell Inc.
14 l. Walt Disney A
142. Forest Labs, Inc.
143. Forest Labs, Inc.
144. Genentech, Inc.
145. General Electric A
146. Genzyme Corp.
147. Gillette Co. A
148. Home Depot A
149. IAC Interact Corp.
150. IAC Interact Corp
151. Intel Corp. A
152. Johnson & Johnson A
153. L3 Communications A
I. Income Gain Codes: A =$1,000 or Jess
(See Columns BI and 04) F=$50,001 - $100,000
2. Value Codes J""SI S,OOOor less
(See Columns Cl and 03) N =$250,00 I -$500,000
3. Value Method Codes PJ =$25,000,001 -$50,000,000
(See Column C2) Q =Appraisal
U =Book Value
(2) Type (e.g. Value
div., rent, Code 2
or int.) (J-P)
Dividend
None
None
None
Dividend
None
None
None
Dividend
None
Dividend
Dividend
None
None
Dividend
Dividend
Dividend
B =St,001 - $2,500
G =$100,001 -$1,000,000
K=$15,00I -$50,000
0=$500,001-$1,000,000
R =Cost (Real Estate Only)
V =Other
(2) (I) Value Type (e.g.
Method buy, sell,
Code 3 mergert
(Q-W) redemption)
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Sold
C =$2,50 I - $5,000
HI =$1,000,001 -$5,000,000
L =$50,001 -$100,000
Pl =$1,000,00l -$5,000,000
P4 =More than $50,000,000
S ""Assessment
W:c::Estimated
D.
Transactions during reporting period
1fnot exempt from disclosure
(2) (3) (4) (5) Date Value Gain Identity of
Month- Code2 Code I buyer/seller
Day (J-P) (A-H) (if private
transaction)
7/22 J A
7/22 J A
7/22 J A
7/22 J A
7120 J A
722 J None
7/22 J None
7/22 J B
7/22 J A
7/21 J A
7/22 J A
7/22 J A
7/22 J A
7/22 J A
7122 J A
7/22 J A
7/22 J A
D=$5,001 -$15,000 E=$15,00l -$50,000
H2 =More than $5,000,000
M =$100,001 -$250,000
P2 =$5,000,001 -$25,000,000
T =Cash Market
FINANCIAL DISCLOSURE REPORT
Page 14of16
Name of Person Reporting
HUFF, MARILYN L
Date or Report
05/04/2006
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those of the spouse and dependent children. see pp. 14.s1 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) teporting period reporting period
(I) (2) (!) (2) (I) lf not exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code I div., rent, Codc2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (J-P) Code 3 merger1 Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
171. DL Trust Schwab MM A Interest J T
172. RSB IRA Smith Barney D Interest L T
173. !DEX Med. Growth (IRA) A Dividend L T Sold Portion 12/22 J A
174. !DEX Growth Port. (IRA) A Dividend J T
175. Smith Barney Muni MM B Interest L T
176. Weatherford Intl. None Sold 7/22 J A
177. American Intl. Group A Dividend Sold 7/22 J None
178. American Intl. Group A Dividend Sold I0/15 J A
179. Amgen None Sold 7/22 J B
180. Autodesk A Dividend Sold 7/22 J B
181. Biogen Idec None Sold 7/22 J
182. Power Shares High Yid. Eq. A Dividend J T 10/24 J
183. Calamos Growth Fd. None K T 9/07 J
184. USE Credit Union SDCA A Interest J T 10/05 K
185. USE MM SDCA A Interest K T 10/05 K
186. USE CD SDCA A Interest L T 10/05 K
I. Income Gain Codes: A =$1,000 or less B "$1,00 I -$2,500 C 0$2,50 I -$5,000 D =$5,001 -$15,000 E=$15, 00 l ·$50,000
(See Columns BI and 04) f=$50,001. $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K "$15,001 - $50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 "'More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=:Other S =Assessment
U =Book Value W=Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 15of16 05/04/2006HUFF, MARILYN L
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate parto/ReporL)
Line No. 3. Reference Part VII Line 3, 2004 Donated Portion.
__ Date_5 - Lf-_{){o __
FINANCIAL DISCLOSURE REPORT
Page 16of16
Name of Person Reporting Date of Report
HUFF, MARILYN L 0510412006
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: A IFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
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