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Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal ResultsSoftware Engineering InstituteCarnegie Mellon
Process Maturity Profile
CMMI®
SCAMPISM Class A Appraisal Results 2007 Year-End Update
March 2008
March 2008 Process Maturity Profile - Page 1© 2008 by Carnegie Mellon University
March 2008
We could not produce this report
without the support of the organizations
and lead appraisers who reported their
appraisal results to the SEISM.
Our many thanks for their continuing
cooperation with our data collection
and analysis efforts.
CMMI Appraisal Program
The Software Engineering Institute is a federally funded research and development center sponsored by the U.S. Department of Defense and operated by Carnegie Mellon® University
® CMMI, Capability Maturity Model and Carnegie Mellon are registered in the U.S. Patent and Trademark Office by Carnegie Mellon University
SM SCAMPI and SEI are service marks of Carnegie Mellon University
© 2008 by Carnegie Mellon University
Report Documentation Page Form ApprovedOMB No. 0704-0188
Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering andmaintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information,including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, ArlingtonVA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if itdoes not display a currently valid OMB control number.
1. REPORT DATE MAR 2008 2. REPORT TYPE
3. DATES COVERED 00-00-2008 to 00-00-2008
4. TITLE AND SUBTITLE Process Maturity Profile: CMMI SCAMPISM Class A Appraisal Results2007 Year-End Update
5a. CONTRACT NUMBER
5b. GRANT NUMBER
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6. AUTHOR(S) 5d. PROJECT NUMBER
5e. TASK NUMBER
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7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Carnegie Mellon University ,Software Engineering Institute (SEI),Pittsburgh,PA,15213
8. PERFORMING ORGANIZATIONREPORT NUMBER
9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)
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12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release; distribution unlimited
13. SUPPLEMENTARY NOTES
14. ABSTRACT
15. SUBJECT TERMS
16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT Same as
Report (SAR)
18. NUMBEROF PAGES
24
19a. NAME OFRESPONSIBLE PERSON
a. REPORT unclassified
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Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Outline
Introduction
Current Status
Summary
Terms used in this Briefing
March 2008 Process Maturity Profile - Page 2© 2008 by Carnegie Mellon University
Terms used in this Briefing
How to Report your Appraisal Results to the SEI
This briefing is based solely on the appraisals reported to the SEI. It cannot be used as a source for an exact indicator of all organizations in the world using CMMI models or appraisal methods nor can it be used for certification or verification purposes.
The SEI does not certify appraisal results or organizations. The SEI licenses SEI Partners, authorizes lead appraisers, team leaders and certified high maturity lead appraisers to conduct appraisals. Neither the SEI nor any other organization is a “certifying authority” of the results from a SCAMPI appraisal. Therefore requests to the SEI to provide information to be used for this purpose can not be fulfilled. Information provided by the SEI, such as this briefing, is to demonstrate reported results of the use of CMMI products and services only.
Organizations performing source selection or verification should consider performing an evaluation appraisal. For more information on appraisal methods and for a directory of authorized lead appraisers who can perform them, visit: http://www.sei.cmu.edu/appraisal-program/
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Introduction: Purpose
Characterize the adoption of CMMI® ®
Describe results from Standard CMMI Appraisal Method for Process Improvement (SCAMPISM) v1.1/v1.2 Class A appraisals using Capability Maturity Model® Integration(CMMI) v1.1 /v1.2 *
Encourage continued reporting of results
March 2008 Process Maturity Profile - Page 3© 2008 by Carnegie Mellon University
* Organizations previously appraised against CMMI v1.0 and which have not reappraised against v 1.1 are not included in this report
Please visit: http://www.sei.cmu.edu/appraisal-program/profile/index.html for additional information or questions you may have about this briefing before contacting the SEI directly
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Current Status
SCAMPI v1.1/v1.2 Class A appraisals conducted from the SCAMPI V1.1 April 2002 release through and reported to the SEI by
• appraisals• organizations
January 2008
3,1132,674
December 2007
March 2008 Process Maturity Profile - Page 4© 2008 by Carnegie Mellon University
• organizations• participating companies• reappraised organizations• projects• Non-USA organizations
Please refer to: Terms Used in this Report on page 22
Additional charts providing different views and break down of this information will be added to this briefing
as more appraisal data is reported to the SEI over time.
1,882
361
14,620
68.6%
2,674
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal ResultsN
um
ber
Of
Org
an
izati
on
s
800
900
1000
1100
1200
1300
1400
1500
Process Maturity Profile by All Reporting Organizations
32.9%
41.9%
March 2008 Process Maturity Profile - Page 5© 2008 by Carnegie Mellon University
Based on most recent appraisal of organizations
Nu
mb
er
Of
Org
an
izati
on
s
0
100
200
300
400
500
600
700
800
Not Given Initial Managed Defined Quantitatively Managed
Optimizing
2674
8.0%
1.5%3.3%
12.3%
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
300
350
400
450
500
Nu
mb
er
Of
Org
an
izati
on
s
Process Maturity Profile (V1.2 Only)by All Reporting Organizations
48.3%
March 2008 Process Maturity Profile - Page 6© 2008 by Carnegie Mellon University
Based on most recent appraisal of organizations545
0
50
100
150
200
250
Not Given Initial Managed Defined Quantitatively Managed
Optimizing
Nu
mb
er
Of
Org
an
izati
on
s
6.6%
1.5%
33.6%
0.7%
9.4%
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Reporting Organization Categories
Contractor for
Commercial/In-house
23.0%
72.0%
March 2008 Process Maturity Profile - Page 7© 2008 by Carnegie Mellon University
Based on organizations reporting an organization category
0 500 1000 1500 2000 2500
Military/Government Agency
Contractor for Military/Government
Number of Organizations
23.0%
5.1%
2652
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results%
Of
Org
an
izati
on
s W
ith
in C
ate
go
ry
Process Maturity Profile by Reporting Organization Categories
60%
70%
80%
90%
100%
Commercial/In-house = 1909
Contractor for Military/Government = 609
Military/Government Agency = 134
March 2008 Process Maturity Profile - Page 8© 2008 by Carnegie Mellon University
Based on most recent appraisal of organizations reporting an organization category
% O
f O
rgan
izati
on
s W
ith
in C
ate
go
ry
6.5%
1.3%
32.2%
43.5%
3.9%
12.6%
8.9%
2.0%
33.0%
40.9%
2.1%
13.1%
24.6%
2.2%
45.5%
21.6%
0.7%
5.2%
0%
10%
20%
30%
40%
50%
Not Given Initial Managed Defined Quantitatively Managed
Optimizing
2652
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Retail Trade0.3%
Wholesale Trade0.2%
Transportation, Communication, Electric, Gas
and Sanitary Services3.1%
Finance, Insurance and Real Estate6.3%
Public Administration (Including Defense)
5.0%
Fabricated Metal Products0.2%
Primary Metal Industries0.4%
Industrial Machinery And
Business Services34.2%
Organization TypeBased on Primary Standard Industrial Classification (SIC) Code
March 2008 Process Maturity Profile - Page 9© 2008 by Carnegie Mellon University
Industrial Machinery And Equipment
1.3%
Electronic & Other Electric Equipment
10.0%
Instruments And Related Products
2.0%
Transportation Equipment4.0%
Other Manufacturing Industries
0.7%Health Services1.6%
Other Services7.6%
Engineering & Management Services22.9%
Based on organizations reporting SIC code. For more information visit: http://www.osha.gov/oshstats/sicser.html1784
Manufacturing
18.7%
Services
66.3%
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
25 or fewer13.6%301 to 500
7.4%
501 to 10006.8%
1001 to 20003.7%
2000+2.5%
Organization SizeBased on the total number of employees within the area of the organization that was appraised
201 to 2000+
29.4%
March 2008 Process Maturity Profile - Page 10© 2008 by Carnegie Mellon University
26 to 5015.6%
51 to 7512.8%
76 to 1008.9%
101 to 20019.8%
201 to 3009.0%
Based on organizations reporting size data2635
1 to 100
50.8%
29.4%
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Maturity Profile by Organization Size Based on the total number of employees within the area of the organization that was appraised
% o
f O
rgan
izati
on
s b
y S
ize
67
.4%
51
.3%
60%
70%
80%
90%
100%
March 2008 Process Maturity Profile - Page 11© 2008 by Carnegie Mellon University
Based on organizations reporting size data
% o
f O
rgan
izati
on
s b
y S
ize
8.4
%
7.8
%
6.3
% 9.8
%
9.0
%
7.1
%
4.6
% 7.3
%
13
.4%
7.6
%
1.9
%
1.0
%
1.2
%
0.9
%
1.5
%
2.9
%
0.5
%
1.1
%
3.1
%
41
.7%
35
.1%
25
.6%
27
.6%
24
.8%
20
.4%
14
.0%
4.1
%
6.1
%
20
.3%
46
.3%
47
.9% 51
.3%
45
.5%
44
.5%
45
.9%
37
.6%
35
.1%
45
.5%
0.6
%
1.0
% 3.3
%
3.0
%
4.2
%
5.9
%
5.6
%
6.2
%
2.1
%
4.5
%
1.4
%
2.2
% 6.3
% 9.4
% 12
.1%
14
.7%
23
.0%
33
.7%
42
.3%
36
.4%
0%
10%
20%
30%
40%
50%
25 or fewer 26 to 50 51 to 75 76 to 100 101 to 200 201 to 300 301 to 500 501 to 1000 1001 to 2000 2000+
Not Given Initial Managed Defined Quantitatively Managed Optimizing
2635
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
700
800
900
1000
1100
1200
1300
1400
Disciplines Selected for Appraisals (V1.1 Only)
49.2%
SE = System Engineering SW = Software EngineeringIPPD = Integrated Product and
Process Development SS = Supplier Sourcing
Nu
mb
er
of
Ap
pra
isals
49.2%
40.2%
March 2008 Process Maturity Profile - Page 12© 2008 by Carnegie Mellon University
0
100
200
300
400
500
600
700
SE
/SW
SW
SE
/SW
/IPP
D/S
S
SE
/SW
/SS
SE
SE
/SW
/IPP
D
SW
/SS
SW
/IPP
D
SE
/SS
SW
/IPP
D/S
S
SE
/IPP
D/S
S
Based on appraisals reporting discipline data
Nu
mb
er
of
Ap
pra
isals
For more information about Allowable Models & Combinations, visit: http://www.sei.cmu.edu/cmmi/background/aspec.html
2.8% 2.8% 2.0% 1.4% 0.7% 0.7% 0.1% 0.1% 0.0%
2,565
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Countries where Appraisals have been Performed and Reported to the SEI
March 2008 Process Maturity Profile - Page 13© 2008 by Carnegie Mellon University
Argentina Australia Austria Bahrain Bangladesh Belarus Belgium Brazil
Bulgaria Canada Chile China Colombia Costa Rica Czech Republic Denmark
Dominican Republic Egypt Finland France Germany Hong Kong Hungary India
Indonesia Ireland Israel Italy Japan Korea, Republic Of Latvia Malaysia
Mauritius Mexico Morocco Netherlands New Zealand Norway Pakistan Peru
Philippines Poland Portugal Romania Russia Saudi Arabia Singapore Slovakia
South Africa Spain Sweden Switzerland Taiwan Thailand Turkey Ukraine
United Arab Emirates United Kingdom United States Uruguay Viet Nam
Red country name: New additions with this reporting
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Number of Appraisals Reported to the SEI by Continent
Nu
mb
er
of
Ap
pra
isals
1354
1080
1000
1200
1400
1600
March 2008 Process Maturity Profile - Page 14© 2008 by Carnegie Mellon University
Based on appraisals
Nu
mb
er
of
Ap
pra
isals
38
403
30
208
0
200
400
600
800
Africa Asia Europe North America Oceania South America
3113
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Contractor for
Commercial/In-house
USA and Non-USAReporting Organization Categories
261
1648
480
March 2008 Process Maturity Profile - Page 15© 2008 by Carnegie Mellon University
Based on USA organizations and Non-USA organizations reporting an organization category
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Military/Government Agency
Contractor for Military/Government
% of Organizations
USA: 100% = 835
Non-USA: 100% = 1817
1817839
129
94
40
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
60%
70%
80%
90%
100%
USA: 100 % = 839
Non-USA: 100 % = 1835
% o
f O
rgan
izati
on
s
Maturity Profile by All Reporting USA and Non-USA Organizations
March 2008 Process Maturity Profile - Page 16© 2008 by Carnegie Mellon University
Based on USA organizations and Non-USA organizations
0%
10%
20%
30%
40%
50%
Not Given Initial Managed Defined Quantitatively Managed
Optimizing
% o
f O
rgan
izati
on
s
839 1835
119
96
13 26
316
565
295
826
11
78
85
244
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Number of Appraisals and Maturity LevelsReported to the SEI by Country
Country
Number of
Appraisals
Maturity
Level 1
Reported
Maturity
Level 2
Reported
Maturity
Level 3
Reported
Maturity
Level 4
Reported
Maturity
Level 5
Reported Country
Number of
Appraisals
Maturity
Level 1
Reported
Maturity
Level 2
Reported
Maturity
Level 3
Reported
Maturity
Level 4
Reported
Maturity
Level 5
Reported
Argentina 47 31 10 2 3 Malaysia 42 15 24 3
Australia 29 1 8 4 2 4 Mauritius 10 or fewer
Austria 10 or fewer Mexico 39 1 18 13 3 4
Bahrain 10 or fewer Morocco 10 or fewer
Bangladesh 10 or fewer Netherlands 10 or fewer
Belarus 10 or fewer New Zealand 10 or fewer
Belgium 10 or fewer Norway 10 or fewer
Brazil 79 37 31 1 8 Pakistan 14 1 8 3 1
Bulgaria 10 or fewer Peru 10 or fewer
Canada 43 10 18 5 3 Philippines 20 2 10 7
Chile 20 13 5 1 Poland 10 or fewer
March 2008 Process Maturity Profile - Page 17© 2008 by Carnegie Mellon University
China 465 1 103 293 18 34 Portugal 10 or fewer
Colombia 18 6 9 1 2 Romania 10 or fewer
Costa Rica 10 or fewer Russia 10 or fewer
Czech Republic 10 or fewer Saudi Arabia 10 or fewer
Denmark 10 or fewer Singapore 16 3 8 1 4
Dominican Republic 10 or fewer Slovakia 10 or fewer
Egypt 27 12 11 2 2 South Africa 10 or fewer
Finland 10 or fewer Spain 75 1 49 21 1 3
France 112 4 67 34 1 2 Sweden 10 or fewer
Germany 51 7 27 7 1 1 Switzerland 10 or fewer
Hong Kong 14 1 9 4 Taiwan 88 60 25 2
Hungary 10 or fewer Thailand 10 or fewer
India 323 1 11 127 22 151 Turkey 10 or fewer
Indonesia 10 or fewer Ukraine 10 or fewer
Ireland 10 or fewer United Arab Emirates10 or fewer
Israel 16 3 9 2 United Kingdom 71 3 36 24 1 2
Italy 17 9 8 United States 1034 25 365 347 21 114
Japan 220 16 64 88 13 15 Uruguay 10 or fewer
Korea, Republic Of 107 1 31 48 11 7 Viet Nam 10 or fewer
Latvia 10 or fewer
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
OPD
OT
IPM
RSKM
ISM
DAR
OPP
QPM
OID
CAR
Fully Satisfied
Rated
Process Area Profiles - 1Organizations Appraised at Maturity Level 1
Defined
QuantitativelyManaged
Optimizing
March 2008 Process Maturity Profile - Page 18© 2008 by Carnegie Mellon University
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
REQM
PP
PMC
SAM
MA
PPQA
CM
RD
TS
PI
VER
VAL
OPF
Based on appraisals reporting a maturity level 1 rating
% of Appraisals
Managed
65
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
RSKM
IT
ISM
DAR
OEI
QPM
OPP
Fully Satisfied
Rated
Quantitatively Managed
Process Area Profiles - 2Organizations Appraised at Maturity Level 2
March 2008 Process Maturity Profile - Page 19© 2008 by Carnegie Mellon University
Based on appraisals reporting a maturity level 2 rating
0% 5% 10% 15% 20%
RD
TS
PI
Ver
Val
OPF
OPD
OT
IPM
Defined
% of Appraisals
1024
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Number of SCAMPI A Appraisals Reported to SEI by Year
Nu
mb
er
of
Ap
pra
isals 904
800
1000
1200
TOTAL
POSTED ON PARs 834
1006
March 2008 Process Maturity Profile - Page 20© 2008 by Carnegie Mellon University
Based on appraisals3113
Nu
mb
er
of
Ap
pra
isals
76
214
384
635
0
200
400
600
2002 2003 2004 2005 2006 2007
52
186
437
598
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Summary
3113 appraisals have been reported to the SEI in 70 months
The Organization Category of “Commercial/In-house” reports most of the appraisals
The highest percentage of “Commercial/In-house” reporting appraisals is from outside the USA
March 2008 Process Maturity Profile - Page 21© 2008 by Carnegie Mellon University
The highest percentage of “Military/Government Agency” reporting appraisals is from the USA
Outside the USA: China, India, Spain, Argentina, Brazil and Malaysia reported appraisals are increasing at a rapid rate
Additional information and charts will be added to this briefing as more appraisals are reported and more data is available to support the breakdowns
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Terms Used in this Report
Company - Parent of the appraised entity
A company can be a commercial or non-commercial firm, for-profit
or not for-profit business, a research and development unit, a higher
education unit, a government agency, or branch of service, etc.
Organization - a.k.a. Appraised entity
The organization unit to which the appraisal results apply. An
appraised entity can be the entire company, a selected business
March 2008 Process Maturity Profile - Page 22© 2008 by Carnegie Mellon University
appraised entity can be the entire company, a selected business
unit, units supporting a particular product line or service, etc.
Non-USA - Appraised entity whose geographic location is not within the United
States. The parent of the appraised entity may or may not be based
within the United States.
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Report your Appraisal Results to the SEI
The briefing is only possible due to the cooperation of organizations and individuals sending in their appraisal results to the SEI
In order to provide this information and service in the future, it will depend on this continued cooperation
March 2008 Process Maturity Profile - Page 23© 2008 by Carnegie Mellon University
Please visit:
http://www.sei.cmu.edu/appraisal-program/profile/index.html
for forms, information, and instructions on how to report appraisals to the SEI
Software Engineering InstituteCarnegie Mellon
CMMI® v1.1/V1.2 – SCAMPI v1.1/V1.2 Class A Appraisal Results
Contact Information
Please visit:
http://www.sei.cmu.edu/appraisal-program/profile/index.html
and review the information provided before contacting:
SEI Customer Relations (412) 268-5800SEI FAX number (412) 268-5758
March 2008 Process Maturity Profile - Page 24© 2008 by Carnegie Mellon University
SEI FAX number (412) 268-5758
Internet Addresscustomer-relations@sei.cmu.edu
Mailing AddressCustomer RelationsSoftware Engineering InstituteCarnegie Mellon UniversityPittsburgh, PA 15213-3890
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