Bharti.Verma-Pursuing FRM-MBA- Exp of 2.25 Years

BHARTI VERMA MUROOR ROAD, ABU DHABI, UAE

MOBILE: +971 553559653E-MAIL: bhartiverma2u@gmail.com

OBJECTIVE

An enthusiastic and high energy driven professional, targeting entry level assignments in Risk Management with an organization of high repute in UAE.

EXPERIENCE

Blackrock Services India Private Limited(June 2013- September 2015)

Role: Analyst-Level II

Process: Portfolio Compliance and Regulatory Reporting Group

Key Responsibilities:

• Provided investment compliance advisory services and support to the business units, by responding to business units' queries (including pre trade clearance, background research)

• Advised the business units on investment compliance updates and control issues.

• Interacted professionally at all levels of a tightly-integrated corporate team, including portfolio managers and traders..

• Continuous pre- and post-trade compliance monitoring

• Researched potential issues and report them to clients or company management.

• Analyzed account transactions and portfolio holdings for risk, and work toward resolving any violations.

• Ensured that the organization is in compliance with all accounts and funds

• Conducted complete compliance verifications for all accounts and mutual funds; researching potential compliance issues; reporting to management; and leading process improvement, scenario analysis, and technology testing.

• Reviewed investment guidelines for separately managed accounts, as well as the investment objectives and parameters of affiliated or sub-advised open-end and closed-end mutual funds

• Perform in-depth review of preliminary Investment Management Agreements to assess monitoring capabilities and prevent potential breaches of client mandated restrictions.

Technical Skills:

Sound Knowledge of Capital Market.

Pre & Post Trade Compliance Research , Risk Management

Knowledge of AML policies, Sanction procedures and the regulatory frameworks

Strong Quantitative Background. Bloomberg and BlackRock-

Aladdin Applications. Proficient in use of MS Product

Suite (Word, Excel, Outlook) Expert in designing SOP’s Basic SQL.

Employability Skills

Analytical and attentive to accuracy & detail

Strong inter-personal and communication skills.

Ability to work under tight deadlines and pressures

Ability to solve problems quickly and completely.

Exceptional Leadership Qualities Compatible, flexible,

hardworking, sincere and an excellent team player.

Commitment to culture and demonstration of professionalism, accountability, customer/client focus, and teamwork

Prioritize multiple tasks and manage projects effectively

Achievements:

• Identified business risks and implemented controls to mitigate those risks. Prevented major losses for the firm by pinpointing and fixing operational issues, reconciling trade allocations, and ensuring best execution.

__________________________________________________________IFCI Financial Services Limited, New Delhi.

(April 2012 to June 2012)

Role : Management InternJob Profile

Study of Investor’s Perception and Preference in Stock and Commodity Market

New Client Acquisition - DEMAT & Trading accounts.

PROFESSIONAL QUALIFICATION

Pursuing Financial Risk Manager (FRM).

Company Secretary-Executive Level under ICSI (2010).

CT2 Paper-Finance and Financial Reporting (2009).

CT3 Paper-Probability and Mathematical Statistics (2008).

EDUCATION

Post graduate Program in Management-FINANCE from Indus World School of Business University, India, in 2013 (75%)

MBA in FINANCE (TWINNING PROGRAM) from to Pondicherry University, India, affiliated with IWSB in 2013 (65%)

Bachelor of Commerce (Honours) from Kirori Mal College, Delhi University, India, in 2009 (65%)

Class 12th from (CBSE) Dyal Singh Public School, India, in year 2006 (91%) Class 10th from (CBSE) Dyal Singh Public School, India, in year 2004 (81%)

Awarded the performance spot award for the month of January 2014

Awarded as "Best performer" for outstanding performance by the India COO Mr. Toby Rich in March. 2014.

Successfully trained a batch of 5 employees for Syndicated Trade Approval Process.

Academic Projects:

Financial Valuation of Tata Motors

Internal and External Environment analysis of Pantaloons Retail India Private Limited

Financial Statements and Ratio analysis of STEEL AUTHORITY INDIA LIMITED

Market research to analyze online shopping trends in India to find the feasibility of entering into Online Grocery Shopping

Awards & Achievements:

Awarded with Chairman’s Silver medal for academic excellence- PGPM (Finance).

Scholarship-School topper in class 12

Merit certificate in English by CBSE in class 12

1st Prize –Zonal Level Essay Writing Event by SRCM [2012]

Personal Profile:

NAME : Bharti Verma

DATE OF BIRTH : May 23, 1989

NATIONALITY : Indian

LANGUAGES KNOWN : English & Hindi

MARITAL STATUS : Married

PASSPORT : M1963449

VISA : UAE-Residence Visa

Place : Abu Dhabi

SIGNATURE

(Bharti Verma)