Moving beyond fear to collaboration action: the uncommon recipe for planning & managing shared...

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[National Park Service Rivers, Trails & Conservation Assistance Program] There is hope for planners and resource managers who are trying to balance the competing interests of polarized groups. Drawing from many disciplines including community planning, mediation, facilitation, conflict resolution, social identity theory, neuroscience, and principles of non-violent communication, Joy Lujan is helping polarized communities move beyond their fears and find collaborative solutions to managing shared resources. In river management planning processes, people everywhere have the same basic needs that must be met to move beyond fear, demands, and animosity to achieve successful outcomes. Designing planning processes that meet these core needs will help people work together more effectively and result in more implementable, broadly supported plans that address people’s most pressing interests while balancing resource stewardship. When people perceive themselves as being in competition over how to use or manage a river resource much of the behavior people exhibit comes from fear that they are going to lose something they value or that something is going to be done to them. Without carefully designed processes, people become more and more entrenched in their positions. The most effective processes make it possible to for extremely polarized, deeply entrenched interests to engage in planning processes that moves them to a place of higher thinking and shared solutions. As important as well designed processes, knowing how to effectively manage difficult internal, interpersonal, and group dynamics can be the key to whether a collaborative process is successful. This session will examine some common pitfalls at an individual level, at an interpersonal level and at the group level so that participants can better understand and effectively navigate difficult situations in collaboration.

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Moving Beyond Fear to Collaboration in Planning for Shared Uses of Resources

River Management Society

...there’s one main thing that makes collaboration so

difficult...

People!

The Bad News

People behave terribly….

…..but predictably and for predictable reasons.

The Good NewsPeople, even angry people, are TOTALLY capable of being reasonable!

It is within our capability to create circumstances in which they can behave reasonably.

“Civilitating” Colorado Land Use

Joy Lujan, TEDx Mile High Women, 2012

CHALLENGES TO SUCCESSFUL COLLABORATION

ObstaclesVisible Obstacles:

• Organizational – mandates, authority, hierarchy

• Legal – laws, policies, regulations

• Institutional – bureaucracy, sops, technology

• Political – power, ideology, turf

• Practical – funding, budgeting, staffing, resources

• Logistical – location, distance, timing

ObstaclesInvisible Obstacles:• Cognitive – how we view problems and paradoxes• Communication – how we approach the problems• Procedural – how we deal with conflicts• Psychological – how we deal with change• Institutional – how we organize ourselves• Perceptual – how we view ourselves and others

• Open, Effective Communication

• Good Processes

• Effective Teams

• Clear Understanding of Roles

• Shared Vision and Purpose

• Well-Understood Interests

Elements of Successful Collaboration

• Shared Agreements• Facilitative Behaviors• SMART Goals• Solid Action Agendas• Supportive Leadership• Trust within group

Core Assumptions of Collaboration and Facilitative Behavior

• I have some information, others have other information

• Each of us may see things that others do not;

• Differences are opportunities for learning;

• People act with integrity, given their situation

Adapted from Argyis and Schon, 1974, and Action Design, 1997 as shown in Roger Schwarz, The Skilled Facilitator, 2002

Collaborative Planning and Decision Making Processes

Collaborative Planning and Decision Making Process

Who are the players?

Levels of Stakeholder Involvement

© National Policy Consensus Center

Perceptions and Assumptions

The Power of Personal Perception

How reliable is our ability to perceive and make sense of the world?

The question is not what you look at, but what do you see.

-Henry David Thoreau

Who is the tallest?

What do you see?

Does it look different now?

“The Ladder of Inference Creates Bad Judgment”

Ed Muzio

The Reality About Assumptions

• Making assumptions is normal

• Most assumptions are implicit

• The longer our assumptions are in effect, the more likely we are to convert our assumptions into truths (beliefs)

Dealing with Emotion

Emotion and Reason

Emotional Intensity

Ability to Reason

The Emotional Brain

The Even Worse News

Sometimes people can be REALLY difficult….

…..and sometimes those people are us!

Let’s call her “Nancy”

Getting Past the Emotional PeakHelping Yourself

• Taking a breath

• Taking a walk

• Count to 10

• Others?

Helping Others•Acknowledgement•Validation•Vent with care•Redirecting•Apology

COMMUNICATION SKILLS FOR COLLABORATIVE PROBLEM SOLVING & CONFLICT MANAGEMENT

Communication Objectives■ Be better able to surface dissent, raise concerns, and respond

with respect

■ Increase ability to have difficult and meaningful conversations

before situations escalate

■ Improve communication and conflict management skills for

more effective organizational performance

Communication

Two Parts to Effective Communication

Listening to Understand

Speaking to Be Understood

“If we were supposed to talk more than we listen, we would have two mouths and one ear.”

-Mark Twain

Dilbert by Scott Adams, December 24, 2010

Listening Isn’t the Fun Part

Attitudes of Effective Listening

• It takes energy to listen

• We have to care about what the person is trying to tell us

• We do not already know what the person wants us to know

• We need to convince the person that we heard them

Listening to Understand

■ Open-ended questions

■ Listen actively by paraphrasing facts and feelings to validate the speaker

Speaking to Be Understood

■ Reframe your language■ Yes/And – No Buts!■ “I” Statements■ Feedback Sandwich

Don’t Reject, Reframe

GOAL: using language to validate what is said with the focus on capturing the underlying interests or needs and moves from:

Negative PositivePast Future, Options

Other SpeakerPositions InterestsBlaming Contribution

Complaint Request

“I” Statements

■ I feel (state feeling)■ When (describe behavior in specific)■ Because (describe impact on your needs)■ Make a positive behavior request

(describe what you need)

INTEREST-BASED COLLABORATION

“The best decisions result not from a superficial consensus, but from surfacing different points of view and searching for creative solutions.”

- William Ury, The Third Side

Positions & Interests

Interests our hopes, fears, wants, needs...

Positions our stand or demand

safetysecurity recognition

respect

Belonging

Dignity

Fairness

Self esteem

Positions and Interests

Positions• Solutions to problems

• Specific & definite• Basis for argument• Require justification

• End discussion

Interests• Why a particular solution is

preferred• Reasons underlying positions• Require explanation not

justification• Start discussion

Unpacking InterestsKey questions:

•Why is that important to you?

•What would happen if you don’t get it?

•If you got that, would your needs be completely met?

UNPACKING INTERESTS

EXERCISE

GROUP DYNAMICS IN COLLABORATION

“Great things…are never done by one person, they’re done by a team of people….None of us is as smart as all of us.“

Steve Jobs

Internal Dynamics

Internal Dynamics – 2 People

Interpersonal Dynamics

Group Dynamics

Group Process / Dynamics• Forming, coming together, true issues or concerns are often

suppressed, while participants feel each other out

• Storming, the politeness barrier drops and participants often try to enforce their issues or control onto the group, tempers may flare

• Norming, participants begin to understand each other, get used to each other, trust and relationships begin to form

• Performing, the group gels and begins to work toward a common goal on a highly efficient and cooperative basis.

Bruce Tuckman, “Developmental Sequence in Small Groups” (Psychological Bulletin 63, vi, 1965, revised 1977)

Group Process / Dynamics

• Fifth Stage – – Transforming, the group has achieved a level of

common understanding and trust that they begin to look at the problem in new ways and develop solutions that could not have been possible in any other setting

Creating “Other”

CROSS-CULTURAL COMMUNICATIONS

VERBAL COMMUNICATION STYLES

Adapted from W. B. Gudykunst and Young Yun Kim, Readings on Communicating With Strangers, An Approach to Intercultural Communication, (New York, NY: McGraw-Hill, 1992)

From W.B. Gudykunst and S. Ting-Toomey, Chapter 8, pp. 223 – 235

Verbal Communication Styles

• Direct vs. Indirect

• Elaborate vs. Succinct

• Personal vs. Contextual

• Concrete vs. Intuitive

TIME: MONOCHRONIC AND POLYCHRONIC

From E.T. Hall, Chapter 6, pp. 187 – 191

Time Differences• Monochronic

– Events scheduled as separate items – one thing at a time

– Structured approach to time, emphasizes promptness

– Focus on agenda, task

– Completion of task most important

Time Differences• Polychronic

– Several things at once

– Flexible approach to time

– No strict agenda

– Relationship focus

Inter-Cultural Interactions• Make an effort to learn about the cultural and

social expectations of the people you will be dealing with

• Expect different expectations

• Do not assume that what you are saying is being understood

• Different is just different. Not necessarily right or wrong.

Inter-Cultural Interactions• Listen carefully

• Be patient, be humble, be willing to learn

• Apply interest-based negotiation principles

• Dare to do things differently

Source: J. Jung-Min Sunoo, Some Guidelines for Mediators of Intercultural Disputes, Negotiation Journal, 1990

Developing an Action Agenda

SOMEBODY SHOULD

7 Elements of the Action Agenda•Goals and Tasks

•Task Lead

•Support Team Members

•Estimated Time and Costs

•Resources needed (existing and not)

•Critical date due

•Measures of success/evaluation

GOAL AND TASKS TASK LEAD SUPPORT TEAM

MEMBERS

ESTIMATED TIME and

ESTIMATED COST

RESOURCE

NEEDS/ POTENTIAL

FUNDING

CRITICAL

DATE DUE

MEASURES OF SUCCESS (evaluation of

outcomes)

Goal 1:

Task A

Task B

Goal 2:

Task A

Task B

ACTION AGENDA

The Gremlins in the Matrix

Encouraging Leadership

When the same people are always the leaders, others can’t develop their skills and competencies to:

•spread the workload out•build capacity•grow toward sustainability

When People Over-VolunteerIt may be time to:

• evaluate if the schedule and deadline is realistic or needs to be curbed back

• point out over-volunteering that could lead to burnout or missed deadlines

• reshuffle expectations about who does what

Accountability

• Doing what you say you are going to do

• Holding others to their agreements

• Using the Action Agenda to track progress

• Drags the group down

• Prevents things from getting done

• Others develop frustrations and/or resentments

• Others, who are doers, may leave the group

Why Address Broken Agreements?

NECESSARY BUT DIFFICULT CONVERSATIONS

Review

Collaboration is Difficult because….

….PEOPLE!● Them● Us● Us and Them

• Effective Communication

• Good Processes

• Effective Teams

• Clear Understanding of Roles

• Shared Vision and Purpose

• Well-Understood Interests

Elements of Successful Collaboration

• Shared Agreements• Facilitative Behaviors• SMART Goals• Solid Action Agendas• Supportive Leadership• Trust within group

joy_lujan@nps.gov303-969-2853

Moving Beyond Fear to Collaboration in Planning

for Shared Uses of Resources