Corporate Compliance Management

Corporate Compliance Management

Systematic.Compliant.Val

ued.

ProGovernance

Enhanced Value

A Venture of

Get….

Corporate Compliance Management

Systematic - Well Organized Structure

Compliant - ProGovernancee

Valued – Risk Management

Enhancing Value through Governance

ProGovernance – “Achieving Purpose”

Growth of Company

Growing Revenue

s

Growing Profits

Growing Market Value

CCM Strength

Expert Matrix

Experts From

Industry

Experts From

Industry

Experts of Specific

Law

CP Internal

Team

ExpertsFrom

Regions

CCM

ProGovernance

www.ccmonline.in

Customization of Checklist as per laws applicable to your Company

Real Time Updations by Expert Professionals located all over India

Rights to create a complete System of Compliance Management

Creation of Three Tier Hierarchy for compliance Reporting System

Alerts at different levels as the last date of compliance comes closure

Opinion on any of the Topic of Compliance from Eminent Professionals of the field on panel

CCM Benefits & Features

CCM Benefits’ Management

Reporting of Compliance & Non-Compliance – On Real-time Basis – On Quarterly Basis– Archive of Quarterly Compliance Reports

Hits & Misses Report Report with Graphical Presentation

Risk Assessment of Non-Compliances– Reporting of Consequences segregated in High, Medium

& Low financial & Other Risks

About CCM

CCM – First Five Steps

STEP I Corporate Dossier

STEP II Questionnaire

For Instance

STEP III Identification Process

STEP IV Evaluation Process [Event based Laws]

How CCM Works???

Questionnaire for judging applicability of various laws

Applicable laws

Compliances

Registration/ Regular Event based Registers

Licenses Compliances Compliances

Basic Questionnaire Activity Based questionnaire

Taxation Laws

Corporate laws

Industrial & Labour Laws

10 or more

20 or more

25 or more 100 or more

1000 or more

Property laws

General Laws (Applicable to all companies)

(Based on Number of employees)

Listed Company

Un-listed Company

Public Company

Private Company

Govt. Company

On the basis of Status of the Company

Intellectual Property

Laws

Foreign Exchange

Laws

Custom Tax laws

Event Based Laws

Sector Specific Laws

Manufacturing

Trading Service

Insurance

Tourism

Power

Banking

Pharmaceuticals

Entertainment

IT enabled services & BPO

Industry Specific Laws

Automobiles

Computers

Aluminium Products

Cables

Cement

Cigarettes

Breweries & Distilleries

FMCG

Labour Welfare Act

National Festival

Holiday Act

Shops and Commercial

Establishment Act

State Wise Laws

Step V : Compliance Organisation Structure For Rights

Assignment

CCM Compliance Monitor

Compliance Scheduler

Title Notice by Occupier

Form No

------

Due Date

At least 15 days before he begins to occupy or use

Title Shareholding Pattern

Form No

Fixed Format

Due Date

Within 21 days from the end of each Quarter

IncomeTax

Factories Act

CompaniesAct

Listing Agreement

Today This Week This MonthSelect Period

Title Return of Income

Form No

ITR-6

Due Date

On or before 31st October of the assessment year

Title Appointment of Director

Form No

Form 29 &

32 Due Date

Within 30 days of appointment

Alerts & Notifications

Compliance Due Date Level III(Executive

)

Level II(Departmen

t Head)

Level I(Compliance Officer)

CEO

Submit CG Compliance Certificate

15/04/2007

05/04/2007

08/04/2007 11/04/2007

14/04/200715/04/2007

Submit Shareholding Pattern

21/04/2007

11/04/2007

14/04/2007 17/04/2007

20/04/200721/04/2007

Submit Financial Results

23/04/2007

13/04/2007

16/04/2007 19/04/2007

22/04/200723/04/2007

Assigned To Mr. Sumit

Task To Perform

Task 1 Task 2 Task 3 Task 4

Income Tax

File Form ITR-6

-------- -------- --------

Payment Of Gratuity Act

Compulsory insurance for liability

Notice of change in the name

-------- --------

Companies Act File Form 32 File Annual

ReturnFile Balance Sheet

File Form 5

Listing Agreement

Submit CG Compliance Certificate

Submit Shareholding Pattern

Submit Financial Results

--------

To Do Pending

Online & Offline Support

Query Box Get an Opinion Interpretation of Applicable Laws

Report Wizard

Real Time Basis

Pending NonCompliances Compliances

&

Forms Archive

Laws

Forms Download

Income Tax Form ITR-6 download

Companies Act File Form 32 download

Income Tax Form 1 download

Compliance Statistics

No status37%Not Complied

Complied

52%

Status on

the basis of

information

provided

11%

Risk Assessment & Analysis

Penalty Risk Classification

Significance Type Probability

I year prosecution

High Urgent Moderate

Fine of Rs. 1,00,000

High Not Urgent Moderate

Fine of Rs. 1,000 Low Avoid Low

High RiskModerate Risk

Low Risk

CCM Benefits’ Corporates

Enhancing Value through Governance

OrganisedSystem

Risk ManagementGovernance

Value Management

CCM a Solution for…..

CCM Helps Corporate in Turning Obligation into Opportunity

Our Presence

Corporate Professionals (India) Pvt. LtdD-28, South Extension Part - INew Delhi-110 049Ph: 011-40622200

Email: info@indiacp.com

Visit us at: www.corporateprofessionals.com

Kavita: + 91 9818587794; Manoj: + 91 9910688433

Thank you

For further information, Please contact…