2013 RIA Strategy-Building Event for Advisors At NYSE

11:30  AM   Par+cipants  Arrival  

11:45  AM   Welcome  Presenta+on  

Noon   Lunch  

1:00  PM   Point  of  View:  In-­‐depth  analysis  of  economic  and  financial  market    trends.  Recommenda+ons  on  investment  strategies.  

Fritz  Meyer  Economist  and  

Market  Commentator    

1:45  PM   Standing  Apart:  Insights  on  what  Ultra  High  Net  Worth  Clients  are  concerned  about,  what  best  prac+ces  your  compe+tors  are  implemen+ng,  and  what  new  trends  are  leading  the  rules  of  client  engagement.  

Chris:ne  Gaze  Director  of  Prac+ce  

Management,  TD  Ameritrade    

2:15  PM   Break  

2:30  PM   The  Social  Advisor:  Following  the  SEC  and  FINRA  social  media  guidelines,  how  to  leverage  social  media  tools  to  transform  your  social  skills  into  new  opportuni+es.  

Andrew  Gluck  Journalist  and  Founder/CEO  

of  Advisor  Products  Inc.    

3:00  PM   Technology:  How  prac+ce  management  technology  helps  with  increasing  regula+ons,  sophis+cated  investment  solu+ons,  and  clients  demanding  beXer  informa+on  about  their  porYolios.  

David  Mastroberardino  Director  of  Products,  

Croesus  FinansoZ    

3:30  PM   View  of  the  Trading  Floor  and  Closing  Bell    

4:30  PM   Op+onal:  Discussion  Cocktail  at  a  pub  near  the  NYSE  (TBC)    

2013  Strategy  Building  Event  for  Advisors  

RIA  Seminar  At  the  New  York  Stock  Exchange  

11  Wall  Street,  New  York  January  15,  2013  

Please  join  us  on  January  15,  2013  for  a  special  invite  only  event  at  the  NYSE,  the  mecca  of  the  financial  industry  that  dates  back  to  1792.    Come  to  collaborate  with  leaders  in  the  RIA  space  to  discuss  how  to  break  through  boundaries  with  your  prac+ce  and  look  towards  the  future.    

AGENDA  

We  must  become  the  change  we  want  to  see.  

-­‐Mahatma  Gandhi  

Confirm  before  January  3rd  to:    

michael.breen@tdameritrade.com

” “

TD  Ameritrade  Ins+tu+onal  and  the  above  named  par+es  are  separate  and  unaffiliated,  and  are  not  responsible  for  each  other’s  services  or  policies.  TD  Ameritrade  Ins+tu+onal,  Division  of  TD  Ameritrade,  Inc.,  member  FINRA/SIPC/NFA.  TD  Ameritrade  is  a  trademark  jointly  owned  by  TD  Ameritrade  IP  Company,  Inc.  and  The  Toronto-­‐Dominion  Bank.  ©  2012  TD  Ameritrade  IP  Company,  Inc.  All  rights  reserved.  Used  with  permission.